Lending Ratios

BT Margin Lending will generally lend between 30% and 75% of the market value of a large range of listed securities and managed funds. These lending ratios are set by BT Margin Lending and should not be taken as a recommendation to purchase or sell and does not constitute investment advice.

Lending ratios are subject to change without notice and should be confirmed with one of our Customer Relations Consultants on 1800 816 222 prior to any purchase or lodgement.

View BT Margin Lending Acceptable Securities & Lending Ratios

Interest Rates

View BT Margin Lending Interest Rates

SHARES LIST
Code	Security Name	Lending Ratio	Availability	Single Stock Lending Ratio
Industrial
0669H	TECHTRONIC INDUSTRIES CO LTD	0.0%	Reserve	Seek Approval
0700H	TENCENT HOLDINGS LTD	0.0%	Good	Seek Approval
14D	1414 DEGREES LIMITED	0.0%	Good	Seek Approval
1AD	ADALTA LIMITED	0.0%	Good	Seek Approval
1ADOA	ADALTA LIMITED	0.0%	Reserve	Seek Approval
1AE	AURORA ENERGY METALS LIMITED	0.0%	Good	Seek Approval
1AG	ALTERRA LIMITED	0.0%	Good	Seek Approval
1AI	ALGORAE PHARMACEUTICALS LIMITED	0.0%	Good	Seek Approval
1AIOA	ALGORAE PHARMACEUTICALS LTD OPTION	0.0%	Reserve	Seek Approval
1CG	ONE CLICK GROUP LIMITED	0.0%	Good	Seek Approval
1CGO	ONE CLICK GROUP LIMITED	0.0%	Reserve	Seek Approval
1CGXX	ONE CLICK GROUP LTD ENTITLEMENT OFFER	0.0%	Good	Seek Approval
1FSPW	CFS FC PERPETUAL WHOLESALE AUST SHARE	75.0%	Good	Seek Approval
1MC	MORELLA CORPORATION LIMITED	0.0%	Reserve	Seek Approval
1TT	THRIVE TRIBE TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
29M	29METALS LIMITED	0.0%	Good	Seek Approval
360	LIFE360 INC.	0.0%	Good	Seek Approval
3601	LIFE360 INC.	0.0%	Good	Seek Approval
3DA	AMAERO INTERNATIONAL LTD	0.0%	Good	Seek Approval
3DAO	AMAERO INTERNATIONAL LTD	0.0%	Good	Seek Approval
3DP	POINTERRA LIMITED	0.0%	Good	Seek Approval
3PL	3P LEARNING LIMITED	0.0%	Good	Seek Approval
4DS	4DS MEMORY LIMITED	0.0%	Good	Seek Approval
4DX	4DMEDICAL LIMITED	0.0%	Good	Seek Approval
5EA	5E ADVANCED MATERIALS INC.	0.0%	Good	Seek Approval
5GG	PENTANET LIMITED	0.0%	Good	Seek Approval
5GN	5G NETWORKS LIMITED	0.0%	Good	Seek Approval
6594T	NIDEC CORPORATION	0.0%	Good	Seek Approval
8279	AGTECH HOLDINGS	0.0%	Good	Seek Approval
88E	88E ENERGY LIMITED	0.0%	Reserve	Seek Approval
8CO	8COMMON LIMITED	0.0%	Good	Seek Approval
8IH	81 HOLDINGS LTD	0.0%	Good	Seek Approval
8VI	8VIC HOLDINGS LIMITED	0.0%	Good	Seek Approval
92E	92 ENERGY LIMITED	0.0%	Good	Seek Approval
9437	NTT DOCOMO INC	0.0%	Good	Seek Approval
A.NY	AGILENT TECHNOLOGIES INC	0.0%	Good	Seek Approval
A11	ATLANTIC LITHIUM LIMITED	0.0%	Good	Seek Approval
A1G	AFRICAN GOLD LIMITED	0.0%	Good	Seek Approval
A1M	AIC MINES LIMITED	0.0%	Good	Seek Approval
A1N	ARN MEDIA LIMITED	40.0%	Good	Seek Approval
A200	BETASHARES AUSTRALIA 200 ETF	75.0%	Good	Seek Approval
A2B	A2B AUSTRALIAN LIMITED	0.0%	Good	Seek Approval
A2BRG	AMP FLI S2-BLACKROCK GLOBAL BOND	0.0%	Good	Seek Approval
A2M	THE A2 MILK COMPANY LIMITED	50.0%	Good	Seek Approval
A2MKV	CITI WARRENTS 27.3003 A2M MINI SHORT	0.0%	Good	Seek Approval
A3D	AURORA LABS LIMITED	0.0%	Good	Seek Approval
A4N	ALPHA HPA LIMITED	0.0%	Good	Seek Approval
A8G	AUSTRALASIAN GOLD LIMITED	0.0%	Good	Seek Approval
AA	ASSET ACCESS	100.0%	Good	Seek Approval
AAA	BETASHARES AUST HIGH INTEREST CASH ETF	75.0%	Good	Seek Approval
AAA1	ACACIA RESOURCES	0.0%	Good	Seek Approval
AAAEL	ANZ OA INV PT AUSBIL AUST EMERG LDRS	70.0%	Good	Seek Approval
AAAFI	ADV AUST FIXED INTEREST MULTI BLEND (WA)	75.0%	Good	Seek Approval
AAAG1	MAPLE-BROWN ABBOT AUS GEARED EQUITY FUND	0.0%	Good	Seek Approval
AAAGE	MAPLE-BROWN ABBOT AUS GEARED EQUITY FUND	0.0%	Good	Seek Approval
AAC	AUSTRALIAN AGRICULTURAL COMPANY LIMITED	0.0%	Good	Seek Approval
AAC1	AUSTRALIAN AGRICULTURAL COMPANY LIMITED	0.0%	Good	Seek Approval
AACMF	ADVANCE CASH MULTI - BLEND	85.0%	Good	Seek Approval
AACR	AUST AGRICULTURE - RIGHTS EXP 14/04/05	0.0%	Reserve	Seek Approval
AAE	AUSTRALIAN ETHANOL LTD	0.0%	Good	Seek Approval
AAEFG	AUSBIL AUSTRALIAN GEARED EQUITY FUND	40.0%	Good	Seek Approval
AAF	AUSTRAL AFRICA RESOURCES LTD	0.0%	Reserve	Seek Approval
AAFMB	BT AUSTRALIAN FIXED INTEREST INDEX FUND	75.0%	Good	Seek Approval
AAG	ARAGON RESOURCES LIMITED	0.0%	Good	Seek Approval
AAGED	ANZ OA INV PT AXA GLBL EQUITY VALUE DEF	75.0%	Good	Seek Approval
AAGEF	C WORLDWIDE GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
AAGEV	ONEPATH OA FR INV-AXA GLOBAL EQUITY VAL	75.0%	Good	Seek Approval
AAH	ARANA THERAPEUTICS LIMITED	0.0%	Good	Seek Approval
AAH1	ARANA THERAPEUTICS LIMITED	0.0%	Good	Seek Approval
AAIF	MAPLE-BROWN ABBOTT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
AAIFW	AXA W/S AUSTRALIAN INCOME FUND - SUSP	0.0%	Good	Seek Approval
AAJ	ARUMA RESOURCES LIMITED	0.0%	Good	Seek Approval
AALPT	MACQUARIE AUST LISTED REAL ESTATE FUND	70.0%	Good	Seek Approval
AAMAO	ABERDEEN STD ASIAN OPPORTUNITIES FUND	65.0%	Good	Seek Approval
AAMBF	ABERDEEN AUSTRALIAN BOND FUND	0.0%	Good	Seek Approval
AAMF	ADV ALLIANCE MORTGAGE FUND	0.0%	Good	Seek Approval
AAMF1	ADV ALLIANCE MORTGAGE FUND	0.0%	Good	Seek Approval
AAMI1	AXA AUSTRALIAN MONTHLY INCOME FUND	0.0%	Good	Seek Approval
AAMIE	ABERDEEN INTERNATIONAL EQUITY FUND	75.0%	Good	Seek Approval
AAMIF	AXA AUSTRALIAN MONTHLY INCOME FUND	0.0%	Good	Seek Approval
AAMO	OPTION EXPIRING 30-NOV-2008	0.0%	Reserve	Seek Approval
AAMT1	AUST UNITY ACORN MICROCAP TRUS	0.0%	Good	Seek Approval
AAN2	ALINTA MERGECO LIMITED	0.0%	Good	Seek Approval
AAO	AUSTRALASIA GOLD LTD ORD FULLY PAID	0.0%	Good	Seek Approval
AAOO	OPTION EXPIRING 19-APR-2013	0.0%	Good	Seek Approval
AAP	AUSTRALIAN AGRICULTURAL PROJECTS LIMITED	0.0%	Reserve	Seek Approval
AAP5	APPLE INC	0.0%	Good	Seek Approval
AAPF1	AXA AUSTRALIAN PROPERTY FUND	0.0%	Good	Seek Approval
AAPL	APPLE INC INTERNATIONAL	70.0%	Good	Seek Approval
AAPL1	APPLE INC INTERNATIONAL	0.0%	Good	Seek Approval
AAPL2	APPLE INC INTERNATIONAL	0.0%	Good	Seek Approval
AAPL5	APPLE INC	0.0%	Reserve	Seek Approval
AAPNA	APPLE INC.	0.0%	Good	Seek Approval
AAPS1	ADV ALLIANCE PROP SECS MULTI BLEND FUND	0.0%	Good	Seek Approval
AAQ	AUSTRALIS AQUACULTURE LIMITED	0.0%	Reserve	Seek Approval
AAR	ASTRAL RESOURCES NL	0.0%	Good	Seek Approval
AARO	ASTRAL RESOURCES OPT EXP 24/10/2025	0.0%	Good	Seek Approval
AAS	ASIAN PACIFIC LIMITED	0.0%	Reserve	Seek Approval
AASEI	AMP FLI-AUSTRALIAN SHARE ENHANCED INDEX	75.0%	Good	Seek Approval
AASF	AIRLIE AUSTRALIAN SHARE FUND	70.0%	Good	Seek Approval
AASIF	BT AUSTRALIAN SHARES INDEX FUND	75.0%	Good	Seek Approval
AASMB	ADVANCE ALTERNATIVE STRATS MULTI-BLEND	0.0%	Good	Seek Approval
AAT	AUTRON CORPORATION LIMITED	0.0%	Reserve	Seek Approval
AAT1	AUTRON CORPORATION LIMITED	0.0%	Reserve	Seek Approval
AATR	AUST TECH - RIGHTS APP CLSE 27/05/04	0.0%	Reserve	Seek Approval
AAU	ANTILLES GOLD LIMITED	0.0%	Good	Seek Approval
AAUOC	ANTILLES GOLD LIMITED	0.0%	Reserve	Seek Approval
AAWAS	ADVANCE GLOBAL ALPHA FUND	0.0%	Good	Seek Approval
AAWIF	MAPLE-BROWN ABBOTT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
AAWMF	ADV ALLIANCE W/S MORTGAGE FUND	0.0%	Good	Seek Approval
AAWPM	ADV PROPERTY SECS MULTI-BLEND FUND (WA)	0.0%	Good	Seek Approval
AAX	AUSENCO LTD	0.0%	Good	Seek Approval
AAYR	AACL HOLDINGS LIMITED RENOUNCEABLE RIGHT	0.0%	Good	Seek Approval
ABA	AUSWIDE BANK LTD	0.0%	Good	Seek Approval
ABAHI	ABERDEEN ACTIVELY HDGD INTER'L EQUITIES	75.0%	Good	Seek Approval
ABAL	ANZ OA INV PFOLIO - ING BALANCED	75.0%	Good	Seek Approval
ABAN	ADVANCE BANK DEFERRED	0.0%	Good	Seek Approval
ABAOF	ABERDEEN STD ASIAN OPPORTUNITIES FUND	65.0%	Good	Seek Approval
ABB	AUSSIE BROADBAND LIMITED	40.0%	Good	Seek Approval
ABB1	ABB GRAIN LIMITED	0.0%	Good	Seek Approval
ABC	ADBRI LIMITED	60.0%	Good	Seek Approval
ABC2	ADELAIDE BRIGHTON LIMITED	0.0%	Good	Seek Approval
ABCAS	ANZ OA IP-BT CORE AUS SHR EF/SLCT	75.0%	Good	Seek Approval
ABCKO	ADELAIDE BRIGHTON LTD CITIWARRANTS	0.0%	Good	Seek Approval
ABCR	ADELAIDE BRIGHTON - RIGHT APPS CL 3/6/02	0.0%	Reserve	Seek Approval
ABCSA	CLASSIC SERIES AUST SMALL COMPANIES FUND	65.0%	Good	Seek Approval
ABD	AIRBOSS LIMITED 20C ORDINARY FULLY PAID	0.0%	Good	Seek Approval
ABE	AUSTRALIAN BOND EXCHANGE HOLDINGS LTD	0.0%	Good	Seek Approval
ABEOF	ABERDEEN EMERGING OPPORTUNITIES FUND	65.0%	Good	Seek Approval
ABG	ABACUS PROPERTY GROUP	50.0%	Good	Seek Approval
ABG1	ABIGROUP LIMITED	0.0%	Good	Seek Approval
ABGGF	BETASHARES CPS - GLOBAL GROWTH FUND	0.0%	Good	Seek Approval
ABHIS	AMP FLI - BARCLAYS HEDGED INT. SHARE	0.0%	Reserve	Seek Approval
ABIEF	ABERDEEN INTERNATIONAL EQUITY FUND	75.0%	Good	Seek Approval
ABIO	AMBRI LIMITED - OPT EXP 30/11/02	0.0%	Reserve	Seek Approval
ABJ	AUSTRALIAN BIODIESEL GROUP LIMITED	0.0%	Good	Seek Approval
ABK	ASSET BACKED HOLDINGS LIMITED	0.0%	Good	Seek Approval
ABMAR	MULTI-ASSET REAL RETURN FUND	0.0%	Good	Seek Approval
ABNB	AIRBNB INC	0.0%	Good	Seek Approval
ABNBN	AIRBNB INC CLASS A COMMON	0.0%	Good	Seek Approval
ABNGE	C WORLDWIDE GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
ABOND	AMP AUSTRALIAN BOND	0.0%	Good	Seek Approval
ABP2	ABACUS PROPERTY GROUP	0.0%	Good	Seek Approval
ABPDC	UNITS/ORDINARY FULLY PD STAPLED SECURITI	0.0%	Good	Seek Approval
ABPEG	PIMCO EQT WS GLOBAL BOND FUND	70.0%	Good	Seek Approval
ABPHF	ABACUS HOSPITALITY FUND	0.0%	Good	Seek Approval
ABPN	UNITS/ORD FULLY PAID STAPLED SEC DEFRD	0.0%	Good	Seek Approval
ABQO	ALLIED BRANDS LTD OPTION EXP 28-12-10	0.0%	Reserve	Seek Approval
ABQZZ	ALLIED BRANDS LIMITED - PLACEMENT	0.0%	Good	Seek Approval
ABRAS	ABERDEEN STANDARD GLOBAL SMALL COM	0.0%	Good	Seek Approval
ABRSG	ANZ OA INV PFOLIO BLCKRCK SCI GROWTH DEF	75.0%	Good	Seek Approval
ABSAD	ANZ OA INV PT BLKRCK SCI AUST EQU DEF	75.0%	Good	Seek Approval
ABSAE	ANZ OA INV PT BLKRCK SCI AUST EQ EF	75.0%	Good	Seek Approval
ABSID	ANZ OA INV PT BLCRCK SCI INT EQUITY DEF	75.0%	Good	Seek Approval
ABSIE	ANZ OA INV PT BLCRCK SCI INTL EQUITY EF	75.0%	Good	Seek Approval
ABSR	ABC LEARN. CENTRE - RIGHTS APPS 28/10/02	0.0%	Good	Seek Approval
ABSXX	ABC LEARNING CENTRES LTD - INSTO	0.0%	Good	Seek Approval
ABSYY	ABC LEARING CENTRES COND PLACEMENT	0.0%	Good	Seek Approval
ABTCA	ONEPATH OA FR INV-BT CORE AUSTRALIAN	75.0%	Good	Seek Approval
ABTN	ABBOTT LABORATORIES	0.0%	Good	Seek Approval
ABTSC	ANZ OA INV PT BT SMALLER COMPANIES DEF	65.0%	Good	Seek Approval
ABV	ADVANCED BRAKING TECHNOLOGY LTD	0.0%	Good	Seek Approval
ABX	AUSTRALIAN BAUXITE LIMITED	0.0%	Good	Seek Approval
ABXO	ABELLE LIMITED - OPTION EXP 30/06/2007	0.0%	Good	Seek Approval
ABY	ADORE BEAUTY GROUP LIMITED	0.0%	Good	Seek Approval
ABY1	ADITYA BIRLA MINERALS LIMITED	0.0%	Good	Seek Approval
AC8	AUSCANN GROUP HOLDINGS	0.0%	Good	Seek Approval
ACAEA	AMP CAPITAL ASIAN EQUITY GROWTH FUND A	0.0%	Good	Seek Approval
ACASE	ING OA IP-BT CORE AUS SHR EF/SLCT	75.0%	Good	Seek Approval
ACASI	ANZ OA IP-CHALLENGER AUST SHR INC EF/SHR	75.0%	Good	Seek Approval
ACB1	A-CAP RESOURCES LIMITED	0.0%	Reserve	Seek Approval
ACCBI	AMP CAPITAL INVESTORS AU CO BO CLASS A	75.0%	Good	Seek Approval
ACCIA	AMP CAPITAL CORE INFRASTRUCTURE FUND - A	0.0%	Good	Seek Approval
ACCP1	AMP CAPITAL CORE PROPERTY FUND - CLASS H	0.0%	Good	Seek Approval
ACCPS	AMP CAPITAL CORE PLUS STRATEGIES CLS A	0.0%	Good	Seek Approval
ACDC	ETFS BATTERY TECH & LITHIUM ETF	50.0%	Good	Seek Approval
ACDHB	AUST CENTRAL CREDIT UNION LTD 10.5% NTS	0.0%	Good	Seek Approval
ACDHC	AUS CENTRAL CREDIT UN UNSEC MAT 31/07/15	0.0%	Good	Seek Approval
ACE	ACUSENSUS LIMITED	0.0%	Good	Seek Approval
ACEYF	AMP CAPITAL ENHANCED YIELD FUND -CLASS H	0.0%	Good	Seek Approval
ACF	ACROW FORMWORK AND CONSTRUCTION SERVICES	0.0%	Good	Seek Approval
ACFHA	AMP CAPITAL FUTURE DIRECTIONS HIGH GR A	0.0%	Good	Seek Approval
ACFI	ANZ OA INV PFOLIO - CFS IMPUTATION	75.0%	Good	Seek Approval
ACG	ATCOR MEDICAL HOLDINGS LIMITED	0.0%	Good	Seek Approval
ACGO	ATCOR MEDICAL HOLDINGS OPT EXP 30/11/21	0.0%	Good	Seek Approval
ACGP	AMP CAPITAL GLOBAL PROPERTY SECURITIES	70.0%	Reserve	Seek Approval
ACGPS	AMP CAP INVEST CAP GLOB PROP SEC CLASS A	70.0%	Good	Seek Approval
ACH	AUSTRALIAN CHEMICAL HOLDINGS LIMITED	0.0%	Good	Seek Approval
ACHGS	ANTARES HIGH GROWTH SHARES FUND	60.0%	Good	Seek Approval
ACHYF	ACCESS CHALLENGER HIGH YIELD	0.0%	Good	Seek Approval
ACIBA	AMP CAPITAL INV BALANCED GROWTH FD - A	75.0%	Good	Seek Approval
ACID	ANZ OA INV PFOLIO - CFS IMPUTATION DEF	75.0%	Good	Seek Approval
ACIFA	AMP CAPITAL CORE INFRASTRUCTURE FUND - A	0.0%	Good	Seek Approval
ACIGE	ANZ OA INV PT CAPITAL INTL GLBL EQU HDGD	75.0%	Good	Seek Approval
ACIGN	ANZ OA IP-CAPITAL INTL GLBL EQ H NEF	75.0%	Good	Seek Approval
ACIO	AUST INTERN CARBON LTD OPT EXP 30-JUN-03	0.0%	Reserve	Seek Approval
ACL	AUSTRALIAN CLINICAL LABS LIMITED	40.0%	Good	Seek Approval
ACLR	ALCHEMIA-APPLICATIONS CLOSE 23-DEC-2009	0.0%	Reserve	Seek Approval
ACM	AUSTRALIAN CRITICAL MINERALS LIMITED	0.0%	Good	Seek Approval
ACMBF	ADVANCE CASH MULTI-BLEND	85.0%	Good	Seek Approval
ACMOA	AUSTRALIAN CRITICAL MINERALS LIMITED	0.0%	Good	Seek Approval
ACNNY	ACCENTURE PLC	0.0%	Good	Seek Approval
ACNUS	ACCENTURE PLC	70.0%	Good	Seek Approval
ACORN	ACORNS NON DVP PRIVATE PLACEMENT	0.0%	Good	Seek Approval
ACP	AUDALIA RESOURCES LIMITED ORDINARY FULLY	0.0%	Reserve	Seek Approval
ACPF1	AMP CAPITAL CORE PROPERTY FUND - CLASS A	0.0%	Good	Seek Approval
ACPFH	AMP CAPITAL CORE PROPERTY FUND - CLASS H	0.0%	Good	Seek Approval
ACPMI	AMP CAPITAL CORE INFRASTRUCTURE FUND C	0.0%	Good	Seek Approval
ACPSG	ALTRINSIC GLOBAL EQUITIES TRUST	75.0%	Good	Seek Approval
ACQ	ACORN CAPITAL INVESTMENT FUND LTD	0.0%	Good	Seek Approval
ACR	ACRUX LIMITED	0.0%	Good	Seek Approval
ACRAD	ANZ OA IP-AMP CAP RESP IN L AUST SHR DEF	75.0%	Good	Seek Approval
ACRXX	ACRUX PLACEMENT	0.0%	Good	Seek Approval
ACS	ACCENT RESOURCES NL.	0.0%	Reserve	Seek Approval
ACSAE	ABERDEEN EX-20 AUSTRALIAN EQUITIES FUND	70.0%	Good	Seek Approval
ACSAS	CHALLENGER SELECT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
ACSHY	AMP CAPITAL STRUCTURED HIGH YIELD FUND -	0.0%	Good	Seek Approval
ACSP	ANZ OA INV PFOLIO CREDIT SUISSE PROPERTY	60.0%	Good	Seek Approval
ACSPD	ANZ OA INV PT CREDIT SUISSE PROPERTY DEF	60.0%	Good	Seek Approval
ACU	ACUMENTIS GROUP LIMITED	0.0%	Good	Seek Approval
ACUO	AVANTOGEN LIMITED OPTION EXP 31/12/07	0.0%	Reserve	Seek Approval
ACW	ACTINOGEN MEDICAL LIMITED	0.0%	Good	Seek Approval
ACZ	ATTICUS RESOURCES LIMITED	0.0%	Good	Seek Approval
ACZO	OPTION EXPIRING 30-SEP-2012	0.0%	Reserve	Seek Approval
AD1	APPLYDIRECT LIMITED	0.0%	Good	Seek Approval
AD8	AUDINATE GROUP LIMITED	0.0%	Good	Seek Approval
AD8ZZ	AUDINATE GROUP LIMITED IPO	0.0%	Good	Seek Approval
ADA	ADACEL TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
ADAMB	ADVANCE AUSTRALIAN SHARES MULTI BLEND WS	75.0%	Good	Seek Approval
ADAS	AMP FLEX LT FUTURE DIREC AUS SH	75.0%	Good	Seek Approval
ADAWI	ADV INT'L FIXED INTEREST MULTI BLEND FND	75.0%	Good	Seek Approval
ADB1	ADELAIDE BANK LIMITED	0.0%	Good	Seek Approval
ADB2	ADELAIDE BANK LIMITED	0.0%	Good	Seek Approval
ADBAM	ADVANCE BALANCED MULTI-BLEND FUND (WA)	75.0%	Good	Seek Approval
ADBE	ADOBE SYS INC COM	65.0%	Reserve	Seek Approval
ADBEN	ADOBE INC.	0.0%	Good	Seek Approval
ADBHA	ADELAIDE BANK - 8.4% USEC NTE 15/7/09	0.0%	Good	Seek Approval
ADBHB	ADELAIDE BANK LTD UNSEC RED PERP FL CAP	0.0%	Good	Seek Approval
ADBTW	ADV ALLIANCE CASH MANAGEMENT FUND AND AP	85.0%	Good	Seek Approval
ADBXX	ADELAIDE BANK LIMITED - IPO	0.0%	Good	Seek Approval
ADC	ACDC METALS LTD	0.0%	Good	Seek Approval
ADCMB	ADVANCE CASH MULTI-BLEND	85.0%	Good	Seek Approval
ADD	ADAVALE RESOURCES LIMITED	0.0%	Reserve	Seek Approval
ADEF	APOSTLE DUNDAS GLOBAL EQUITY CLASS D	0.0%	Good	Seek Approval
ADEZZ	ADELAIDE ENERGY LTD GENERAL OFFER	0.0%	Good	Seek Approval
ADF	AD SPORTS TECHNOLOGIES LIMITED	0.0%	Reserve	Seek Approval
ADFCA	ASPECT DIVERSIFIED FUTURES - CLASS A	60.0%	Good	Seek Approval
ADG	ADELONG GOLD LIMITED	0.0%	Reserve	Seek Approval
ADG1	ADTRANS GROUP LIMITED	0.0%	Good	Seek Approval
ADGOF	ADVANCE GROWTH MULTI-BLEND FUND (WA)	75.0%	Good	Seek Approval
ADH	ADAIRS LIMITED	0.0%	Good	Seek Approval
ADHIG	ADVANCE HIGH GROWTH MULTI-BLEND (WA)	75.0%	Good	Seek Approval
ADN	ANDROMEDA METALS LIMITED	0.0%	Good	Seek Approval
ADO	ANTEO DIAGNOSTICS LIMITED	0.0%	Good	Seek Approval
ADPN	AUTOMAIC DATA PROCESSING INC	0.0%	Good	Seek Approval
ADR	ADHERIUM LIMITED	0.0%	Good	Seek Approval
ADS	ADSLOT LTD.	0.0%	Reserve	Seek Approval
ADSD	ADIDAS AG	0.0%	Reserve	Seek Approval
ADSGE	AUSBIL DEXIA SUSTAINABLE GBL EQUITY FND	75.0%	Good	Seek Approval
ADT	ADRIATIC METALS PLC	0.0%	Good	Seek Approval
ADUR	RIGHTS - APPLICATIONS CLOSE 13-APR-2010	0.0%	Reserve	Seek Approval
ADURA	ADAMUS RESOURCES LIMITED - RIGHTS - APPL	0.0%	Good	Seek Approval
ADUXX	ADAMUS RESOURCES LTD COND PLACEMENT	0.0%	Reserve	Seek Approval
ADV	ARDIDEN LTD	0.0%	Good	Seek Approval
ADVAF	BT AUSTRALIAN FIXED INTEREST INDEX FUND	75.0%	Good	Seek Approval
ADVIF	MAPLE-BROWN ABBOTT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
ADWIF	MAPLE-BROWN ABBOTT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
ADX	ADX ENERGY LTD	0.0%	Good	Seek Approval
ADXO	OPTION EXPIRING 31-MAR-2011	0.0%	Reserve	Seek Approval
ADY	ADMIRALTY RESOURCES NL	0.0%	Reserve	Seek Approval
ADYXX	PLACEMENT	0.0%	Reserve	Seek Approval
ADZ	ADSTEAM MARINE LIMITED	0.0%	Good	Seek Approval
ADZ1	ADSTEAM MARINE LIMITED	0.0%	Good	Seek Approval
AEA	ALTERA CAPITAL LIMITED	0.0%	Good	Seek Approval
AEAEF	ABERDEEN EX-20 AUSTRALIAN EQUITIES FUND	70.0%	Good	Seek Approval
AEAUS	AUSTRALIAN ETHICAL AUST SHARES FUND	70.0%	Good	Seek Approval
AEBT	AUSTRALIAN ETHICAL BALANCED TRUST	75.0%	Good	Seek Approval
AEC	AMMTEC LIMITED	0.0%	Good	Seek Approval
AEC1	AMMTEC LIMITED	0.0%	Good	Seek Approval
AEE	AURA ENERGY LIMITED	0.0%	Good	Seek Approval
AEEAS	AUSTRALIAN EQUITIES EXTENSION FUND	0.0%	Good	Seek Approval
AEEO	AURA ENERGY OPT EXP 30/6/2024	0.0%	Good	Seek Approval
AEEOA	AURA ENERGY LTD OPTION EXP 17/6/17	0.0%	Reserve	Seek Approval
AEET	AUST ETHICAL AUST SHARES FUND WS-CLASS B	70.0%	Good	Seek Approval
AEF	AUSTRALIAN ETHICAL INVESTMENT LIMITED	40.0%	Good	Seek Approval
AEFCA	AMP EQUITY FUND CLASS A UNITS	75.0%	Good	Seek Approval
AEGOA	ADELONG OPTION EXPIRING 30/11/2000	0.0%	Reserve	Seek Approval
AEI	AERIS ENVIRONMENTAL LTD	0.0%	Good	Seek Approval
AEIAE	AUSTRALIAN ETHICAL INTERNATIONAL EQ TR	75.0%	Good	Seek Approval
AEIBT	AUST ETHICAL INV BALANCED TRUST	75.0%	Good	Seek Approval
AEIET	AUST ETHICAL AUST SHARES FUND WS-CLASS B	70.0%	Good	Seek Approval
AEILC	AUST ETHICAL DIVERSIFIED SHARES FUND WS	75.0%	Good	Seek Approval
AEINE	AUST ETHICAL INTERNATIONAL SHARE FUND WS	75.0%	Good	Seek Approval
AEISA	AMP CAPITAL ENHANCED INDEX SHARE A	75.0%	Good	Seek Approval
AEISF	AMP W/S ENHANCED INDEX SHARE FUND	75.0%	Good	Seek Approval
AEL	ANTAEUS ENERGY LIMITED	0.0%	Reserve	Seek Approval
AELC2	AUSTRALIAN ETHICAL DIVERSIFIED SHARES	75.0%	Good	Seek Approval
AELCS	AUST ETHICAL DIVERSIFIED SHARES FUND WS	75.0%	Good	Seek Approval
AELCT	AUSTRALIAN ETHICAL DIVERSIFIED SHARES	75.0%	Good	Seek Approval
AELF	ARMYTAGE ENHANCED LEADERS FUND	0.0%	Good	Seek Approval
AEMF	ABERDEEN EMERGING OPPORTUNITIES FUND	65.0%	Good	Seek Approval
AEODM	ABERDEEN EMERGING OPPORTUNITIES FUND	65.0%	Reserve	Seek Approval
AEP	ALLCO EQUITY PARTNERS LIMITED	0.0%	Good	Seek Approval
AEQZZ	BROKER FIRM - ALLCO	0.0%	Good	Seek Approval
AER	AEERIS LTD	0.0%	Good	Seek Approval
AERIF	RARE INFRASTRUCTURE VALUE FUND-UNHEDGED	70.0%	Good	Seek Approval
AES	ADVANCED ENERGY SYSTEMS LIMITED	0.0%	Reserve	Seek Approval
AES1	ADVANCED ENERGY SYSTEMS LIMITED	0.0%	Reserve	Seek Approval
AESCT	AUSTRALIAN ETHICAL AUST SHARES FUND	70.0%	Good	Seek Approval
AET	AUSMELT LIMITED	0.0%	Good	Seek Approval
AETEQ	AUSTRALIAN ETHICAL INTERNATIONAL EQUITY	75.0%	Good	Seek Approval
AETGG	YARRA GLOBAL SMALL COMPANIES FUND	65.0%	Good	Seek Approval
AETHH	PENGANA INTERNATIONAL ETHICAL FUND	70.0%	Good	Seek Approval
AETIA	INVESTORS MUTUAL AUST SMALLER COMP FUND	65.0%	Good	Seek Approval
AETIM	INVESTOR MUTUAL W/S AUST SHARE FND	75.0%	Good	Seek Approval
AETP2	PM CAPITAL AUSTRALIAN OPPORTUNITIES FUND	0.0%	Good	Seek Approval
AETPC	PM CAPITAL GLOBAL COMPANIES FUND	60.0%	Good	Seek Approval
AETPI	PERPETUAL WHOLESALE INDUSTRIAL FUND	75.0%	Good	Seek Approval
AETPL	PLATINUM INTERNATIONAL FUND (W)	70.0%	Good	Seek Approval
AEUXX	AUSTRALIAN EDUCATION TRUST INS PLACEMENT	0.0%	Good	Seek Approval
AEV	AVENIRA LIMITED	0.0%	Reserve	Seek Approval
AEVEM	VANGUARD EMERGIN MARKETS SHARE INDEX FND	65.0%	Good	Seek Approval
AEVO	AVENIRA LIMITED OPT EXP 31/10/2025	0.0%	Reserve	Seek Approval
AEX	ACCLAIM EXPLORATION NL	0.0%	Reserve	Seek Approval
AEXCD	ACCLAIM EXPLORATION PART PD TO 8C UNP 2C	0.0%	Reserve	Seek Approval
AEXO	ACCLAIM EXPLORATION NL - OPT EXP 30/4/04	0.0%	Reserve	Seek Approval
AEYFA	AMP CAP ENHANCED YIELD FD CLASS A - SUSP	0.0%	Good	Seek Approval
AF2AB	AMP FLI S2-FUTURE DIRECTIONS AUS BD	75.0%	Good	Seek Approval
AF2AE	AMP FLI S2-AMP BALANCED GROWTH	75.0%	Good	Seek Approval
AFA	ASF GROUP LIMITED	0.0%	Reserve	Seek Approval
AFAAS	AMP FLI-AMP AUSTRALIAN SHARE	0.0%	Good	Seek Approval
AFABF	AMP FUT DIRECTIONS AUST BOND FUND RETAIL	75.0%	Good	Seek Approval
AFAEE	ANZ OA IP-FIDELITY AUST EQ EF/SLCT	75.0%	Good	Seek Approval
AFAS1	AMP HEND SUST FUT AUST SHARE FUND	0.0%	Good	Seek Approval
AFAS2	AMP FLI S2-AMP AUSTRALIAN SHARE	0.0%	Good	Seek Approval
AFASC	AMP FLI-FUTURE DIRECTIONS AUS SMALL COMP	65.0%	Good	Seek Approval
AFBAS	AMP FLI PENDAL AUSTRALIAN EQUITY	0.0%	Good	Seek Approval
AFBIS	AMP FLI-BARCLAYS INTERNATIONAL SHARE	0.0%	Good	Seek Approval
AFCIS	AMP FUT DIR CORE INTL SH FD CLASS A	75.0%	Good	Seek Approval
AFDAA	SPECIALIST AUST SMALL COMPANIES FUND	65.0%	Good	Seek Approval
AFDAS	AMP SPECIALIST AUST SHARE FUND-WT UNITS	75.0%	Good	Seek Approval
AFDAU	AMP FLI - SPECIALIST AUSTRALIAN SHARES	75.0%	Good	Seek Approval
AFDEM	AMP FLI - FUTURE DIRECTIONS EMERGING MAR	65.0%	Good	Seek Approval
AFDGA	AMP FLI-FUTURE DIRECTIONS GEARED AUST SH	40.0%	Good	Seek Approval
AFDGS	AMP FUT DIR GEARED AUST SHARE FUND	40.0%	Good	Seek Approval
AFDH1	AMP FUTURE DIRECTIONS HIGH GROWTH FD	0.0%	Good	Seek Approval
AFDIC	AMP FLI-FUTURE DIRECTIONS INT BOND	75.0%	Good	Seek Approval
AFF	AUSTRALIAN FOOD & FIBRE LIMITED	0.0%	Good	Seek Approval
AFFAS	AMP FLI-FUTURE DIRECTIONS ASIAN SHARE	0.0%	Good	Seek Approval
AFFIS	FLEXIBLE LIFETIME - INTERNATIONAL SHARES	75.0%	Good	Seek Approval
AFG	AUSTRALIAN FINANCE GROUP LTD	40.0%	Good	Seek Approval
AFG2	AUSTRALIAN FINANCE GROUP LTD	0.0%	Good	Seek Approval
AFGIS	AMP FLI-GMO INTERNATIONAL SHARE	0.0%	Good	Seek Approval
AFGZZ	ALLCO FINANCE BROKER FIRM OFFER	0.0%	Good	Seek Approval
AFHCI	AMP FUT DIR HEDGED CORE INTL SHR FUND	70.0%	Good	Seek Approval
AFI	AUSTRALIAN FOUNDATION INVESTMENT CO. LTD	75.0%	Good	Seek Approval
AFI1	AUSTRALIAN FOUNDATION INVESTMENT CO. LTD	0.0%	Good	Seek Approval
AFIAS	AMP FLI - ALPHINITY AUSTRALIAN SHARE	0.0%	Reserve	Seek Approval
AFIB	AMP FLEX LT FD INTR BOND	75.0%	Good	Seek Approval
AFICA	AUST FOUNDATION INVEST CO 50C PAID TO 25	0.0%	Good	Seek Approval
AFIG1	6.25% UNSEC.RED.CONV NOTES MATURING 28-F	0.0%	Good	Seek Approval
AFIR	AUST FOUNDATION INVEST CO LTD - RIGHTS	0.0%	Good	Seek Approval
AFIRA	RIGHTS - APPLIC CLOSE 25-MAR-98	0.0%	Good	Seek Approval
AFIS	AMP FLEX LT FD INT SH	75.0%	Good	Seek Approval
AFIZZ	AUST FOUNDATION INVEST CO. LTD- PLACEMET	0.0%	Good	Seek Approval
AFK	AN FENG KINGSTREAM STEEL LIMITED	0.0%	Good	Seek Approval
AFKOA	AN FENG KINGSTREAM OPTIONS	0.0%	Reserve	Seek Approval
AFL	AF LEGAL GROUP LTD	0.0%	Good	Seek Approval
AFLGT	AMP FLI ZURICH AMERICAN CENTURY GLOBAL	0.0%	Good	Seek Approval
AFM	AFMINEX LIMITED	0.0%	Reserve	Seek Approval
AFMGE	ONEPATH OA FR INV-MFS GLOBAL EQUITY	75.0%	Good	Seek Approval
AFP	AFT PHARMACEUTICALS LIMITED	0.0%	Good	Seek Approval
AFQ	AFRICAN PETROLEUM CORPORATION LIMITED	0.0%	Good	Seek Approval
AFRIE	AMP FLI-RCM INTERNATIONAL EQUITIES	0.0%	Good	Seek Approval
AFS	AFFIANCE GROUP LTD	0.0%	Reserve	Seek Approval
AFSAE	AMP FLEX SCHRO AUS EQUITY	0.0%	Good	Seek Approval
AFW	APPLYFLOW LIMITED	0.0%	Good	Seek Approval
AFWO	AFRICWEST GOLD NL OPTION EXP 31/5/2000	0.0%	Reserve	Seek Approval
AFY8	AFTERPAY HOLDINGS LIMITED	0.0%	Good	Seek Approval
AGBAE	AXA GENERATIONS - BARCLAYS AUST EQUITY I	75.0%	Good	Seek Approval
AGBAF	AXA GENERATIONS - BARCLAYS AUST FIXED IN	75.0%	Good	Seek Approval
AGBIE	AXA GENERATIONS - BARCLAYS INT'L EQ IND	70.0%	Good	Seek Approval
AGBIF	AXA GENERATIONS - BARCLAYS INT'L F/INT I	75.0%	Good	Seek Approval
AGBIU	AXA GENERATIONS - BARCLAYS INT'L EQ IND	75.0%	Good	Seek Approval
AGBPS	AXA GENERATIONS - BARCLAYS PROPTY SECURI	70.0%	Good	Seek Approval
AGC	AUSTRALIAN GOLD AND COPPER LTD	0.0%	Good	Seek Approval
AGC1	AGINCOURT RESOURCES LIMITED	0.0%	Good	Seek Approval
AGCO	AGINCOURT RES LTD - OPT EXP 30/06/04	0.0%	Good	Seek Approval
AGCYY	AGINCOURT RESOURCES LTD PLACEMENT	0.0%	Good	Seek Approval
AGD	AUSTRAL GOLD LIMITED	0.0%	Reserve	Seek Approval
AGE	ALLIGATOR ENERGY LIMITED	0.0%	Good	Seek Approval
AGEG1	AXA ASIA PACIFIC	0.0%	Good	Seek Approval
AGEMD	ANZ OA IP-OPT GLBL EMERG MKTS DEF	65.0%	Good	Seek Approval
AGEOC	ALLIGATOR ENERGY LIMITED	0.0%	Good	Seek Approval
AGFRB	ANTIPODES GLOBAL FUND	70.0%	Good	Seek Approval
AGG1	ANGLOGOLD LIMITED	0.0%	Good	Seek Approval
AGGE	COLONIAL FS ACADIAN GEARED GLOBAL EQUITY	40.0%	Good	Seek Approval
AGH	ALTHEA GROUP HOLDINGS LIMITED	0.0%	Good	Seek Approval
AGHG	AXA GENERATIONS - HIGH GROWTH	75.0%	Good	Seek Approval
AGI	AINSWORTH GAME TECHNOLOGY LIMITED	0.0%	Good	Seek Approval
AGI1	AINSWORTH GAME TECHNOLOGY LIMITED	0.0%	Good	Seek Approval
AGI2	AINSWORTH GAME TECHNOLOGY LIMITED	0.0%	Good	Seek Approval
AGIEH	AXA GENERATIONS - INT'L EQUITIES HEDGED	0.0%	Good	Seek Approval
AGIEU	AXA GENERATIONS - INT'L EQUITY UNHEDGED	0.0%	Good	Seek Approval
AGIG	AINSWORTH GAME TECH - 8% UNSEC CONV	0.0%	Good	Seek Approval
AGIG1	AINSWORTH GAME TECH - 8% UNSEC CONV	0.0%	Good	Seek Approval
AGIP	ANZ OA IP-GSJBW INC PLUS EF/SLCT	75.0%	Good	Seek Approval
AGIRA	AINSWORTH GAMES - RIGHTS APP CL 10/12/04	0.0%	Reserve	Seek Approval
AGIXX	AINSWORTH GAME TECH - PLACEMENT OFFER	0.0%	Good	Seek Approval
AGL	AGL ENERGY LIMITED	75.0%	Good	Seek Approval
AGL_C	AUSTRALIAN GAS LIGHT COMPANY (THE)	0.0%	Reserve	Seek Approval
AGL1	AUSTRALIAN GAS LIGHT COMPANY (THE)	0.0%	Good	Seek Approval
AGLOC	ANTIPODES GLOBAL FUND LONG ONLY CLASS P	75.0%	Good	Seek Approval
AGLOF	ANTIPODES GLOBAL FUND LONG ONLY CLASS 1	75.0%	Good	Seek Approval
AGMB	ADVANCE GROWTH MULTI-BLEND FUND (WA)	75.0%	Good	Seek Approval
AGMO	ALLEGIANCE MINING NL - OPT EXP 31/12/03	0.0%	Reserve	Seek Approval
AGMXX	ALEGIANCE MINING NL PLACEMENT	0.0%	Good	Seek Approval
AGMYY	ALLEGIANCE MINING COND PLACEMENT	0.0%	Good	Seek Approval
AGN	ARGENICA THERAPEUTICS LIMITED	0.0%	Good	Seek Approval
AGNXX	ARGENICA THERAPEUTICS LTD PLACEMENT	0.0%	Good	Seek Approval
AGOF1	AMP W/S GLOBAL GROWTH OPPORTUNITIES FUND	0.0%	Reserve	Seek Approval
AGOFW	AMP W/S GLOBAL GROWTH OPPORTUNITIES FUND	0.0%	Reserve	Seek Approval
AGPSH	MACQUARIE GLOBAL LISTED REAL ESTATE H	70.0%	Good	Seek Approval
AGR	AGUIA RESOURCES LIMITED	0.0%	Good	Seek Approval
AGR1	AUSTRALIAN GOLD RESOURCES LIMITED	0.0%	Good	Seek Approval
AGS1	ALLIANCE RESOURCES LIMITED	0.0%	Good	Seek Approval
AGSIF	ONEPATH OA FR INV-GS INCOME PLUS	75.0%	Good	Seek Approval
AGTO	AUTOGEN LIMITED - OPT EXP 12/3/10	0.0%	Good	Seek Approval
AGTR	AUTOGEN LTD - RIGHTS APPS CL 24/6/02	0.0%	Reserve	Seek Approval
AGU	AURIUM RESOURCES LIMITED	0.0%	Reserve	Seek Approval
AGV	AUSTRALIAN GOLD INVESTMENTS LIMITED	0.0%	Good	Seek Approval
AGVT	BETASHARES AUST GOV BOND ETF	75.0%	Good	Seek Approval
AGW	AUSTRALIAN GROWTH LIMITED	0.0%	Reserve	Seek Approval
AGX1	ANTIPODES GLOBAL SHARES	75.0%	Good	Seek Approval
AGY	ARGOSY MINERALS INC	0.0%	Good	Seek Approval
AGZ	A.G.D. MINING LIMITED	0.0%	Good	Seek Approval
AGZO	OPTION EXPIRING 30 NOV 2007	0.0%	Good	Seek Approval
AHC	AUSTCO HEALTHCARE LIMITED	0.0%	Good	Seek Approval
AHD2	AMALGAMATED HOLDINGS LIMITED	0.0%	Good	Seek Approval
AHDR	AMALGAMATED HOLDINGS LIMITED	0.0%	Good	Seek Approval
AHE1	AUTOMOTIVE HOLDINGS GROUP LIMITED	0.0%	Good	Seek Approval
AHE2	AUTOMOTIVE HOLDINGS GROUP LIMITED	0.0%	Good	Seek Approval
AHEZZ	AUTOMOTIVE HOLDINGS GROUP LTD - BKR FIRM	0.0%	Good	Seek Approval
AHF	AUSTRALIAN DAIRY NUTRITIONALS GROUP	0.0%	Good	Seek Approval
AHG2	AUTOMOTIVE HOLDINGS GROUP LIMITED	0.0%	Good	Seek Approval
AHGMB	ADVANCE HIGH GROWTH MULTI-BLEND FND (WA)	75.0%	Good	Seek Approval
AHGO	ARCHAEN GOLD OPTIONS	0.0%	Reserve	Seek Approval
AHGOC	ADVANCE HEALTHCARE OPTION EXP 31/12/07	0.0%	Reserve	Seek Approval
AHI	ADVANCED HUMAN IMAGING LTD	0.0%	Good	Seek Approval
AHIZZ	ALLCO HIT LIMITED - BROKER FIRM OFFER	0.0%	Good	Seek Approval
AHK	ARK MINES LIMITED - ORDINARY	0.0%	Good	Seek Approval
AHL	AHALIFE HOLDINGS LIMITED	0.0%	Good	Seek Approval
AHLP2	AMP FLI (SERIES 2) PROPERTY SEC INDEX	0.0%	Good	Seek Approval
AHN	ATHENA RESOURCES LIMITED	0.0%	Good	Seek Approval
AHNO	AHN OPTION EXP 30-11-09 DEF	0.0%	Reserve	Seek Approval
AHO	AUSTRALIAN HOTEL FUND	0.0%	Good	Seek Approval
AHPT	AUSTRALIAN UNITY HEALTHCARE PROPERTY TST	0.0%	Good	Seek Approval
AHPT1	AUSTRALIAN UNITY HEALTHCARE PROPERTY TST	0.0%	Good	Seek Approval
AHPTA	AUS UNITY HEALTHCARE PROP TR CL A	0.0%	Good	Seek Approval
AHS1	ATLAS GROUP HOLDINGS PTY LTD	0.0%	Good	Seek Approval
AHT	AUSTRALIAN HERITAGE GROUP LIMITED	0.0%	Good	Seek Approval
AHU1	ALLCO HYBRID INVESTMENT TRUST	0.0%	Good	Seek Approval
AHX	APIAM ANIMAL HEALTH LIMITED	0.0%	Good	Seek Approval
AHX1	AUSTRALIAN HOSPITAL CARE LIMITED	0.0%	Good	Seek Approval
AHYA1	AMP STRUCTURED HIGH YIELD FUND - CLASS A	0.0%	Good	Seek Approval
AHYA8	AMP STRUCTURED HIGH YIELD FUND - CLASS A	0.0%	Good	Seek Approval
AHYMT	AUST UNITY HIGH YIELD MORTGAGE TRUST	0.0%	Good	Seek Approval
AI1	ADISYN LTD	0.0%	Good	Seek Approval
AIA	AUCKLAND INTERNATIONAL AIRPORT LIMITED	60.0%	Good	Seek Approval
AIAAE	AUSBIL INV TST AUST ACTIVE EQUITY FUND	75.0%	Good	Seek Approval
AIAG	ANZ OA INV PFOLIO - ING ACTIVE GROWTH	75.0%	Good	Seek Approval
AIAHK	AIA GROUP LIMITED	0.0%	Good	Seek Approval
AIAPS	BT PROPERTY SECURITIES INDEX FUND	70.0%	Good	Seek Approval
AIAS	ANZ OA IP IML AUST SHRS-EF/SEL	75.0%	Good	Seek Approval
AIASD	ANZ OA INV PT ING AUSTRALIAN SHARE DEF	70.0%	Good	Seek Approval
AIBD	ANZ OA INV PFOLIO - ING BALANCED DEF	75.0%	Good	Seek Approval
AIBF	AUSBIL INV TST BALANCED FUND	0.0%	Good	Seek Approval
AICD	ANZ OA INV PFOLIO - ING CONSERVATIVE DEF	75.0%	Good	Seek Approval
AICRO	T. ROWE PRICE DYNAMICE GLOBAL BOND FUND	60.0%	Good	Seek Approval
AIDFD	ANZ OA INV PT ING DIV FIXED INTEREST DEF	75.0%	Good	Seek Approval
AIDFI	ANZ OA INV PT ING DIVERSIFIED FIXED INT	75.0%	Good	Seek Approval
AIE	AUTODOM LIMITED	0.0%	Reserve	Seek Approval
AIEL	AUSBIL INV TST EMERGING LEADERS FUND	70.0%	Good	Seek Approval
AIELM	AUSBIL INV TST EMERGING LEADER FUND	70.0%	Reserve	Seek Approval
AIFIM	ADV INT'L FIXED INTEREST MUTLI BLEND FND	75.0%	Good	Seek Approval
AIG	AIRCRUISING AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
AIGEM	ANZ OA INV PT ING GLOBAL EMERGING MKT	65.0%	Good	Seek Approval
AIGN	AMERICAN INTERNATIONAL GROUP INC AIG	0.0%	Good	Seek Approval
AIGPS	ONEPATH OA FR INV-ING GLOBAL PRPTY SECS	60.0%	Good	Seek Approval
AIGS	ANZ OA INV PFOLIO - ING GLOBAL SHARE	75.0%	Good	Seek Approval
AIGSD	ANZ OA INV PFOLIO - ING GLOBAL SHARE DEF	75.0%	Good	Seek Approval
AIH	ALINTA INFRASTRUCTURE HOLDINGS	0.0%	Good	Seek Approval
AII	ABRA MINING LIMITED	0.0%	Good	Seek Approval
AIIC	ONEPATH OA FR INV-ING BALANCED	75.0%	Good	Seek Approval
AIIF	BT INTERNATIONAL FIXED INTEREST INDEX	75.0%	Good	Seek Approval
AIIGC	ONEPATH OA FR INV-ING CONSERVATIVE	75.0%	Good	Seek Approval
AIL	AUSTRALIAN INNOVATION LIMITED	0.0%	Reserve	Seek Approval
AILO	OPTIONS EXP 31-03-2001	0.0%	Reserve	Seek Approval
AILOA	AUST INNOVATATION LTD - OPT EXP 31/3/02	0.0%	Reserve	Seek Approval
AILSE	AVIVA INVESTORS LONG/SHORT EQUITY FUND	0.0%	Good	Seek Approval
AIM	AIM RESOURCES LIMITED	0.0%	Good	Seek Approval
AIMAS	ANZ OA INV PT INV MUTUAL AUS SHARES DEF	75.0%	Good	Seek Approval
AIMGD	ANZ OA INV PFOLIO ING MANAGED GROWTH DEF	75.0%	Good	Seek Approval
AIMPT	ANZ OA INV PFOLIO ING BLUE CHIP IMPUT FD	75.0%	Good	Seek Approval
AINGT	ANZ OA INV PFOLIO - ING TAX EFFECTIVE	75.0%	Good	Seek Approval
AIO3	ASCIANO GROUP - STAPLED SECURITIES	0.0%	Good	Seek Approval
AIOB6	AIO - $7.75 PUT OPT EXP 24-JAN-08	0.0%	Good	Seek Approval
AIODA	ASCIANO LIMITED ORDINARY FULLY PAID DEFE	0.0%	Good	Seek Approval
AIODC	ASCIANO LIMITED ORDINARY FULLY PAID DEFE	0.0%	Good	Seek Approval
AIOG	ONEPATH OA FR INV-OPTIMIX GROWTH	75.0%	Good	Seek Approval
AIOWR	AIO - 4.75 - PUT OPT EXP 23/04/08	0.0%	Good	Seek Approval
AIOXA	AIO 4.00 PUT OPT EXP 24/07/08	0.0%	Good	Seek Approval
AIOXU	AIO - 3.75 - PUT OPT EXP 26/06/08	0.0%	Good	Seek Approval
AIOXY	AIO - 4.00 - PUT OPT EXP 26/06/08	0.0%	Good	Seek Approval
AIP1	AMP INDUSTRIAL TRUST	0.0%	Good	Seek Approval
AIPBG	ONEPATH OA FR INV-PERPETUAL BALANCED GR	75.0%	Good	Seek Approval
AIPCG	ONEPATH OA FR INV-PERPETUAL CNSRV GR	75.0%	Good	Seek Approval
AIPGP	ANZ OA IP-ING GLBL PROP SEC E	60.0%	Good	Seek Approval
AIPS	ANZ OA INV PFOLIO - ING PROPERTY SEC	65.0%	Good	Seek Approval
AIPSD	ANZ OA INV PFOLIO - ING PROPERTY SEC DEF	65.0%	Good	Seek Approval
AIQ	ALTERNATIVE INVESTMENT TRUST	0.0%	Good	Seek Approval
AIRIV	ONEPATH OA FR INV-RARE INFRA VAL	70.0%	Good	Seek Approval
AIS	AERIS RESOURCES LIMITED	0.0%	Good	Seek Approval
AISEI	AMP FLI-AMP INT SHARE ENHANCED INDEX	75.0%	Good	Seek Approval
AISFI	ANZ OA IP-SCHRODER FIXED INCOME EF/SLCT	75.0%	Good	Seek Approval
AISI	ACCESS INTERNATIONAL SHARES INDEX	0.0%	Good	Seek Approval
AISIF	BT INTERNATIONAL SHARES INDEX FUND	70.0%	Good	Seek Approval
AISLD	ANZ OA INV PFOLIO ING SELECT LEADERS DEF	75.0%	Good	Seek Approval
AIU	ACCLAIM URANIUM LIMITED	0.0%	Good	Seek Approval
AIUBB	ONEPATH OA FR INV-UBS BALANCED	75.0%	Good	Seek Approval
AIUBD	ONEPATH OA FR INV-UBS DEFENSIVE	75.0%	Good	Seek Approval
AIV	ACTIVEX LIMITED	0.0%	Reserve	Seek Approval
AIVAI	ONEPATH OA FR INV-VANGUARD AUS IDX	75.0%	Good	Seek Approval
AIVBI	ONEPATH OA INV-VANGUARD BAL IDX NEF	75.0%	Good	Seek Approval
AIVPS	ONEPATH OA FR INV-VANGUARD PRPTY SEC IDX	70.0%	Good	Seek Approval
AIVVI	ONEPATH OA FR INV-VANGUARD INTL INDEX	75.0%	Good	Seek Approval
AIX2	AUSTRALIAN INFRASTRUCTURE FUND	0.0%	Reserve	Seek Approval
AIXN	AUSTRALIAN INFRASTRUCTURE FUND - NEW	0.0%	Good	Seek Approval
AIXR	AUSTRALIAN INFRA - RIGHT EXP 4/4/05	0.0%	Reserve	Seek Approval
AIYO	AUTHORISED INV FUND LIMITED-10/2/2013	0.0%	Reserve	Seek Approval
AIYOA	AUTHORISED INV FUND LTD OPT EXP 31/03/10	0.0%	Reserve	Seek Approval
AIYR	RIGHTS - APPLICATIONS CLOSE 30-JUN-2008	0.0%	Reserve	Seek Approval
AIZ	AIR NEW ZEALAND LIMITED	0.0%	Good	Seek Approval
AIZIE	ANZ OA IP-ZURICH INTL EF	75.0%	Good	Seek Approval
AIZIN	ANZ OA IP-ZURICH INTL NEF	75.0%	Good	Seek Approval
AIZR	AIR NEW ZEALAND - RIGHTS APP CL 3/12/04	0.0%	Good	Seek Approval
AJL	AJ LUCAS GROUP LIMITED	0.0%	Reserve	Seek Approval
AJL1	AJ LUCAS GROUP LIMITED	0.0%	Good	Seek Approval
AJMOA	ALTURA MINING LIMITED	0.0%	Reserve	Seek Approval
AJON	ARMSTRONG JONES OFFICE NEW SHARES	0.0%	Good	Seek Approval
AJOR	ARMSTRONG JONES RTS 7/1/99	0.0%	Reserve	Seek Approval
AJP1	UNGEARED AJP STOCK	0.0%	Good	Seek Approval
AJQ	ARMOUR ENERGY LIMITED	0.0%	Good	Seek Approval
AJQOA	ARMOUR ENERGY LTD OPTION 29/2/24	0.0%	Good	Seek Approval
AJX	ALEXIUM INTERNATIONAL GROUP LIMITED	0.0%	Good	Seek Approval
AKC1	ATKINS CARLYLE LIMITED	0.0%	Good	Seek Approval
AKE2	ALLKEM LIMITED	0.0%	Good	Seek Approval
AKG	ACADEMIES AUSTRALASIA GROUP LIMITED	0.0%	Good	Seek Approval
AKIOA	AFRICAN IRON LIMITED OPTION	0.0%	Good	Seek Approval
AKK	AUSTIN EXPLORATION LIMITED	0.0%	Good	Seek Approval
AKKO	AUSTIN EXPLORATION LTD OPT EXP 18/9/17	0.0%	Reserve	Seek Approval
AKKOB	AUSTIN EXPLORATION LIMITED OPTION EXPIRI	0.0%	Reserve	Seek Approval
AKM	ASPIRE MINING LIMITED	0.0%	Good	Seek Approval
AKN	AUKING MINING LIMITED	0.0%	Good	Seek Approval
AKO	AKORA RESOURES LIMITED	0.0%	Good	Seek Approval
AKP	AUDIO PIXELS HOLDINGS LIMITED	0.0%	Good	Seek Approval
AKR	ASTRA CAPITAL LIMITED	0.0%	Good	Seek Approval
AL3	AML3D LIMITED	0.0%	Good	Seek Approval
AL8	ALDERAN RESOURCES LIMITED	0.0%	Reserve	Seek Approval
AL8OA	ALDERAN RESOURCES LIMITED	0.0%	Reserve	Seek Approval
ALA	AROVELLA THERAPEUTICS LIMITED	0.0%	Good	Seek Approval
ALA1	APPLABS TECHNOLOGIES LTD	0.0%	Good	Seek Approval
ALASC	AMP FLEX LT AUS SMALL COMP	65.0%	Good	Seek Approval
ALB	ALBION RESOURCES LIMITED	0.0%	Good	Seek Approval
ALBAS	AMP FLEX LT BT AUS SHARE	0.0%	Good	Seek Approval
ALC	ALCIDION GROUP LIMITED	0.0%	Good	Seek Approval
ALD	AMPOL LIMITED	70.0%	Good	Seek Approval
ALD1	ALLIED GOLD LIMITED	0.0%	Good	Seek Approval
ALDO	OPTION EXPIRING 30-6-07	0.0%	Good	Seek Approval
ALF1	AUSTRALIAN LEADERS FUND LIMITED	0.0%	Good	Seek Approval
ALF7	AUSTRALIAN LEADERS FUND LIMITED	0.0%	Good	Seek Approval
ALFE	AMP FLEX LT FD EM	65.0%	Good	Seek Approval
ALGIS	AMP FLEX LT GMP INT SHARE	0.0%	Good	Seek Approval
ALGO	OPTION EXPIRING 31-MAR-2013 DEFERRED	0.0%	Good	Seek Approval
ALI	ARGO GLOBAL INFRASTRUCTURE LIMITED	60.0%	Good	Seek Approval
ALK	ALKANE RESOURCES LIMITED	0.0%	Good	Seek Approval
ALKOB	ALKANE EXPLORATION LTD - OPT EXP 31/3/05	0.0%	Good	Seek Approval
ALKR	ALKANE EXP. RIGHTS ISSUE EXP 09/06/2000	0.0%	Good	Seek Approval
ALL	ARISTOCRAT LEISURE LIMITED	60.0%	Good	Seek Approval
ALL1	ARISTOCRAT LEISURE LIMITED	0.0%	Good	Seek Approval
ALLZN	ALL - $15.00 PUT OPT EXP 28/06/07	0.0%	Good	Seek Approval
ALM	ALMA METALS LIMITED	0.0%	Good	Seek Approval
ALN1	ALINTA LIMITED	0.0%	Good	Seek Approval
ALN2	ALINTA LIMITED	0.0%	Good	Seek Approval
ALNR	ALINTA LIMITED - RIGHTS CLOSE 14/04/04	0.0%	Good	Seek Approval
ALNXX	ALINTA LIMITED - BROKER FIRM	0.0%	Good	Seek Approval
ALO_C	AUTO GROUP LTD	0.0%	Good	Seek Approval
ALQ	ALS LIMITED	65.0%	Good	Seek Approval
ALQ1	ALS LIMITED	0.0%	Good	Seek Approval
ALR1	ABERDEEN LEADERS LIMITED	0.0%	Good	Seek Approval
ALS1	ALESCO CORPORATION LIMITED	0.0%	Good	Seek Approval
ALSAE	AUSCAP LONG SHORT AUST EQUITIES FUND	0.0%	Good	Seek Approval
ALSN	ALESCO CORP - ORD FULLY PAID NEW NIL	0.0%	Good	Seek Approval
ALSXX	ALESCO CORPORATION LIMITED	0.0%	Good	Seek Approval
ALU	ALTIUM LIMITED	50.0%	Good	Seek Approval
ALUKO	ALTIUM LIMITED WARRANT	0.0%	Good	Seek Approval
ALV	ALVO MINERALS LIMITED	0.0%	Good	Seek Approval
ALX	ATLAS ARTERIA	60.0%	Good	Seek Approval
ALY	ALCHEMY RESOURCES LIMITED	0.0%	Good	Seek Approval
ALYO	OPTION EXPIRING 31-AUG-2010	0.0%	Reserve	Seek Approval
ALZ1	AUSTRALAND PROPERTY GROUP	0.0%	Good	Seek Approval
ALZN	AUSTRALAND PROPERTY GROUP - STAPLED SECS	0.0%	Good	Seek Approval
ALZPA	AUSTRALAND HOLDINGS LIMITED - RESET PREF	0.0%	Good	Seek Approval
AM7	ARCADIA MINERALS LIMITED	0.0%	Good	Seek Approval
AMA	AMA GROUP LIMITED	0.0%	Good	Seek Approval
AMAEI	AMP FLI AUSTRALIAN SHARE ENHANCED INDEX	75.0%	Good	Seek Approval
AMAEO	ABERDEEN EMERGING OPPORTUNITIES FUND	65.0%	Good	Seek Approval
AMAN	ALLOMAK LIMITED	0.0%	Good	Seek Approval
AMATN	APPLIED MATERIALS INC	0.0%	Good	Seek Approval
AMAUS	AMP AUSTRALIAN SHARE ENCHANCED INDEX	75.0%	Good	Seek Approval
AMBAE	AMP FLI S2-BENNELONG AUSTRALIAN EQUITIES	0.0%	Good	Seek Approval
AMBAS	AMP FLI PENDAL AUSTRALIAN EQUITY	0.0%	Good	Seek Approval
AMBEF	BENNELONG EX-20 AUSTRALIAN EQUITIES FUND	70.0%	Good	Seek Approval
AMC	AMCOR LIMITED	75.0%	Good	Seek Approval
AMC1	AMCOR LIMITED	0.0%	Good	Seek Approval
AMCCB	AMP CAPITAL CORP BOND INDEX FUND CLASS A	75.0%	Good	Seek Approval
AMCEG	AMP CAPITAL EQUITY INCOME GENERATOR WS	0.0%	Good	Seek Approval
AMCEY	AMP CAPITAL ENHANCED YIELD FUND CLASS A	0.0%	Good	Seek Approval
AMCGE	AMP CAPITAL WS GLOBAL EQUITY VALUE FUND	75.0%	Good	Seek Approval
AMCIF	AMP CAPITAL CORE INFRASTRUCTURE FUND H	0.0%	Good	Seek Approval
AMCN	AMCOR LIMITED DEFERRED	0.0%	Good	Seek Approval
AMD	ARROW MINERALS LTD	0.0%	Good	Seek Approval
AMD1	ADVANCED MICRO DEVICES INC	0.0%	Good	Seek Approval
AMDIE	AMP FLI FIDELITY GLOBAL EQUITIES	0.0%	Good	Seek Approval
AME	ALTO METALS LIMITED	0.0%	Good	Seek Approval
AMEO	AUSMET RESOURCES LTD - OPT EXP 31/12/06	0.0%	Reserve	Seek Approval
AMFAC	AMP FLI FUTURE DIRECTIONS AUST SMALL CO	65.0%	Good	Seek Approval
AMFAE	FIDELITY AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
AMFDE	AMP FLI FUTURE DIRECTIONS EMERGING MARKE	65.0%	Good	Seek Approval
AMFDH	FLEXIBLE LIFETIME - HEDGED INT SHARES	70.0%	Good	Seek Approval
AMFDP	AMP FLI-INV NO 1 SPECIALIST PROP & INFRA	0.0%	Good	Seek Approval
AMFFD	AMP FLI S2-SPECIALIST AUST SMALL CO	65.0%	Good	Seek Approval
AMFGA	AMP FLI FUTURE DIRECTIONS GEARED AUST SH	40.0%	Good	Seek Approval
AMFGE	AMP FLS FIDELITY GLOBAL EQUITIES	0.0%	Good	Seek Approval
AMFGI	AMP FLI GMO INTERNATIONAL SHARE	0.0%	Good	Seek Approval
AMFIG	FIDELITY GLOBAL EQUITIES FUND	75.0%	Good	Seek Approval
AMFIS	AMP FLI INTL SHARE ENHANCED INDEX	75.0%	Good	Seek Approval
AMFLI	AMP FLI AMP AUSTRALIAN BOND	75.0%	Good	Seek Approval
AMFPT	MACQUARIE AUST LISTED REAL ESTATE FUND	70.0%	Good	Seek Approval
AMFSI	AMP FLI S2-SPECIALIST PROPERTY & INFRAS	0.0%	Good	Seek Approval
AMFSS	AMP FLI S2-SPECIALIST INTERNATIONAL SHR	75.0%	Good	Seek Approval
AMFTE	FRANKLIN TEMPLETON MULTISECTOR BOND FUND	60.0%	Good	Seek Approval
AMGE	ANZ OA INV PFOLIO - MFS GLOBAL EQUITY	75.0%	Good	Seek Approval
AMGIS	AMP FLI-CAPITAL GLOBAL INFAS SEC HEDGED	0.0%	Good	Seek Approval
AMGNN	AMGEN INC.	0.0%	Good	Seek Approval
AMGOA	ALCASTON MINING NL - OPT EXP 30/9/02	0.0%	Reserve	Seek Approval
AMGSE	GRANT SAMUEL EPOCH GBL EQ SHLDR YLD UNHD	75.0%	Good	Seek Approval
AMH	AMCIL LIMITED	50.0%	Good	Seek Approval
AMH1	AMCIL LIMITED	0.0%	Good	Seek Approval
AMHO	AMCIL LIMITED - OPT EXP 28/02/07	0.0%	Good	Seek Approval
AMHR	AMCIL LIMITED RIGHTS	0.0%	Good	Seek Approval
AMI	AURELIA METALS LIMITED	35.0%	Good	Seek Approval
AMIAS	AMP FLI - ALPHINITY AUSTRALIAN SHARE	0.0%	Reserve	Seek Approval
AMIBF	MYNORTH INDEX BALANCED FUND	75.0%	Good	Seek Approval
AMII	AMP FLEX LT MAC INT INF SEC	0.0%	Good	Seek Approval
AMIIS	MACQ INTL INFRASTRUCTURE SEC FND	65.0%	Good	Seek Approval
AMISE	AMP INTERNATIONAL SHARE ENHANCED INDEX	75.0%	Good	Seek Approval
AML	AEON METALS LIMITED	0.0%	Reserve	Seek Approval
AML1	AMRAD CORPORATION LIMITED	0.0%	Good	Seek Approval
AMLGT	AMP FLI S2-ZURICH AMERICAN CENT GLBL GR	0.0%	Good	Seek Approval
AMM	ARMADA METALS LIMITED	0.0%	Good	Seek Approval
AMM1	AMCOM TELECOMMUNICATIONS LIMITED	0.0%	Good	Seek Approval
AMMCA	DEXUS WHOLESALE AUSTRALIAN PROPERTY FUND	0.0%	Good	Seek Approval
AMMG	10% UNSEC CONVERT NTE MATURING 28/10/07	0.0%	Good	Seek Approval
AMMGE	MFS GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
AMMIL	AMP FLI S2-MACQUARIE INT'L INFR SEC	0.0%	Good	Seek Approval
AMMO	AMCOM TELECOMM LTD - OPT EXP 31/12/09	0.0%	Good	Seek Approval
AMMOA	AMCOM TELECOMM LTD - OPT EXP 31/1/04	0.0%	Reserve	Seek Approval
AMN	AGRIMIN LIMITED	0.0%	Good	Seek Approval
AMO	AMBERTECH LIMITED	0.0%	Good	Seek Approval
AMP	AMP LIMITED	60.0%	Good	Seek Approval
AMP_C	AMP LIMITED	0.0%	Good	Seek Approval
AMP2	AMP LIMITED	0.0%	Good	Seek Approval
AMP2E	AMP-$5.64 PUT EXPIRES 28/6/07	0.0%	Good	Seek Approval
AMP4L	AMP $10.11 PUT OPT EXP 27-9-2007	0.0%	Good	Seek Approval
AMP93	AMP - $9.99 PUT OPT EXP 20/12/07	0.0%	Good	Seek Approval
AMPAA	AMP FLI AUSTRALIAN SHARE	0.0%	Good	Seek Approval
AMPAE	AMP CAPITAL AUST EQUITY OPPORTUNITIES	0.0%	Good	Seek Approval
AMPAO	AMP FLI FUTURE DIRECTONS AUST SHARE - OR	75.0%	Good	Seek Approval
AMPBH	AMPBH7 $4.60 CALL OPTION EXPIRING 21-FEB	65.0%	Reserve	Seek Approval
AMPBI	BLACKROCK INDEXED AUST LISTED PROP FUND	70.0%	Good	Seek Approval
AMPBT	AMP FLI BALANCED GROWTH FUND	75.0%	Good	Seek Approval
AMPC5	AMP CAPITAL BALANCE GROWTH FUND	75.0%	Good	Seek Approval
AMPCB	AMP CAPITAL INVESTORS AUS CORP BOND FUND	75.0%	Good	Seek Approval
AMPCC	AMP CAPITAL CORPORATE BOND FUND	75.0%	Good	Seek Approval
AMPCE	AMP CAPITAL EQUITY INCOME GENERATOR	0.0%	Good	Seek Approval
AMPCG	AMP CAPITAL GLOBAL PROP SEC FUND CL A	70.0%	Good	Seek Approval
AMPCI	AMP CAPITAL CORE INFRASTRUCTURE FUND	0.0%	Good	Seek Approval
AMPCP	AMP CAPITAL PC CORE PROPERTY FUND	0.0%	Good	Seek Approval
AMPCY	AMPCY9 $4.30 CALL OPTION EXP 28-JUN-2012	70.0%	Reserve	Seek Approval
AMPE9	AMP - $6.59 CALL OPT EXP 28/07/05	0.0%	Reserve	Seek Approval
AMPED	EQT PIMCO DIVERSIFIED FIXED INTEREST FND	75.0%	Good	Seek Approval
AMPEI	AMP INTERNATIONAL SHARE ENHANCED INDEX	75.0%	Reserve	Seek Approval
AMPET	AMP FLI EQUITY FUND	75.0%	Good	Seek Approval
AMPFA	AMP FLI FUTURE DIRECTIONS AUST BOND FUN	75.0%	Good	Seek Approval
AMPFI	AMP FLI FUTURE DIRECTIONS INTL BOND	75.0%	Good	Seek Approval
AMPFP	AMP FLI S2 - PROFESSIONAL GROWTH	75.0%	Reserve	Seek Approval
AMPGB	AMP FL INVT BLACKROCK GLOBAL BND	0.0%	Good	Seek Approval
AMPGY	AMP - $10.11 PUT OPT EXP 28-FEB-08	0.0%	Good	Seek Approval
AMPHE	EXPERT'S CHOICE SHORT TERM MONEY MKT	85.0%	Good	Seek Approval
AMPIA	AMP CAPITAL CORE PROPERTY FUND	0.0%	Good	Seek Approval
AMPIF	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
AMPIO	AMP FLI FUT DIRECTIONS INT'L SHR ORIGINA	75.0%	Good	Seek Approval
AMPIT	AMP FLI - SPECIALIST AUSTRALIAN SHARES	75.0%	Good	Seek Approval
AMPK6	AMP 7.00 PUT OPT EXP 24/09/09	0.0%	Good	Seek Approval
AMPLA	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
AMPLG	AMP FLI ZURICH AMERICAN CENTURY GLOBAL	0.0%	Good	Seek Approval
AMPMG	FLEXIBLE LIFETIME - INVESTMENT NO 1 SPEC	75.0%	Good	Seek Approval
AMPMN	AMPMN8 $4.25 CALL OPTIN EXP 29-MAR-2012	70.0%	Good	Seek Approval
AMPMO	MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
AMPMZ	AMP FLI BLACKROCK INCOME FUND DL	0.0%	Good	Seek Approval
AMPNI	PERPETUAL WS INDUSTRIAL SHARE FUND	75.0%	Good	Seek Approval
AMPP4	AMP - $9.99 PUT OPT EXP 24/01/08	0.0%	Good	Seek Approval
AMPPA	AMP FLI S2-PERENNIAL VALUE AUST SHARE	0.0%	Good	Seek Approval
AMPPB	AMP LIMITED CAPITAL NOTES 2	60.0%	Good	Seek Approval
AMPPH	MACQUARIE GLOBAL LISTED REAL ESTATE H	70.0%	Good	Seek Approval
AMPPI	AMP FLI (SERIES 2) PROPERTY SEC INDEX	0.0%	Good	Seek Approval
AMPPO	AMP FLI S2 - PROFESSIONAL GROWTH	75.0%	Reserve	Seek Approval
AMPPX	MACQUARIE GLOBAL LISTED REAL ESTATE H	70.0%	Good	Seek Approval
AMPRI	AMP FLI-S2 RARE INFRASTRUCTURE VALUE	0.0%	Reserve	Seek Approval
AMPSA	AMP FLI SCHRODER AUSTRALIAN EQUITIES	0.0%	Reserve	Seek Approval
AMPSC	AMP FLI-UBS AUST SMALL COMPANIES	0.0%	Good	Seek Approval
AMPSD	WESTPAC 7.3931 AMP SLF FND WRRNT 30JUN16	0.0%	Good	Seek Approval
AMPSE	AMP AUSTRALIAN SHARE ENHANCED INDEX	75.0%	Reserve	Seek Approval
AMPSG	AMP FLI - UBS PROPERTY SECURITIES	0.0%	Good	Seek Approval
AMPSI	SCHRODER FIXED INCOME FUND	75.0%	Good	Seek Approval
AMPSP	SPECIALIST PROPERTY & INFRASTRUCTURE FND	0.0%	Good	Seek Approval
AMPU9	AMP 8.00 PUT OPT EXP 24/09/09	0.0%	Good	Seek Approval
AMPUT	AMPUT8 $4.50 CALL OPTION EXP 26-APR-2012	70.0%	Reserve	Seek Approval
AMPUV	AMPUV8 $4.25 CALL OPT EXP 26-APRIL-2012	70.0%	Reserve	Seek Approval
AMPVA	AMP FLI PERENNIAL VALUE AUSTRALIAN SHARE	0.0%	Good	Seek Approval
AMPVI	VANGUARD AUSTRALIAN SHARE INDEX FUND	75.0%	Good	Seek Approval
AMPWC	AMP $10.06 PUT OPT EXP 29-3-2007	0.0%	Good	Seek Approval
AMPWS	PERPETUAL WHOLESALE SHARE PLUS LONG SHR	60.0%	Good	Seek Approval
AMPZX	AMPZX7 $5.50 CALL OPTION EXP 25-NOV-2010	70.0%	Reserve	Seek Approval
AMRPE	AMP FLI S2-T ROWE PRICE GLOBAL EQUITY	0.0%	Good	Seek Approval
AMRVE	RARE INFRASTRUCTURE VALUE FUND UNHEDGED	70.0%	Good	Seek Approval
AMS	ATOMOS LIMITED	0.0%	Good	Seek Approval
AMSAE	AMP FLI S2-SCHRODER AUSTRALIAN EQUITIES	0.0%	Reserve	Seek Approval
AMSGO	SCHRODER GLOBAL VALUE FUND	75.0%	Good	Seek Approval
AMSWA	SCHRODER WHOLESALE AUSTR EQUITY FUND	75.0%	Good	Seek Approval
AMSWC	AMP SELF FUNDING INSTAL WARR 30-JUN-16	0.0%	Good	Seek Approval
AMT	ALLEGRA ORTHOPAEDICS LIMITED	0.0%	Good	Seek Approval
AMTAS	AMP FLI TYNDALL AUST SHARE VALUE FND	0.0%	Reserve	Seek Approval
AMTRP	AMP FLI T ROWE PRICE GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
AMU	AMADEUS ENERGY LIMITED	0.0%	Good	Seek Approval
AMU1	AMADEUS ENERGY LIMITED	0.0%	Good	Seek Approval
AMUCF	UBS CASH FUND	85.0%	Good	Seek Approval
AMUO	AMADEUS PETROLEUM	0.0%	Reserve	Seek Approval
AMUOA	AMADEUS ENERGY LTD - OPT EXP 28/11/03	0.0%	Good	Seek Approval
AMUOB	AMADEUS ENERGY LTD - OPT EXP 25/11/04	0.0%	Good	Seek Approval
AMUSC	UBS YARRA AUST SMALL COMPANIES FUND	70.0%	Good	Seek Approval
AMVIS	VANGUARD INT'L SHARE INDEX FUND	75.0%	Good	Seek Approval
AMVPI	VANGUARD PROPERTY SECURITIES INDEX	70.0%	Good	Seek Approval
AMVPO	VANGUARD INT'L PROPERTY SEC INDEX FUND	70.0%	Good	Seek Approval
AMVS1	VANGUARD INT'L SHARES INDEX HEDGED	0.0%	Good	Seek Approval
AMVSI	VANGUARD INT'L SHARES INDEX HEDGED	75.0%	Good	Seek Approval
AMW	AMWAY ASIA PACIFIC	0.0%	Good	Seek Approval
AMX	AEROMETRSEX LIMITED	0.0%	Good	Seek Approval
AMX1	AMPELLA MINING LIMITED	0.0%	Good	Seek Approval
AMXXX	PLACEMENT	0.0%	Good	Seek Approval
AMZ1	AMAZON. COM INC	0.0%	Good	Seek Approval
AMZG1	AMCOR - PERP CONVERT RESET SECURITIES	0.0%	Good	Seek Approval
AMZIG	ZURICH INVESTMENTS GBL THEMATIC SHR FUND	75.0%	Good	Seek Approval
AMZN	AMAZON.COM INC	65.0%	Reserve	Seek Approval
AMZN2	AMAZON. COM INC	0.0%	Reserve	Seek Approval
AMZNN	AMAZON. COM INC	0.0%	Good	Seek Approval
AN1	ANAGENICS LIMITED	0.0%	Good	Seek Approval
AN3P2	ANZ BANKING GROUP LTD CAPITAL NOTES 4	0.0%	Good	Seek Approval
AN3PG	ANZ BANKING GROUP LTD CAPITAL NOTES 4	0.0%	Good	Seek Approval
AN3PH	ANZ BANKING GROUP CAPITAL NOTES 5	75.0%	Good	Seek Approval
AN3PI	ANZ BANKING GROUP CAPITAL NOTES 6	75.0%	Good	Seek Approval
AN3PJ	ANZ BANKING GROUP CAPITAL NOTES	75.0%	Good	Seek Approval
AN3PK	ANZ BANKING GROUP CAPITAL NOTES 8	75.0%	Good	Seek Approval
AN3PL	ANZ BANKING GROUP CAPITAL NOTES 9	75.0%	Good	Seek Approval
ANBBT	ANTARES DIVIDEND BUILDER	75.0%	Good	Seek Approval
ANBGI	ANZ OA BGI DIVERSIFIED GROWTH TRUST NEF	75.0%	Good	Seek Approval
ANC	ANGUS & COOTE (HOLDINGS) LIMITED	0.0%	Good	Seek Approval
ANCDB	ANTARES DIVIDEND BUILDER SMA MODEL	75.0%	Good	Seek Approval
ANCSH	ANTARES MODEL PORTFOLIO - CASH	95.0%	Good	Seek Approval
AND	ANSARADA GROUP LIMITED	0.0%	Good	Seek Approval
ANDIB	ANTARES DIVIDEND BUILDER	75.0%	Good	Seek Approval
ANE1	AUSPINE LIMITED	0.0%	Good	Seek Approval
ANEO	AUSPINE LIMITED - OPT EXP 31/12/02	0.0%	Reserve	Seek Approval
ANEOF	ANTARES ELITE OPPORTUNITIES FUND	75.0%	Good	Seek Approval
ANFEP	FAIRVIEW EQUITY PARTNERS EMERGING COMP	65.0%	Good	Seek Approval
ANG	AUSTIN ENGINEERING LIMITED	0.0%	Good	Seek Approval
ANH	ANSEARCH LIMITED	0.0%	Good	Seek Approval
ANHCA	ORDINARY PARTLY PAID 2C,UNPAID 4C DEF	0.0%	Good	Seek Approval
ANHCB	ORDINARY PARTLY PAID TO 4C, 2C UNPAID	0.0%	Reserve	Seek Approval
ANHGS	ANTARES HIGH GROWTH SHARES FUND	60.0%	Good	Seek Approval
ANHO	ANSEARCH LIMITED - OPT EXP 30/06/06	0.0%	Reserve	Seek Approval
ANIF	ANI TAKEOVER OFFER ACCEPTED	0.0%	Good	Seek Approval
ANIHG	NORTH INDEX HIGH GROWTH	75.0%	Good	Seek Approval
ANK	AMLINK GROUP LIMITED	0.0%	Good	Seek Approval
ANL	AMANI GOLD LIMITED	0.0%	Reserve	Seek Approval
ANL1	ANACONDA NICKEL LIMITED	0.0%	Good	Seek Approval
ANLBN	ANACONDA NICKEL FPO BONUS DEFERRED	0.0%	Good	Seek Approval
ANM	ADVANCED MAGNESIUM LIMITED	0.0%	Good	Seek Approval
ANM1	AUSTRALIAN MAGNESIUM CORPORATION LIMITED	0.0%	Good	Seek Approval
ANMDA	AUSTRALIAN AMGNESIUM CORP - DEFERRED	0.0%	Good	Seek Approval
ANMNA	AUST MAGNESIUM CORP STAPLED DEF EX-CTG	0.0%	Reserve	Seek Approval
ANN	ANSELL LIMITED	75.0%	Good	Seek Approval
ANNXX	ANSELL LIMITED INSTITUTIONAL PLACEMENT	0.0%	Good	Seek Approval
ANO	ADVANCE NANOTEK LIMITED	0.0%	Good	Seek Approval
ANOIT	ANZ OA ING TAX EFFECTIVE INCOME FUND	75.0%	Good	Seek Approval
ANPGS	ANTARES PERS HIGH GROWH SHARES FUND	60.0%	Good	Seek Approval
ANPIF	APN PROPERTY FOR INCOME FUND - SUSPENDED	60.0%	Good	Seek Approval
ANQXX	ANAECO LIMITED (ANQ)	0.0%	Reserve	Seek Approval
ANR	ANATARA LIFESCIENCES LTD	0.0%	Good	Seek Approval
ANSAE	ANZ OA INV PFOLIO SCHRODER AUST EQUITY	75.0%	Good	Seek Approval
ANSPT	APN NATIONAL STORAGE PROPERTY TRUST	0.0%	Good	Seek Approval
ANSS	ANSYS INC	0.0%	Good	Seek Approval
ANTDB	ANTARES DIVIDEND BUILDER MODEL PORTFOLIO	75.0%	Reserve	Seek Approval
ANTG	AUSTRIM NAT RADIATORS - 9.5% CONVERT NTE	0.0%	Good	Seek Approval
ANTG1	AUSTRIM NAT RADIATORS - 9.5% CONVERT NTE	0.0%	Good	Seek Approval
ANTM	ANTHEM INC	0.0%	Good	Seek Approval
ANU	ACONCAGUA RESOURCES LIMITED	0.0%	Good	Seek Approval
ANX	ANAX METALS LIMITED	0.0%	Good	Seek Approval
ANZ	ANZ BANKING GROUP HOLDINGS LIMITED	75.0%	Good	Seek Approval
ANZ_C	ANZ BANKING GROUP LIMITED	0.0%	Good	Seek Approval
ANZ2	ANZ BANKING GROUP LIMITED	0.0%	Good	Seek Approval
ANZAS	ANZ AUSTRALIAN SHAREMARKET TRUST	70.0%	Good	Seek Approval
ANZB8	ANZSB8 $26.00 CALL OPT EXP 21-FEB-2013	70.0%	Reserve	Seek Approval
ANZBK	ANZ $28.00 PUT OPT EXP 29/11/2007	0.0%	Good	Seek Approval
ANZDI	ANZ ONE ANSWER ING BLUE CHIP IMPUTATION	75.0%	Good	Seek Approval
ANZDV	ANZDV9 $21.50 CALL OPT EXP 27-OCT-2011	70.0%	Good	Seek Approval
ANZE5	ANZE59 $20.50 CALL OPT EXP 27-OCT-2011	70.0%	Reserve	Seek Approval
ANZE6	ANZE69 $21.00 CALL OPT EXP 27-OCT-2011	70.0%	Good	Seek Approval
ANZEI	ANZ EQUITY IMPUTATION TRUST	0.0%	Good	Seek Approval
ANZEM	ANZ EQUITY TRUST	0.0%	Good	Seek Approval
ANZEZ	ANZ EQUITY TRUST NO1 DL	70.0%	Good	Seek Approval
ANZF2	ANZ BANKING GROUP LTD CAPITAL NOTES 3	0.0%	Good	Seek Approval
ANZFI	ANZ FIXED INTEREST TRUST	0.0%	Good	Seek Approval
ANZG7	ANZG77 $24.00 CALL OPT EXP 27-JUN-2013	0.0%	Reserve	Seek Approval
ANZIE	CTW 14.50 ANZ ROLLING INST WARRANT5/9/24	0.0%	Good	Seek Approval
ANZIR	AUSTRALIA AND NEW ZEALAND BANKING GROUP	0.0%	Good	Seek Approval
ANZIS	ANZ OA INV PFOLIO-ING PROPERTY SEC NEF	65.0%	Good	Seek Approval
ANZKS	MACQUARIE 25.3085 ANZ MINI SHORT	0.0%	Good	Seek Approval
ANZKT	ANZKT9 $24.50 CALL OPT EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
ANZMC	ANZMC7 $22.50 CALL OPT EXP 26-JUL-2012	70.0%	Good	Seek Approval
ANZMF	AUSTRALIA AND NEW ZEALAND BANKINGWARRANT	0.0%	Good	Seek Approval
ANZNK	ANZNK9 $24.51 CALL OPT EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
ANZOA	ANZ OA INV PFOLIO-ING BLUECHIP IMP NEF	75.0%	Good	Seek Approval
ANZOG	ANZ OA INV PFOLIO - OPTIMIX GROWTH	75.0%	Good	Seek Approval
ANZP1	ANZ PREFERENCE SHARES: CPS 2	0.0%	Good	Seek Approval
ANZP5	ANZ BANKING GROUP LTD CAPITAL NOTES 4	0.0%	Good	Seek Approval
ANZPS	ANZ OA PROPERTY SECURITIES TRUST	65.0%	Good	Seek Approval
ANZR2	ANZ BANKING GROUP - RIGHTS CLSE 24/11/03	0.0%	Good	Seek Approval
ANZRT	ANZRT9 $21.50 CALL OPT EXP 29-MAR-2012	70.0%	Reserve	Seek Approval
ANZRU	ANZRU9 $22.00 CALL OPT EXP 29-MAR-2012	70.0%	Good	Seek Approval
ANZRY	ANZRY9 $23.00 CALL OPT EXP 29-MAR-2012	70.0%	Reserve	Seek Approval
ANZSA	ANZ SELF FUNDING INSTALL WARRANT 30-JUN-	0.0%	Good	Seek Approval
ANZSB	WBC 1210 ANZ SELF FND INSTAL WARR 30JUN2	0.0%	Good	Seek Approval
ANZSC	ANZ SELF FUNDING INSTAL WARR 30-JUN-16	0.0%	Good	Seek Approval
ANZSD	ANZ BANKING GROUP LTD WARRANT 30-JUN-16	0.0%	Reserve	Seek Approval
ANZSE	WBC 18.0735 ANZ S/F INSTAL WARRANT 30-JU	0.0%	Good	Seek Approval
ANZSR	ANZ BANKING GROUP LTD RBS PLC 10.0391 WA	0.0%	Good	Seek Approval
ANZSW	MQB 1588 ANZ SELF. FUND. INST 29-JUN-12	0.0%	Good	Seek Approval
ANZSY	MACQ. 1738 ANZ SELF FUND INSTAL 30-6-17	0.0%	Good	Seek Approval
ANZV9	ANZV99 $22.00 CALL OPT EXP 28-JUN-2012	70.0%	Reserve	Seek Approval
ANZVF	ANZ - $28.00 PUT OPT EXP 25/11/10	0.0%	Good	Seek Approval
ANZVV	ANZTV7 $24.00 CALL OPT EXP 28-JUN-2012	70.0%	Reserve	Seek Approval
ANZYM	ANZYM8 $23.00 CALL OPT EXP 23-JUN-2011	70.0%	Good	Seek Approval
ANZZI	ABN 1600 ANZ ROLLING INSTAL WARRANT	0.0%	Good	Seek Approval
AO1	ASSETOWL LIMITED	0.0%	Reserve	Seek Approval
AOA	AUSMON RESOURCES LTD	0.0%	Reserve	Seek Approval
AOACD	ANZ ONEANSWER COLONIAL DIVERSIFIED TRUST	75.0%	Reserve	Seek Approval
AOACI	ANZ OA IP-AMP CAP RESP IN L INTL SHR DEF	75.0%	Good	Seek Approval
AOACR	ANZ OA IP-AMP CAP R IL INTL SHR EF/SLCT	75.0%	Good	Seek Approval
AOAEL	ONEPATH OA FR INV-AUSBIL AUST EMERG LDRS	70.0%	Good	Seek Approval
AOAGE	ANZ OA IP AXA GLBL EQTH VAL-EF/SEL	75.0%	Good	Seek Approval
AOAIC	ANZ OA INV PFOLIO - ING CONSERVATIVE	75.0%	Good	Seek Approval
AOAIF	ANZ ONEANSWER INVESTMENT PLATFORM - FIDE	75.0%	Good	Seek Approval
AOAIP	ANZ ONEANSWER INVESTMENT PLATFORM - BT C	75.0%	Good	Seek Approval
AOAIS	ANZ OA INV PFOLIO - ING SELECT LEADERS	75.0%	Good	Seek Approval
AOAOB	ANZ OA INV PFOLIO - OPTIMIX BALANCED	75.0%	Good	Seek Approval
AOAPP	ANZ OA INV PFOLIO PLATINUM INTERNATIONAL	70.0%	Good	Seek Approval
AOAS	ANZ OA INV PT OPTIMIX AUST SHARE DEF	75.0%	Good	Seek Approval
AOASC	ANZ OA INV PFOLIO BT SMALLER COMPANIES	65.0%	Good	Seek Approval
AOATE	ANZ OA IP ING TAX EFF INC - NE	75.0%	Good	Seek Approval
AOAUB	ANZ OA INV PFOLIO - UBS BALANCED	75.0%	Good	Seek Approval
AOAUD	ANZ OA INV PFOLIO - UBS DEFENSIVE	75.0%	Good	Seek Approval
AOBCI	ONEPATH OA FR INV-ING BLUE CHIP IMPUTAT	75.0%	Good	Seek Approval
AOBD	ANZ OA INV PFOLIO - OPTIMIX BALANCED DEF	75.0%	Good	Seek Approval
AOBDG	ONEPATH OA FR INV-BLACKROCK DIVERS GR	75.0%	Good	Seek Approval
AOBRB	ONEPATH OA FR INV-BLACKROCK BALANCED	75.0%	Good	Seek Approval
AOBSA	ONEPATH OA FR INV-BLACKROCK SCIT AUST EQ	75.0%	Good	Seek Approval
AOBSI	ONEPATH OA FR INV-BLACKROCK SCIT INT EQ	75.0%	Good	Seek Approval
AOBTS	ONEPATH OA FR INV-BT SMALLER COMPANIES	65.0%	Good	Seek Approval
AOCAS	ANZ OA IP-CHALLENGER AUST SHR INC DEF	75.0%	Good	Seek Approval
AOCDT	ANZ ONEANSWER COLONIAL DIV TRUST NE	75.0%	Reserve	Seek Approval
AOCFD	ONEPATH OA FR INV-COLONIAL FRSTST DIVERS	75.0%	Reserve	Seek Approval
AOCRA	ONEPATH OA FR INV-AMP CAP RSPNB AUST	75.0%	Good	Seek Approval
AOCRI	ONEPATH OA FR INV-AMP CAP RSPNB INTL	75.0%	Good	Seek Approval
AOCSI	ONEPATH OA FR INV-CFS IMPUTATION	75.0%	Good	Seek Approval
AODFI	ONEPATH OA FR INV-ING DIVERS FXD INTR	75.0%	Good	Seek Approval
AOE	ARROW ENERGY LIMITED	0.0%	Good	Seek Approval
AOE1	ARROW ENERGY NL	0.0%	Good	Seek Approval
AOEGA	10% CONVERTIBLE NOTE MATURING 31/03/08	0.0%	Good	Seek Approval
AOEO	ARROW ENERGY NL - OPT EXP 01/12/06	0.0%	Good	Seek Approval
AOER	ARROW ENERGY NL-RIGHTS 23/08/05 DEFERRED	0.0%	Good	Seek Approval
AOEXX	ARROW ENERGY NL PLACEMENT	0.0%	Good	Seek Approval
AOF	AUSTRALIAN OFFICE PROPERTY FUND	0.0%	Good	Seek Approval
AOFN	AMP OFFICE TRUST - NEW UNITS	0.0%	Good	Seek Approval
AOFNA	AMP OFFICE TRUST - NEW UNITS	0.0%	Good	Seek Approval
AOFPB	ONEPATH OA FR INV-PERPETUAL INTL	75.0%	Good	Seek Approval
AOG1	AUSTRALIAN OIL & GAS CORPORATION LIMITED	0.0%	Good	Seek Approval
AOG2	AVEO GROUP	0.0%	Good	Seek Approval
AOGA	ONEPATH OA FR INV-OPTIMIX GEARED AUS	40.0%	Good	Seek Approval
AOGAS	OPTIMIX GEARED AUST SHARE TRUST - EF	40.0%	Good	Seek Approval
AOGD	ANZ OA INV PFOLIO - OPTIMIX GROWTH DEF	75.0%	Good	Seek Approval
AOGEM	ANZ OA IP-OPT GLBL EMERG MKTS EF/SLCT	65.0%	Good	Seek Approval
AOGIP	ANZ OA IP-GSJBW INC PLUS DEF	75.0%	Good	Seek Approval
AOGO	AUST OIL & GAS CORP LTD - OPT EX 28/3/05	0.0%	Good	Seek Approval
AOGS	ANZ OA INV PFOLIO - OPTIMIX GLOBAL SHARE	75.0%	Good	Seek Approval
AOGSD	ANZ OA INV PFOLIO OPTIMIX GLBL SHARE DEF	75.0%	Good	Seek Approval
AOI	ALTO ENERGY INTERNATIONAL LIMITED	0.0%	Reserve	Seek Approval
AOIAG	ONEPATH OA FR INV-ING ACTIVE GROWTH	75.0%	Good	Seek Approval
AOIAS	ONEPATH OA FR INV-ING AUSTRALIAN SHARE	70.0%	Good	Seek Approval
AOIBC	ANZ OA IP ING BLUE CHIP IMP - NE	75.0%	Good	Seek Approval
AOICP	ONEPATH OA FR INV-CHALLENGER PROPERTY	60.0%	Good	Seek Approval
AOIGB	ONEPATH OA IP-ING GL BAL PROP SEC NE	60.0%	Good	Seek Approval
AOIGE	ANZ OA IP ING GLBL EMERG MKTS - NE	65.0%	Good	Seek Approval
AOIGS	ONEPATH OA FR INV-ING GLOBAL SHARE	75.0%	Good	Seek Approval
AOIMA	ONEPATH OA FR INV-INVESTORS MUTUAL AUS	75.0%	Good	Seek Approval
AOIMG	ONEPATH OA FR INV-ING MANAGED GROWTH	75.0%	Good	Seek Approval
AOIOB	ONEPATH OA FR INV-OPTIMIX BALANCED	75.0%	Good	Seek Approval
AOIPA	ANZ OZ IP PERP AUST SHRS - EF/SEL	75.0%	Good	Seek Approval
AOIPP	ONEPATH OA FR INV-ING PROPERTY SECS	65.0%	Good	Seek Approval
AOIPS	ANZ OA IP-ING GLBL PROP SEC N	60.0%	Good	Seek Approval
AOISA	ANZ ONEANSWER ING SUS INV AUS SHARES EF	75.0%	Good	Seek Approval
AOISF	ANZ OA IP-SCHRODER FIXED INCOME DEF	75.0%	Good	Seek Approval
AOISI	ANZ ONEPATH ING SUS INV AS NE	75.0%	Good	Seek Approval
AOISL	ONEPATH OA FR INV-ING SELECT LEADERS	75.0%	Good	Seek Approval
AOITE	ONEPATH OA FR INV-ING TAX EFFECTIVE INC	75.0%	Good	Seek Approval
AOKXX	AUSTEX OIL LIMITED	0.0%	Good	Seek Approval
AOL	AUSSIE ONLINE LIMITED	0.0%	Good	Seek Approval
AOMGA	ONEPATH OA FR INV-OPTIMIX AUSTRALIAN	75.0%	Good	Seek Approval
AOMGE	ANZ OA INV PFOLIO MFS GLOBAL EQUITY DEF	75.0%	Good	Seek Approval
AOMR	RIGHTS - APPLICATIONS CLOSE 17/8/09	0.0%	Reserve	Seek Approval
AON	APOLLO MINERALS LIMITED	0.0%	Good	Seek Approval
AONO	APOLLO MINERALS LIMITED	0.0%	Reserve	Seek Approval
AOOG	ONEPATH OA FR INV-OPTIMIX GLOBAL	75.0%	Good	Seek Approval
AOOPS	ONEPATH OA FR INV-OPTIMIX PROPERTY SECS	65.0%	Good	Seek Approval
AOPA	ONEPATH OA FR INV-PERPETUAL AUSTRALIAN	75.0%	Good	Seek Approval
AOPAA	ANZ OA INV PT AUSBIL AUST EMERG LDRS DEF	70.0%	Good	Seek Approval
AOPAS	ANZ OA IP PERP AUST SHRS - NE	75.0%	Good	Seek Approval
AOPBG	ANZ OA INV PFOLIO PERP BAL GROWTH DEF	75.0%	Good	Seek Approval
AOPBS	ANZ OA INV PT BLCKRCK SCI DIV GWTH DEF	75.0%	Good	Seek Approval
AOPCG	ANZ ONEANSWER PERPETUAL CONS GROW TRUST	75.0%	Good	Seek Approval
AOPG	ONEPATH OA FR INV-PERENNIAL GROWTH	0.0%	Good	Seek Approval
AOPPB	ANZ OA INV PFOLIO PERP BAL GROWTH	75.0%	Good	Seek Approval
AOPPI	ANZ OA INV PFOLIO PLATINUM INTL DEF	70.0%	Good	Seek Approval
AOPS	ANZ OA INV PT OPTIMIX PROPERTY SECURITIE	65.0%	Good	Seek Approval
AOPSB	ANZ OA INV PFOLIO SCHRODER BALANCED DEF	75.0%	Good	Seek Approval
AOPSD	ANZ OA INV PT OPTIMIX PROPERTY SEC DEF	65.0%	Good	Seek Approval
AOPV2	ONEPATH OA FR INV-PERENNIAL VALUE	75.0%	Good	Seek Approval
AORIF	AORIS INTERNATIONAL FUND HEDGED CLASS D	0.0%	Good	Seek Approval
AOS	ADVANCED OCULAR SYSTEMS LIMITED	0.0%	Reserve	Seek Approval
AOSAE	ONEPATH OA FR INV-SCHRODER AUSTRALIAN EQ	75.0%	Good	Seek Approval
AOSB	ANZ OA INV PFOLIO - SCHRODER BALANCED	75.0%	Good	Seek Approval
AOSIS	ONEPATH OA FR INV-ING SUST INV AUS	75.0%	Good	Seek Approval
AOTRP	ONEPATH OA FR INV-T. ROWE PRICE GLBL EQ	75.0%	Good	Seek Approval
AOUBD	ANZ OA INV PFOLIO - UBS BALANCED DEF	75.0%	Good	Seek Approval
AOUDD	ANZ OA INV PFOLIO - UBS DEFENSIVE DEF	75.0%	Good	Seek Approval
AOV1	ANZ OA IP-VANGUARD PROP SECS INDEX TR E	70.0%	Good	Seek Approval
AOVBD	ANZ OA INV VANGUARD BAL IDX FUND DEF	75.0%	Good	Seek Approval
AOVBE	ANZ OA INV VANGUARD BAL IND FD EF & SEL	75.0%	Good	Seek Approval
AOVBI	ANZ OA INV-VANGUARD BAL INDEX EF/SLCT	75.0%	Good	Seek Approval
AOVCI	ONEPATH OA INV-VANGUARD CNSV IDX NEF	75.0%	Good	Seek Approval
AOVGI	ONEPATH OA FR INV-VANGUARD GROWTH INDEX	75.0%	Good	Seek Approval
AOVHG	ONEPATH OA FR INV-VANGUARD HIGH GR IDX	75.0%	Good	Seek Approval
AOVID	ONEPATH OA FR INV-VANGUARD IDX DIVERS BD	75.0%	Good	Seek Approval
AOVII	ONEPATH OA FR INV-VANGUARD INTL IDX(HDG)	75.0%	Good	Seek Approval
AOVIS	ANZ OA VGRD INTL SHRS INDX HDGD-EF/SEL	75.0%	Good	Seek Approval
AOVP	ANZ OA IP-VANGUARD PROP SECS INDEX TR N	70.0%	Good	Seek Approval
AP12F	APN PROPERTY FOR INCOME FUND NO.2	60.0%	Good	Seek Approval
APA	APA GROUP	70.0%	Good	Seek Approval
APA1	AUSTRALIAN PIPELINE TRUST	0.0%	Good	Seek Approval
APADA	UNITS FULLY PAID STAPLED SEC DEF SETT	0.0%	Good	Seek Approval
APAE1	PLATYPUS AUST EQ FUND - WHOLESALE UNITS	0.0%	Good	Seek Approval
APAEW	PLATYPUS AUST EQ FUND - WHOLESALE UNITS	75.0%	Good	Seek Approval
APAR	RIGHTS - APP CLOSE 11-DEC-2006 DEFFERED	0.0%	Good	Seek Approval
APB	ARAFURA PEARLS HOLDINGS LIMITED	0.0%	Good	Seek Approval
APBGB	AMP FLI - BLACKROCK GLOBAL BOND	0.0%	Good	Seek Approval
APBGF	AMP BALANCED GROWTH FUND	75.0%	Good	Seek Approval
APC	AUSTRALIAN POTASH LIMITED	0.0%	Reserve	Seek Approval
APCGT	ANZ ONEANSWER PERPETUAL CONS GROW TRUST	75.0%	Good	Seek Approval
APCHA	AUTOMOTIVE PARTS - 10% UNSEC NT 15/4/07	0.0%	Good	Seek Approval
APCPF	AMP CAPITAL CORE PROPERTY FUND - CLASS A	0.0%	Good	Seek Approval
APE	AP EAGERS LIMITED	50.0%	Good	Seek Approval
APEQU	AMP EQUITY FUND	75.0%	Good	Seek Approval
APEXX	A P EAGERS LIMITED PLACEMENT	0.0%	Good	Seek Approval
APFDA	AMP FLI S2-FUTURE DIRECTIONS ASIAN SHARE	0.0%	Good	Seek Approval
APGAS	AMP FLEX LT FD GEARED AUS SHARE	40.0%	Good	Seek Approval
APHIS	AMP FLEX LT FD HIS	70.0%	Good	Seek Approval
APIAG	ANZ OA INV PFOLIO - ING ACTIVE GROWTH DE	75.0%	Good	Seek Approval
APIS	AMP S2 PERPETUAL INDUSTRIAL SHARE	0.0%	Good	Seek Approval
APISD	ANZ OA INV PT PERP INTL SHARES DEF	75.0%	Good	Seek Approval
APISF	AMP - FLI PERPETUAL INDUSTRIAL SHR FUND	0.0%	Good	Seek Approval
APK	AUSTRALIAN POWER AND GAS COMPANY LIMITED	0.0%	Good	Seek Approval
APL	ASSOCIATE GLOBAL PARTNERS LIMITED	0.0%	Good	Seek Approval
APLKR	RBS PLC 403.4226 AP1 MINI LONG	0.0%	Good	Seek Approval
APLPA	AMP LISTED PROPERTY - CLASS A	70.0%	Good	Seek Approval
APM	APM HUMAN SERVICES INTERNATIONAL LIMITED	45.0%	Good	Seek Approval
APMAS	AMP FUTURE DIRECTIONS AUST SHARE FUND	75.0%	Good	Seek Approval
APMGS	AMP FUTURE DIRECTIONS INT'L SHARE FUND	75.0%	Good	Seek Approval
APNAR	APN AREIT FUND	65.0%	Good	Seek Approval
APNIP	APN INT PROPERTY FOR INCOME FD - SUSPEND	0.0%	Reserve	Seek Approval
APNP2	APN PROPERTY FOR INCOME FUND NO. 2	60.0%	Good	Seek Approval
APNPI	APN PROPERTY FOR INCOME FUND	60.0%	Good	Seek Approval
APNPR	APN PROPERTY FOR INCOME NO. 2	60.0%	Good	Seek Approval
APNRF	APN ASIAN REIT FUND	0.0%	Good	Seek Approval
APOAS	ANZ OA INV PT OPTIMIX AUSTRALIAN SHARE	75.0%	Good	Seek Approval
APOCA	ONEPATH OA FR INV-CFS CORE AUSTRALIAN	70.0%	Good	Seek Approval
APOEC	ONEPATH OA FR INV-ING EMERGING COS	65.0%	Good	Seek Approval
APOFA	ONEPATH OA FR INV-FIDELITY AUSTRALIAN EQ	75.0%	Good	Seek Approval
APOMA	ONEPATH OA FR INV-MERLON AUSTRALIAN INC	75.0%	Good	Seek Approval
APPI	WFIA - PERPETUAL'S PROPERTY INCOME	0.0%	Good	Seek Approval
APPIS	ANZ OA INV PT PERP INTERNATIONAL SHARES	75.0%	Good	Seek Approval
APPS	ANZ PROPERTY SECURITIES TRUST	65.0%	Good	Seek Approval
APPSN	DIGITAL TURBINE INC	0.0%	Reserve	Seek Approval
APPVD	ANZ OA INV PFOLIO PERENNIAL VAL SHR DEF	75.0%	Good	Seek Approval
APPVS	ANZ OA INV PFOLIO PERENNIAL VALUE SHARES	75.0%	Good	Seek Approval
APR	API FUND	0.0%	Good	Seek Approval
APS2E	AMP FLEX LT S2 EQUITY	75.0%	Good	Seek Approval
APS41	MACQUARIE CAPITAL PROTECTED ALPS 4 20-JU	0.0%	Reserve	Seek Approval
APSAE	AMP FLI - SCHRODER AUSTRALIAN EQUITIES	0.0%	Reserve	Seek Approval
APSF2	AMP PROPERTY SECURITIES FUND	0.0%	Good	Seek Approval
APSM4	MACQUARIE ALPS CAP PROT'D 20/12/13	0.0%	Good	Seek Approval
APSMB	ADV PROPERTY SECS MULTI-BLEND FUND (WA)	65.0%	Good	Seek Approval
APT1	AFTERPAY TOUCH GROUP LIMITED	0.0%	Good	Seek Approval
APT2	AFTERPAY TOUCH GROUP LIMITED	0.0%	Good	Seek Approval
APU	AUSTRALIAN PLATINUM MINES LIMITED	0.0%	Reserve	Seek Approval
APVAS	AMP FLI - PERENNIAL VALUE AUSTRALIAN SHA	0.0%	Good	Seek Approval
APVAU	AMP FLEX S2 PERENNIAL VALUE AUS SHARE	0.0%	Good	Seek Approval
APVT	APTIV PLC	0.0%	Good	Seek Approval
APW	AIMS PROPERTY SECURITIES FUND	0.0%	Good	Seek Approval
APWEF	AMP W/S EQUITY FUND	75.0%	Good	Seek Approval
APX	APPEN LIMITED	0.0%	Good	Seek Approval
APX2	APPEN LIMITED	0.0%	Good	Seek Approval
APXO	APOLLO GROUP LIMITED - OPT EXP 30/9/02	0.0%	Reserve	Seek Approval
APXPA	APOLLO GROUP LIMITED - 8% NON-CUM PREF	0.0%	Good	Seek Approval
APZ	ASPEN GROUP	0.0%	Good	Seek Approval
APZ1	ASPEN GROUP	0.0%	Good	Seek Approval
APZDA	ASPEN GROUP LIMITED DEF SET	0.0%	Good	Seek Approval
AQA1	AQUILA RESOURCES LIMITED	0.0%	Good	Seek Approval
AQC	AUSTRALIAN PACIFIC COAL LIMITED	0.0%	Good	Seek Approval
AQC1	AUSTRALIAN PACIFIC COAL LIMITED	0.0%	Reserve	Seek Approval
AQD	AUSQUEST LIMITED	0.0%	Good	Seek Approval
AQE	ORDINARY FULLY PAID	0.0%	Good	Seek Approval
AQHXX	APT PIPELINES LIMITED	0.0%	Good	Seek Approval
AQI	ALICANTO MINERALS LIMITED	0.0%	Good	Seek Approval
AQL	AQUACAROTENE LIMITED	0.0%	Good	Seek Approval
AQLT	BETASHARES AUSTRALIAN QUALITY ETF	0.0%	Good	Seek Approval
AQMFU	AQR WHOLESALE MANAGED FUTURES C1P	0.0%	Good	Seek Approval
AQN	AQUIRIAN LIMITED	0.0%	Good	Seek Approval
AQO	AMBASSADOR OIL AND GAS LIMITED	0.0%	Good	Seek Approval
AQP1	AQUARIUS PLATINUM LIMITED	0.0%	Good	Seek Approval
AQX	ALICE QUEEN LIMITED	0.0%	Reserve	Seek Approval
AQYWS	ACADIAN QUANT YIELD - CLASS A -WHOLESALE	0.0%	Good	Seek Approval
AQZ	ALLIANCE AVIATION SERVICES LIMITED ORDIN	0.0%	Good	Seek Approval
AQZXX	ALLIANCE AVIATION SERVICES LTD PLACEMENT	0.0%	Good	Seek Approval
AQZZZ	ALLIANCE AVIATION SERVICES LIMITED	0.0%	Good	Seek Approval
AR1	ARROWHEAD RESOURCES LIMITED	0.0%	Good	Seek Approval
AR3	AUSTRALIAN RARE EARTHS LIMITED	0.0%	Good	Seek Approval
AR9	ARCHTIS LIMITED	0.0%	Good	Seek Approval
ARA	ARIADNE AUSTRALIA LIMITED	0.0%	Good	Seek Approval
ARASE	ANZ OA IP-AMP CAP R IL AUST SHR EF/SLCT	75.0%	Good	Seek Approval
ARAZZ	BROKER FIRM OFFER	0.0%	Good	Seek Approval
ARB	ARB CORPORATION LIMITED	60.0%	Good	Seek Approval
ARC	AUSTRALIAN RURAL CAPITAL LIMITED	0.0%	Good	Seek Approval
ARD	ARGENT MINERALS LIMITED	0.0%	Good	Seek Approval
AREIT	APN AREIT FUND	65.0%	Good	Seek Approval
ARF	ARENA REIT	55.0%	Good	Seek Approval
ARG	ARGO INVESTMENTS LIMITED	75.0%	Good	Seek Approval
ARG1	ARGO INVESTMENTS LIMITED	0.0%	Good	Seek Approval
ARG2	ARGO INVESTMENTS LIMITED	0.0%	Good	Seek Approval
ARGJA	ARGO INVST LTD CITIWARRANTS 4.1363	0.0%	Good	Seek Approval
ARGR	ARGO INVESTMENTS LTD - RIGHTS CL 16/3/07	0.0%	Good	Seek Approval
ARHDA	ORDINARY FULLY PAID DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
ARIKF	ARRIUM LTD CITIWARRANTS 1.0366 ARI MINI	0.0%	Good	Seek Approval
ARJ	ARK FUND LIMITED (THE)	0.0%	Good	Seek Approval
ARKK	ARK ETF TRUST - ARK INNOVATION ETF	0.0%	Good	Seek Approval
ARKK1	ARK INNOVATION ETF	0.0%	Good	Seek Approval
ARL	ARDEA RESOURCES LIMITED	0.0%	Good	Seek Approval
ARL1	AUSTRIM NYLEX LIMITED	0.0%	Good	Seek Approval
ARLNA	ARL NEW SHARES	0.0%	Good	Seek Approval
ARLRA	AUSTRIM LTD RIGHTS 1 SEP 97	0.0%	Reserve	Seek Approval
ARN	ALDORO RESOURCES LIMITED	0.0%	Good	Seek Approval
ARO1	ASTRO DIAMOND MINES N.L.	0.0%	Reserve	Seek Approval
AROOB	OPTION EXPIRING 30-11-12	0.0%	Reserve	Seek Approval
ARP	ARB CORPORATION LIMITED	0.0%	Good	Seek Approval
ARP1	ARB CORPORATION LIMITED	0.0%	Good	Seek Approval
ARQXX	ARC ENERGY LTD PLACEMENT	0.0%	Good	Seek Approval
ARQYY	ARC ENERGY LIMITED COND PLACEMENT	0.0%	Good	Seek Approval
ARR	AMERICAN RARE EARTHS LIMITED	0.0%	Good	Seek Approval
ARS1	AUSTRALIAN RESOURCES LTD 20 CENT ORD F/P	0.0%	Good	Seek Approval
ART	AIRTASKER LIMITED	0.0%	Good	Seek Approval
ARTN	AMP SHOPPING CENTRE TRUST - NEW	0.0%	Good	Seek Approval
ARTNA	AMP SHOPPING CENTRE TRUST - NEW SHARES	0.0%	Good	Seek Approval
ARU	ARAFURA RESOURCES LIMITED	0.0%	Good	Seek Approval
ARUO	ARAFURA RESOURCES NL - OPT EXP 25/02/24	0.0%	Reserve	Seek Approval
ARUOA	ARAFURA RARE EARTHS LTD	0.0%	Good	Seek Approval
ARV	ARTEMIS RESOURCES LIMITED	0.0%	Good	Seek Approval
ARX	AROA BIOSURGERY LIMITED	0.0%	Good	Seek Approval
ARXOA	ARC EXPLORATION LIMITED	0.0%	Reserve	Seek Approval
ARXRA	AUSTINDO RESOURCES CORPORATION NL	0.0%	Reserve	Seek Approval
AS1	ASARA RESOURCES LIMITED	0.0%	Good	Seek Approval
AS2	ASKARI METALS LIMITED	0.0%	Good	Seek Approval
AS2LP	AMP FLEX LT S2 LISTED PROPERTY TRUST	70.0%	Good	Seek Approval
AS2RS	AMP FLEX LT S2 BL ROC SCIENTIFIC INT SHR	0.0%	Good	Seek Approval
AS2SE	AMP FLEX LT S2 INTR SH ENH INDEX	75.0%	Good	Seek Approval
ASAAG	AUSBIL AUSTRALIAN GEARED EQUITY FUND	40.0%	Good	Seek Approval
ASAAS	ALPHINITY AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
ASACE	AMP CAPITAL EQUITY - CLASS A	75.0%	Good	Seek Approval
ASACF	AMP CAP FD HDGD CORE INT'L SH CLS A	70.0%	Good	Seek Approval
ASADE	AUSBIL DEXIA AUSTRALIAN EMERGING LEADERS	70.0%	Good	Seek Approval
ASADG	ADVANCE GROWTH MULTI-BLEND FUND (WA)	75.0%	Good	Seek Approval
ASAE	ANZ OA IP SCHR AUST EQUITY - EF/SEL	75.0%	Good	Seek Approval
ASAEF	AUSTRALIAN EQUITIES EXTENSION FUND	0.0%	Good	Seek Approval
ASAEG	AMP CAPITAL ASIAN EQUITY GROWTH FUND A	0.0%	Good	Seek Approval
ASAEO	ABERDEEN EMERGING OPPORTUNITIES FUND	65.0%	Good	Seek Approval
ASAEY	AMP CAPITAL ENHANCED YIELD FUND CLASS A	0.0%	Good	Seek Approval
ASAFF	AUSBIL 130/30 FOCUS FUND WS CLASS	60.0%	Good	Seek Approval
ASAGE	C WORLDWIDE GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
ASAGF	ANITPODES GLOBAL FUND CLASS P	70.0%	Good	Seek Approval
ASAGM	ADVANCE HIGH GROWTH MULTI-BLEND FND (WA)	75.0%	Good	Seek Approval
ASAGZ	AMP CAPITAL GLOBAL PROPERTY SEC FND CL A	70.0%	Good	Seek Approval
ASAHE	AMP CAPITAL EQUITY FUND	75.0%	Good	Seek Approval
ASAHG	AMP CAPITAL BALANCED GROWTH FUND	75.0%	Good	Seek Approval
ASAIA	ATLAS INFRASTRUCTURE AUST FEEDER FUND	0.0%	Good	Seek Approval
ASAII	FREEHOLD AREITS & LISTED INFR - INVEST	0.0%	Good	Seek Approval
ASALG	ALPHINITY GLOBAL EQUITY FUND	0.0%	Good	Seek Approval
ASALP	AMP CAPITAL LISTED PROP TRUST - CLASS A	70.0%	Good	Seek Approval
ASANW	ANTIPODES WS PLUS GLOBAL FUND	70.0%	Good	Seek Approval
ASAPF	AMP CAPITAL LISTED PROPERTY TRUSTS FUND	70.0%	Good	Seek Approval
ASARG	ARROWSTREET GLOBAL EQUITY FUND (HEDGED)	75.0%	Good	Seek Approval
ASARO	ARDEA REAL OUTCOME FUND	75.0%	Good	Seek Approval
ASASA	AMP CAPITAL SUSTAINABLE FUTURE AUST SHAR	0.0%	Good	Seek Approval
ASASE	AMP FLEX S2 AUS SHARE ENH INDX	75.0%	Good	Seek Approval
ASASR	ALPHINITY WS SOCIALLY RESPONSIBLE SHARE	75.0%	Good	Seek Approval
ASB	AUSTAL LIMITED	50.0%	Good	Seek Approval
ASBAE	ISHARES AUSTRALIAN EQUITY INDEX FUND	75.0%	Good	Seek Approval
ASBAI	BLACKROCK SCIENTIFIC INT'L EQUITY FUND	75.0%	Good	Seek Approval
ASBAN	BT WHOLESALE ASIAN SHARE FUND	65.0%	Good	Seek Approval
ASBEA	BENNELONG WS PLUS EX-20 AUST EQUITIES	70.0%	Good	Seek Approval
ASBH	AMP FLEX LT S2 BS HIS	0.0%	Good	Seek Approval
ASBHI	BLACKROCK SCIENTIFIC HEDGED INT'L EQUITY	70.0%	Good	Seek Approval
ASBIF	BT WHOLESALE INTERNATIONAL SHARE FUND	75.0%	Good	Seek Approval
ASBIG	BT INDEX GROWTH FUND	75.0%	Good	Seek Approval
ASBIH	BT INDEX HIGH GROWTH FUND	75.0%	Good	Seek Approval
ASBPO	BT WHOLESALE PLUS MODERATE FUND	0.0%	Good	Seek Approval
ASBWA	BT WHOLESALE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
ASBXX	AUSTAL INSTITUTIONAL ENTITLEMENT OFFER	0.0%	Reserve	Seek Approval
ASC	ADULTSHOP.COM LIMITED	0.0%	Good	Seek Approval
ASCAC	ABERDEEN WS CLASSIC SERIES AUST SML COMP	65.0%	Good	Seek Approval
ASCAE	LEGG MASON AUSTRALIAN EQUITY TRUST	75.0%	Good	Seek Approval
ASCBA	ALPHINITY WS AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
ASCCA	AMP SMALL COMPANIES FUND - CLASS A	0.0%	Good	Seek Approval
ASCCI	AMP CAP CORE INFRASTRUCTURE - CLASS A	0.0%	Good	Seek Approval
ASCDF	COLONIAL FS WHS DIVERSIFIED FND	75.0%	Good	Seek Approval
ASCFA	COLONIAL FS W/S AUST SHARE FND	75.0%	Good	Seek Approval
ASCFF	CFS INTEGRITY WS AUST SHARE FUND - NO. 2	75.0%	Good	Seek Approval
ASCGE	CANDRIAM SUSTAINABLE GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
ASCGR	CFS FC-JANUS HENDERSON WS GLB NAT RES	70.0%	Good	Seek Approval
ASCGS	STEWART INV WS WORLDWIDE LEADERS	75.0%	Good	Seek Approval
ASCIF	COLONIAL FIRST STATE W/S IMPUTATION FUND	75.0%	Good	Seek Approval
ASCIS	ABERDEEN W/SALE ACTIVELY HEDGED INTL EQU	75.0%	Good	Seek Approval
ASCO	ADULTSHOP.COM LIMITED-OPT EXP 31/12/2011	0.0%	Reserve	Seek Approval
ASCPF	SG HISCOCK WHOLESALE PROPERTY FUND	60.0%	Good	Seek Approval
ASCPG	CUSTOM PORTF SOLUTIONS - GLOBAL GROWTH	0.0%	Good	Seek Approval
ASCPS	COLONIAL FS W/S PROPERTY SEC FND	65.0%	Good	Seek Approval
ASCSA	ALPHINITY WS CONCENTRATED AUST SHARE FND	75.0%	Good	Seek Approval
ASCSC	INVESCO WS AUST SMALLER COMPANIES FND	65.0%	Good	Seek Approval
ASCSH	ASGARD CASH ACCOUNT	95.0%	Good	Seek Approval
ASCWA	MERLON WS AUSTRALIAN SHARE INCOME FUND	75.0%	Good	Seek Approval
ASCWC	ABERDEEN MULTI-ASSET REAL RETURN FUND	0.0%	Good	Seek Approval
ASCWL	FIRST SENTIER WS CONCENTRATED AUST SHARE	75.0%	Good	Seek Approval
ASCWP	SG HIISCOCK WS PROPERTY SECURITIES FUND	60.0%	Good	Seek Approval
ASDCA	DNR CAPITAL AUST EQT HIGH CONVICTION FND	75.0%	Good	Seek Approval
ASDGB	DIMENSIONAL GLOBAL BOND SUST TRUST	0.0%	Good	Seek Approval
ASDGT	DIMENSIONAL GLB SUSTAINABILITY TRT HDG	65.0%	Good	Seek Approval
ASDMF	DIMENSIONAL MULTI - FACTOR EQUITY TRUST	75.0%	Good	Seek Approval
ASE	ASTUTE METALS NL	0.0%	Good	Seek Approval
ASEEC	ASGARD GRIFFITHS GROUP EMERGING CO FUND	55.0%	Good	Seek Approval
ASEGE	EPOCH GBL EQT SHAREHOLDER YIELD UNHEDGED	75.0%	Good	Seek Approval
ASEGG	ELEY GRIFFITHS GROUP SMALL COMPANIES FND	65.0%	Good	Seek Approval
ASEGX	EII GLOBAL PROPERTY FUND DL	0.0%	Good	Seek Approval
ASFAA	FRANKLIN AUS ABSOLUTE RETURN BOND CLS W	70.0%	Good	Seek Approval
ASFAE	FIDELITY AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
ASFAF	FIDELITY ASIA FUND	65.0%	Good	Seek Approval
ASFAL	FREEHOLD AREITS & LISTED INFRASTRUCTURE	0.0%	Good	Seek Approval
ASFAO	FIDELITY AUSTRALIAN OPPORTUNITIES FUND	75.0%	Good	Seek Approval
ASFAP	FREEHOLD AUSTRALIAN PROPERTY - SUPER	0.0%	Good	Seek Approval
ASFAS	SPECIALIST AUST SMALL COMPANIES FUND	65.0%	Good	Seek Approval
ASFCZ	FIDELITY CHINA FUND DL	55.0%	Good	Seek Approval
ASFEC	FIDELITY WS PLUS AUST EQUITY CLASS A	75.0%	Good	Seek Approval
ASFFA	FREEHOLD AUSTRALIAN PROPERTY FUND	0.0%	Good	Seek Approval
ASFGE	FIDELITY GLOBAL EMERGING MARKETS FUND	65.0%	Good	Seek Approval
ASFGS	FAIRLIGHT GLOBAL SMALL & MID CAP FUND	0.0%	Good	Seek Approval
ASFIF	FIDELITY INDIA FUND	45.0%	Good	Seek Approval
ASFIG	FIDELITY GLOBAL FUTURE LEADERS FUND	0.0%	Good	Seek Approval
ASFLI	FREEDHOLD AREITS & LISTED INFRASTRUCTURE	0.0%	Good	Seek Approval
ASFSC	FIRETRAIL AUST SMALL COMPANIES FUND	0.0%	Good	Seek Approval
ASFSE	FIRST SENTIER EQUITY INCOME FUND	75.0%	Good	Seek Approval
ASFTG	FRANKLIN TEMPLETON GLOBAL AGG BOND W CLS	70.0%	Good	Seek Approval
ASFW	ALPHA STRATEGIC FUND WHOLESALE (CLASS B)	0.0%	Good	Seek Approval
ASG	AUTOSPORTS GROUP LIMITED	0.0%	Good	Seek Approval
ASG1	ASIA GOLD MINING	0.0%	Good	Seek Approval
ASGAE	AUSTRALIAN ETHICAL BALANCED FUND (WHOLES	75.0%	Good	Seek Approval
ASGAF	PERPETUAL W/S GEARED AUSTRALIAN FUND	40.0%	Good	Seek Approval
ASGAL	FREEDHOLD AREITS & LISTED INFRASTRUCTURE	0.0%	Good	Seek Approval
ASGAS	AUSBIL ACTIVE SUSTAINABLE EQUITY FUND	70.0%	Good	Seek Approval
ASGBB	BELL GLOBAL EMERGING COMPANIES FUND	0.0%	Good	Seek Approval
ASGCI	CFS WHOLESALE GLOBAL CREDIT INCOME FUND	60.0%	Good	Seek Approval
ASGEV	AMP CAPITAL WS GLOBAL EQUITY VALUE FUND	75.0%	Good	Seek Approval
ASGFG	VANGUARD INT SHARE INDEX FUND (HEDGED)	75.0%	Good	Seek Approval
ASGGG	BELL GLOBAL EMERGING COMPANIES FUND	0.0%	Good	Seek Approval
ASGIP	GOLDMAN SACHS INCOME PLUS WHOLESALE FUND	75.0%	Good	Seek Approval
ASGLT	GLOBAL TRANSPORT FUND	0.0%	Good	Seek Approval
ASGMF	SPHERIA GLOBAL MICROCAP FUND	0.0%	Good	Seek Approval
ASGMI	MIF CLASS A	0.0%	Good	Seek Approval
ASGO	ARROWSTREET GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
ASGPE	PERPETUAL WHOLESALE ETHICAL SRI FUND	75.0%	Good	Seek Approval
ASGRI	RARE INFRASTRACTURE VALUE FUND - UNHGD	70.0%	Good	Seek Approval
ASGSG	SYSTEMATIC GLOBAL MACRO TRUST - CLASS B	0.0%	Good	Seek Approval
ASGSP	GOLDMAN SACHS PREMIER AUST EQUITY FUND	70.0%	Good	Seek Approval
ASGST	STATE STREET GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
ASGTG	TRILLIUM GLOBAL SUSTAINABLE OPPORTUNITIE	0.0%	Good	Seek Approval
ASH	ASHLEY SERVICES GROUP LIMITED	0.0%	Good	Seek Approval
ASHGE	HUNTER HALL GLOBAL ETHICAL TRUST	70.0%	Good	Seek Approval
ASHGS	ANTARES HIGH GROWTH SHARES FUND	60.0%	Good	Seek Approval
ASHLP	AMP FLI - UBS PROPERTY SECURITIES	0.0%	Good	Seek Approval
ASHYA	AMP STRUCTURED HIGH YIELD FUND - CLASS A	0.0%	Good	Seek Approval
ASIA	BETASHARES ASIA TECHNOLOGY TIGER ETF	0.0%	Good	Seek Approval
ASIAS	ONEPATH WHOLESALE AUSTRALIAN SHARE TRUST	70.0%	Good	Seek Approval
ASIGP	UBS CLARION GLOBAL PROPERTY SEC FUND	60.0%	Good	Seek Approval
ASIGQ	INSYNC GLOBAL QUALITY EQUITY FUND	0.0%	Good	Seek Approval
ASIGT	INVESCO WS GLOBAL TARGETED RETURNS	50.0%	Good	Seek Approval
ASIIG	IPAC INCOME GENERATOR	0.0%	Good	Seek Approval
ASIKA	IRONBARK KARARA AUST SMALL COMPANIES	65.0%	Good	Seek Approval
ASIMG	ONEPATH WHOLESALE MANAGED GROWTH	75.0%	Good	Seek Approval
ASIPH	INV PROFILE HOLDING ACCOUNT - ASG INV	0.0%	Good	Seek Approval
ASIPV	IOOF PERENNIAL WS VALUE SHARES TRUST	75.0%	Good	Seek Approval
ASISI	VANGUARD W/S INTL SHARES INDEX FND	75.0%	Good	Seek Approval
ASIVF	RARE INFRASTRUCTURE VALUE FUND	70.0%	Good	Seek Approval
ASIWA	INVESTORS MUTUAL W/S AUST SHARE FND	75.0%	Good	Seek Approval
ASIWI	INVESCO WS GLOBAL MATRIX FND HEDGED	70.0%	Good	Seek Approval
ASJAE	GOLDMAN SACHS AUSTRALIAN EQUITIES WS FND	75.0%	Good	Seek Approval
ASJSC	YARRA GLOBAL SMALL COMPANIES FUND	65.0%	Good	Seek Approval
ASK	ABACUS STORAGE KING	60.0%	Good	Seek Approval
ASKAR	KAPSTREAM ABSOLUTE RETURN INCOME FUND	60.0%	Good	Seek Approval
ASKPA	KAPSTREAM WS PLUS ABSOLUTE RETURN INCOME	60.0%	Good	Seek Approval
ASLAE	LAZARD AUSTRALIAN EQUITY FUND ( W CLASS)	75.0%	Good	Seek Approval
ASLEM	LAZARD EMERGING MARKETS EQUITY FUND	65.0%	Good	Seek Approval
ASLGT	AMP FLI S2-ZURICH AMERICAN CENT GLBL GR	0.0%	Good	Seek Approval
ASLNA	AUSDRILL LIMITED	0.0%	Good	Seek Approval
ASLPA	AUSDRILL LIMITED - CONVERTING PREFERENCE	0.0%	Good	Seek Approval
ASM	AUSTRALIAN STRATEGIC MATERIALS LIMITED	0.0%	Good	Seek Approval
ASMAA	MAN AHL ALPHA (AUD)	0.0%	Good	Seek Approval
ASMAE	MACQUARIE AUSTRALIAN EMERGING CO FUND	0.0%	Good	Seek Approval
ASMAG	MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
ASMCA	MUTUAL CASH TERM DEPOSITS & BANK BILLS	0.0%	Good	Seek Approval
ASMDP	CHARTER HALL DIRECT PROPERTY WHOLESALE	0.0%	Good	Seek Approval
ASMDS	MILFORD DYNAMIC SMALL COMPANIES FUND	0.0%	Good	Seek Approval
ASMFI	MACQUARIE MASTER FIXED INTEREST	75.0%	Good	Seek Approval
ASMGE	MFS GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
ASMGF	IFP GLOBAL FRANCHISE FUND	75.0%	Good	Seek Approval
ASMIC	MIF CLASS A	0.0%	Good	Seek Approval
ASMII	MACQ INTL INFRASTRUCTURE SEC FND	65.0%	Good	Seek Approval
ASML	ASML HOLDING NV	0.0%	Good	Seek Approval
ASMLB	BLACKROCK WHOLESALE BALANCED FUND	75.0%	Good	Seek Approval
ASMMI	MONEY MARKET INVESTMENT ACCOUNT	0.0%	Good	Seek Approval
ASMOF	THE MONTGOMERY FUND	0.0%	Good	Seek Approval
ASMPG	MAGELLAN WS PLUST GLOBAL FUND	75.0%	Good	Seek Approval
ASMUC	MUTUAL CASH TERM DEPOSIT & BANK BILLS4	0.0%	Good	Seek Approval
ASMWG	MACQUARIE WALTER SCOTT GLOBAL EQUITY	75.0%	Good	Seek Approval
ASN	ANSON RESOURCES LIMITED	0.0%	Good	Seek Approval
ASNAG	NIKKO AM GLOBAL SHARE FUND	75.0%	Good	Seek Approval
ASNCF	ALL STAR NOMURA CHINA FUND	0.0%	Good	Seek Approval
ASNDI	NIKKO AM ARK GLOBAL DISRUPTIVE INN FUND	0.0%	Good	Seek Approval
ASO	ASTON MINERALS LIMITED	0.0%	Good	Seek Approval
ASODI	ODEY INTERNATIONAL FUND	0.0%	Good	Seek Approval
ASOF	ARMYTAGE STRATEGIC OPPORTUNITIES FUND	0.0%	Good	Seek Approval
ASOF8	ARMYTAGE STRATEGIC OPPORTUNITIES FUND	0.0%	Good	Seek Approval
ASOGH	OPHIR GLOBAL HIGH CONVICTION FUND	0.0%	Good	Seek Approval
ASOPS	OC PREMIUM SMALL COMPANIES FUND	65.0%	Good	Seek Approval
ASP	ASPERMONT LIMITED	0.0%	Good	Seek Approval
ASPAF	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
ASPAS	PLATO AUSTRALIAN SHARES INCOME FUND	75.0%	Good	Seek Approval
ASPCE	PERPETUAL'S W/S CONCENTRATED EQUITY FUND	75.0%	Good	Seek Approval
ASPCF	PREMIUM CHINA FUND	0.0%	Good	Seek Approval
ASPCZ	PREMIUM CHINA FUND DL	55.0%	Reserve	Seek Approval
ASPDF	PIMCO DIV FIXED INTEREST FUND WS CLASS	75.0%	Good	Seek Approval
ASPDI	PENDAL DYNAMIC INCOME FUND	0.0%	Good	Seek Approval
ASPET	HENDERSON TACTICAL INCOME FUND	75.0%	Good	Seek Approval
ASPFA	PENDAL FOCUS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
ASPGF	PZENA GLOBAL FOCUSED VALUE FUND W/SALE	0.0%	Good	Seek Approval
ASPGZ	RESOLUTION CAPITAL GLB PRP SEC HEDGED II	65.0%	Good	Seek Approval
ASPIF	PERPETUAL W/S INTERNATIONAL SHARE	75.0%	Good	Seek Approval
ASPIS	PERPETUAL WFI-PERPETUAL INDUSTRIAL SHARE	75.0%	Good	Seek Approval
ASPNF	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
ASPPA	PENGANA PANAGORA ABS RETURN GLB EQUITIES	0.0%	Good	Seek Approval
ASPPS	IRONBARK PALADIN PROPERTY SECURITIES FND	70.0%	Good	Seek Approval
ASPUB	PIMCO EQT WS UNCONSTRAINED BOND FUND C	0.0%	Good	Seek Approval
ASPWI	PERPETUAL WS INDUSTRIAL SHARE FND	75.0%	Good	Seek Approval
ASPWP	PIMCO WHOLESALE PLUS GLOBAL BOND FUND	70.0%	Good	Seek Approval
ASQ	AUSTRALIAN SILICA QUARTZ GROUP LTD	0.0%	Good	Seek Approval
ASQLA	QUEST LONG SHORT AUST EQUITIES FUND	0.0%	Good	Seek Approval
ASR	ASRA MINERALS LIMITED	0.0%	Good	Seek Approval
ASRAH	RARE INFRASTRUCTURE WS PLUS VALUE HEDGED	70.0%	Good	Seek Approval
ASRAS	BT WHOLESALE CORE AUSTRALIAN SHARE TRUST	75.0%	Good	Seek Approval
ASRCG	RESOLUTION CAPITAL GLOBAL PROP SEC FUND	65.0%	Good	Seek Approval
ASREC	ROBECCO EMERGING CONSERVATIVE EQUITY FND	65.0%	Good	Seek Approval
ASRIE	AMP FLI S2 - FIDELITY GLOBAL EQUITIES	0.0%	Good	Seek Approval
ASRO	ASRA MINERALS LIMITED	0.0%	Reserve	Seek Approval
ASRPT	BT WS PROPERTY INVESTMENT FUND	70.0%	Good	Seek Approval
ASSAE	SCHRODER AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
ASSAP	SCHRODER ASIA PACIFIC FUND	65.0%	Good	Seek Approval
ASSEF	STATE STREET AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
ASSIW	STEWART INV WRLDWIDE SUSTAINABILITY FUND	75.0%	Good	Seek Approval
ASSSA	STATE STREET AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
ASSTW	STEWART INV WS WORLDWIDE SUSTAINABILITY	75.0%	Good	Seek Approval
ASSWA	SCHRODER WS AUST EQUITY FND	75.0%	Good	Seek Approval
ASTAS	TYNDALL AUSTRALIAN SHARE WHOLESALE FUND	75.0%	Good	Seek Approval
ASTRD	T. ROWE PRICE DYNAMIC GLOBAL BOND FUND	60.0%	Good	Seek Approval
ASTRO	T ROWE PRICE GLOBAL EQUITY HEDGED FUND	75.0%	Good	Seek Approval
ASTRP	T. ROWE PRICE GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
ASU	ORDINARY FULLY PAID	0.0%	Good	Seek Approval
ASUAS	UBS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
ASUIS	UBS INTERNATIONAL SHARE FUND	75.0%	Good	Seek Approval
ASUPS	UBS PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
ASV	ASSET VISION CO LTD	0.0%	Good	Seek Approval
ASVAF	VANGUARD AUS FIXED INT INDEX FUND	75.0%	Good	Seek Approval
ASVAI	VANGUARD AUST INFLATION-LINKED BOND IDX	0.0%	Good	Seek Approval
ASVAS	VANGUARD AUST SHARES INDEX	75.0%	Good	Seek Approval
ASVIP	VANGUARD INT'L PROP SEC INDEX FD HEDGED	65.0%	Good	Seek Approval
ASVIS	VANGUARD INTER'L SHARES INDEX HEDGED	75.0%	Good	Seek Approval
ASVPS	VANGUARD PROPERTY SECURITIES INDEX FUND	70.0%	Good	Seek Approval
ASWPF	DEXUS WHOLESALE AUSTRALIAN PROPERTY FUND	0.0%	Good	Seek Approval
ASX	ASX LIMITED	70.0%	Good	Seek Approval
ASX1	AUSTRALIAN STOCK EXCHANGE LIMITED	0.0%	Good	Seek Approval
ASX2	AUSTRALIAN STOCK EXCHANGE	0.0%	Good	Seek Approval
ASXKB	ASX CITIWARRANTS 46.3267 ASX MINI	0.0%	Good	Seek Approval
ASXKI	ABN AMRO 21.1821 ASX MINI LONG	0.0%	Good	Seek Approval
ASXNP	ASXNP9 $32.50 CALL OPT EXP 29-MAR-2012	70.0%	Reserve	Seek Approval
ASXS3	ASXS39 $31.00 CALL OPTIN EXP 27-OCT-2011	70.0%	Reserve	Seek Approval
ASXU6	ASXU69 $30.01 CALL OPT EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
ASZIF	ZURICH INV GLOBAL THEMATIC SHARE FUND	75.0%	Good	Seek Approval
AT1	ATOMO DIAGNOSTICS LIMITED	0.0%	Good	Seek Approval
ATA	ATTURRA LIMITED	0.0%	Good	Seek Approval
ATASH	AMP FLEX TYNDAL AUS SH VA	0.0%	Good	Seek Approval
ATASV	AMP FLI - TYNDALL AUSTRALIAN SHARE VALUE	0.0%	Good	Seek Approval
ATC	ALTECH CHEMICALS LTD	0.0%	Good	Seek Approval
ATEC	S/P/ASX AUST TECHNOLOGY ETF - BETASHARES	60.0%	Good	Seek Approval
ATG	ANTICORE GROUP LIMITED	0.0%	Good	Seek Approval
ATGEF	ADVANCE TRADEWINDS GLOBAL EQUITIES FUND	0.0%	Good	Seek Approval
ATGR	AUSTIN GROUP LTD RIGHTS	0.0%	Reserve	Seek Approval
ATH	ALTERITY THERAPEUTICS LIMITED	0.0%	Good	Seek Approval
ATHO	ALTERITY THERAPEUTICS LIMITED	0.0%	Reserve	Seek Approval
ATIO	OPTION EXPIRING 31-DEC-2011	0.0%	Good	Seek Approval
ATKR	ATKORE INC	0.0%	Good	Seek Approval
ATM	ANEKA TAMBANG (PERSERO) TBK (PT)	0.0%	Good	Seek Approval
ATOM	GLOBAL X URANIUM ETF	0.0%	Good	Seek Approval
ATOO	AUSTIN OIL NL OPTION EXPIRING 13 APR 98	0.0%	Reserve	Seek Approval
ATP	ATLAS PEARLS LTD	0.0%	Good	Seek Approval
ATQ	ATOMIC RESOURCES LIMITED	0.0%	Good	Seek Approval
ATQO	OPTION EXPIRING 31-AUG-2011	0.0%	Good	Seek Approval
ATQXX	PLACEMENT	0.0%	Good	Seek Approval
ATR	ASTRON LIMITED	0.0%	Good	Seek Approval
ATR1	ASTRON LIMITED	0.0%	Good	Seek Approval
ATR8	ASTRON LIMITED	0.0%	Reserve	Seek Approval
ATRGE	AMP FLI S2-T ROWE PRICE GLOBAL EQUITY	0.0%	Good	Seek Approval
ATS	AUSTRALIS OIL & GAS LIMITED	0.0%	Reserve	Seek Approval
ATTO	AMNET LIMITED - OPT. EXP. 30/9/05	0.0%	Reserve	Seek Approval
ATU	ATRUM COAL LIMITED	0.0%	Reserve	Seek Approval
ATV	ATLANTIC GOLD ORDINARY FULLY PAID	0.0%	Good	Seek Approval
ATX	AMPLIA THERAPEUTICS LIMITED	0.0%	Good	Seek Approval
ATZG	10% UNSEC.RED.CONVERT NOTE MAT.31-10-08	0.0%	Good	Seek Approval
AU1	THE AGENCY GROUP AUSTRALIA LTD	0.0%	Good	Seek Approval
AUA	AUDEARA LIMITED	0.0%	Good	Seek Approval
AUADA	AUSBIL DEXIA AUST EMERGING LEADERS FUND	70.0%	Good	Seek Approval
AUAEF	AUSBIL INV AUST ACTIVE EQUITY FND	75.0%	Good	Seek Approval
AUAMT	AUST UNITY ACORN MICROCAP TRUST	0.0%	Good	Seek Approval
AUAZZ	AUDEARA LIMITED IPO	0.0%	Good	Seek Approval
AUB	AUB GROUP LIMITED	60.0%	Good	Seek Approval
AUBDF	ONEPATH OA FR INV-UBS DIVERSIFIED FXDINC	75.0%	Good	Seek Approval
AUBMI	AUSBIL MICROCAP FUND	55.0%	Good	Seek Approval
AUC	AUSGOLD LIMITED	0.0%	Good	Seek Approval
AUD1	AUSDOC GROUP LIMITED	0.0%	Good	Seek Approval
AUDC1	AUDIOCODES LTD	0.0%	Reserve	Seek Approval
AUDIT	AURORA DIVIDENT INCOME TRUST	0.0%	Good	Seek Approval
AUDS	BETASHARES STRONG AUST DOLLAR HEDGE FUND	0.0%	Good	Seek Approval
AUE	AURUM RESOURCES LIMITED	0.0%	Good	Seek Approval
AUEEC	AUSTRALIAN ETHICAL EMERGING COMP FUND	0.0%	Good	Seek Approval
AUFZZ	ASIAN MASTERS FUND BROKER FIRM OFFER	0.0%	Good	Seek Approval
AUG	AUGUSTUS MINERALS LIMITED	0.0%	Good	Seek Approval
AUG1	AURORA GOLD LIMITED	0.0%	Good	Seek Approval
AUGPI	AUST UNITY WS GEARED PROPERTY INCOME FND	0.0%	Good	Seek Approval
AUGRF	AUSBIL GLOBAL RESOURCES FUND	0.0%	Good	Seek Approval
AUGSF	AUSBIL GLOBAL SMALLCAP FUND	65.0%	Good	Seek Approval
AUH	AUSTCHINA HOLDINGS LIMITED	0.0%	Reserve	Seek Approval
AUHDA	AUSTRALIAN HEALTHCARE TECH LTD DEFERRED	0.0%	Reserve	Seek Approval
AUHPC	AUSTRALIAN UNITY HEALTHCARE PROPERTY A	0.0%	Good	Seek Approval
AUHPT	AUST UNITY HEALTHCARE PROPERTY TRUST	0.0%	Good	Seek Approval
AUHYM	AUST UNITY HIGH YIELD MORTGAGE TRUST	0.0%	Good	Seek Approval
AUI	AUSTRALIAN UNITED INVESTMENT COMPANY LTD	70.0%	Good	Seek Approval
AUI7	AUSTRALIAN UNITED INVESTMENT COMPANY LTD	0.0%	Good	Seek Approval
AUIST	AUSTRALIAN UNITY INT'L SHAREMARKET TST	0.0%	Good	Seek Approval
AUJ	AUGUSTUS MINERALS LIMITED	0.0%	Good	Seek Approval
AUK	AUMAKE LIMITED.	0.0%	Reserve	Seek Approval
AUL1	AUSTRALIAN UNITED GOLD LIMITED	0.0%	Good	Seek Approval
AULIT	AUSTRALIAN UNITY LEADERS IMPUTATION TST	0.0%	Good	Seek Approval
AULO	AUS UNITED GOLD OPT EXP 30/06/06	0.0%	Reserve	Seek Approval
AUMF	ISHARES EDGE MSCI AUST MULTIFACTOR ETF	75.0%	Good	Seek Approval
AUMO	AUST MINING INVEST LTD OPT EXP 30/06/08	0.0%	Good	Seek Approval
AUMOA	AUST MINING OPT EXP 31/07/06	0.0%	Good	Seek Approval
AUN	AURUMIN LIMITED	0.0%	Good	Seek Approval
AUN1	AUSTAR UNITED COMMUNICATIONS LIMITED	0.0%	Good	Seek Approval
AUNG	AUSTAR UTD COMMUNICATIONS LTD -STARS	0.0%	Reserve	Seek Approval
AUNO	AURUMIN LIMITED OPTION	0.0%	Reserve	Seek Approval
AUNOC	AURUMIN LIMITED	0.0%	Reserve	Seek Approval
AUOG	AUSTRAL COAL LTD 9.5% UNSEC RED CONV NTE	0.0%	Good	Seek Approval
AUPAE	PLATYPUS AUST EQ FUND - RETAIL UNITS	0.0%	Good	Seek Approval
AUQ	ALARA RESOURCES LIMITED	0.0%	Good	Seek Approval
AUR	AURIS MINERALS LIMITED	0.0%	Good	Seek Approval
AURPI	AUSTRALIAN UNITY RETAIL PROP. INCOME FD	0.0%	Good	Seek Approval
AUS	AUSELECT LIMITED	0.0%	Good	Seek Approval
AUSMF	AUSBIL MICROCAP FUND	55.0%	Good	Seek Approval
AUSMI	AUSBIL MICROCAP FUND	0.0%	Good	Seek Approval
AUST	BETASHARES MANAGED RISK AUST SHARE FUND	75.0%	Good	Seek Approval
AUST2	BETASHARES MANAGED RISK AUST SHARE FUND	0.0%	Good	Seek Approval
AUSTU	AUST UNITY ACORN MICROCAP TRUST	0.0%	Good	Seek Approval
AUSTZ	AUST UNITY ACORN MICROCAP TRUST	0.0%	Good	Seek Approval
AUUPA	AUSTCORP TOWERS TRUST - REDEEM RE PREFS	0.0%	Reserve	Seek Approval
AUV	AUSTRALIS MINING CORPORATION LIMITED	0.0%	Good	Seek Approval
AUVO	AUSTRALIS MINING CORP - OPT EXP 31/12/06	0.0%	Reserve	Seek Approval
AUWGE	AUST UNITY WINGATE GLOBAL EQUITY	75.0%	Good	Seek Approval
AUWP1	AUSTRALIAN UNITY W/S PROPERTY INCOME FD	0.0%	Good	Seek Approval
AUWPA	PLATYPUS AUST EQ FUND - WHOLESALE UNITS	75.0%	Good	Seek Approval
AUWPI	AUST UNITY WS PROPERTY INCOME FD	0.0%	Good	Seek Approval
AUWR	AUSTRALIAN WEALTH MGT RIGHTS - 8 MAR 05	0.0%	Good	Seek Approval
AUX	AUSRON LIMITED	0.0%	Good	Seek Approval
AUZ	AUSTRALIAN MINES LTD	0.0%	Good	Seek Approval
AUZ1	AUSTRALIAN MINES LTD	0.0%	Good	Seek Approval
AUZO	AUSTRALIAN MINES LTD OPT EXP 30/5/2024	0.0%	Reserve	Seek Approval
AV1	ADVERISTAS LIMITED	0.0%	Good	Seek Approval
AVA	AVA RISK GROUP LIMITED	0.0%	Good	Seek Approval
AVAIE	ANTARES ELITE OPPORTUNITIES FUND	75.0%	Good	Seek Approval
AVASD	ANZ OA INV PT VANGUARD AUST SHR INDX DEF	75.0%	Good	Seek Approval
AVASI	ANZ OA INV PT VANGUARD AUST SHARES INDEX	75.0%	Good	Seek Approval
AVBOB	AVANCO RESOURCES LIMITED OPTION EXPIRING	0.0%	Good	Seek Approval
AVC	AUCTUS ALTERNATIVE INVESTMENTS LIMITED	0.0%	Good	Seek Approval
AVD	AVADA GROUP LIMITED	0.0%	Good	Seek Approval
AVE	AVECHO BIOTECHNOLOGY LIMITED	0.0%	Reserve	Seek Approval
AVEOA	AVECHO BIOTECHNOLOGY LIMITED	0.0%	Reserve	Seek Approval
AVEXX	AEVUM LIMITED PLACEMENT	0.0%	Good	Seek Approval
AVG	AUSTRALIAN VINTAGE LIMITED	0.0%	Good	Seek Approval
AVGO2	BROADCOM LIMITED	0.0%	Good	Seek Approval
AVH	AVITA MEDICAL LTD	0.0%	Good	Seek Approval
AVH1	AVITA MEDICAL LTD	0.0%	Good	Seek Approval
AVIDB	ANZ OA IP-VANGUARD INDEX DIVERS BD FDDEF	75.0%	Good	Seek Approval
AVIDE	ANZ OA IP-VANGUARD IDX DIV BD EF/SLCT	75.0%	Good	Seek Approval
AVIPS	ANTARES HIGH GROWTH SHARES FUND	60.0%	Good	Seek Approval
AVISH	ANZ OA INV PT VANG INTL SHR IND HDGE DEF	75.0%	Good	Seek Approval
AVISI	ANZ OZ VNGRD SHRS INDEX TRUST-EF/SEL	75.0%	Good	Seek Approval
AVJ	AVJENNINGS LIMITED	40.0%	Good	Seek Approval
AVKZZ	IPO	0.0%	Good	Seek Approval
AVL	AUSTRALIAN VANADIUM LIMITED	0.0%	Good	Seek Approval
AVM	ADVANCE METALS LIMITED	0.0%	Good	Seek Approval
AVNZZ	AVENTUS RETAIL PROP FUND EFF 19/10/15	0.0%	Good	Seek Approval
AVO	AVOCA RESOURCES LIMITED	0.0%	Good	Seek Approval
AVOXX	AVOCA RESOURCES LIMITED PLACEMENT	0.0%	Good	Seek Approval
AVOZZ	AVOCA RESOURCES LIMITED PLACEMENT	0.0%	Good	Seek Approval
AVP	ACURON LIMITED	0.0%	Good	Seek Approval
AVPSA	AVIVA PRE SELECT AUST SMALL COMPANIES	0.0%	Good	Seek Approval
AVR	ANTERIS TECHNOLOGIES LTD	0.0%	Good	Seek Approval
AVR1	AVATAR INDUSTRIES LIMITED	0.0%	Good	Seek Approval
AVRR	AVATAR INDUS LTD - RIGHTS APP CL 28/4/03	0.0%	Good	Seek Approval
AVS	AVASTRA SLEEP CENTRES LIMITED	0.0%	Good	Seek Approval
AVS1	AVASTRA SLEEP CENTRES LIMITED	0.0%	Reserve	Seek Approval
AVSFR	AUI VIANOVA STRAT FIXED INT RETAIL	0.0%	Good	Seek Approval
AVSXX	AVASTRA LTD PLACEMENT	0.0%	Good	Seek Approval
AVSZZ	AVASTRA LTD - BROKER FIRM	0.0%	Good	Seek Approval
AVT	AVT PLASMA LIMITED	0.0%	Good	Seek Approval
AVU	AVFM LIMITED	0.0%	Good	Seek Approval
AVV1	AAV LIMITED	0.0%	Good	Seek Approval
AVVXX	AAV LIMITED - PLACEMENT	0.0%	Good	Seek Approval
AVW	AVIRA RESOURCES LIMITED	0.0%	Reserve	Seek Approval
AVX1	AVEXA LIMITED	0.0%	Good	Seek Approval
AVXR	AVX - RIGHTS - APPS CLOSE 19-APR-2007	0.0%	Good	Seek Approval
AVZ	AVZ MINERALS LIMITED	0.0%	Good	Seek Approval
AW1	AMERICAN WEST METALS LIMITED	0.0%	Good	Seek Approval
AW1O	AMERICAN WEST METALS LIMITED	0.0%	Good	Seek Approval
AWA1	AWA LIMITED	0.0%	Good	Seek Approval
AWAIF	AXA W/S AUSTRALIAN INCOME FUND	0.0%	Good	Seek Approval
AWAPT	DEXUS WHOLESALE AUSTRALIAN PROPERTY FUND	0.0%	Good	Seek Approval
AWAS	ALPHINITY WS AUSTRALIAN SHARE FUND (WA)	75.0%	Good	Seek Approval
AWASM	ADVANCE AUST SHARES MULTI BLEND FUND WS	75.0%	Good	Seek Approval
AWB	AWB LIMITED	0.0%	Good	Seek Approval
AWB1	AWB LIMITED	0.0%	Good	Seek Approval
AWBFG	AMP CAPITAL INVESTORS BALANCED GROWTH FD	75.0%	Good	Seek Approval
AWBMB	ADVANCE BALANCED MULTI-BLEND FUND (WA)	75.0%	Good	Seek Approval
AWC	ALUMINA LIMITED	55.0%	Good	Seek Approval
AWC2	ALUMINA LIMITED	0.0%	Good	Seek Approval
AWCCK	AWC - 5.75 - PUT OPT EXP 23/04/08	0.0%	Reserve	Seek Approval
AWCGT	AWCGT8 $2.50 CALL OPTION EXP 26-MAY-2011	50.0%	Reserve	Seek Approval
AWCJT	AWCJT8 $2.50 CALL OPTION EXP 25-AUG-2011	50.0%	Reserve	Seek Approval
AWCLF	AWCLF8 $1.90 CALL OPTION EXP 27-OCT-2011	50.0%	Reserve	Seek Approval
AWCMT	AXA W/S CASH MANAGEMENT TRUST	85.0%	Good	Seek Approval
AWCTG	AWC - $7.50 CALL PUT EXP 28/06/2007	0.0%	Good	Seek Approval
AWCVV	AWCVV7 $1.31 CALL OPTION EXP 29-MAR-2012	50.0%	Reserve	Seek Approval
AWCY6	AWC - $6.50 PUT OPT EXP 26/04/07	0.0%	Good	Seek Approval
AWCZ3	AWC - $5.50 CALL OPT EXP 23/12/04	0.0%	Good	Seek Approval
AWDM	ADVANCE DEFENSIVE MULTI-BLEND FUND (WA)	75.0%	Good	Seek Approval
AWG	AUSTRAL WASTE GROUP LIMITED	0.0%	Good	Seek Approval
AWGEV	AMP CAPITAL WS GLOBAL EQUITY VALUE FUND	75.0%	Good	Seek Approval
AWHO	AUSTRALIAN WINE & HORTICULTURE OPTIONS	0.0%	Reserve	Seek Approval
AWHPT	AUSTRALIAN UNITY W/S HEALTHCARE PROP TST	0.0%	Good	Seek Approval
AWISM	ADVANCE INTERNATIONAL SHARES MULTI-BLEND	75.0%	Good	Seek Approval
AWJ	AURIC MINING LIMITED	0.0%	Good	Seek Approval
AWL	AUSTRALIAN WINE HOLDINGS LIMITED	0.0%	Reserve	Seek Approval
AWL1	AUSTRALIAN WINE HOLDINGS LIMITED	0.0%	Reserve	Seek Approval
AWLPT	AMP W/S LISTED PROPERTY TRUSTS FUND	70.0%	Good	Seek Approval
AWMMB	ADVANCE MODERATE MULTI-BLEND FUND (WA)	75.0%	Good	Seek Approval
AWMTF	AMP W/S MANAGED TREASURY FUND	0.0%	Good	Seek Approval
AWP1	ARROW PHARMACEUTICALS LIMITED	0.0%	Good	Seek Approval
AWPIF	AUSTRALIAN UNITY W/S PROPERTY INCOME FD	0.0%	Good	Seek Approval
AWS	ADG GLOBAL SUPPLY LIMITED	0.0%	Good	Seek Approval
AWSA	PERPETUAL WHOLESALE SHARE PLUS LONG SHR	60.0%	Good	Seek Approval
AWSG	AXA W/S AUST EQUITY - GROWTH FUND	0.0%	Good	Seek Approval
AWSOA	AUST WATERWISE SOLUTIONS OPT EXP 2/2/06	0.0%	Reserve	Seek Approval
AX1	ACCENT GROUP LIMITED	45.0%	Good	Seek Approval
AX11	ACCENT GROUP LIMITED	0.0%	Good	Seek Approval
AX2	ACCENT GROUP LIMITED	0.0%	Good	Seek Approval
AX8	ACCELERATE RESOURCES LIMITED	0.0%	Good	Seek Approval
AXAAI	AXA AUSTRALIAN INCOME FUND	0.0%	Good	Seek Approval
AXAAP	AXA AUSTRALIAN PROPERTY FUND	0.0%	Good	Seek Approval
AXAGA	AXA GENERATIONS - ALLIANCE CAPITAL CASH	85.0%	Good	Seek Approval
AXAGB	AXA GENERATIONS - BALANCED	75.0%	Good	Seek Approval
AXAGG	AXA GENERATIONS - GROWTH	75.0%	Good	Seek Approval
AXATD	ANZ TD 5.65% EXP 07.04.12	0.0%	Good	Seek Approval
AXD	ALEXANDER RESOURCES LIMITED	0.0%	Good	Seek Approval
AXDO	ALEXANDER RESOURCES LTD OPT EXP 31/07/07	0.0%	Good	Seek Approval
AXE	ARCHER MATERIALS LIMITED	0.0%	Good	Seek Approval
AXI	AXIOM PROPERTIES LIMITED	0.0%	Good	Seek Approval
AXMO	APEX MINERALS NL	0.0%	Reserve	Seek Approval
AXMR	RIGHTS APPLICATION 30/10/9	0.0%	Reserve	Seek Approval
AXMRA	RIGHTS - APPLICATIONS CLOSE 11-APR-2012	0.0%	Reserve	Seek Approval
AXN	ALLIANCE NICKEL LIMITED	0.0%	Good	Seek Approval
AXN1	AXON INSTRUMENTS INC	0.0%	Good	Seek Approval
AXO	AUROX RESOURCES LIMITED	0.0%	Good	Seek Approval
AXOG	7.0% REDEEM CONV NOTE MAT. 30-6-10	0.0%	Good	Seek Approval
AXON	AXON ENTERPRISE INC	0.0%	Good	Seek Approval
AXOO	ASX OPTION EXPIRING 20/10/07	0.0%	Good	Seek Approval
AXP	AXP ENERGY LIMITED	0.0%	Reserve	Seek Approval
AXQ	ALLCO MAX SECURITIES & MORTGAGE TRUST	0.0%	Good	Seek Approval
AXQ1	ALLCO MAX SECURITIES & MORTGAGE TRUST	0.0%	Reserve	Seek Approval
AXSEF	AXA IM ACWI SMARTBETA EQUITY FUND	0.0%	Good	Seek Approval
AXWAP	DEXUS WHOLESALE AUSTRALIAN PROPERTY FUND	0.0%	Good	Seek Approval
AXWGV	AMP CAPITAL WS GLOBAL EQUITY VALUE FUND	75.0%	Good	Seek Approval
AXY	ATOM ENERGY LIMITED ORDINARY	0.0%	Good	Seek Approval
AYA	ARTRYA LIMITED	0.0%	Good	Seek Approval
AYFO	AUSTRALIAN ENHANCED INCOME FUND	0.0%	Good	Seek Approval
AYI	A1 INVESTMENTS & RESOURCES LTD	0.0%	Reserve	Seek Approval
AYLD	GLOBAL X S/P ASX 200 COVERED CALL ETF	0.0%	Good	Seek Approval
AYM	AUSTRALIAN UNITED MINING LIMITED	0.0%	Reserve	Seek Approval
AYNOB	OPTION EXPIRING 30-SEP-2011	0.0%	Reserve	Seek Approval
AYNXX	ALCYONE RESOURCES LIMITED	0.0%	Reserve	Seek Approval
AYNYY	PLACEMENT	0.0%	Reserve	Seek Approval
AYO1	AMITY OLI LIMITED	0.0%	Good	Seek Approval
AYOOA	AMITY OIL LIMITED - OPT EXP 16/9/02	0.0%	Good	Seek Approval
AYT	AUSTIN METALS LIMITED	0.0%	Good	Seek Approval
AYTCA	ADELAIDE MANAGED FUNDS ASSET BACKED	0.0%	Good	Seek Approval
AYUHC	AUSTRALIAN UNITY LTD SERIES C UNITY BOND	0.0%	Good	Seek Approval
AYUHD	AUSTRALIAN UNITY LIMITED BOND	0.0%	Good	Seek Approval
AYUPA	AUSTRALIAN UNITY MCI	0.0%	Good	Seek Approval
AYX	AUSTOFIX GROUP LIMITED	0.0%	Good	Seek Approval
AYXNY	ALTERYX INC	0.0%	Good	Seek Approval
AZA1	ANZON AUSTRALIA LIMITED	0.0%	Good	Seek Approval
AZAO	ANZON AUST LTD - OPT EXP 31/08/06	0.0%	Good	Seek Approval
AZAXX	ANZON AUSTRALIA LTD - PLACEMENT	0.0%	Good	Seek Approval
AZC	AUSTRALIAN ZIRCON NL	0.0%	Reserve	Seek Approval
AZD	AMAZING LOANS LTD.	0.0%	Good	Seek Approval
AZE	AZTEC CAPITAL LIMITED	0.0%	Reserve	Seek Approval
AZGRT	ANZ ONEANSWER INV PORT ING MGD GROWTH FD	75.0%	Good	Seek Approval
AZI	ALTA ZINC LIMITED	0.0%	Good	Seek Approval
AZIGT	ONEPATH OA FR INV-ZURICH INV GLOBAL THEM	75.0%	Good	Seek Approval
AZJ	AURIZON HOLDINGS LIMITED	75.0%	Good	Seek Approval
AZJ2	AURIZON HOLDINGS LTD	0.0%	Good	Seek Approval
AZL	ARIZONA LITHIUM LIMITED	0.0%	Good	Seek Approval
AZLOA	ARIZONA LITHIUM LIMITED	0.0%	Reserve	Seek Approval
AZNND	ASTRAZENECA SPON ADR EACH REP 0.50 ORD S	0.0%	Good	Seek Approval
AZO	APOLLO GAS LIMITED	0.0%	Good	Seek Approval
AZOXX	PLACEMENT	0.0%	Good	Seek Approval
AZR	AZTEC RESOURCES LIMITED	0.0%	Good	Seek Approval
AZRO	OPTION EXPIRING 31/07/06 DEFERRED	0.0%	Reserve	Seek Approval
AZROA	AZTEC RESOURCES LTD - OPT EXP 31/01/05	0.0%	Reserve	Seek Approval
AZS	AZURE MINERALS LIMITED	0.0%	Good	Seek Approval
AZX	AUZEX RESOURCES LIMITED	0.0%	Good	Seek Approval
AZXR	RIGHTS - APPLICATIONS CLOSE 16-NOV-2011	0.0%	Reserve	Seek Approval
AZY	ANTIPA MINERALS LIMITED	0.0%	Good	Seek Approval
AZYA1	ANTIPA MINERALS LTD OPTION EXP 23/10/202	0.0%	Good	Seek Approval
AZYAA	ANTIPA MINERALS LTD OPT EXP 14/10/2023	0.0%	Good	Seek Approval
AZYOP	ANTIPA MINERALS LTD OPT EXP 23/10/25	0.0%	Good	Seek Approval
B4P	BEFOREPAY GROUP LIMITED	0.0%	Good	Seek Approval
B9HPQ	BHP $30.01 CALL OPT EXP 19/11/2020	0.0%	Reserve	Seek Approval
BAASF	BLACKROCK SCIENTIFIC AUST EQUITY FND	75.0%	Good	Seek Approval
BABA	ALI BABA LIMITED	60.0%	Reserve	Seek Approval
BABA1	ALI BABA LIMITED	0.0%	Good	Seek Approval
BABAN	ALIBABA GROUP HOLDING LIMITED	0.0%	Good	Seek Approval
BABIF	BARCLAYS INV AUST BOND INDEX FUND	0.0%	Good	Seek Approval
BACUS	BANK OF AMERICA CORPORATION	0.0%	Reserve	Seek Approval
BAE	BARRON ENTERTAINMENT LIMITED	0.0%	Good	Seek Approval
BAEF	BENNELONG EX-20 AUSTRALIAN EQUITIES FUND	70.0%	Good	Seek Approval
BAEIF	ISHARES EQUITY INDEX FUND	75.0%	Good	Seek Approval
BAFII	BLACKROCK INDEXED AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
BAFXX	BLUE SKY ALTERNATIVES ACCESS FUND LTD	0.0%	Good	Seek Approval
BAMS1	BT AMERICAN SHARE FUND	0.0%	Good	Seek Approval
BAOR	AORIS INT FUND (CLASS B)(UNHEDGED)	0.0%	Good	Seek Approval
BAP	BAPCOR LIMITED	60.0%	Good	Seek Approval
BAR1	BARRA RESOURCES LIMITED	0.0%	Reserve	Seek Approval
BARAS	BLACKROCK SCIENTIFIC AUSTRALIAN EQUITY	75.0%	Good	Seek Approval
BARBF	BARCLAYS INVEST FUND - BALANCED FUND	0.0%	Good	Seek Approval
BARDG	BLACKROCK SCIENTIFIC DIV GROWTH FUND	75.0%	Good	Seek Approval
BARDS	BLACKROCK SCIENTIFIC DIV STABLE FUND	75.0%	Good	Seek Approval
BARGM	BLACKROCK SCIENTIFIC GLOBAL MARKETS FUND	0.0%	Good	Seek Approval
BARIS	BLACKROCK SCIENTIFIC INT'L EQUITY FUND	75.0%	Good	Seek Approval
BAROA	OPTION EXPIRING 31/08/2006	0.0%	Reserve	Seek Approval
BAS	BASS OIL LIMITED	0.0%	Good	Seek Approval
BASD	ATRIUM EVOLUTION SERIES DIVERS AEF 9	0.0%	Good	Seek Approval
BASFW	BT WHOLESALE ASIAN SHARE FUND	65.0%	Good	Seek Approval
BASO	BASS OIL LIMITED OPTION EXP 30/9/2024	0.0%	Good	Seek Approval
BASR	BASS STRAIT OIL COMPANY LIMITED-20/10/09	0.0%	Reserve	Seek Approval
BASS1	BT ASIAN SHARE FUND	0.0%	Good	Seek Approval
BASS8	BT ASIAN SHARE FUND	0.0%	Good	Seek Approval
BAT1	BENCHMARK AOI	0.0%	Good	Seek Approval
BB1	BLINKLAB LIMITED	0.0%	Good	Seek Approval
BBB	B DIGITAL LIMITED	0.0%	Good	Seek Approval
BBC	BNK BANKING CORPORATION LIMITED	0.0%	Good	Seek Approval
BBC1	BABCOCK & BROWN COMMUNITIES GROUP	0.0%	Good	Seek Approval
BBGSB	WBC $6.5844 BBG SLF FND INSTAL WARR 30JU	0.0%	Good	Seek Approval
BBI1	BABCOCK & BROWN INFRASTRUCTURE GROUP	0.0%	Good	Seek Approval
BBI2	BABCOCK & BROWN INFRASTRUCTURE GROUP	0.0%	Reserve	Seek Approval
BBIDA	STAPLED SECURITIES FULLY PAID DEFERRED S	0.0%	Good	Seek Approval
BBL	BRISBANE BRONCOS LIMITED	0.0%	Good	Seek Approval
BBN	BABY BUNTING GROUP LIMITED	45.0%	Good	Seek Approval
BBOZ	BETASHARES AUSTRALIAN EQUITIES TRADING	0.0%	Good	Seek Approval
BBP	BABCOCK & BROWN POWER	0.0%	Good	Seek Approval
BBP1	BABCOCK & BROWN POWER	0.0%	Good	Seek Approval
BBT	BLUEBET HOLDINGS LTD	0.0%	Good	Seek Approval
BBTXX	BLUEBET HOLDINGS LTD PLACEMENT	0.0%	Good	Seek Approval
BBUS	BETASHARES US EQ TRADING MANAGED FUND	0.0%	Good	Seek Approval
BBW1	BABCOCK & BROWN WIN PARTNERS GRP STAPLED	0.0%	Good	Seek Approval
BC8	BLACK CAT SUNDICATE LIMTIED	0.0%	Good	Seek Approval
BCA	BLACK CANYON LIMITED	0.0%	Good	Seek Approval
BCAE	BENNELONG CONCENTRATED AUSTRALIAN EQUITI	70.0%	Good	Seek Approval
BCAIF	MAPLE-BROWN ABBOTT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BCB	BOWEN COKING COAL LIMITED	0.0%	Good	Seek Approval
BCBDS	BLACKROCK SCIENTIFIC DIV STABLE FUND	75.0%	Good	Seek Approval
BCC	BEAM COMMUNICATIONS HOLDINGS LIMITED	0.0%	Good	Seek Approval
BCDAD	BLACKROCK SCIENTIFIC DIV GROWTH FUND	75.0%	Good	Seek Approval
BCDOC	BEACONSFIELD GOLD OPTIONS EXP 15/02/2002	0.0%	Reserve	Seek Approval
BCESC	ELEY GRIFFITHS GROUP SMALL COMPANY FUND	65.0%	Good	Seek Approval
BCF	BLUE CHIP FINANCIAL SOLUTIONS	0.0%	Reserve	Seek Approval
BCFZZ	BLUE CHIP FINANCIAL SOLUTIONS BROKER FIR	0.0%	Good	Seek Approval
BCI	BCI MINERALS LIMITED	0.0%	Good	Seek Approval
BCIFL	INVESTORS MUTUAL FUTURE LEADERS FUND	70.0%	Good	Seek Approval
BCIMG	ONEPATH WHOLESALE MANAGED GROWTH	75.0%	Good	Seek Approval
BCIPV	IOOF PERENNIAL WS VALUE SHARES TRUST	75.0%	Good	Seek Approval
BCISC	INVESTORS MUTUAL W/S SMALLER COMPANIES F	65.0%	Good	Seek Approval
BCJGH	JB WERE GLOBL HEALTH & BIOTECH W/S FUND	0.0%	Good	Seek Approval
BCK	BROCKMAN MINING LIMITED	0.0%	Reserve	Seek Approval
BCM	BRAZILIAN CRITICAL MINERALS LIMITED	0.0%	Good	Seek Approval
BCM1	BABCOCK & BROWN CAPITAL LIMITED	0.0%	Good	Seek Approval
BCMDT	MAPLE-BROWN ABBOTT DIVERSIFIED INV TRT	75.0%	Good	Seek Approval
BCMT1	BT CASH MANAGEMENT TRUST	0.0%	Good	Seek Approval
BCN	BEACON MINERALS LIMITED	0.0%	Good	Seek Approval
BCNOA	BEACON OPTION EXPIRING 31-AUG-2010	0.0%	Reserve	Seek Approval
BCOM	GLOBAL X BLOOMBERG COMMODITY ETF	0.0%	Good	Seek Approval
BCPAS	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
BCPBG	PERPETUAL WHOLESALE BALANCED GROWTH FUND	75.0%	Good	Seek Approval
BCPEF	PLATINUM EUROPEAN FUND	70.0%	Good	Seek Approval
BCPIS	PERPETUAL WS INDUSTRIAL SHARE FND	75.0%	Good	Seek Approval
BCPLI	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
BCR	BLACKCREST RESOURCES LIMITED	0.0%	Reserve	Seek Approval
BCSCA	BRISCONNECTIONS UNIT TRUSTS	0.0%	Reserve	Seek Approval
BCSZZ	BRISCONNECTIONS UNIT TRUSTS	0.0%	Good	Seek Approval
BCT	BLUECHIP LIMITED	0.0%	Reserve	Seek Approval
BCUAF	UBS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BCUDI	UBS DEFENSIVE INVESTMENT FUND	75.0%	Good	Seek Approval
BCYG	10.3363% RED.EX.SEC.SUB.NTS.MAT.27-4-13	0.0%	Good	Seek Approval
BDG	BLACK DRAGON GOLD CORP	0.0%	Good	Seek Approval
BDGR	BENDIGO MINING RIGHTS EXP 17/04/2000	0.0%	Reserve	Seek Approval
BDGXX	BENDIGO MINING LTD	0.0%	Good	Seek Approval
BDGYY	BENDIGO MINING LIMITED INST BOOK BUILD	0.0%	Good	Seek Approval
BDL	BRANDRILL LIMITED	0.0%	Reserve	Seek Approval
BDL1	BRANDRILL LIMITED	0.0%	Good	Seek Approval
BDLG	BRANDRILL LTD - MAND CONV NTS MAT 30/9/5	0.0%	Good	Seek Approval
BDLN	BRANDRILL LIMITED - NEW	0.0%	Reserve	Seek Approval
BDLO	BRANDRILL LTD - OPT EXP 30/09/05	0.0%	Reserve	Seek Approval
BDLR	BRANDRILL LTD - RIGHTS	0.0%	Reserve	Seek Approval
BDLXX	BRANDRILL LIMITED PLACEMENT	0.0%	Good	Seek Approval
BDM	BURGUNDY DIAMOND MINES LIMITED	0.0%	Good	Seek Approval
BDS	BRIDGESTONE AUSTRALIA LIMITED	0.0%	Good	Seek Approval
BDS1	BRIDGESTONE AUSTRALIA LIMITED UNGEARED	0.0%	Good	Seek Approval
BDT	BIRDDOG TECHNOLOGY LIMITED	0.0%	Good	Seek Approval
BDX	BCAL DIAGNOSTICS LIMITED	0.0%	Good	Seek Approval
BEAEF	BENNELONG AUSTRALIAN EQUITIES FUND	70.0%	Good	Seek Approval
BEAR	EXCHANGE TRADED FUND UNITS FULLY PAID	0.0%	Good	Seek Approval
BECAE	BENNELONG CONCENTRATED AUST EQUITIES	70.0%	Good	Seek Approval
BECDC	ORD/UNITS FULLY PAID STAPLED DEFERD SETT	0.0%	Good	Seek Approval
BECG	BECTON PROP GRP -9.5% CON NOTE 30/JUN/10	0.0%	Reserve	Seek Approval
BECXX	BECTON PROPERTY GROUP INSTO OFFER	0.0%	Good	Seek Approval
BECZZ	BECTON PROPERTY GROUP LTD - BRKR FRM OFF	0.0%	Good	Seek Approval
BEE	BROO LTD	0.0%	Good	Seek Approval
BEEAE	BENNELONG EX-20 AUSTRALIAN EQUITIES FUND	70.0%	Good	Seek Approval
BEEMC	BENNELONG EMERGING COMPANIES FUND	55.0%	Good	Seek Approval
BEGF1	BT EUROPEAN GROWTH FUND	0.0%	Good	Seek Approval
BEI	BABCOCK & BROWN ENVIRONMENTAL INVESTMENT	0.0%	Good	Seek Approval
BEIXX	BABCOCK BROWN ENVIRO INVESTMENTS LTD	0.0%	Good	Seek Approval
BEIYY	BABCOCK & BROWN ENVIRONMENTAL INVESTMENT	0.0%	Good	Seek Approval
BEL	BENTLEY CAPITAL LIMITED	0.0%	Good	Seek Approval
BEMNF	BENNELONG MARKET NEUTRAL FUND	0.0%	Good	Seek Approval
BEN	BENDIGO AND ADELAIDE BANK LIMITED	70.0%	Good	Seek Approval
BEN_C	BENDIGO BANK LIMITED	0.0%	Reserve	Seek Approval
BEN1	BENDIGO BANK LIMITED	0.0%	Good	Seek Approval
BEN2	BENDIGO BANK LIMITED	0.0%	Good	Seek Approval
BENAE	BENNELONG AUSTRALIAN EQUITIES FUND	70.0%	Good	Seek Approval
BENCA	BENDIGO BANK LIMITED PARTLY PAID	0.0%	Good	Seek Approval
BENGA	BENDIGO BANK LTD - 8% UNSEC NOTE 31/5/07	0.0%	Good	Seek Approval
BENN2	ORDINARY FULLY PAID EX ADELAIDE BANK LIM	0.0%	Good	Seek Approval
BENP2	BENDIGO AND ADELAIDE BANK LTD RESET PREF	0.0%	Good	Seek Approval
BENPA	BENDIGO BANK RESCONV NON-CUM PREF EX ADB	0.0%	Good	Seek Approval
BENPG	BENDIGO AND ADEL BANK CONVERTIBLE PREF	70.0%	Good	Seek Approval
BENPH	BENDIGO AND ADELAIDE BANK LIMITED	70.0%	Good	Seek Approval
BENPI	BENDIGO & ADEL BANK CAP NOTE	70.0%	Good	Seek Approval
BENR	BEN RIGHTSCLOSE 8 DEC 98 DEFERRRED	0.0%	Good	Seek Approval
BENSB	ABN 7.8668 BEN S/F INSTAL WARRANT 30-JUN	0.0%	Good	Seek Approval
BENZZ	BENDIGO & ADEL BANK LTD MONEY OFFER	0.0%	Good	Seek Approval
BEO	BEONIC LTD	0.0%	Good	Seek Approval
BESF8	BT EUROPEAN SHARE FUND	0.0%	Good	Seek Approval
BET	BETMAKERS TECHNOLOGY GROUP LTD	0.0%	Good	Seek Approval
BETXX	BETMAKERS TECHNOLOGY GROUP PLACEMENT	0.0%	Good	Seek Approval
BEX	BIKEEXCHANGE LIMITED	0.0%	Good	Seek Approval
BEZ	BESRA GOLD INC	0.0%	Good	Seek Approval
BFC	BESTON GLOBAL FOOD COMPANY LIMITED	0.0%	Reserve	Seek Approval
BFE1	BLACK FIRE ENERGY LIMITED	0.0%	Reserve	Seek Approval
BFEXX	BLACK FIRE MINERALS LTD IPO EFF 22/12/14	0.0%	Good	Seek Approval
BFG	BELL FINANCIAL GROUP	45.0%	Good	Seek Approval
BFG1	BELL FINANCIAL GROUP	0.0%	Good	Seek Approval
BFGTW	BENTHAM GLOBAL INCOME FUND	50.0%	Good	Seek Approval
BFL	BSP FINANCIAL GROUP LIMITED	0.0%	Good	Seek Approval
BFLHA	BONLAC FOODS LTD - UNSEC NOTE NON-MATURE	0.0%	Good	Seek Approval
BGA	BEGA CHEESE LIMITED	55.0%	Good	Seek Approval
BGBL	BETASHARES GLOBAL SHARES ETF	0.0%	Good	Seek Approval
BGD	BARTON GOLD HOLDINGS LIMITED	0.0%	Good	Seek Approval
BGDOB	BOULDER STEEL LIMITED OPT EXP 30/11/08	0.0%	Reserve	Seek Approval
BGE	BRIDGE SAAS LIMITED	0.0%	Good	Seek Approval
BGF	BALLARAT GOLDFIELDS NL	0.0%	Good	Seek Approval
BGFO	BALLARAT GOLD OPTIONS EXPIRING 31/5/99	0.0%	Good	Seek Approval
BGFR	BALLARAT GOLDFIELDS NL-RGT EXP 30/07/04	0.0%	Reserve	Seek Approval
BGG	BLACKGOLD INTERNATIONAL HOLDINGS LIMITED	0.0%	Reserve	Seek Approval
BGIAL	BLACKROCK SCIENTIFIC HEDGED INT'L EQUITY	70.0%	Good	Seek Approval
BGL	BELLEVUE GOLD LIMITED	0.0%	Good	Seek Approval
BGMF	BARCLAYS GLOBAL MARKET FUND	0.0%	Good	Seek Approval
BGMF1	BARCLAYS GLOBAL MARKETS FUND	0.0%	Good	Seek Approval
BGN	BRESAGEN LIMITED	0.0%	Good	Seek Approval
BGSRA	RIGHTS - APPLICATIONS CLOSE 23-NOV-2012	0.0%	Reserve	Seek Approval
BGT	BIO-GENE TECHNOLOGY LTD	0.0%	Good	Seek Approval
BH0H8	BHP - $40.00 PUT OPT EXP 28/08/08	0.0%	Good	Seek Approval
BH0O8	BHP $37.00 PUT OPT EXP 27/03/08	0.0%	Good	Seek Approval
BH0P7	BHP - $30.00 PUT OPT EXP 26/04/07	0.0%	Reserve	Seek Approval
BH0P8	BHP - 32.00 - PUT OPT EXP 32.00	0.0%	Good	Seek Approval
BH0X7	BHP - $30.00 PUT OPT EXP 20/12/07	0.0%	Good	Seek Approval
BHD	BENJAMIN HORNIGOLD LIMITED	0.0%	Good	Seek Approval
BHG	BEAUTY HEALTH GROUP LIMITED	0.0%	Good	Seek Approval
BHISF	BLACKROC SCIENTIFIC HEDGED INT'L EQUITY	70.0%	Good	Seek Approval
BHL2	BIDVEST PLC	0.0%	Good	Seek Approval
BHO10	BHP - $38.00 PUT OPT EXP 25/03/10	0.0%	Good	Seek Approval
BHP	BHP GROUP LIMITED	75.0%	Good	Seek Approval
BHP18	BHPT18 $46.50 CALL OPT EXP 27-OCT-2011	70.0%	Good	Seek Approval
BHP2	BHP BILLITON LIMITED	0.0%	Good	Seek Approval
BHP32	BHP - $39.00 PUT OPT EXP 27/09/07	0.0%	Good	Seek Approval
BHP34	BHP-$24 PUT EXPIRES 25/3/10	0.0%	Good	Seek Approval
BHP3Y	BHP - $31.00 PUT OPT EXP 28/06/07	0.0%	Good	Seek Approval
BHP41	BHP - $29.00 PUT OPT EXP 24/05/07	0.0%	Good	Seek Approval
BHP48	BHPN48 $33.00 CALL OPT EXP 25-OCT-2012	70.0%	Good	Seek Approval
BHP49	BHP - $33.00 PUT OPT EXP 28/06/07	0.0%	Good	Seek Approval
BHP4D	BHP - $42.00 PUT OPT EXP 29/05/08	0.0%	Good	Seek Approval
BHP5B	BHP - $42.00 PUT OPT EXP 27-MAR-08	0.0%	Reserve	Seek Approval
BHP65	BHP $26.00 PUT OPT EXP 27/9/2007	0.0%	Good	Seek Approval
BHP67	BHP 32.00 PUT OPT EXP 28/08/08	0.0%	Reserve	Seek Approval
BHP69	BHP - $25.00 PUT OPT EXP 24/07/08	0.0%	Good	Seek Approval
BHP6E	BHP - $35.50 PUT OPT EXP 27/09/07	0.0%	Good	Seek Approval
BHP6L	BHP - 37.00 - PUT OPT EXP 23/04/08	0.0%	Good	Seek Approval
BHP7	BHPZ77 $36.50 CALL OPT EXP 27-OCT-2011	70.0%	Good	Seek Approval
BHP77	BHP - $28.50 PUT OPT EXP 22/12/07	0.0%	Good	Seek Approval
BHP7J	BHPKJ7 $36.50 CALL OPT EXP 21-FEB-2013	70.0%	Reserve	Seek Approval
BHP7K	BHPK7 $38.00 CALL OPTION EXP 22-DEC-2011	70.0%	Reserve	Seek Approval
BHP8I	BHP - 43.00 - PUT OPT EXP 22/12/11	0.0%	Good	Seek Approval
BHP8R	BHP - $17.00 CALL OPT EXP 25/08/05	0.0%	Reserve	Seek Approval
BHP9C	BHP - $29.00 PUT OPT EXP 24/07/08	0.0%	Good	Seek Approval
BHP9D	BHP - $30.00 PUT OPT EXP 24/07/08	0.0%	Good	Seek Approval
BHP9S	BHP - $30.00 PUT OPT EXP 25/03/10	0.0%	Good	Seek Approval
BHPB5	BHP -$43.00 PUT OPT EXP 24-JAN-08	0.0%	Good	Seek Approval
BHPB6	BHP - $35.00 PUT OPT EXP 24-JUL-08	0.0%	Good	Seek Approval
BHPB9	BHP - 40.00 - PUT OPT EXP 24/07/08	0.0%	Good	Seek Approval
BHPBU	BHP - $35.00 PUT OPT EXP 27/09/07	0.0%	Good	Seek Approval
BHPBZ	BHP-$26.00 PUT EXPIRES 26/10/06	0.0%	Good	Seek Approval
BHPC1	BHP-$27.00 PUT EXPIRES 26/10/06	0.0%	Reserve	Seek Approval
BHPC2	BHPC2 $42.00 CALL OPTION EXP 28-JUN-2012	70.0%	Reserve	Seek Approval
BHPC5	BHP GROUP LTD CITIWARRANTS	0.0%	Good	Seek Approval
BHPC7	BHPSC7 $34.00 CALL OPT EXP 26-JUL-2012	70.0%	Reserve	Seek Approval
BHPCB	BHP - $37.00 CALL OPT EXP 26/03/09	0.0%	Good	Seek Approval
BHPCU	BHP - $35.00 PUT OPT EXP 25/03/2010	0.0%	Good	Seek Approval
BHPCZ	BHP-$26.50 PUT EXPIRES 26/10/06	0.0%	Good	Seek Approval
BHPD4	BHPD47 $36.51 CALL OPT EXP 29-MAR-2012	70.0%	Reserve	Seek Approval
BHPD8	BHP - 34.00 - PUT OPT EXP 27/03/08	0.0%	Reserve	Seek Approval
BHPDO	BHPDO9 $34.50 CALL OPT EXP 29-NOV-2012	70.0%	Good	Seek Approval
BHPDV	BHPDV7 $36.50 CALL OPT EXP 26-APR-2012	70.0%	Good	Seek Approval
BHPE1	BHP - $36.00 PUT OPT EXP 18/12/08	0.0%	Good	Seek Approval
BHPE4	BHP 37.00 PUT OPT EXP 18/12/18	0.0%	Good	Seek Approval
BHPE7	BHP $30.00 PUT OPT EXP 24/05/07	0.0%	Good	Seek Approval
BHPEM	BHP $25.00 PUT OPT EXP 23-12-2010	0.0%	Good	Seek Approval
BHPEW	BHPEW9 $37.00 CALL OPT EXP 23-FEB-2012	70.0%	Good	Seek Approval
BHPEY	BHPEY9 $36.00 CALL OPT EXP 29-NOV-2012	70.0%	Good	Seek Approval
BHPF6	BHP - $36.00 PUT OPT EXP 25/03/10	0.0%	Good	Seek Approval
BHPF7	BHP - $34.00 PUT OPT EXP 28/02/08	0.0%	Good	Seek Approval
BHPFK	BHPFK9 $32.50 CALL OPT EXP 28-JUN-2012	70.0%	Good	Seek Approval
BHPG1	BHP - $43.00 PUT OPT EXP 20-DEC-07	0.0%	Good	Seek Approval
BHPG3	BHPG37 $41.00 CALL OPT EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
BHPG7	BHPGT7 $42.00 CALL OPT EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
BHPGM	BHP - $41.00 CALL OPT EXP 20-DEC-07	0.0%	Good	Seek Approval
BHPGP	BHP $42.00 PUT OPT EXP 20-DEC-07	0.0%	Good	Seek Approval
BHPGY	BHP - $30.50 PUT OPT EXP 24/05/07	0.0%	Good	Seek Approval
BHPI4	BHP - $24.00 PUT OPTION EXP 29-3-2007	0.0%	Good	Seek Approval
BHPI6	BHP - $36.00 PUT OPT EXP 28-FEB-08	0.0%	Good	Seek Approval
BHPIL	BHPIL7 $39.00 CALL OPT EXP 29-MAR-2012	70.0%	Reserve	Seek Approval
BHPIO	BHP CTW 2250 INSTAL WARR 15-DEC-13	0.0%	Good	Seek Approval
BHPIW	BHP - $38.00 CALL OPT EXP 28/03/08	0.0%	Reserve	Seek Approval
BHPJ2	BHP - $33.00 PUT OPT EXP 25/03/10	0.0%	Good	Seek Approval
BHPJE	BHPJE $37.00 CALL OPTION EXP 28-JUN-2012	70.0%	Reserve	Seek Approval
BHPJY	BHP - $32.00 PUT OPT EXP 25/03/10	0.0%	Good	Seek Approval
BHPK	BHP BILLITON LTD MINI LONG	0.0%	Good	Seek Approval
BHPK1	BHPK17 $36.00 CALL OPT EXP 21-FEB-2013	70.0%	Good	Seek Approval
BHPK5	BHPK58 $42.00 CALL OPT EXP 25-AUG-2011	70.0%	Good	Seek Approval
BHPK8	BHPK88 $39.50 CALL OPT EXP 30-MAY-2013	0.0%	Reserve	Seek Approval
BHPKM	BHPKM9 $39.50 CALL OPT EXP 28-OCT-2010	70.0%	Good	Seek Approval
BHPKN	BHPKN $45.00 CALL OPTION EXP 23-DEC-2010	70.0%	Good	Seek Approval
BHPKP	BHP $29.00 PUT OPT EXP 28-FEB-08	0.0%	Good	Seek Approval
BHPKS	BHPKS9 $41.00 CALL OPT EXP 28-OCT-2010	70.0%	Good	Seek Approval
BHPKU	BHP - $36.00 PUT OPT EXP 23/12/10	0.0%	Good	Seek Approval
BHPL2	BHP - $45.00 PUT OPT EXP 25-SEP-08	0.0%	Good	Seek Approval
BHPLA	BHP - $38.00 PUT OPT EXP 22/12/11	0.0%	Good	Seek Approval
BHPLO	BHP - 39.00 PUT OPT EXP 22/12/11	0.0%	Good	Seek Approval
BHPMJ	BHP - $40.00 PUT OPT EXP 20/12/07	0.0%	Good	Seek Approval
BHPMO	BHP - $41.00 PUT OPT EXP 25-10-07	0.0%	Good	Seek Approval
BHPMR	BHP - $37.00 PUT OPT EXP 28/08/08	0.0%	Reserve	Seek Approval
BHPMY	MQB 19.1344 BHP INST 30-JUN-17	0.0%	Good	Seek Approval
BHPN4	BHPN48 $42.00 CALL OPT EXP 25-FEB-2010	70.0%	Good	Seek Approval
BHPN8	BHP - $40.00 PUT OPT EXP 28-FEB-08	0.0%	Good	Seek Approval
BHPNL	BHPNL8 $34.00 CALL OPT EXP 25-OCT-2012	70.0%	Good	Seek Approval
BHPNN	BHP - $35.00 PUT OPT EXP 27/03/08	0.0%	Good	Seek Approval
BHPNP	BHPPN8 $33.01 CALL OPT EXP 27-MAR-2013	70.0%	Reserve	Seek Approval
BHPNU	BHPNU9 $39.01 CALL OPT EXP 20-DEC-2012	70.0%	Reserve	Seek Approval
BHPOO	BHP CTW 2300 INST WARR 16-DEC-13	0.0%	Good	Seek Approval
BHPP1	BHPP17 $46.50 CALL OPT EXP 24-MAR-2011	70.0%	Good	Seek Approval
BHPP3	BHPP37 $45.50 CALL OPT EXP 28-APR-2011	70.0%	Good	Seek Approval
BHPP5	BHPP57 $46.50 CALL OPT EXP 28-APR-2011	70.0%	Good	Seek Approval
BHPP9	BHP - $29.50 PUT OPT EXP 24/06/07	0.0%	Good	Seek Approval
BHPPT	BHPPT8 $36.50 CALL OPT EXP 29-MAR-2012	70.0%	Good	Seek Approval
BHPPU	BHPPU8 $37.00 CALL OPT EXP 29-MAR-2012	70.0%	Good	Seek Approval
BHPPX	BHPPX8 $37.50 CALL OPT EXP 29-MAR-2012	70.0%	Good	Seek Approval
BHPQ1	BHP - $42.00 PUT OPT EXP 29-NOV-07	0.0%	Good	Seek Approval
BHPQ8	BHPQA8 $33.51 CALL OPT EXP 20 DEC-2012	70.0%	Reserve	Seek Approval
BHPQA	BHPQA7 $40.00 CALL OPT EXP 27-OCT-2011	70.0%	Good	Seek Approval
BHPQB	BHP - $36.00 PUT OPT EXP 29/01/09	0.0%	Good	Seek Approval
BHPQL	BHP - $40.00 PUT OPT EXP 29-NOV-07	0.0%	Good	Seek Approval
BHPQM	BHP - $41.00 PUT OPT EXP 29-NOV-07	0.0%	Reserve	Seek Approval
BHPQY	BHP - $28.00 PUT OPT EXP 27/09/07	0.0%	Good	Seek Approval
BHPRH	BHP - $28.00 PUT OPT EXP 22/12/11	0.0%	Good	Seek Approval
BHPRM	BHPRM7 $41.50 CALL OPT EXP 27-OCT-2011	70.0%	Good	Seek Approval
BHPRR	BHP - $38.00 PUT OPT EXP 26-JUN-08	0.0%	Good	Seek Approval
BHPRW	BHP - $19.00 PUT OPT EXP 24-JUL-08	0.0%	Good	Seek Approval
BHPRY	BHP-$20 PUT EXPIRES 24/7/08	0.0%	Good	Seek Approval
BHPS2	BHP - $30.00 PUT OPT EXP 22/12/11	0.0%	Good	Seek Approval
BHPS7	BHPSO7 $46.00 CALL OPT EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
BHPS9	BHPSF9 $45.50 CALL OPTION 23-JUN-2011	70.0%	Reserve	Seek Approval
BHPSB	WBC $11.0565 BHP SELF FND INSTAL WARR 30	0.0%	Good	Seek Approval
BHPSC	BHP BILLITON LTD SELF FND WARR 30-JUN-16	0.0%	Good	Seek Approval
BHPSF	WESTPAC 23.9004 BHP S/F INSTAL 30-JUN-16	0.0%	Good	Seek Approval
BHPSJ	BHP - 39.50 - CALL OPT EXP 29/05/08	0.0%	Good	Seek Approval
BHPSS	BHPSS7 $46.50 CALL OPT EXP 26-MAY-2011	70.0%	Good	Seek Approval
BHPSX	MQB $18.0609 BHP SFUND INSTAL WARR 30-JU	0.0%	Good	Seek Approval
BHPT7	BHPMT7 $46.00 CALL OPT EXP 28-APR-2011	70.0%	Good	Seek Approval
BHPTB	BHP - $31.00 CALL OPT EXP 24/05/07	0.0%	Good	Seek Approval
BHPTC	BHP - $31.00 PUT OPT EXP 24-05-2007	0.0%	Good	Seek Approval
BHPTD	BHP - $37.00 PUT OPT EXP 26/07/07	0.0%	Good	Seek Approval
BHPTI	BHPTI8 $47.00 CALL OPT EXP 27-SEP-2012	70.0%	Reserve	Seek Approval
BHPTK	BHP - $29.50 PUT OPT EXP 20/12/07	0.0%	Good	Seek Approval
BHPTM	BHPTM7 $51.00 CALL OPT EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
BHPTP	BHPTP7 $47.00 CALL OPT EXP 28-APR-2011	70.0%	Good	Seek Approval
BHPTS	BHP - $30.50 PUT OPT EXP 20/12/07	0.0%	Good	Seek Approval
BHPTT	BHP - $31.00 PUT OPT EXP 20/12/07	0.0%	Good	Seek Approval
BHPTU	BHP $36.50 CALL OPT EXP 26/07/07	0.0%	Good	Seek Approval
BHPU3	BHP - $47.00 PUT OPT EXP 23-DEC-10	0.0%	Good	Seek Approval
BHPU4	BHP - $38.00 PUT OPT EXP 27/09/07	0.0%	Good	Seek Approval
BHPU8	BHP - $35.00 PUT OPT EXP 22/12/11	0.0%	Good	Seek Approval
BHPUH	BHP - $28.50 PUT OPT EXP 20/11/07	0.0%	Good	Seek Approval
BHPUV	BHP $24.50 PUT OPT EXP 24-01-2007	0.0%	Reserve	Seek Approval
BHPUW	BHPUW8 $38.50 CALL OPT EXP 27-OCT-2011	70.0%	Good	Seek Approval
BHPV6	BHP - $38.00 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
BHPV7	BHP - $39.00 PUT OPT EXP 20-DEC-07	0.0%	Reserve	Seek Approval
BHPV8	BHPV88 $44.00 CALL OPT EXP 23-JUN-2011	70.0%	Good	Seek Approval
BHPVC	BHP - $39.00 PUT OPT EXP 29/01/09	0.0%	Good	Seek Approval
BHPVN	BHP - $25.50 PUT OPT EXP 27-3-08	0.0%	Good	Seek Approval
BHPVO	BHPVO8 $43.50 CALL OPT EXP 23-DEC-2010	70.0%	Good	Seek Approval
BHPW4	BHP - $38.00 PUT OPT EXP 24/01/08	0.0%	Good	Seek Approval
BHPW5	BHP - 37.00 - PUT OPT EXP 25/03/10	0.0%	Good	Seek Approval
BHPWC	MACQ 34.00 BHP CALL WARRANT 29/11/12	0.0%	Reserve	Seek Approval
BHPWF	BHP - $37.00 PUT OPT EXP 28-FEB-08	0.0%	Good	Seek Approval
BHPWH	BHPWH8 $44.50 CALL OPT EXP 23-DEC-2010	70.0%	Good	Seek Approval
BHPWR	BHP - $26.00 PUT OPT EXP 22/2/2007	0.0%	Good	Seek Approval
BHPWU	BHP - $29.00 PUT OPT EXP 28/06/07	0.0%	Good	Seek Approval
BHPWX	BHP - $39.00 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
BHPX1	BHP - $42.00 CALL OPT EXP 22-DEC-2011	0.0%	Good	Seek Approval
BHPX3	BHP - $42.00 PUT OPT EXP 24-JAN-08	0.0%	Good	Seek Approval
BHPX6	BHP - 38.00 CALL EXP 28/02/08	0.0%	Good	Seek Approval
BHPXC	BHPXC9 $42.50 CALL OPT EXP 25-NOV-2010	70.0%	Good	Seek Approval
BHPXT	BHPXT9 $35.50 CALL OPT EXP 24-MAY-2012	70.0%	Good	Seek Approval
BHPXY	BHPXY9 $36.50 CALL OPT EXP 24-MAY-2012	70.0%	Good	Seek Approval
BHPY1	BHPY19 $34.00 CALL OPT EXP 24-JAN-2013	70.0%	Reserve	Seek Approval
BHPY2	BHPY27 $44.00 CALL OPT EXP 28-JUL-2011	70.0%	Reserve	Seek Approval
BHPY3	BHPY39 $37.50 CALL OPT EXP 24-MAY-2012	70.0%	Good	Seek Approval
BHPY4	BHPY47 $45.00 CALL OPT EXP 28-JUL-2011	70.0%	Good	Seek Approval
BHPY6	BHP - $29.00 PUT OPT EXP 26/07/07	0.0%	Good	Seek Approval
BHPY9	BHPY97 $49.00 CALL OPT EXP 28-APR-2011	70.0%	Good	Seek Approval
BHPYC	BHPYC8 $37.01 CALL OPT EXP 29-MAR-2012	70.0%	Good	Seek Approval
BHPYF	BHP- $20.00 PUT EXP 25/3/10	0.0%	Good	Seek Approval
BHPYR	BHP $23.00 PUT OPT EXPIRES 23/3/2010	0.0%	Good	Seek Approval
BHPYX	BHPYX7 $48.00 CALL OPT EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
BHPZ	BHPZ27 $39.50 CALL OPT EXP 27-OCT-2011	70.0%	Good	Seek Approval
BHPZ2	BHP - 36.00 - CALL OPT EXP 29/05/08	0.0%	Good	Seek Approval
BHPZ5	BHPZ58 $46.00 CALL OPT EXP 24-MAR-2011	70.0%	Good	Seek Approval
BHPZ6	BHPZ67 $37.00 CALL OPT EXP 27-OCT-2011	70.0%	Good	Seek Approval
BHPZK	BHPZK8 $46.00 CALL OPT EXP 23-JUN-2011	70.0%	Good	Seek Approval
BHPZQ	BHP - $32.00 PUT OPT EXP 26/07/07	0.0%	Good	Seek Approval
BHPZV	BHP - $34.00 PUT OPT EXP 29-MAY-08	0.0%	Good	Seek Approval
BHPZY	BHP - $35.00 PUT OPT EXP 29/05/08	0.0%	Good	Seek Approval
BHWEI	BARCLAYS HEDG WORLD EX-AUST EQ INDEX FD	0.0%	Good	Seek Approval
BHX10	BHP - 45.00 - PUT OPT EXP 23/12/10	0.0%	Good	Seek Approval
BHX11	BHP - $32.00 PUT OPT EXP 22/12/11	0.0%	Good	Seek Approval
BHYB	BETASHARES AUSTRALIAN MAJOR BANK HYBRIDS	0.0%	Good	Seek Approval
BIASS	BT WS AUSTRALIAN SUSTAINABLE SHARE FUND	75.0%	Good	Seek Approval
BICR	BIRON CAPITAL LIMITED - RIGHTS 27/05/200	0.0%	Reserve	Seek Approval
BIDO	BIDENERGY LIMITED OPT EXP 30/6/19	0.0%	Good	Seek Approval
BIDU	BAIDU INC	50.0%	Reserve	Seek Approval
BIEIF	BLACKROC INDEXED INT'L EQUITY FUND	75.0%	Good	Seek Approval
BIF8	BT INTERNATIONAL FUND	0.0%	Good	Seek Approval
BIHIE	BLACKROCK INDEXED HEDGED INT EQUITY	70.0%	Good	Seek Approval
BII	BIOTECH INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
BIIBN	BIOGEN INC	0.0%	Good	Seek Approval
BIIDA	20C ORD FULLY PAID DEFERRED SMENT	0.0%	Good	Seek Approval
BIIDB	OPTION EXPIRING 30-JUN-99 DEF SMENT	0.0%	Reserve	Seek Approval
BIIO	BIOTECH INTER LTD OPTION EXP 30/11/00	0.0%	Reserve	Seek Approval
BIL2	BRAMBLES INDUSTRIES LIMITED	0.0%	Good	Seek Approval
BILL	ISHARES CORE CASH ETF	75.0%	Good	Seek Approval
BIM	BINDI METALS LIMITED	0.0%	Good	Seek Approval
BIO	BIOME AUSTRALIA LIMITED	0.0%	Good	Seek Approval
BIR1	BURSWOOD LIMITED	0.0%	Good	Seek Approval
BIS	BISALLOY STEEL GROUP LIMITED	0.0%	Good	Seek Approval
BIT	BIOTRON LIMITED	0.0%	Good	Seek Approval
BITOC	BIOTRON LIMITED BITOC	0.0%	Good	Seek Approval
BIV	BLUE CAPITAL LIMITED	0.0%	Reserve	Seek Approval
BIWCS	ONEPATH WHOLESALE CAPITAL STABLE TRUST	75.0%	Good	Seek Approval
BIX	BIOMETRICS LIMITED	0.0%	Good	Seek Approval
BIXO	BIOMETRICS LIMITED - OPT EXP 31/12/07	0.0%	Reserve	Seek Approval
BJT1	BABCOCK & BROWN JAPAN PROPERTY TRUST	0.0%	Good	Seek Approval
BKA	BUKA MINERALS LIMITED	0.0%	Good	Seek Approval
BKARF	BENNELONG KARDINIA ABSOLUTE RETURN FUND	0.0%	Good	Seek Approval
BKG	BOOKTOPIA GROUP LIMITED	0.0%	Good	Seek Approval
BKGZZ	BOOKTOPIA GROUP LIMITED IPO	0.0%	Good	Seek Approval
BKI	BKI INVESTMENT COMPANY LIMITED	60.0%	Good	Seek Approval
BKI1	BRICKWORKS INVESTMENT COMPANY LIMITED	0.0%	Good	Seek Approval
BKIR	RIGHTS - APPLICATIONS CLOSE 26-APR-2007	0.0%	Good	Seek Approval
BKIXX	BKI INVESTMENT CO LTD OFFER	0.0%	Good	Seek Approval
BKM1	BKM MANAGEMENT LIMITED	0.0%	Reserve	Seek Approval
BKN3	BRADKEN LIMITED	0.0%	Good	Seek Approval
BKNG	BOOKING HOLDINGS INC	0.0%	Good	Seek Approval
BKNZZ	BRADKEN LIMITED - BROKER FIRM ALLOCATION	0.0%	Good	Seek Approval
BKR	BECKER GROUP LIMITED	0.0%	Good	Seek Approval
BKR1	BECKER GROUP LIMITED	0.0%	Good	Seek Approval
BKT	BLACK ROCK MINING LIMITED	0.0%	Good	Seek Approval
BKW	BRICKWORKS LIMITED	65.0%	Good	Seek Approval
BKW1	BRICKWORKS LIMITED	0.0%	Good	Seek Approval
BKY	BERKELEY ENERGIA LIMITED	0.0%	Good	Seek Approval
BLAAB	BLACKROCK CONCENTRACTED INDUSTRIAL SHARE	65.0%	Good	Seek Approval
BLADI	BLACKROCK ADVANTAGE INTERNATIONAL EQUITY	75.0%	Good	Seek Approval
BLAZC	ANZ CASH PLUS FUND	0.0%	Good	Seek Approval
BLBR1	BT BALANCED RETURNS FUND	0.0%	Good	Seek Approval
BLD	BORAL LIMITED	60.0%	Good	Seek Approval
BLFG1	BT FUTURE GOALS FUND	0.0%	Good	Seek Approval
BLG	BLUGLASS LIMITED	0.0%	Good	Seek Approval
BLGO	BLUGLASS LIMITED OPT EXP 28/2/2025	0.0%	Good	Seek Approval
BLK	BLACKHAM RESOURCES LTD ORD FULLY PAID	0.0%	Good	Seek Approval
BLKAU	BLACKROCK MULTI OPPORTUNITY ABSOLUTE RET	0.0%	Good	Seek Approval
BLKN	BLACKROCK INC	0.0%	Good	Seek Approval
BLKO	OPTION EXPIRING 31/10/2011	0.0%	Good	Seek Approval
BLKOB	BLACKHAM RESOURCES OPTION EXP 12/10/20	0.0%	Good	Seek Approval
BLMUC	MUTUAL CASH TERM DEPOSIT AND BANK BILLS	0.0%	Good	Seek Approval
BLN	URANIUM EQUITIES LTD	0.0%	Good	Seek Approval
BLOCA	BLIGH OIL & MINERAL ORD DEFFERED PAYMT	0.0%	Reserve	Seek Approval
BLOR	BLIGH OIL & MINERAL RIGHTS	0.0%	Reserve	Seek Approval
BLP	BABCOCK & BROWN RESIDENTIAL LAND PARTNER	0.0%	Good	Seek Approval
BLP1	BABCOCK & BROWN RESIDENTIAL LAND PARTNER	0.0%	Good	Seek Approval
BLR1	BLACK RANGE MINERALS LIMITED	0.0%	Good	Seek Approval
BLRO	BLACK RANGE MIN LTD OPT EXP 28/02/11	0.0%	Good	Seek Approval
BLS	BIOLAYER CORPORATION LIMITED	0.0%	Reserve	Seek Approval
BLU	BLUE ENERGY LIMITED	0.0%	Good	Seek Approval
BLUZZ	BLUEFREEWAY LIMITED - BROKER FIRM	0.0%	Good	Seek Approval
BLX	BEACON LIGHTING GROUP LIMITED	40.0%	Good	Seek Approval
BLY	BOART LONGYEAR LIMITED	0.0%	Good	Seek Approval
BLY3	BOART LONGYEAR LIMITED	0.0%	Good	Seek Approval
BLYKS	BOART LONGYEAR LTD CITIWARRANTS 2.4995 B	0.0%	Good	Seek Approval
BLYO	BOART LONGYEAR LTD WARRANT	0.0%	Reserve	Seek Approval
BLZ	BLAZE INTERNATIONAL LIMITED	0.0%	Reserve	Seek Approval
BM8	BATTERY AGE MINERALS LTD	0.0%	Good	Seek Approval
BMG	BMG RESOURCES LIMITED	0.0%	Good	Seek Approval
BMH	BAUMART HOLDINGS LIMITED	0.0%	Good	Seek Approval
BML	BOAB METALS LIMITED	0.0%	Good	Seek Approval
BMLCR	BML - CASH RETURN	0.0%	Good	Seek Approval
BMLPA	BML NON CUMULATIVE CONVERTING PREFERENCE	0.0%	Good	Seek Approval
BMM	BALKAN MINING AND MINERALS LIMITED	0.0%	Good	Seek Approval
BMMBF	BT WHOLESALE MULTI-MANAGER BALANCED FUND	75.0%	Good	Seek Approval
BMMCF	BT WHOLESALE MULTI MGR CONSERVATIVE FND	75.0%	Good	Seek Approval
BMMFI	BT WHOLESALE MULTI-MGR FIXED INTEREST FD	75.0%	Good	Seek Approval
BMMGF	BT WHOLESALE MULTI-MANAGER GROWTH FUND	75.0%	Good	Seek Approval
BMMIS	BT WHOLESALE MULTI-MGR INTERNATIONAL SHR	75.0%	Good	Seek Approval
BMN	BANNERMAN RESOURCES LIMITED	0.0%	Good	Seek Approval
BMNO	BANNERMAN RES LTD OPTION EXP 31/05/07	0.0%	Good	Seek Approval
BMO	BASTION MINERALS LIMITED	0.0%	Good	Seek Approval
BMO1	BMA GOLD LIMITED	0.0%	Reserve	Seek Approval
BMOF1	THE MONTGOMERY FUND	0.0%	Good	Seek Approval
BMR	BALLYMORE RESOURCES LIMITED	0.0%	Good	Seek Approval
BMS	BASIN MINERALS LIMITED	0.0%	Good	Seek Approval
BMSOA	BASIN MINERALS LTD OPTION EXP 31/03/03	0.0%	Good	Seek Approval
BMT	BEAMTREE HOLDINGS LIMITED	0.0%	Good	Seek Approval
BMX	BEMAX RESOURCES NL	0.0%	Reserve	Seek Approval
BMX1	BEMAX RESOURCES NL	0.0%	Good	Seek Approval
BMXXX	BEMAX RESOURCES NL	0.0%	Good	Seek Approval
BMXYY	BEMAX RESOURCES NL - PLACEMENT	0.0%	Good	Seek Approval
BMYOA	BRUMBY RESOURCES LIMITED OPTION EXPIRING	0.0%	Reserve	Seek Approval
BMZ	BLACK MOUNTAIN RESOURCES LIMITED	0.0%	Good	Seek Approval
BMZOA	BLACK MOUNTAIN RESOURCES LTD ENTITLEMENT	0.0%	Reserve	Seek Approval
BNA	BRITANNIA GOLD 20C FPO	0.0%	Good	Seek Approval
BNAO	BRITANNIA GOLD OPTIONS	0.0%	Reserve	Seek Approval
BNB97	BNB $25.50 PUT EXP 29/3/2007	0.0%	Good	Seek Approval
BNBFS	BNB 17.00 PUT OPT EXP 25/09/2008	0.0%	Good	Seek Approval
BND	BANDANNA ENERGY LIMITED	0.0%	Good	Seek Approval
BNDS	BETASHARES WESTN ASSET AUS BOND FUND	70.0%	Good	Seek Approval
BNDS2	BETASHARES WESTN ASSET AUS BOND FUND	0.0%	Good	Seek Approval
BNKS	BETASHARES GLOBAL BANKS ETF - CURRENCY	70.0%	Good	Seek Approval
BNL	BIG STAR ENERGY LIMITED	0.0%	Good	Seek Approval
BNLO	BALKANS GOLD LIMITED OPT EXP 31-8-09	0.0%	Good	Seek Approval
BNOO	BNO OPTIONS	0.0%	Good	Seek Approval
BNOXX	BIONOMICS LIMITED PLACEMENT	0.0%	Reserve	Seek Approval
BNPAE	HYPERION AUSTRALIAN GROWTH COMPANIES FD	75.0%	Good	Seek Approval
BNPE1	BNP PARIBAS ENVIRONMENTAL EQUITY TRUST	0.0%	Good	Seek Approval
BNPGE	MFS GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
BNPOE	BNP PARIBAS O/SEAS EQUITY FUND (W)	0.0%	Good	Seek Approval
BNPSC	HYPERION SMALL GROWTH COMPANIES FUND	55.0%	Good	Seek Approval
BNR	BULLETIN RESOURCES LIMITED	0.0%	Good	Seek Approval
BNR1	BULLETIN RESOURCES LIMITED	0.0%	Reserve	Seek Approval
BNRO	BULLETIN RESOURCES LIMITED OPTION	0.0%	Good	Seek Approval
BNT	BOUNTY MINING LTD	0.0%	Good	Seek Approval
BNT1	BOUNTY INDUSTRIES LIMITED	0.0%	Good	Seek Approval
BNTO	BOUNTY INDUSTRIES LTD - OPT EXP 31/12/06	0.0%	Reserve	Seek Approval
BNTX	BIONTECH SE	0.0%	Good	Seek Approval
BNZ	BENZ MINING CORP	0.0%	Good	Seek Approval
BOA	BOADICEA RESOURCES LIMITED	0.0%	Reserve	Seek Approval
BOAO	BOADICE RESOURCES LIMITED	0.0%	Reserve	Seek Approval
BOAOA	BOADICE RESOURCES LIMITED WARRANT	0.0%	Reserve	Seek Approval
BOBIF	BARCLAYS INV FD OVERSEAS BOND INDEX FUND	75.0%	Good	Seek Approval
BOC	BOUGAINVILLE COPPER LIMITED	0.0%	Good	Seek Approval
BOD	BOD AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
BOE	BOSS RESOURCES LIMITED	0.0%	Good	Seek Approval
BOFN2	CENTURIA OFFICE FUND 2	0.0%	Good	Seek Approval
BOG	EQUS LIMITED FORMALLY BORDER GOLD LTD	0.0%	Good	Seek Approval
BOG1	BORDER GOLD NL	0.0%	Good	Seek Approval
BOGDA	BORDER GOLD DEFERRED SETTLEMENT	0.0%	Reserve	Seek Approval
BOGOC	BORDER GOLD OPTIONS EXP 30/11/99	0.0%	Reserve	Seek Approval
BOL	BOOM LOGISTICS LIMITED	0.0%	Good	Seek Approval
BOLXX	BOOM LOGISTICS LIMITED PLACEMENT	0.0%	Good	Seek Approval
BOLYY	BOOM LOGISTICS LIMITED CONDITIONAL PLACE	0.0%	Good	Seek Approval
BOLZZ	BOOM LOGISTICS LTD - BROKER FIRM ALLOC	0.0%	Good	Seek Approval
BOM	BONDI MINING LIMITED	0.0%	Good	Seek Approval
BOND	SPDR S&P/ASX AUSTRALIAN BOND FUND ETF	75.0%	Good	Seek Approval
BOQ	BANK OF QUEENSLAND LIMITED	70.0%	Good	Seek Approval
BOQ_C	BANK OF QUEENSLAND LIMITED	0.0%	Reserve	Seek Approval
BOQ1	BANK OF QUEENSLAND LIMITED	0.0%	Good	Seek Approval
BOQ2	BANK OF QUEENSLAND LIMITED	0.0%	Good	Seek Approval
BOQ3	BANK OF QUEENSLAND LIMITED	0.0%	Good	Seek Approval
BOQFP	BANK OF QUEENSLAND LIMITED CAPITAL NOTES	0.0%	Good	Seek Approval
BOQKC	BANK OF QUEENSLAND LTD CITIWARRANTS	0.0%	Good	Seek Approval
BOQP2	BANK OF QUEENSLAND LIMITED CAPITAL NOTES	0.0%	Good	Seek Approval
BOQP3	BANK OF QUEENSLAND CAPITAL NOTES 3	0.0%	Good	Seek Approval
BOQPE	BANK OF QUEENSLAND LTD CAPITAL NOTES OFF	70.0%	Good	Seek Approval
BOQPF	BANK OF QUEENSLAND LIMITED CAPITAL NOTES	70.0%	Good	Seek Approval
BOQPG	BANK OF QUEENSLAND CAPITAL NOTES 3	70.0%	Good	Seek Approval
BOQR	BANK OF QLD - RIGHTS APP CLOSE 22/09/03	0.0%	Good	Seek Approval
BOQR2	BANK OF QLD - RIGHTS APP CLOSE 22/09/03	0.0%	Good	Seek Approval
BOQZ1	BANK OF QUEENSLAND LTD BROKER FIRM OFFER	0.0%	Good	Seek Approval
BOT	BOTANIX PHARMACEUTICALS LTD	0.0%	Good	Seek Approval
BOUTN	INNOVATORS ETFS TRUST IBD BREAKOUT OPP	0.0%	Reserve	Seek Approval
BOW1	BOW ENERGY LIMITED	0.0%	Good	Seek Approval
BOWO	BOW ENERGY LIMITED - OPT EXP 31/03/08	0.0%	Reserve	Seek Approval
BOWXX	PLACEMENT	0.0%	Good	Seek Approval
BP0X7	BHP - $39.50 PUT OPT EXP 20-DEC-07	0.0%	Good	Seek Approval
BP5TP	BHP 16.50 CALL OPT EXP 22/12/05	0.0%	Good	Seek Approval
BP8	BPH GLOBAL LTD	0.0%	Reserve	Seek Approval
BP8RP	BHP - $17.00 CALL OPT EXP 25/08/05	0.0%	Reserve	Seek Approval
BPA	BROOKFIELD PRIME PROPERTY FUND	0.0%	Good	Seek Approval
BPACB	BROOKFIELD PRIME PROPERTY FUND -ORDINARY	0.0%	Good	Seek Approval
BPCDA	BURNS PHILP DEFERRED SMENT	0.0%	Reserve	Seek Approval
BPCF1	BT PREMIUM CASH FUND	0.0%	Good	Seek Approval
BPCPI	BLACKROCK PI COMB PROP INC FUND C	0.0%	Good	Seek Approval
BPCRA	BURNS PHILP LIMITED RIGHTS	0.0%	Good	Seek Approval
BPE8P	BHP - $18.00 CALL OPT EXP 22/12/05	0.0%	Good	Seek Approval
BPFHA	BURNS PHILP - NTH AMERICA CONVERT NOTE	0.0%	Good	Seek Approval
BPH	BPH ENERGY LTD	0.0%	Good	Seek Approval
BPHOB	BPH ENERGY LTD	0.0%	Good	Seek Approval
BPI8P	BHP - $21.00 CALL OPT EXP 29/09/05	0.0%	Reserve	Seek Approval
BPIAS	BT PRIVATE INVESTMENT AUSTRALIAN SHARE	0.0%	Good	Seek Approval
BPIGF	BLACKROCK PI INTERNATIONAL GOLD FD C	0.0%	Good	Seek Approval
BPIPC	BT PREMIUM CASH FUND	100.0%	Good	Seek Approval
BPIWP	BHP 18.00 CALL OPTION EXP 28/07/05	0.0%	Reserve	Seek Approval
BPJAP	BHP - $19.00 PUT OPTION - EXP 22/12/05	0.0%	Good	Seek Approval
BPM	BPM MINERALS LIMITED	0.0%	Good	Seek Approval
BPMO	BPM MINERALS LTD OPTI EXP 11/9/2025	0.0%	Good	Seek Approval
BPMOA	BPM MINERALS LIMITED	0.0%	Reserve	Seek Approval
BPO10	BHP - $39.00 PUT OPT EXP 25/03/2010	0.0%	Good	Seek Approval
BPOOA	BIOPROSPECT LIMITED	0.0%	Reserve	Seek Approval
BPOR	BIOPROSPECT LTD RIGHTS 18/1/06 DEF	0.0%	Reserve	Seek Approval
BPP	BABYLON PUMP & POWER LIMITED	0.0%	Good	Seek Approval
BPPAF	BT CLASSIC INV - BT SELECT AUST SHARE FU	0.0%	Good	Seek Approval
BPPC	BT PREMIUM CASH FUND	100.0%	Good	Seek Approval
BPPCF	BT PREMIUM CASH FUND	100.0%	Good	Seek Approval
BPPIF	BT CLASSIC INTERNATIONAL SHARE FUND	0.0%	Good	Seek Approval
BPSAS	BT PREMIER SELECT AUSTRALIAN SHARE FUND	0.0%	Good	Seek Approval
BPSIF	BLACKROCK INDEXED AUST LISTED PROP FUND	70.0%	Good	Seek Approval
BPSL	BENTHAM PROFESSIONAL SYNDICATED LOAN	0.0%	Good	Seek Approval
BPT	BEACH ENERGY LIMITED	55.0%	Good	Seek Approval
BPT2	BEACH PETROLEUM LIMITED	0.0%	Good	Seek Approval
BPTOA	BEACH PETROLEUM LTD - OPT EXP 31/05/05	0.0%	Good	Seek Approval
BPTOB	BEACH PETROLEUM LTD OPT EXP 30 SEP 06	0.0%	Good	Seek Approval
BPTR	BEACH PETRO RIGHTS -APPS CLOSE 31/10/06	0.0%	Good	Seek Approval
BQD1	BANK OF QUEENSLAND	0.0%	Good	Seek Approval
BQF	BAKEHOUSE QUARTER FUND UNITS FULLY PAID	0.0%	Good	Seek Approval
BRASF	BLACKROCK AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BRDOA	BLACK RIDGE MINING NL	0.0%	Reserve	Seek Approval
BRE	BRAZILIAN RARE EARTHS LIMITED	0.0%	Good	Seek Approval
BRFPS	PENDAL ACTIVE HIGH GROWTH FUND	75.0%	Good	Seek Approval
BRG	BREVILLE GROUP LIMITED	65.0%	Good	Seek Approval
BRI	BIG RIVER INDUSTRIES LIMITED	0.0%	Good	Seek Approval
BRK	BROOKSIDE ENERGY LIMITED	0.0%	Good	Seek Approval
BRK.B	BERKSHIRE HATHAWAY INC.	70.0%	Reserve	Seek Approval
BRK1	BREAKFREE LIMITED	0.0%	Good	Seek Approval
BRKBN	BERKSHIRE HATHAWAY CLASS B	0.0%	Good	Seek Approval
BRKNY	BERKSHIRE HATHAWAY CLASS B	0.0%	Good	Seek Approval
BRL	BATHURST RESOURCES LIMITED	0.0%	Good	Seek Approval
BRL_C	BRL HARDY LIMITED	0.0%	Good	Seek Approval
BRL1	BRL HARDY LIMITED	0.0%	Good	Seek Approval
BRL2	BRL HARDY LIMITED	0.0%	Good	Seek Approval
BRN	BRAINCHIP HOLDINGS LTD	0.0%	Good	Seek Approval
BRS1	BRISTILE LTD	0.0%	Good	Seek Approval
BRS2	BRISTILE LTD	0.0%	Good	Seek Approval
BRSR	BRISTILE LTD RIGHTS 30/11/99	0.0%	Good	Seek Approval
BRT	BRAINYTOYS LIMITED	0.0%	Good	Seek Approval
BRTO	BRAINYTOYS LTD OPTION EXP 31-MAR-2013	0.0%	Reserve	Seek Approval
BRTR	RIGHTS - APPLICATIONS CLOSE 30-APR-2007	0.0%	Reserve	Seek Approval
BRU	BURU ENERGY LIMITED	0.0%	Good	Seek Approval
BRWBT	BLACKROCK WS PLUS AUST EQUITY OPP FUND	0.0%	Good	Seek Approval
BRX	BELARAROX LIMITED	0.0%	Good	Seek Approval
BRY1	BIL INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
BRYG	9% UNSECURED SUB CONVERTABLE 30/6/98	0.0%	Good	Seek Approval
BRZ	BRAZIN LIMITED	0.0%	Reserve	Seek Approval
BRZ1	BRAZIN LIMITED	0.0%	Good	Seek Approval
BSA	BSA LIMITED	0.0%	Good	Seek Approval
BSAO	BSA LIMITED BSAO	0.0%	Good	Seek Approval
BSE	BASE IRON LIMITED	0.0%	Good	Seek Approval
BSG1	BOLNISI GOLD NL	0.0%	Good	Seek Approval
BSGO	BOLNISI GOLD NL OPTION EXPIRY 30 JUN 01	0.0%	Good	Seek Approval
BSI	BEYOND SPORTSWEAR INTERNATIONAL LIMITED	0.0%	Reserve	Seek Approval
BSISF	BETASHARES INTERNATIONAL SHARE FUND	0.0%	Good	Seek Approval
BSL	BLUESCOPE STEEL LIMITED	65.0%	Good	Seek Approval
BSLMA	MQB 4.7857 BSL S/F INSTAL WARANT 28JUN13	0.0%	Reserve	Seek Approval
BSLR	BLUESCOPE STEEL LIMITED	0.0%	Reserve	Seek Approval
BSLSB	WBC $$3.1948 BSL SLF FND INSTAL WARR 30	0.0%	Good	Seek Approval
BSMAG	BT AMERICAN SHARE FUND	75.0%	Good	Seek Approval
BSMEG	BT EUROPEAN SHARE FUND	75.0%	Good	Seek Approval
BSMEI	BT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BSMF1	BT INTERNATIONAL FUND	0.0%	Good	Seek Approval
BSMOA	OPTION EXPIRING 30-APR-2010 DEFERRED	0.0%	Reserve	Seek Approval
BSMPB	BT ASIAN SHARE FUND	65.0%	Good	Seek Approval
BSMPS	BT PROPERTY SECURITIES FUND	70.0%	Good	Seek Approval
BSMR	RIGHTS - APP CLOSE 18-APR-2007 DEFERRED	0.0%	Reserve	Seek Approval
BSN	BASIN ENERGY LIMITED	0.0%	Good	Seek Approval
BSO1	BASS STRAIT OIL TRUST	0.0%	Good	Seek Approval
BSR1	BASSARI RESOURCES LIMITED	0.0%	Reserve	Seek Approval
BSRYY	BASSARI RESOURCES CONDITIONAL PLACEMENT	0.0%	Reserve	Seek Approval
BSS	AUSSIE ONLINE LIMITED	0.0%	Good	Seek Approval
BSSOA	BOSS RESOURCES NL OPTIONS EX 31/10/2001	0.0%	Reserve	Seek Approval
BST1	BEST & LESS GROUP HOLDINGS LTD	0.0%	Good	Seek Approval
BSTG1	BT SPLIT GROWTH FUND	0.0%	Good	Seek Approval
BSTG8	BT CLASSIC SPLIT GROWTH FUND	0.0%	Good	Seek Approval
BSX	BLACKSTONE MINERALS LIMITED	0.0%	Good	Seek Approval
BTA	BIOTA HOLDINGS LIMITED	0.0%	Good	Seek Approval
BTA1	BIOTA HOLDINGS LIMITED	0.0%	Good	Seek Approval
BTAAR	K2 WS PLUS AUST ABSOLUTE RETURN FUND	0.0%	Reserve	Seek Approval
BTAAS	ADVANCE AUSTRALIAN SHARES MULTI BLEND WS	75.0%	Good	Seek Approval
BTAEB	AUSTRALIAN ETHICAL BALANCED TRUST	75.0%	Good	Seek Approval
BTAGD	ARTISAN GLOBAL DISCOVERY FUND	0.0%	Good	Seek Approval
BTAGM	ADVANCE GROWTH MULTI-BLEND FUND (WA)	75.0%	Good	Seek Approval
BTAHG	ADVANCE HIGH GROWTH MULTI-BLEND FND (WA)	75.0%	Good	Seek Approval
BTAIS	ADVANCE INTERNATIONAL SHARES MULTI BLEND	75.0%	Good	Seek Approval
BTAMW	ADVANCE BALANCED MULTI-BLEND FUND (WA)	75.0%	Good	Seek Approval
BTAPS	ADV PROPERTY SECS MULTI-BLEND FUND (WA)	65.0%	Good	Seek Approval
BTASB	ALTIUS SUSTAINABLE BOND FUND	0.0%	Good	Seek Approval
BTB	B2B.NET TECHNOLOGY LIMITED	0.0%	Reserve	Seek Approval
BTBEI	BT BALANCED EQUITY INCOME	0.0%	Good	Seek Approval
BTBFI	BT INTERNATIONAL FIXED INTEREST INDEX	75.0%	Good	Seek Approval
BTBGA	BLACKROCK GLOBAL ALLOCATION FUND AUST D	60.0%	Good	Seek Approval
BTBIB	BT BALANCED EQUITY INCOME	0.0%	Good	Seek Approval
BTBRF	BT CLASSIC INV FNDS BALANCED RETURNS FND	75.0%	Good	Seek Approval
BTBWE	BENNELONG WS PLUS EX-20 AUST EQUITIES	70.0%	Good	Seek Approval
BTC	BTC HEALTH LTD	0.0%	Good	Seek Approval
BTCMA	PANORAMA CASH MANAGEMENT ACCOUNT	95.0%	Good	Seek Approval
BTCMT	BT CASH MANAGEMENT TRUST	100.0%	Good	Seek Approval
BTDEI	BT DEFENSIVE EQUITY INCOME	0.0%	Good	Seek Approval
BTDGE	BT DYNAMIC GLOBAL EQUITY FUND	0.0%	Good	Seek Approval
BTE1	BT AUSTRALIAN EQUITY MANAGEMENT LIMITED	0.0%	Good	Seek Approval
BTEAS	EIGER AUSTRALIAN SMALL COMPANIES FUND	0.0%	Good	Seek Approval
BTEMP	ELSTON MODERATE PORTFOLIO	0.0%	Good	Seek Approval
BTER	BT AUSTRALIAN EQUITY RIGHTS 30/7/97 DEF	0.0%	Reserve	Seek Approval
BTESW	BT WS ETHICAL SHARE FUND	75.0%	Good	Seek Approval
BTFAG	CFS FC INV - ANTIPODES WHOLESALE GLOBAL	70.0%	Good	Seek Approval
BTFAS	PENDAL FOCUS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BTFGF	BT INVESTMENT FUNDS FUTURE GOALS FUND	75.0%	Good	Seek Approval
BTFGG	CFS FC WS FC GEARED GROWTH PLUS	0.0%	Good	Seek Approval
BTFME	FRANKLIN TEMPLETON WS PLUS MULTI BOND	0.0%	Good	Seek Approval
BTFOP	CFS FC INV - OC PREMIUM SMALL COMPANIES	0.0%	Good	Seek Approval
BTFPG	PENDAL CORE GLOBAL SHARE FUND	75.0%	Good	Seek Approval
BTFSR	COLONIAL FIRST STATE IMPUTATION FUND	75.0%	Good	Seek Approval
BTG1	BT GLOBAL ASSET MANAGEMENT LIMITED	0.0%	Reserve	Seek Approval
BTGEM	BT GLOBAL EMERGING MARKETS OPP FUND WS	65.0%	Good	Seek Approval
BTGF	BT GLOBAL FUND	0.0%	Good	Seek Approval
BTGMO	BT GLOBAL EMERGING MARKETS OPP FUND WS	65.0%	Good	Seek Approval
BTGPS	BT WS GLOBAL PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
BTGWT	BENTHAM GLOBAL INCOME FUND	75.0%	Good	Seek Approval
BTH	BIGTINCAN HOLDINGS LIMITED	0.0%	Good	Seek Approval
BTHH7	PENGANA WHEB SUSTAINABLE IMPACT FUND	75.0%	Good	Seek Approval
BTHYT	BT INV FNDS CASH MANAGEMENT TRUST	100.0%	Good	Seek Approval
BTI	BAILADOR TECHNOLOGY INVESTMENTS LIMITED	0.0%	Good	Seek Approval
BTIEC	BT INSTITUTIONAL ENHANCED CASH	85.0%	Good	Seek Approval
BTIEF	BT INSTITUTIONAL ENHANCED FIXED INTEREST	0.0%	Good	Seek Approval
BTIH	BT INDEXED HIGH GROWTH PORTFOLIO	75.0%	Good	Seek Approval
BTIKA	IRONBARK KARARA WS PLUS AUST SMALL CO	65.0%	Good	Seek Approval
BTIMC	BT INSTITUTIONAL MANAGED CASH FUND	100.0%	Good	Seek Approval
BTIPF	BT INVESTMENT FUNDS INCOME PLUS	75.0%	Good	Seek Approval
BTIPI	BT PLATINUM INTERNATIONAL	70.0%	Good	Seek Approval
BTIPM	IQ PLOUTOS MANAGED PORTFOLIOS 1	0.0%	Good	Seek Approval
BTISF	BT CLASSIC INVESTMENT INTL	0.0%	Good	Seek Approval
BTJGE	JPMORGAN GLOBAL RESEARCH ENHANCED INDEX	0.0%	Good	Seek Approval
BTL	BTR PLC	0.0%	Good	Seek Approval
BTLBR	BT CLASSIC BALANCED RETURNS FUND	75.0%	Good	Seek Approval
BTLCI	L1 CAPITAL INTERNATIONAL FUND	0.0%	Good	Seek Approval
BTLDB	BTR PLC SHARES DEF SMENT B SHARES	0.0%	Good	Seek Approval
BTLFG	BT FUTURE GOALS FUND	75.0%	Good	Seek Approval
BTLIP	BT INCOME PLUS FUND	75.0%	Good	Seek Approval
BTLL	LONSEC LISTED MANAGED GROWTH PORTFOLIO	0.0%	Good	Seek Approval
BTM	BT RESOURCES MANAGEMENT LIMITED	0.0%	Good	Seek Approval
BTM1	BTM RESOURCES	0.0%	Reserve	Seek Approval
BTMAE	DNR AUSTRALIAN EQUITIES HIGH CONVICTION	0.0%	Good	Seek Approval
BTMCT	MUTUAL CASH TERM DEPOSIT AND BANK BILLS	0.0%	Good	Seek Approval
BTMIF	BT CLASSIC INV FUNDS MONTHLY INCOME FUND	0.0%	Good	Seek Approval
BTMOP	MORNINGSTAR 80 PORTFOLIO	70.0%	Good	Seek Approval
BTMUF	MAGELLAN INFRASTRUCTURE FUND UNHEDGED	70.0%	Good	Seek Approval
BTN	BUTN LIMITED	0.0%	Good	Seek Approval
BTOGO	OPHIR GLOBAL OPPORTUNITIES FUND	0.0%	Good	Seek Approval
BTOMF	REALM SHORT TERM INCOME FUND	0.0%	Good	Seek Approval
BTP	BT PROPERTY TRUST	0.0%	Good	Seek Approval
BTPAE	PARADICE AUSTRALIAN EQUITIES FUND	0.0%	Good	Seek Approval
BTPAF	BT PRIVATE INVESTMENT AUSTRALIAN SHARE	0.0%	Good	Seek Approval
BTPAG	PARADICE GLOBAL SMALL CAP FUND CLASS A	55.0%	Good	Seek Approval
BTPCF	BT PREMIUM CASH FUND	100.0%	Good	Seek Approval
BTPDI	PIMCO WS PLUS DIVERSIFIED FIXED INT FUND	75.0%	Good	Seek Approval
BTPDR	PERPETUAL DIVERSIFIED REAL RETURN CLASSZ	70.0%	Good	Seek Approval
BTPGO	BT GO INVEST	75.0%	Good	Seek Approval
BTPI6	BT PRIVATE INVESTMENT INTERNATIONAL FUND	0.0%	Good	Seek Approval
BTPIF	BT PRIVATE INVESTMENT INTERNATIONAL FUND	0.0%	Good	Seek Approval
BTPLI	BT INV FNDS BT PLATINUM INTL	70.0%	Good	Seek Approval
BTPN	BT PRIVATE NEW SHARES	0.0%	Good	Seek Approval
BTPPM	MERCER PRIVATE PORTFOLIO	75.0%	Good	Seek Approval
BTPPS	PENDAL WHOLESALE PLUS PROPERTY SECS	70.0%	Good	Seek Approval
BTPR	BT PROPERTY TRUST RIGHTS ISSUE 1:8	0.0%	Reserve	Seek Approval
BTPRF	BT WHOLESALE PROPERTY INVESTMENT FUND	70.0%	Good	Seek Approval
BTPSF	BT WHOLESALE PROPERTY SECURITIES FUND	70.0%	Good	Seek Approval
BTPUF	BT PURE ALPHA FIXED INCOME FUND	0.0%	Good	Seek Approval
BTR	BRIGHTSTAR RESOURCES LIMITED	0.0%	Good	Seek Approval
BTRAF	REALINDEX RAFI AUSTRALIAN SHARE-CLASS A	75.0%	Good	Seek Approval
BTRAW	RARE INFRASTRUCTURE WS PLUS VALUE UNHDG	70.0%	Good	Seek Approval
BTRIV	RARE INFRASTRUCTURE WS PLUS VALUE HEDGED	70.0%	Good	Seek Approval
BTRSC	BT WS SMALLER COMPANIES FUND	65.0%	Good	Seek Approval
BTS	BT SYDNEY DEVELOPMENT TRUST	0.0%	Good	Seek Approval
BTSAP	SCHRODER ASIA PACIFIC FUND	65.0%	Good	Seek Approval
BTSBA	BT SELECT BOND AUSTRALASIAN BOND FUND	0.0%	Good	Seek Approval
BTSCA	BT SYDNEY DEVELOPMENT TRUST CONTRIBS	0.0%	Good	Seek Approval
BTSCB	BT SYDNEY DEVELOPMENT TRUST $3 PD TO $2	0.0%	Good	Seek Approval
BTSGE	SCHRODER GLOBAL EMERGING MARKETS FUND	65.0%	Good	Seek Approval
BTSMI	BT INTERNATIONAL FUND	75.0%	Good	Seek Approval
BTSTG	BT CLASSIC SPLIT GROWTH FUND	75.0%	Good	Seek Approval
BTT1	BT INVESTMENT MANAGEMENT LIMITED	0.0%	Good	Seek Approval
BTT2	BT INVESTMENT MANAGEMENT LIMITED	0.0%	Reserve	Seek Approval
BTTAL	TOTUS ALPHA LONG SHORT FUND	0.0%	Good	Seek Approval
BTTAS	NAM-TYNDALL WS PLUS AUST SHARE FUND	75.0%	Good	Seek Approval
BTTF	BT INVESTMENT - BT TECHNOLOGY FUND	0.0%	Good	Seek Approval
BTTFW	BT WHOLESALE TIME FUND	0.0%	Reserve	Seek Approval
BTTIM	BT INVESTMENT FUNDS TECHNOLOGY FUND	0.0%	Good	Seek Approval
BTU1	BATHURST RESOURCES LIMITED	0.0%	Good	Seek Approval
BTUAS	BT INTEGRITY AUSTRALIAN SHARE	0.0%	Good	Seek Approval
BTUBS	UBS CLARION GLOBAL INFRASTRUCTURE SECURI	0.0%	Good	Seek Approval
BTUFM	UBS W/S PLUS AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
BTV	BATAVIA MINING LIMITED	0.0%	Good	Seek Approval
BTVDA	BATAVIA MINING LIMITED	0.0%	Good	Seek Approval
BTVDB	BATAVIA MINING OPTION EXP 15/06/07	0.0%	Good	Seek Approval
BTVEC	VANGUARD ETHICALLY CONSCIOUS INTERNATION	0.0%	Good	Seek Approval
BTVII	VANGUARD INT PROPERTY SECURITIES INDEX	70.0%	Good	Seek Approval
BTVO	BATAVIA MINING OPTION EXPIRING 15-6-2012	0.0%	Good	Seek Approval
BTWAI	BT W/S ASIAN SHARE FUND	65.0%	Good	Seek Approval
BTWAT	BT WHOLESALE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BTWAU	BT WHOLESALE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BTWBR	BT WHOLESALE BALANCED RETURNS FUND	75.0%	Good	Seek Approval
BTWCH	BT WS CORE HEDGED GLOBAL SHARE FND	70.0%	Good	Seek Approval
BTWCO	BT WHOLESALE CONSERVATIVE OUTLOOK FUND	75.0%	Good	Seek Approval
BTWEC	PENDAL ENHANCED CREDIT FUND	75.0%	Good	Seek Approval
BTWFG	BT WHOLESALE FUTURE GOALS FUND	75.0%	Good	Seek Approval
BTWFI	BT WS PLUS FIXED INTEREST FUND	75.0%	Good	Seek Approval
BTWGI	BT WHOLESALE GEARED IMPUTATION FUND	40.0%	Good	Seek Approval
BTWIF	BT WS IMPUTATION TRUST	75.0%	Good	Seek Approval
BTWIN	BT WHOLESALE INTERNATIONAL SHARE FUND	75.0%	Good	Seek Approval
BTWMA	MILFORD AUSTRALIAN ABSOLUTE GROWTH FUND	0.0%	Good	Seek Approval
BTWMF	BT WHOLESALE MIDCAP FUND	70.0%	Good	Seek Approval
BTWMZ	BT WS MICROCAP OPPORTUNITIES FND DL	50.0%	Good	Seek Approval
BTWPI	BT WS PTNR BT WS INT'L SHRS VALUE 1	0.0%	Good	Seek Approval
BTWPS	BT WHOLESALE PROPERTY SECURITIES FUND	70.0%	Good	Seek Approval
BTWSS	SCHRODER SPECIALIST PRIVATE EQUITY FUND	0.0%	Good	Seek Approval
BTWTR	T. ROWE PRICE GLOBAL EQUITY HEDGED M	75.0%	Good	Seek Approval
BTWVE	VERTIUM EQUITY INCOME FUND	0.0%	Good	Seek Approval
BTX	BRITAX INTERNATIONAL PLC ORD F/P	0.0%	Good	Seek Approval
BTYR	BOUNTY INVESTMENTS LIMITED RIGHTS	0.0%	Reserve	Seek Approval
BUAS	BT INTEGRITY AUSTRALIAN SHARE	0.0%	Good	Seek Approval
BUB	BUBS AUSTRALIA LIMITED	0.0%	Good	Seek Approval
BUD0	ANHEUSER-BUSCH INBEV SA	0.0%	Good	Seek Approval
BUR	BURLEY MINERALS LTD	0.0%	Good	Seek Approval
BURO	BURLESON ENERGY LIMITED	0.0%	Reserve	Seek Approval
BUT	BRIGHT STAR RESOURCES LIMITED	0.0%	Reserve	Seek Approval
BUTO	OPTION EXPIRING 07-OCT-2012	0.0%	Reserve	Seek Approval
BUU	BAMBUU LIMITED	0.0%	Good	Seek Approval
BUUOA	BAMBUU LIMITED - OPT EXP 31/3/02	0.0%	Reserve	Seek Approval
BUX	BUXTON RESOURCES LIMITED	0.0%	Good	Seek Approval
BUY	BOUNTY OIL & GAS NL	0.0%	Reserve	Seek Approval
BUY1	BOUNTY OIL & GAS NL	0.0%	Reserve	Seek Approval
BUYO	BOUNTY OIL & GAS NL - OPT EXP	0.0%	Reserve	Seek Approval
BVA1	BRAVURA SOLUTIONS LIMITED	0.0%	Good	Seek Approval
BVGI	VANGUARD GLOBAL INFRASTRUCTURE	75.0%	Good	Seek Approval
BVP	BUSHVELD PLATINUM LIMITED	0.0%	Reserve	Seek Approval
BVR	BELLAVISTA RESOURCES LTD	0.0%	Good	Seek Approval
BVS	BRAVURA SOLUTIONS LIMITED	0.0%	Good	Seek Approval
BVT	BIDVEST AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
BW3AH	BT WRAP MAN OM-IP 3AHL LIMITED	0.0%	Good	Seek Approval
BWA1	BANK OF WESTERN AUSTRALIA LIMITED	0.0%	Good	Seek Approval
BWA2	BANK OF WESTERN AUSTRALIA LIMITED	0.0%	Good	Seek Approval
BWAAD	AUSBIL ACTIVE DIVIDEND INCOME FUND	70.0%	Good	Seek Approval
BWAAE	AUSBIL INV TST - AUST ACTIVE EQ FUND	75.0%	Good	Seek Approval
BWAAF	APN AREIT FUND (WA)	65.0%	Good	Seek Approval
BWAAG	AUSBIL AUSTRALIAN GEARED EQUITY FUND	40.0%	Good	Seek Approval
BWAAI	BT WRAP AXA WS AUST INCOME FUND	0.0%	Good	Seek Approval
BWAAM	ADVANCE ALTERNATIVE STRATS MULTI-BLEND	0.0%	Good	Seek Approval
BWAAO	ABERDEEN STD ASIAN OPPORTUNITIES FUND	65.0%	Good	Seek Approval
BWAAP	ANTARES EX-20 AUSTRALIAN EQT PORTFOLIO	65.0%	Good	Seek Approval
BWAAR	APN ASIAN REIT FUND	0.0%	Good	Seek Approval
BWAAU	ACADIAN WS AUSTRALIAN EQUITY FUND (WA)	75.0%	Good	Seek Approval
BWABG	ALLIANCEBERNSTEIN GLOBAL EQUITIES FUND	75.0%	Good	Seek Approval
BWABI	ABERDEEN INTERNATIONAL EQUITY FUND (WA)	75.0%	Good	Seek Approval
BWABM	ADVANCE BALANCED MULTI-BLEND FUND (WA)	75.0%	Good	Seek Approval
BWAC	BWA CASH MANAGEMENT TRUST	0.0%	Good	Seek Approval
BWACB	AMP CAPITAL BALANCED GROWTH FUND CLASS A	75.0%	Good	Seek Approval
BWACC	BTW AMP CAPITAL CORE INFRASTRUCTURE FND	0.0%	Good	Seek Approval
BWACE	ABERDEEN CASH ENHANCED FUND	0.0%	Good	Seek Approval
BWACG	AMP CAPITAL GBL PROPERTY SECURITIES (WA)	70.0%	Good	Seek Approval
BWACM	AMP CAPITAL MULTI - ASSET FUND	0.0%	Good	Seek Approval
BWACP	BT WRAP AMP CAPITAL CORE PROPERTY FUND	0.0%	Good	Seek Approval
BWACY	BTW AMP CAP ENHANCED YIELD FND CLASS A	0.0%	Good	Seek Approval
BWADF	BT WRAP ASPEN DIVERSIFIED PROPERTY FUND	0.0%	Good	Seek Approval
BWADM	ADVANCE DEFENSIVE MULTI-BLEND FUND (WA)	75.0%	Good	Seek Approval
BWAE1	BTW AUSBIL AUST EMERGING LEADERS FND	70.0%	Good	Seek Approval
BWAEC	AUST ETHICAL DIVERSIFIED SHARES FUND WS	75.0%	Good	Seek Approval
BWAEF	AMP CAPITAL EQUITY FUND CLASS A	75.0%	Good	Seek Approval
BWAEL	AUSBIL INV TST - AUST EMERG LEADERS FUND	70.0%	Good	Seek Approval
BWAES	AUST ETHICAL AUST SHARES FUND WS-CLASS B	70.0%	Good	Seek Approval
BWAFA	SPECIALIST AUST SMALL COMPANIES FUND	65.0%	Good	Seek Approval
BWAFF	AUSBIL 130/30 FOCUS FUND	60.0%	Good	Seek Approval
BWAFI	ALEXANDER FIXED INCOME FUND	0.0%	Good	Seek Approval
BWAGA	ALLAN GRAY AUSTRALIA STABLE FUND	0.0%	Good	Seek Approval
BWAGB	ADVANCE GROWTH MULTI-BLEND FUND (WA)	75.0%	Good	Seek Approval
BWAGE	C WORLDWIDE GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
BWAGF	ARROWSTREET GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
BWAGL	MBA GLOBAL LISTED INFRASTRUCTURE-HEDGED	65.0%	Good	Seek Approval
BWAGM	ADVANCE HIGH GROWTH MULTI-BLEND FND (WA)	75.0%	Good	Seek Approval
BWAGO	BT WRAP ALPHA GLOBAL OPPORTUNITIES FUND	0.0%	Good	Seek Approval
BWAGP	BT WRAP ADVANCE GLOBAL PROPERTY FUND W/S	0.0%	Good	Seek Approval
BWAGV	AMP CAPITAL WS GLOBAL EQUITY VALUE FUND	75.0%	Good	Seek Approval
BWAGW	ACADIAN WS SUSTAINABLE GLOBAL EQUITY FD	75.0%	Good	Seek Approval
BWAIC	AORIS INTERNATIONAL FUND - CLASS D	0.0%	Good	Seek Approval
BWAID	ANTARES DIVIDEND BUILDER	75.0%	Good	Seek Approval
BWAIF	MAPLE-BROWN ABBOTT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BWAIG	AXA'S INCOME GENERATOR	0.0%	Good	Seek Approval
BWAIL	BTW ABERDEEN INFLATION LINKED BOND FND	0.0%	Good	Seek Approval
BWAIP	BTW APN INTL PROP FOR INCOME FD	0.0%	Good	Seek Approval
BWAIS	ADVANCE INTERNATIONAL SHARES MULTI-BLEND	75.0%	Good	Seek Approval
BWALA	ALLAN GRAY AUSTRALIA EQUITY A	70.0%	Good	Seek Approval
BWALF	ALCEON AUSTRALIAN PROPERTY FUND	0.0%	Good	Seek Approval
BWALG	ALPHINITY GLOBAL EQUITY FUND	0.0%	Good	Seek Approval
BWALP	AMP CAPITAL LISTED PROPERTY TRUST (WA)	70.0%	Good	Seek Approval
BWALS	ARNHEM LONG SHORT AUSTRALIAN EQUITY FUND	0.0%	Good	Seek Approval
BWAMF	ABERDEEN EMERGING OPPORTUNITIES FUND	65.0%	Good	Seek Approval
BWAMM	ADVANCE MODERATE MULTI-BLEND FUND (WA)	75.0%	Good	Seek Approval
BWANA	ANTIPODES ASIA FUND - CLASS P	60.0%	Good	Seek Approval
BWANT	ANTIPODES GLOBAL FUND (CLASS P)	70.0%	Good	Seek Approval
BWANW	ANTIPODES WS PLUS GLOBAL FUND	70.0%	Good	Seek Approval
BWAOF	ARENA OFFICE FUND	0.0%	Good	Seek Approval
BWAOI	AORIS INTERNATIONAL FUND HEDGED CLASS D	0.0%	Good	Seek Approval
BWAPA	APN WHOLESALE PLUS AREIT FUND	65.0%	Good	Seek Approval
BWAPD	BT WRAP APN DIRECT PROPERTY FUND	0.0%	Good	Seek Approval
BWAPI	BT WRAP APN PROPERTY FOR INCOME FUND	60.0%	Good	Seek Approval
BWAPN	BTW APN NATINOAL STORAGE PROPERTY TRUST	0.0%	Good	Seek Approval
BWAPS	ADV PROPERTY SECS MULTI-BLEND FUND (WA)	65.0%	Good	Seek Approval
BWAPU	PLATINUM UNHEDGED FUND	70.0%	Good	Seek Approval
BWARE	ARROWSTREET GLOBAL EQUITY NO. 2 FUND	0.0%	Good	Seek Approval
BWARG	ARROWSTREET GLOBAL EQUITY NO. 1 FUND	0.0%	Good	Seek Approval
BWARO	ARDEA REAL OUTCOME FUND	75.0%	Good	Seek Approval
BWASC	BTW ALPHA AUST SMALL COMPANIES FND	0.0%	Good	Seek Approval
BWASD	BTW ASPECT DIVERSIFIED FUTURES CLASS A	60.0%	Good	Seek Approval
BWASE	AXA IM SUSTAINABLE EQUITY FUND	0.0%	Good	Seek Approval
BWASS	BT WS AUSTRALIAN SUSTAINABLE SHARE FUND	75.0%	Good	Seek Approval
BWASX	BT S&P ASX 20 SHARES PORTFOLIO	75.0%	Good	Seek Approval
BWATG	ADVANCE TRADEWINDS GLOBAL EQUITIES FUND	0.0%	Good	Seek Approval
BWATL	ATLAS INFRASTRUCTURE AUST FEEDER UNHEDGE	0.0%	Good	Seek Approval
BWAUA	AUSTRALIAN UNITY ALTIUS BOND FUND	0.0%	Good	Seek Approval
BWAUD	AUSTRALIAN UNITY DIVERSIFIED PROPERTY	0.0%	Good	Seek Approval
BWAUE	BT WRAP AUSTOCK AUSTRALIAN EQUITY FUND	0.0%	Good	Seek Approval
BWAUF	AUSBIL 130-30 FOCUS FUND	60.0%	Good	Seek Approval
BWAUG	AUST UNITY WINGATE GLOBAL EQUITY FUND WS	75.0%	Good	Seek Approval
BWAUM	BT WRAP AUSBIL MICROCAP FUND	55.0%	Good	Seek Approval
BWAUP	BTW AUST UNITY WS PROPERTY FND	0.0%	Good	Seek Approval
BWAVE	ALLIANCEBERNSTEIN MANAGED VOLATILITY EQU	75.0%	Good	Seek Approval
BWAVH	SCHRODER GLOBAL ACTIVE VALUE FUND HEDGED	70.0%	Good	Seek Approval
BWAWB	ADVANCE AUST SHARES MULTI-BLEND FD WS	75.0%	Good	Seek Approval
BWAWC	AMP CAPITAL WS PLUS CORPORATE BOND FUND	75.0%	Reserve	Seek Approval
BWAWE	PLATYPUS AUST EQ FUND - WHOLESALE UNITS	75.0%	Good	Seek Approval
BWAWF	AQR WS MANAGED FUTURES FUND - CLASS	0.0%	Good	Seek Approval
BWAWS	BT WRAP ARMYTAGE STRATEGIC OPPORTUNITES	0.0%	Good	Seek Approval
BWAXP	DEXUS WHOLESALE AUSTRALIAN PROPERTY FUND	0.0%	Good	Seek Approval
BWBAB	BT WHOLESALE PLUS ACTIVE BALANCED	75.0%	Good	Seek Approval
BWBAE	ISHARES AUSTRALIAN EQUITY INDEX FUND	75.0%	Good	Seek Approval
BWBAF	BENNELONG AUSTRALIAN EQUITIES FUND	70.0%	Good	Seek Approval
BWBAH	BARROW HANLEY GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
BWBAP	BENNELONG AUSTRALIAN EQUITIES PORTFOLIO	70.0%	Good	Seek Approval
BWBAR	BENNELONG KARDINIA ABSOLUTE RETURN FUND	0.0%	Good	Seek Approval
BWBAS	BT WHOLESALE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BWBAT	BAO TRUST	0.0%	Reserve	Seek Approval
BWBBR	BT WHOLESALE BALANCED RETURNS FUND	75.0%	Good	Seek Approval
BWBCA	BLACKROCK SCIENTIFIC AUSTRALIAN EQU FUND	75.0%	Good	Seek Approval
BWBCE	BTW BENNELONG CONCENTRATED AUST EQUITIES	70.0%	Good	Seek Approval
BWBCI	BLACKROCK SCIENTIFIC INT'L EQUITY FUND	75.0%	Good	Seek Approval
BWBCO	BT WHOLESALE CONSERVATIVE OUTLOOK FUND	75.0%	Good	Seek Approval
BWBDG	BLACKROCK SCIENTIFIC DIV GROWTH FUND	75.0%	Good	Seek Approval
BWBDS	BLACKROCK SCIENTIFIC DIV STABLE FUND	75.0%	Good	Seek Approval
BWBEA	BENNELONG EX-20 AUST EQUITIES FD	70.0%	Good	Seek Approval
BWBEC	BT W/S ENHANCED CASH FUND	85.0%	Good	Seek Approval
BWBEF	BENNELONG WS PLUS EX-20 AUST EQUITIES	70.0%	Good	Seek Approval
BWBFG	BT WHOLESALE FUTURE GOALS FUND	75.0%	Good	Seek Approval
BWBFI	BT WS PLUS FIXED INTEREST FUND	75.0%	Good	Seek Approval
BWBFU	BT WHOLESALE PLUS FUTURE GOALS	75.0%	Good	Seek Approval
BWBGB	BT WRAP BLACKROCK GLOBAL BOND INDEX FUND	75.0%	Good	Seek Approval
BWBGI	BRANDYWINE GLOBAL INCOME OPTIMISER FUND	0.0%	Good	Seek Approval
BWBGL	BAILLIE GIFFORD LONG TERM GLOBAL GROWTH	75.0%	Good	Seek Approval
BWBGM	BTW BLACKROCK SCIENTIFIC GL MKTS FND	0.0%	Good	Seek Approval
BWBGO	MFS CONCENTRATED GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
BWBHI	BLACKROCK SCIENTIFIC HEDGED INT'L EQUITY	70.0%	Good	Seek Approval
BWBIA	BLACKROCK INDEXED AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
BWBIC	BT INSTITUTIONAL STABLE CASH PLUS FUND	85.0%	Good	Seek Approval
BWBID	BT INDEX DEFENSIVE FUND	75.0%	Reserve	Seek Approval
BWBIF	BT BALANCED EQUITY INCOME FUND	0.0%	Good	Seek Approval
BWBIG	BT INDEX GROWTH FUND	75.0%	Good	Seek Approval
BWBIH	BT INDEX HIGH GROWTH FUND	75.0%	Good	Seek Approval
BWBII	BLACKROCK INDEXED HEDGED INT'L EQUITY	70.0%	Good	Seek Approval
BWBIM	BT INDEX MODERATE FUND	75.0%	Good	Seek Approval
BWBIS	BT WHOLESALE INTERNATIONAL SHARE FUND	75.0%	Good	Seek Approval
BWBJS	BT WHOLESALE JAPANESE FUND	0.0%	Good	Seek Approval
BWBKF	BT WRAP GS JBWERE BRIC II KEYSTONE FUND	0.0%	Good	Seek Approval
BWBLA	BLACKROCK CONCENTRATED INDUSTIRAL SHARE	65.0%	Good	Seek Approval
BWBLG	BLACKROCK INDEXED INT'L EQUITY FUND	75.0%	Good	Seek Approval
BWBMB	BT W/S MULTI-MANAGER BALANCED (WA)	75.0%	Good	Seek Approval
BWBMC	BT W/S MULTI-MANAGER CONSERVATIVE (WA)	75.0%	Good	Seek Approval
BWBMD	BT WS MULTI-MANAGER HIGH GROWTH	75.0%	Good	Seek Approval
BWBMF	BT W/S MULTI-MANAGER FIXED INTEREST (WA)	75.0%	Good	Seek Approval
BWBMG	BT W/S MULTI-MANAGER GROWTH (WA)	75.0%	Good	Seek Approval
BWBMI	BT WS MONTHLY INCOME PLUS	75.0%	Good	Seek Approval
BWBMO	BT GLOBAL EMERGING MARKETS OPP FUND WS	65.0%	Good	Seek Approval
BWBNA	HYPERION AUSTRALIAN GROWTH COMPANIES FUN	75.0%	Good	Seek Approval
BWBP5	BT W/S PARTNER INTL VALUE TRADEWINDS(WA)	0.0%	Good	Seek Approval
BWBPC	BT WS PLUS CORE AUST SHARE FUND	75.0%	Good	Seek Approval
BWBPE	BT WS PLUS GLOBAL EMERGING MARKETS OPP	65.0%	Good	Seek Approval
BWBPF	BLACKROCK INDEXED AUST LISTED PROP FUND	70.0%	Good	Seek Approval
BWBPO	BMO PRYFORD GLOBAL ABSOLUTE RETURN FUND	75.0%	Good	Seek Approval
BWBSF	PENDAL WHOLESALE PLUS PROPERTY SECS	70.0%	Good	Seek Approval
BWBSI	BT INTERNATIONAL SHARES INDEX FUND	70.0%	Good	Seek Approval
BWBSM	BLUE SKY APEIRON GLOBAL MACRO A	0.0%	Good	Seek Approval
BWBTA	BT AUSTRALIAN SHARES FUND	75.0%	Good	Seek Approval
BWBTD	BT TERM DEPOSIT	0.0%	Good	Seek Approval
BWBTE	BT TERM DEPOSIT	0.0%	Good	Seek Approval
BWBTI	BT INDEX BALANCED FUND	75.0%	Good	Seek Approval
BWBTT	BT TERM DEPOSIT	0.0%	Good	Seek Approval
BWBWA	BT W/S ASIAN SHARE FUND (WA)	65.0%	Good	Seek Approval
BWBWH	BENTHAM WHOLESALE HIGH YIELD FUND	0.0%	Good	Seek Approval
BWBWM	BT WRAP BT WHOLESALE MIDCAP FUND	70.0%	Good	Seek Approval
BWBWO	BT WHOLESALE PLUS CONSERVATIVE OUTLOOK	75.0%	Good	Seek Approval
BWBWP	BT W/S PROPERTY SECURITIES FUND (WA)	70.0%	Good	Seek Approval
BWCA4	CFS INTEGRITY WS AUST SHARE FUND - NO. 2	75.0%	Good	Seek Approval
BWCAB	CFS WHOLESALE AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
BWCAG	CAPITAL GROUP NEW PERSPECTIVE FUND	75.0%	Good	Seek Approval
BWCAO	INVESCO WHOLESALE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BWCAS	CFS WHOLESALE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BWCAV	CLIME AUSTRALIAN VALUE FUND	0.0%	Good	Seek Approval
BWCBA	ALPHINITY WS AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
BWCBF	CFS WHOLESALE BALANCED FUND	75.0%	Good	Seek Approval
BWCC5	ABERDEEN MULTI-ASSET REAL RETURN FUND	0.0%	Good	Seek Approval
BWCCD	CFS WHOLESALE GLOBAL CREDIT INCOME FUND	60.0%	Good	Seek Approval
BWCCF	CFS WHOLESALE CONSERVATIVE FUND	75.0%	Good	Seek Approval
BWCCG	ABERDEEN MULTI-ASSET REAL RETURN FUND	0.0%	Good	Seek Approval
BWCDF	CFS WHOLESALE DIVERSIFIED FUND	75.0%	Good	Seek Approval
BWCDI	CFS WHOLESALE DIVERSIFIED FIXED INTEREST	75.0%	Good	Seek Approval
BWCEG	BT WRAP IPAC CLASSIC ENHANCED GROWTH POR	0.0%	Good	Seek Approval
BWCEH	CAPITAL GROUP GLOBAL EQUITY HEDGED FUND	0.0%	Good	Seek Approval
BWCEI	CFS FC WS INV - FIRST SENTIER WS EQUITY	75.0%	Good	Seek Approval
BWCEY	FC WS INV-CFS WS TARGET RETURN INCOME	0.0%	Good	Seek Approval
BWCFA	SPHERIA AUSTRALIAN SMALLER COMPANIES	60.0%	Good	Seek Approval
BWCFI	CFM INSTITUTIONAL SYSTEMATIC DIVERSIFIED	0.0%	Good	Seek Approval
BWCFS	FIRST SENTIER WS AUST SMALL COMPANIES	65.0%	Good	Seek Approval
BWCGF	FCS WS INV-FIRST SENTIER WS GEARED SHARE	40.0%	Good	Seek Approval
BWCGH	BTW COLONIAL FS WS GLO HEALTH & BIO FND	65.0%	Good	Seek Approval
BWCGL	BT WRAP CFS WS GLOB RES LNG SHORT FD	0.0%	Good	Seek Approval
BWCGM	BT WRAP CFS WS GUARANTEED MORTGAGE FD	0.0%	Good	Seek Approval
BWCGN	CAPITAL GROUP NEW PERSPECTIVE FUND HEDGE	75.0%	Good	Seek Approval
BWCGO	COLCHESTER GLOBAL GOVERNMENT BOND FUND	0.0%	Good	Seek Approval
BWCGP	CFS WS GLOBAL PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
BWCGR	CFS WHOLESALE GLOBAL RESOURCES FUND (WA)	70.0%	Good	Seek Approval
BWCGS	STEWART INV WS WORLDWIDE LEADERS	75.0%	Good	Seek Approval
BWCGT	BTW COLONIAL FS WS GLO TECH/COMM	65.0%	Good	Seek Approval
BWCGV	BTW COLONIAL FS GEARED GLO SH DL	40.0%	Good	Seek Approval
BWCHA	ALPHINITY WS AUSTRALIAN SHARE FUND (WA)	75.0%	Good	Seek Approval
BWCHD	BTW CHARTER HALL DIVERSIFIED PROP FND	0.0%	Good	Seek Approval
BWCHF	CHARTER HALL FUNDS MANAGEMENT LIMITED	0.0%	Good	Seek Approval
BWCHG	CFS WHOLESALE HIGH GROWTH FUND	75.0%	Good	Seek Approval
BWCHI	CHARTER HALL DIRECT INDUSTRIAL FUND NO 4	0.0%	Good	Seek Approval
BWCHK	BT WRAP GSJBWERE COMMODITY HINDSIGHT KEY	0.0%	Good	Seek Approval
BWCHO	CHARTER HALL DIRECT OFFICE WS CLASS A	0.0%	Good	Seek Approval
BWCHP	CENTURIA HEALTHCARE PROPERTY FUND	0.0%	Good	Seek Approval
BWCHS	ALPHINITY WS CONCENTRATED AUST SHARE FND	75.0%	Good	Seek Approval
BWCIF	CFS WHOLESALE IMPUTATION FUND (WA)	75.0%	Good	Seek Approval
BWCIS	ABERDEEN ACTIVELY HGD INT EQU FUND	75.0%	Good	Seek Approval
BWCIZ	ABERDEEN ACTIVELY HGD INT EQU FUND DL	0.0%	Good	Seek Approval
BWCJA	CC JCB ACTIVE BOND FUND - CLASS B	0.0%	Good	Seek Approval
BWCLA	CLAREMONT GLOBAL FUND	0.0%	Good	Seek Approval
BWCLF	FIRST SENTIER WS CONCENTRATED AUST SHARE	75.0%	Good	Seek Approval
BWCLG	CHALLENGER GUARANTEED PEN-30 JUNE 2017	0.0%	Good	Seek Approval
BWCMC	CONCISE MID CAPITAL	0.0%	Good	Seek Approval
BWCMI	BT WRAP CHALLENGER MICROCAP FUND	0.0%	Good	Seek Approval
BWCMX	NOVAPORT WHOLESALE MICROCAP	0.0%	Good	Seek Approval
BWCOA	WAVESTONE WS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BWCOD	CORESERIES DEFENSIVE PORTFOLIO	70.0%	Good	Seek Approval
BWCOG	CFS GLOBAL INFRASTRUCTURE SEC CLASS A	70.0%	Good	Seek Approval
BWCOH	CORESERIES HIGH GROWTH PORTFOLIO	75.0%	Good	Seek Approval
BWCOI	COOPER INVESTORS GLOBAL EQUITIES FUND	75.0%	Good	Seek Approval
BWCPA	SOLARIS CORE AUSTRALIAN EQUITY PA	75.0%	Good	Seek Approval
BWCPS	CFS WS PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
BWCRD	CROMWELL DIRECT PROPERTY FUND	0.0%	Good	Seek Approval
BWCRO	CROMWELL PHOENIX CORE LISTED PROPERTY	0.0%	Good	Seek Approval
BWCS1	ABERDEEN MULTI-ASSET INCOME FUND	75.0%	Good	Seek Approval
BWCSA	ABERDEEN EX-20 AUSTRALIAN EQUITIES FUND	70.0%	Good	Seek Approval
BWCSE	BTW CREDIT SUISSE GLOB PRIVATE EQUITY FD	0.0%	Good	Seek Approval
BWCSG	BENTHAM PROFESSIONAL GLOBAL INCOME	50.0%	Good	Seek Approval
BWCSM	NOVAPORT WS SMALLER COMPANIES FUND	70.0%	Good	Seek Approval
BWCSP	SG HISCOCK WHOLESALE PROPERTY FUND	60.0%	Good	Seek Approval
BWCSR	ALPHINITY WS SOCIALLY RESPONSIBLE SHARE	75.0%	Good	Seek Approval
BWCSS	ABERDEEN CLASSIC AUST SMALL COMP FUND	65.0%	Good	Seek Approval
BWCST	ONEPATH WHOLESALE CAPITAL STABLE TRUST	75.0%	Good	Seek Approval
BWCUG	COOPER INV GLOBAL EQUITIES UNHEDGED FUND	75.0%	Good	Seek Approval
BWCYI	BT WRAP CHALLENGER HIGH YIELD FUND-IDPS	0.0%	Good	Seek Approval
BWD2D	DIMENSIONAL TWO-YEAR DIVERSIFIED FIXED I	75.0%	Good	Seek Approval
BWDAC	DIMENSIONAL AUST CORE IMPUTATION TRUST	75.0%	Good	Seek Approval
BWDAV	DIMENSIONAL AUSTRALIA VALUE TRUST	75.0%	Good	Seek Approval
BWDCA	DNR CAPITAL AUST EQT HIGH CONVICTION FND	75.0%	Good	Seek Approval
BWDCE	DIMENSIONAL AUSTRALIAN CORE EQUITY TRUST	75.0%	Good	Seek Approval
BWDDF	DIMENSIONAL FIVE-YEAR DIV FIXED INTEREST	75.0%	Good	Seek Approval
BWDDP	DMG DIVERSIFIED PORTFOLIO	0.0%	Good	Seek Approval
BWDEI	BT DEFENSIVE EQUITY INCOME FUND	0.0%	Good	Seek Approval
BWDEM	DIMENSIONAL EMERGING MARKETS TRUST	65.0%	Good	Seek Approval
BWDES	DNR CAPITAL AUST EQUITIES SOCIALLY RES	0.0%	Good	Seek Approval
BWDFE	DIMENSIONAL MULTI - FACTOR EQUITY TRUST	75.0%	Good	Seek Approval
BWDFI	IOOF MULTIMIX DIVERSIFIED FIXED INTEREST	75.0%	Good	Seek Approval
BWDGC	DIMENSIONAL GLOBAL CORE EQUITY TRUST	75.0%	Good	Seek Approval
BWDGL	DIMENSIONAL GLOBAL LARGE COMPANY TRUST	75.0%	Good	Seek Approval
BWDGO	DIMENSIONAL GLOBAL BOND TRUST	75.0%	Good	Seek Approval
BWDGP	IRONBARK GLOBAL PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
BWDGR	DIMENSIONAL GLOBAL REAL ESTATE TRUST	70.0%	Good	Seek Approval
BWDGS	DIMENSIONAL GLOBAL SMALL COMPANY TRUST	65.0%	Good	Seek Approval
BWDGT	IRONBARK ROYAL LONDON CONC GLOBAL SHARE	75.0%	Good	Seek Approval
BWDGV	DIMENSIONAL GLOBAL VALUE TRUST	75.0%	Good	Seek Approval
BWDGW	IRONBARK GLOBAL (EX-AUST) PROPERTY SECS	65.0%	Good	Seek Approval
BWDGZ	DIMENSIONAL GLOBAL REAL ESTATE TRUST DL	0.0%	Good	Seek Approval
BWDHC	BT WRAP DDH CASH FUND - IDPS	0.0%	Good	Seek Approval
BWDIG	DIMENSIONAL GLOB CORE EQT TR HDG	75.0%	Good	Seek Approval
BWDII	PERPETUAL WHOLESALE DIVERSIFIED INCOME	60.0%	Good	Seek Approval
BWDLC	DIMENSIONAL AUSTRALIAN LARGE COMPANY TST	75.0%	Good	Seek Approval
BWDMB	DIMENSIONAL MULTI-FACTOR BALANCED TRUST	75.0%	Good	Seek Approval
BWDMG	DIMENSIONAL MULTI-FACTOR GROWTH TRUST	75.0%	Good	Seek Approval
BWDMS	DIMENSIONAL EMERGING MARKETS SUST TRUST	0.0%	Good	Seek Approval
BWDNA	DNR CAPITAL AUST EQUITIES INCOME FUND	0.0%	Good	Seek Approval
BWDRP	DRUMMOND S2 70 PORTFOLIO	0.0%	Good	Seek Approval
BWDRU	DRUMMOND S2 90 PORFOLIO	70.0%	Good	Seek Approval
BWDSA	STRATEGIC AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
BWDSC	DIMENSIONAL AUSTRALIAN SMALL COMPANY TST	65.0%	Good	Seek Approval
BWDSF	BTW DIMENSIONAL STRATEGIC FIXED INTEREST	75.0%	Good	Seek Approval
BWDSG	DEXIA SUSTAINABLE GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
BWDSH	DIMENSIONAL GLOBAL SUSTAINABILITY HEDGED	65.0%	Good	Seek Approval
BWDSI	MOSAIC STRATEGIC INT EQUITY TRUST	75.0%	Good	Seek Approval
BWDSP	MOSAIC STRATEGIC GLOBAL PROPERTY TRUST	70.0%	Good	Seek Approval
BWDST	DIMENSIONAL SHORT TERM FIXED INT TRUST	75.0%	Good	Seek Approval
BWDSU	DIMENSIONAL GLOBAL SUSTAINABILITY UNHDG	75.0%	Good	Seek Approval
BWDSV	BT WRAP DEUTSCHE STRATEGIC VALUE TRUST	0.0%	Good	Seek Approval
BWEAM	ELLERSTON AUSTRALIAN MARKET NEUTRAL FUND	50.0%	Good	Seek Approval
BWEBP	EVIDENTIA ENDURE BALANCED PORTFOLIO	70.0%	Good	Seek Approval
BWEGE	ELEY GRIFFITHS GROUP EMERGING COMPANIES	55.0%	Good	Seek Approval
BWEGF	BT WRAP ELLERSTON GEMS FUND	0.0%	Good	Seek Approval
BWEGG	BTW ELLERSTON GEMS FND (DEMERGED UNITS)	0.0%	Good	Seek Approval
BWEGP	EVIDENTIA ENDURE GROWTH PORTFOLIO	75.0%	Good	Seek Approval
BWEGS	ELEY GRIFFITHS GROUP SMALL COMPANIES FND	65.0%	Good	Seek Approval
BWEJA	ELLERSTON JAADE AUST PRIVATE ASSET	0.0%	Good	Seek Approval
BWELF	ARMYTAGE AUSTRALIAN EQUITY INCOME FUND	0.0%	Good	Seek Approval
BWELG	ELSTON GROWTH PORTFOLIO	0.0%	Good	Seek Approval
BWELT	EVIDENTIA ENDURE LONG TERM PORTFOLIO	70.0%	Good	Seek Approval
BWEMI	EVIDENTIA ENDURE MULTI-ASSET INCOME PFL	70.0%	Good	Seek Approval
BWEML	EQT SGH LASALLE GLOBAL LISTED PROPERTY S	65.0%	Good	Seek Approval
BWEMP	EVIDENTIAL ENDURE MODERATE PORTFOLIO	70.0%	Good	Seek Approval
BWEOS	ANTARES ELITE OPPORTUNITIES FUND	75.0%	Good	Seek Approval
BWEPA	PIMCO EQT WHOLESALE AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
BWEPG	PIMCO EQT WHOLESALE GLOBAL BOND FUND	70.0%	Good	Seek Approval
BWEPP	EVIDENTIA END PRIVATE WEALTH PORTFOLIO	65.0%	Good	Seek Approval
BWEQI	EQT VALU-TRAC EQUITY INC GENERATION FUND	0.0%	Good	Seek Approval
BWERC	BTW EMERGING RESOURCES COMPANY SHARE FND	0.0%	Good	Seek Approval
BWES1	BT WHOLESALE EUROPEAN SHARE FUND	0.0%	Good	Seek Approval
BWESC	EQT SGH WS EMERGING COMPANIES FUND	65.0%	Good	Seek Approval
BWESP	EQT INTRINSIC VALUE INTL SHAREMKTS PLUS	0.0%	Good	Seek Approval
BWETP	EVIDENTIA ENDURE MEDIUM TERM PORTFOLIO	70.0%	Good	Seek Approval
BWF	BLACKWALL LIMITED	0.0%	Good	Seek Approval
BWFAA	FIDELITY AUSTRALIAN EQUITIES	75.0%	Good	Seek Approval
BWFAE	FIDELITY AUST EQUITIES FUND (WA)	75.0%	Good	Seek Approval
BWFAF	PENDAL FOCUS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BWFAH	FIRETAIL AUST HIGH CONVICTION CLASS A	70.0%	Good	Seek Approval
BWFAI	FIDELITY ASIA FUND	65.0%	Good	Seek Approval
BWFAO	FIDELITY AUSTRALIAN OPPORTUNITIES	75.0%	Good	Seek Approval
BWFAR	FRANKLIN AUSTRALIAN ABSOLUTE RETURN BOND	70.0%	Good	Seek Approval
BWFAS	PENDAL FOCUS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BWFAY	ACADIAN WS AUST EQUITY LONG SHORT FUND	60.0%	Good	Seek Approval
BWFCF	FIDELITY CHINA FUND	55.0%	Good	Seek Approval
BWFCW	FIRST CHOICE WS MULTI-INDEX BALANCED FD	75.0%	Good	Seek Approval
BWFET	FRANKLIN TEMPLETON WS PLUS MULTI BOND	0.0%	Good	Seek Approval
BWFFF	BTW GS JBWERE FOOD, FEED, FUEL 11 FND	0.0%	Good	Seek Approval
BWFGA	FRANKLIN TEMPLETON GLOBAL AGGREGATE BOND	70.0%	Good	Seek Approval
BWFGE	FIDELITY GLOBAL EQUITIES FUND (WA)	75.0%	Good	Seek Approval
BWFGF	FIDELITY WS PLUS GLOBAL EQUITIES FUND	75.0%	Reserve	Seek Approval
BWFGG	FRANKLIN GLOBAL GROWTH FUND-CLASS W	75.0%	Good	Seek Approval
BWFGR	IOOF MULTIMIX GROWTH TRUST	75.0%	Good	Seek Approval
BWFGS	FAIRLIGHT GLOBAL SMALL & MID CAP FUND	0.0%	Good	Seek Approval
BWFHG	FIDELITY HEDGED GLOBAL EQUITIES FND (WA)	70.0%	Good	Seek Approval
BWFIA	FIRETRAIL ABSOLUTE RETURN FUND CLASS A	0.0%	Good	Seek Approval
BWFIE	FIDELITY GLOBAL EMERGING MARKETS FUND	65.0%	Good	Seek Approval
BWFIF	PERPETUAL W/S INTERNATIONAL SHARE FUND	75.0%	Good	Seek Approval
BWFII	FIDELITY INDIA FUND	45.0%	Good	Seek Approval
BWFLE	FIDELITY FUTURE LEADERS FUND	70.0%	Good	Seek Approval
BWFLI	FREEHOLD A-REITS & LISTED INFRASTRUCTURE	0.0%	Good	Seek Approval
BWFMO	CFS FC MULTI-INDEX MODERATE CLASS A	75.0%	Good	Seek Approval
BWFMU	CFS FC WS INV-FC MULTI INDEX MOD	75.0%	Good	Seek Approval
BWFOA	FIVE OCEANS WORLD FUND - CLASS A	0.0%	Good	Seek Approval
BWFOM	FOLKESTONE MAXIM A-REIT SECURITIES FUND	0.0%	Good	Seek Approval
BWFP2	RUSSELL II PORTFOLIO - CLASS A	75.0%	Good	Seek Approval
BWFP3	RUSEELL V PORTFOLIO - CLASS A	0.0%	Good	Seek Approval
BWFP4	RUSSELL IV PORTFOLIO - CLASS A	75.0%	Good	Seek Approval
BWFP6	RUSSELL V PORTFOLIO - CLASS A	75.0%	Good	Seek Approval
BWFPA	FIDELITY WS PLUS AUST EQUITIES FUND	75.0%	Good	Seek Approval
BWFPS	BT WRAP FIDUCIAN INDIA FUND	0.0%	Good	Seek Approval
BWFRA	FRANKLIN AUST ABSOLUTE RETURN BOND	70.0%	Good	Seek Approval
BWFSA	FIRST SENTIER AUSTRALIAN MIDCAP FUND	0.0%	Good	Seek Approval
BWFSF	GENERATION WHOLESALE GLOBAL SHARE FUND	70.0%	Good	Seek Approval
BWFSG	PERPETUAL W/S SPLIT GROWTH FUND	75.0%	Good	Seek Approval
BWFSM	FAIRLIGHT GLOBAL SMALL & MILD CAP HEDGED	0.0%	Good	Seek Approval
BWFTM	FRANKLIN TEMPLETON MULTISECTOR BOND FUND	60.0%	Good	Seek Approval
BWGAF	BT WRAP WINTON GLOBAL ALPHA FUND	70.0%	Good	Seek Approval
BWGAS	GRANT SAMUEL TRIBECA AUST SMALLER	65.0%	Good	Seek Approval
BWGBF	GREENCAPE BROADCAP FUND	75.0%	Good	Seek Approval
BWGBT	BNP PARIBAS GREEN BOND TRUST	0.0%	Good	Seek Approval
BWGCH	BT WRAP GSJBWERE COMMODITY HINDSIGHT	0.0%	Good	Seek Approval
BWGEF	BTW DEUTSCHE GLOBAL EQUITY OPPORTUNITIES	0.0%	Good	Seek Approval
BWGEG	GRANT SAMUEL EPOCH GBL EQUITY UNHDG (WA)	75.0%	Good	Seek Approval
BWGEL	ACADIAN GLOBAL EQUITY LONG SHORT	60.0%	Good	Seek Approval
BWGEM	GOLDMAN SACHS GR & EMERG MKTS DEBT LOCAL	0.0%	Good	Seek Approval
BWGFF	BTW GSJBW FOOD FEED FUEL KEYSTONE FND	0.0%	Good	Seek Approval
BWGFI	BTW SSGA GLOBAL FIXED INCOME INDEX TRUST	0.0%	Good	Seek Approval
BWGFS	BTW COLONIAL FS GLOBAL SOFT COMMODITIES	0.0%	Good	Seek Approval
BWGGE	BTW GS GBL EQUITY HINDSIGHT KEYSTONE FND	0.0%	Good	Seek Approval
BWGHC	GREENCAPE WHOLESALE HIGH CONVICTION FUND	75.0%	Good	Seek Approval
BWGHZ	BENTHAM WHOLESALE GLOBAL INCOME FUND	50.0%	Good	Seek Approval
BWGIF	BT WHOLESALE GEARED IMPUTATION FUND	40.0%	Good	Seek Approval
BWGLF	4D GLOBAL INFRASTRUCTURE FUND	0.0%	Good	Seek Approval
BWGLO	BARROW HANLEY GLOBAL SHARE FUND	75.0%	Good	Seek Approval
BWGMF	BT GLOBAL MACRO FUND	0.0%	Good	Seek Approval
BWGMI	GLOBAL MINING INVESTMENTS TRUST	0.0%	Good	Seek Approval
BWGPA	GOLDMAN SACHS PREMIER AUST EQUITY FND DL	70.0%	Good	Seek Approval
BWGPE	GQG PARTNERS EMERGING MARKETS EQT FUND	65.0%	Good	Seek Approval
BWGPF	BT WHOLESALE GLOBAL PROPERTY SEC FD	65.0%	Good	Seek Approval
BWGPG	GQG PARTNERS GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
BWGPS	BT W/S GLOBAL PROPERTY SECURITIES (WA)	65.0%	Good	Seek Approval
BWGQG	GQG PARTNERS GLOBAL EQUITY FUND	0.0%	Good	Seek Approval
BWGST	GRANT SAMUEL TRIBECA ALPHA PLUS FUND	50.0%	Good	Seek Approval
BWGTA	GLOBAL TRANSPORT FUND CLASS A 2021	0.0%	Good	Seek Approval
BWHAG	BTW CHALLENGER CUSTOM CHOICE AUST SHARE	0.0%	Good	Seek Approval
BWHDI	IRONBARK LHP DIVERSIFIED INVESTMENTS	0.0%	Good	Seek Approval
BWHFL	ET WRAP HFA OCTANE 5 FUND	0.0%	Good	Seek Approval
BWHGE	HUNTER HALL GLOBAL ETHICAL TRUST	70.0%	Good	Seek Approval
BWHGG	HYPERION GLOBAL GROWTH COMPANIES FUND	75.0%	Good	Seek Approval
BWHHC	HYPERION HIGH CONVICTION PORTFOLIO	0.0%	Good	Seek Approval
BWHIG	MERLON WS AUSTRALIAN SHARE INCOME FUND	75.0%	Good	Seek Approval
BWHPF	BT WRAP HFA PARTNERS FUND	0.0%	Good	Seek Approval
BWHPS	SG HISCOCK WS PROPERTY SECURITIES FUND	60.0%	Good	Seek Approval
BWHPT	BTW HEALTHCARE PROPERTY TRUST - CLASS A	0.0%	Good	Seek Approval
BWHSG	HYPERION SMALL GROWTH COMPANIES FUND	55.0%	Good	Seek Approval
BWHSH	LHP GLOBAL LONG/SHORT FUND WHOLESALE	0.0%	Good	Seek Approval
BWHVG	PENGANA INTERNATIONAL ETHICAL FUND	70.0%	Good	Seek Approval
BWI1	BESTON WINE INDUSTRY TRUST (THE)	0.0%	Good	Seek Approval
BWIAR	INFINITY ALTERNATIVES PORTFOLIO	0.0%	Good	Seek Approval
BWIAU	INVESTORS MUTUAL W/S AUST SHARE FND	75.0%	Good	Seek Approval
BWIBT	PERENNIAL BALANCED WHOLESALE	0.0%	Good	Seek Approval
BWICC	CFS FC INV - FC MULTI INDEX BALANCED	75.0%	Good	Seek Approval
BWICG	WESTPAC ALL AUSTRALAIN GROWTH SHARE FUND	75.0%	Good	Seek Approval
BWICP	INFINITY CORE AUST EQUITY PORTFOLIO	0.0%	Good	Seek Approval
BWICS	IML CONCENTRATED AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BWIDA	IBBOTSON DIVERSIFIED	0.0%	Good	Seek Approval
BWIDB	INFINITY DIVERSIFIED BALANCED PORTFOLIO	70.0%	Good	Seek Approval
BWIDF	ONEPATH WS DIVERSIFIED FIXED INTEREST	75.0%	Good	Seek Approval
BWIDG	INFINITY DIV GLOBAL EQUITY PORTFOLIO	70.0%	Good	Seek Approval
BWIDL	INFINITY DIVERSIFIED LOW COST PORTFOLIO	70.0%	Good	Seek Approval
BWIEC	ONEPATH WS EMERGING COMPANIES TRUST	65.0%	Good	Seek Approval
BWIEP	INFINITY SMID AUST EQUITY PORTFOLIO	0.0%	Good	Seek Approval
BWIES	ISHARES ENHANCED STRATEGIC AGGRESSIVE	75.0%	Good	Seek Approval
BWIFF	IFP GLOBAL FRANCHISE FUND II	75.0%	Good	Seek Approval
BWIFH	IFP GLOBAL FRANCHISE FUND HEDGED	70.0%	Good	Seek Approval
BWIFI	HENDERSON AUSTRALIAN FIXED INTEREST FUND	70.0%	Good	Seek Approval
BWIFL	INVESTORS MUTUAL FUTURE LEADERS	70.0%	Good	Seek Approval
BWIFM	IOOF MULTISERIES 90	0.0%	Good	Seek Approval
BWIFP	INFINITY FIXED INCOME PORTFOLIO	65.0%	Good	Seek Approval
BWIGA	INVESCO WS GLOBAL TARGETED RETURNS	50.0%	Good	Seek Approval
BWIGE	INTERMEDE GLOBAL EQUITY FUND	65.0%	Good	Seek Approval
BWIGP	RESOLUTION CAPITAL GLB PROP SEC HEDGED I	65.0%	Good	Seek Approval
BWIGT	INVESCO WSALE GLOBAL MATRIX FND UNHEDGED	75.0%	Good	Seek Approval
BWIHG	IQ PLOUTOS HIGH GROWTH PORTFOLIO	0.0%	Good	Seek Approval
BWIIG	INVESCO WSALE GLOBAL MATRIX FUND HEDGED	70.0%	Good	Seek Approval
BWIIH	MSTAR INT'L SHARES HIGH OPP (UNHEDGED)	0.0%	Good	Seek Approval
BWIII	BT W/S MULTI-MANAGER INTL SHARE (WA)	75.0%	Good	Seek Approval
BWIIS	INVESTORS MUTUAL INDUSTRIAL SHARE	75.0%	Good	Seek Approval
BWILD	IRONBAK ROYAL LONDON DIV GLB SHARE FUND	0.0%	Good	Seek Approval
BWIMD	INVESTORS MUTUAL EQUITY INCOME FUND	75.0%	Good	Seek Approval
BWIMG	ONEPATH WHOLESALE MANAGED GROWTH	75.0%	Good	Seek Approval
BWIMI	IOOF MULTIMIX INTERNATIONAL SHARES TRUST	75.0%	Good	Seek Approval
BWIMP	IRONBANK MNGD PORTFOLIOS 1 PFS GWTH PORT	0.0%	Good	Seek Approval
BWINP	INFINITY DIVERSIFIED AUST EQT PORTFOLIO	0.0%	Good	Seek Approval
BWIOM	IOOF MULTISERIES 30	0.0%	Good	Seek Approval
BWIPF	RUSSELL INT'L PROPERTY SEC $A HEDGED	65.0%	Good	Seek Approval
BWIPI	INFINITY PROPERTY & INFRAS PORTFOLIO	70.0%	Good	Seek Approval
BWIPO	INVESCO CREDIT PARTNERS OPPORTUNITIES	0.0%	Good	Seek Approval
BWIPT	PERENNIAL AUSTRALIAN PROPERTY WHOLESALE	70.0%	Good	Seek Approval
BWIPV	PERENNIAL VALUE SHARES WHOLESALE	75.0%	Good	Seek Approval
BWIPW	GOLDMAN SACHS INCOME PLUS WHOLESA	75.0%	Good	Seek Approval
BWIRL	IRONBARK ROYAL LONDON CORE GLB CL H HDG	0.0%	Good	Seek Approval
BWIS1	IOOF MULTI SERIES 70	75.0%	Good	Seek Approval
BWIS8	BT WHOLESALE INTERNATIONAL SHARE FUND	75.0%	Good	Seek Approval
BWISA	RUSSELL GLOBAL OPPORTUNITIES FUND	75.0%	Good	Seek Approval
BWISC	INVESTORS MUTUAL AUST SMALL COMP FUND	65.0%	Good	Seek Approval
BWISM	INVESCO WSALE AUST SMALLER COMPANIES FND	65.0%	Good	Seek Approval
BWITE	ONEPATH TAX EFFECTIVE INCOME TRUST	75.0%	Good	Seek Approval
BWITI	ONEPATH TAX EFFECTIVE INCOME TRUST - WS	75.0%	Good	Seek Approval
BWIWA	ONEPATH WHOLESALE AUSTRALIAN SHARE TRUST	70.0%	Good	Seek Approval
BWIWB	ONEPATH WHOLESALE BALANCED TRUST	75.0%	Good	Seek Approval
BWIWG	UBS CLARION GLOBAL PROPERTY SEC FUND	60.0%	Good	Seek Approval
BWIZZ	BESTON WINE INDUSTRY NEW UNITS - BKR ALL	0.0%	Good	Seek Approval
BWJAB	CC JCB ACTIVE BOND FUND	75.0%	Good	Seek Approval
BWJAE	GOLDMAN SACHS AUSTRALIAN EQUITIES WS FND	75.0%	Good	Seek Approval
BWJAH	JANUES HENDERSON GLOBAL MULTI-STRATEGY	0.0%	Good	Seek Approval
BWJEI	GOLDMAN SACHS ENHANCED INCOME WS FUND	75.0%	Good	Seek Approval
BWJEL	YARRA EMERGING LEADERS FUND	65.0%	Good	Seek Approval
BWJFF	BT WRAP MIRVAC AQUA INCOME FUND	0.0%	Good	Seek Approval
BWJGH	BTW JB WERE GLOBAL HEALTH & BIOTECH WS	0.0%	Good	Seek Approval
BWJGR	JPMORGAN GLB RESEARCH ENHANCED INDEX EQT	0.0%	Good	Seek Approval
BWJGS	YARRA GLOBAL SMALL COMPANIES FUND	65.0%	Good	Seek Approval
BWJHD	JANUS HENDERSON DIVERSIFIED CREDIT FUND	0.0%	Good	Seek Approval
BWJPO	JPMORGAN GLOBAL MACRO OPPORTUNITIES FUND	0.0%	Good	Seek Approval
BWK2A	BTW K2 AUST ABSOLUTE RETURN FND	0.0%	Good	Seek Approval
BWK2I	BTW K2 SELECT INTL ABSOLUTE RETURN FND	0.0%	Good	Seek Approval
BWKAA	BT WRAP K2 ASIAN ABSOLUTE RETURN FUND	0.0%	Good	Seek Approval
BWKAB	K2 WS PLUS AUST ABSOLUTE RETURN FUND	0.0%	Reserve	Seek Approval
BWKAR	KAPSTREAM WS ABSOLUTE RETURN INCOME FUND	60.0%	Good	Seek Approval
BWKAS	IRONBARK KARARA WS PLUS AUST SMALL CO	65.0%	Good	Seek Approval
BWKRI	KAPSTREAM WS PLUS ABSOLUTE RETURN INCOME	60.0%	Good	Seek Approval
BWLAE	LAZARD SELECT AUST EQUITY FUND (WA)	75.0%	Good	Seek Approval
BWLAG	LAZARD EQUITY FRANCHISE FUND	75.0%	Good	Seek Approval
BWLCA	L1 CAPITAL LONG SHORT FUND RETAIL CLASS	0.0%	Good	Seek Approval
BWLCC	L1 CAPITAL CATALYST FUND	0.0%	Good	Seek Approval
BWLCP	LDI CONNECT 3 PORTFOLIO	0.0%	Good	Seek Approval
BWLDC	LDI CONNECT 7 PORTFOLIO	0.0%	Good	Seek Approval
BWLDI	LDI CONNECT 20 PORTFOLIO	0.0%	Good	Seek Approval
BWLE1	LAZARD EMERGING MARKETS EQUITY FUND	65.0%	Good	Seek Approval
BWLEF	LAZARD AUST EQUITY FUND - W CLASS (WA)	75.0%	Good	Seek Approval
BWLEM	LAZARD EMERGING MARKETS EQUITY FUND	65.0%	Good	Seek Approval
BWLFF	LAZARD GLOBAL EQUITY FRANCHISE FUND	70.0%	Good	Seek Approval
BWLGL	LAZARD GLOBAL LISTED INFRASTRUCTURE FUND	70.0%	Good	Seek Approval
BWLGP	BT MANAGED PORTFOLIOS-LIFEWEALTH GROWTH	0.0%	Good	Seek Approval
BWLGS	LAZARD GLOBAL SMALL CAP FUND (WA)	65.0%	Good	Seek Approval
BWLMA	LEGG MASON AUST CORE EQUITY TRUST	75.0%	Good	Seek Approval
BWLMG	LEGG MASON GLOBAL MULTI SECTOR BOND (WA)	0.0%	Good	Seek Approval
BWLMM	LM WS FIRST MORTGAGE INCOME FLEXI FUND	0.0%	Good	Seek Approval
BWLMR	LEGG MASON AUST REAL INCOME CLASS A	70.0%	Good	Seek Approval
BWLOL	LONSEC LISTED MF HIGH GROWTH PORTFOLIO	0.0%	Good	Seek Approval
BWLSA	AUSCAP LONG SHORT AUST EQUITY FUND	0.0%	Good	Seek Approval
BWLSW	BT WRAP LIFE SETTLEMENTS WHOLESALE FUND	0.0%	Good	Seek Approval
BWMA1	MACQ AUST SMALL COMPANIES FND DL	0.0%	Good	Seek Approval
BWMAA	BT WRAP MACQUARIE ASIAN ALPHA FUND	0.0%	Good	Seek Approval
BWMAC	MACQ AUST SMALL COMPANIES FND	65.0%	Good	Seek Approval
BWMAF	MACQUARIE TRUE INDEX AUST FIXED INT FUND	75.0%	Good	Seek Approval
BWMAG	MLC WHOLESALE HORIZON 7 ACCELERATED GROW	40.0%	Good	Seek Approval
BWMAH	MAGELLAN GLOBAL FUND ( HEDGED )	75.0%	Good	Seek Approval
BWMAI	MAGELLAN INFRASTRUCTURE FUND	70.0%	Good	Seek Approval
BWMAL	MAN AHL ALPHA (AUD)	0.0%	Good	Seek Approval
BWMAM	MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
BWMAP	MACQUARIE AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
BWMAS	MLC WHOLESALE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BWMAT	IOOF MULTIMIX AUSTRALIAN SHARES TRUST	75.0%	Good	Seek Approval
BWMAU	BT WRAP MERCER AUST SMALL COMPANIES FUND	0.0%	Good	Seek Approval
BWMAW	MACQUARIE WS PLUS INT'L INFRAS SEC HDG	65.0%	Good	Seek Approval
BWMBA	MAPLE BROWN ABBOTT GLOBAL LISTED INFRAST	65.0%	Good	Seek Approval
BWMBF	MLC WHOLESALE HORIZON 4 BALANCED PORT	75.0%	Good	Seek Approval
BWMBG	IOOF MULTIMIX BALANCED GROWTH TRUST	75.0%	Good	Seek Approval
BWMCA	MIF CLASS A	0.0%	Good	Seek Approval
BWMCC	MUNRO CLIMATE CHANGE LEADERS FUND	0.0%	Good	Seek Approval
BWMCG	MLC WHOLESALE HORIZON 3 CONSERVATIVE GRO	75.0%	Good	Seek Approval
BWMCS	IOOF MULTIMIX CAPITAL STABLE TRUST	75.0%	Good	Seek Approval
BWMCT	IOOF MULTIMIX CONSERVATIVE TRUST	75.0%	Good	Seek Approval
BWMCX	BTW BT W/S MICROCAP OPPORTUNITIES FND DL	50.0%	Good	Seek Approval
BWMDA	BTW MERCER DIVERSIFIED ALTERNATIVES FND	0.0%	Good	Seek Approval
BWMDF	MACQUARIE DYNAMIC BOND FUND	75.0%	Good	Seek Approval
BWMDI	MAPLE-BROWN ABBOTT DIVERSIFIED FUND	75.0%	Good	Seek Approval
BWMED	METRICS DIRECT INCOME FUND	0.0%	Good	Seek Approval
BWMEF	MACQUARIE MASTER ENHANCED FIXED INT FUND	75.0%	Good	Seek Approval
BWMEG	EII GLOBAL PROPERTY FUND	0.0%	Good	Seek Approval
BWMEZ	EII GLOBAL PROPERTY FUND DL	0.0%	Good	Seek Approval
BWMF	BT WHOLESALE MIDCAP FUND	70.0%	Good	Seek Approval
BWMFH	MFS FULLY HEDGED GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
BWMFI	MACQUARIE AUSTRALIAN FIXED INTEREST FUND	75.0%	Good	Seek Approval
BWMGE	MFS GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
BWMGF	MLC WHOLESALE HORIZON 5 GROWTH PORTFOLIO	75.0%	Good	Seek Approval
BWMGG	MUNRO GLOBAL GROWTH FUND	65.0%	Good	Seek Approval
BWMGI	BTW MACQ GLOBAL INFRASTRUCT TRUST II	0.0%	Good	Seek Approval
BWMGR	MORNINGSTAR GROWTH REAL RETURN FUND	75.0%	Good	Seek Approval
BWMGS	MLC WHOLESALE GLOBAL SHARE FUND	75.0%	Good	Seek Approval
BWMGZ	BLACKROCK GLOBAL ALLOCATION FUND AUST D	60.0%	Good	Seek Approval
BWMHC	MACQUARIE AUSTRALIAN SHARES	70.0%	Good	Seek Approval
BWMHF	MAGELLAN HIGH CONVICTION FUND	70.0%	Good	Seek Approval
BWMIA	BT WRAP MAN OM-IP ECLIPSE 2010	0.0%	Good	Seek Approval
BWMIB	MLC WHOLESALE INCOME BUILDER	75.0%	Good	Seek Approval
BWMIF	MACQUARIE INCOME OPPORTUNITIES FUND	55.0%	Good	Seek Approval
BWMII	MACQUARIE INTERNATIONAL INFRASTRUCTURE S	65.0%	Good	Seek Approval
BWMIN	BTW MERCER AUST SHARES PLUS FND	0.0%	Good	Seek Approval
BWMIO	MACQUARIE WS PLUS INCOME OPPORTUNITIES	55.0%	Good	Seek Approval
BWMIT	MLC WHOLESALE HORIZON 6 SHARE PORTFOLIO	75.0%	Good	Seek Approval
BWMIU	MAGELLAN INFRASTRUCTURE (UNHEDGED)	70.0%	Good	Seek Approval
BWMLM	ARROWSTREET GLOBAL EQUITY FUND HEDGED	75.0%	Good	Seek Approval
BWMMB	MACQUARIE MASTER BALANCED FUND	75.0%	Good	Seek Approval
BWMMC	MACQUARIE MASTER CAPITAL STABLE FUND	75.0%	Good	Seek Approval
BWMMD	BT WS MULTI-MANAGER HIGH GROWTH	75.0%	Good	Seek Approval
BWMMG	IFP GLOBAL FRANCHISE FUND	75.0%	Good	Seek Approval
BWMMP	MACQUARIE MASTER PROP SECURITIES FUND	65.0%	Good	Seek Approval
BWMMT	IOOF MULTIMIX MODERATE TRUST	75.0%	Good	Seek Approval
BWMNP	BT WRAP SELECT MARKET NEUTRAL PORTFOLIO	0.0%	Good	Seek Approval
BWMO2	BT WRAP MAN OM-IP 2AHL LTD	0.0%	Good	Seek Approval
BWMOF	BT WHOLESALE MICROCAP OPPORTUNITIES FUND	50.0%	Good	Seek Approval
BWMOP	MORNINGSTAR HIGH GROWTH PORTFOLIO	0.0%	Good	Seek Approval
BWMOS	MOSAIC STRATEGIC CASH PLUS TRUST	0.0%	Good	Seek Approval
BWMPA	MAN AHL WS PLUS ALPHA	0.0%	Good	Seek Approval
BWMPC	PREMIUM CHINA FUND	0.0%	Good	Seek Approval
BWMPI	BT WRAP MACQUARIE PROPERTY INCOME FUND	0.0%	Reserve	Seek Approval
BWMPL	BT WRAP MERCER GROWTH PLUS FUND	0.0%	Good	Seek Approval
BWMPO	MAGELLAN WS PLUST GLOBAL FUND	75.0%	Good	Seek Approval
BWMPR	MACQURIE PRIVATE INFTRASTRUCTURE FUND	0.0%	Good	Seek Approval
BWMPS	MLC WHOLESALE PROPERTY SEC FUND	65.0%	Good	Seek Approval
BWMPZ	BT WRAP PREMIUM CHINA FUND DL	55.0%	Good	Seek Approval
BWMSA	MULTI STRATEGY ALTERNATIVE FUND	0.0%	Good	Seek Approval
BWMSB	BTW LEGG MASON GLOBAL MULTI SECTOR BOND	0.0%	Good	Seek Approval
BWMSC	MACQUARIE MASTER SMALL COMPANIES FUND	65.0%	Good	Seek Approval
BWMSF	MACQUARIE INT'L INFRASTRUCTURE SEC FUND	65.0%	Good	Seek Approval
BWMSP	MORNINGSTAR 95 PORTFOLIO	70.0%	Good	Seek Approval
BWMTA	MACQUARIE TRUE INDEX AUST SHARES FUND	75.0%	Good	Seek Approval
BWMTD	MERCER TERM DEPOSIT FUND	0.0%	Good	Seek Approval
BWMTI	MACQUARIE INDEX TRACKING GLOBAL BOND FND	75.0%	Good	Seek Approval
BWMTL	MACQUARIE TRUE INDEX LISTED PROP FUND	65.0%	Good	Seek Approval
BWMTP	BTW MULTIPLEX DEVELOPMENT & OPPORTUNITY	0.0%	Good	Seek Approval
BWMWA	MLC WS INFLATION PLUS-ASSERT PORTFOLIO	0.0%	Good	Seek Approval
BWMWB	BLACKROCK W/S BALANCED FUND	75.0%	Good	Seek Approval
BWMWD	CHARTER HALL DIRECT PROPERTY WHOLESALE	0.0%	Good	Seek Approval
BWMWM	BTW BALMAIN WS MORTGAGE TRUST IDPS	0.0%	Good	Seek Approval
BWMWP	MACQUARIE WHOLESALE PROPERTY SECS FUND	65.0%	Good	Seek Approval
BWMWS	WALTER SCOTT GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
BWMXF	BT WRAP MULTIPLEX PROPERTY INCOME FUND	0.0%	Good	Seek Approval
BWN	BOWEN ENERGY LIMITED	0.0%	Good	Seek Approval
BWNAA	NIKKO AM ARK GLOBAL DISRUPTIVE INNOVATIO	0.0%	Good	Seek Approval
BWNAN	NANUK NEW WORLD FUND	0.0%	Good	Seek Approval
BWNAS	NAM-TYNDALL WS PLUS AUST SHARE FUND	75.0%	Good	Seek Approval
BWNBR	NEUBERGER BERMAN ABS RETURN MLT STRAT WS	0.0%	Good	Seek Approval
BWNCA	NORTHWARD CAPITAL AUSTRALIAN EQUITY TRUS	0.0%	Good	Seek Approval
BWNDP	NAVEGAR DEFENSIVE PORTFOLIO	0.0%	Good	Seek Approval
BWNHG	ANTARES HIGH GROWTH SHARES FUND	60.0%	Good	Seek Approval
BWNMP	NAVEGAR MNG PORTFOLIOS 1-NAVEGAR HIGH GR	0.0%	Good	Seek Approval
BWOAE	ALLAN GRAY AUSTRALIA EQUITY FUND	70.0%	Good	Seek Approval
BWOAS	OPTIMIX WHOLESALE AUSTRALIAN SHARE TRUST	75.0%	Good	Seek Approval
BWODE	BT WRAP OPIS CAPITAL DYNAMIC EQUITY FUND	0.0%	Good	Seek Approval
BWOGE	ORBIS GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
BWOGL	BT WRAP OM-IP GLOBAL LTD	0.0%	Good	Seek Approval
BWOPE	BT WRAP OPIS CAPITAL PREMIUM EQUITY FUND	65.0%	Good	Seek Approval
BWP	BWP TRUST	65.0%	Good	Seek Approval
BWP1	BUNNINGS WAREHOUSE PROPERTY TRUST	0.0%	Good	Seek Approval
BWPAF	PERPETUAL W/S AUSTRALIAN FUND	75.0%	Good	Seek Approval
BWPAG	PARTNERS GROUP GLOBAL MULTI ASSET FUND	0.0%	Good	Seek Approval
BWPAH	PENDAL ACTIVE HIGH GROWTH	75.0%	Good	Seek Approval
BWPAI	PREMIUM ASIA INCOME FUND	0.0%	Good	Seek Approval
BWPAL	PENDAL AUSTRALIAN LONG/SHORT FUND	55.0%	Good	Seek Approval
BWPAM	PARADISE AUSTRALIAN MID CAP FUND	70.0%	Good	Seek Approval
BWPAO	PM CAPITAL AUSTRALIAN OPPORTUNITIES FND	0.0%	Good	Seek Approval
BWPAP	PM CAPITAL GLOBAL COMPANIES FUND	60.0%	Good	Seek Approval
BWPAR	PINEBRIDGE GLOBAL DYNAMIC ABS RETURN	0.0%	Good	Seek Approval
BWPAS	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
BWPAT	PAN-TRIBAL GLOBAL EQUITY FUND	0.0%	Good	Seek Approval
BWPAU	PLATO AUSTRALIAN SHARES INCOME	75.0%	Good	Seek Approval
BWPAY	PLATINUM ASIA FUND DL	0.0%	Good	Seek Approval
BWPBG	PERPETUAL W/S BALANCED GROWTH FUND	75.0%	Good	Seek Approval
BWPBO	PIMCO ESG GLOBAL BOND FUND WHOLESALE447	0.0%	Good	Seek Approval
BWPC1	PERPETUAL W/S CONCENTRATED EQUITY FND DL	75.0%	Good	Seek Approval
BWPC2	PERPETUAL W/S CONCENTRATED EQUITY FND DL	75.0%	Good	Seek Approval
BWPCA	CFS FC WS INV-ANTARES W ELITE OPPORT	75.0%	Good	Seek Approval
BWPCE	PERPETUAL W/S CONCENTRATED EQUITY FUND	75.0%	Good	Seek Approval
BWPCF	PENGANA EMERGING COMPANIES FUND	65.0%	Good	Seek Approval
BWPCG	PERPETUAL W/S CONSERVATIVE GROWTH FUND	75.0%	Good	Seek Approval
BWPCT	PERENNIAL CASH ENHANCED WHOLESALE TRUST	75.0%	Good	Seek Approval
BWPDF	PERPETUAL W/S DIVERSIFIED GROWTH FUND	75.0%	Good	Seek Approval
BWPDI	PERPETUAL WS PLUS DIVERSIFIED INCOME	60.0%	Good	Seek Approval
BWPDR	PERPETUAL DIVERSIFIED REAL RETURN FUND	70.0%	Good	Seek Approval
BWPEA	PENGANA AUSTRALIAN EQUITIES	65.0%	Good	Seek Approval
BWPEC	PM CAPITAL ENHANCED YIELD FUND	60.0%	Reserve	Seek Approval
BWPEF	PLATINUM EUROPEAN FUND	70.0%	Good	Seek Approval
BWPEG	PENDAL CONCENTRATED GLOBAL SHARE FUND	75.0%	Good	Seek Approval
BWPEN	PENDAL SUSTAINABLE AUST FIXED INCOME	0.0%	Good	Seek Approval
BWPES	PERPETUAL W/S ETHICAL SRI FUND	75.0%	Good	Seek Approval
BWPFO	PRIME VALUE OPPORTUNITIES FUND (CLASS B)	0.0%	Good	Seek Approval
BWPFT	PERPETUAL EXACT MARKET CASH FUND	75.0%	Good	Seek Approval
BWPGA	PLATO GLOBAL ALPHA FUND - CLASS A	0.0%	Good	Seek Approval
BWPGB	PERPETUAL W/S GLOBAL RESOURCES FUND	0.0%	Good	Seek Approval
BWPGE	POLARIS GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
BWPGF	PRO-D GROWTH FUND	0.0%	Good	Seek Approval
BWPGI	PAYDEN GLOBAL INCOME OPPORTUNITIES FUND	0.0%	Good	Seek Approval
BWPGM	PARADICE GLOBAL SMALL MID CAP FUND	55.0%	Good	Seek Approval
BWPGP	BTW PRINCIPAL GLOBAL PROPERTY SEC	70.0%	Good	Seek Approval
BWPGR	BT WRAP PERPETUAL WS GLOBAL RESOURCES CL	0.0%	Good	Seek Approval
BWPGS	BTW PRINCIPAL GLOB STRATEGIC INCOME FND	65.0%	Good	Seek Approval
BWPHG	PRO-D HIGH GROWTH	0.0%	Good	Seek Approval
BWPI2	BTW APN PROPERTY FOR INCOME FND NO 2	60.0%	Good	Seek Approval
BWPIB	PLATINUM INTERNATIONAL BRANDS FUND	70.0%	Good	Seek Approval
BWPIC	PIMCO GLOBAL CREDIT FUND WS CLASS	75.0%	Good	Seek Approval
BWPIE	PROCURAR INTERNATIONAL EQUITY PORTFOLIO	0.0%	Good	Seek Approval
BWPIF	PERPETUAL W/S INDUSTRIAL FUND	75.0%	Good	Seek Approval
BWPIH	BT WRAP PLATINUM INTL HEALTH CARE FUND	70.0%	Good	Seek Approval
BWPIP	PIMCO WS PLUS GLOBAL BOND FUND	70.0%	Good	Seek Approval
BWPIS	PERPETUAL WFI-PERPETUAL INDUSTRIAL SHARE	75.0%	Good	Seek Approval
BWPIT	BT WRAP PLATINUM INTL TECHNOLOGY FUND	65.0%	Good	Seek Approval
BWPIW	PIMCO INCOME FUND WHOLESALE CLASS	60.0%	Good	Seek Approval
BWPJF	PLATINUM JAPAN FUND	70.0%	Good	Seek Approval
BWPLF	PLATO GLOBAL SHARES INCOME FUND CLASS A	0.0%	Good	Seek Approval
BWPLI	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
BWPMI	BT WRAP PERPETUAL WS MONTHLY INCOME FUND	0.0%	Good	Seek Approval
BWPMN	PENGANA AUST EQT MARKET NEUTRAL FUND	0.0%	Good	Seek Approval
BWPN	BUNNINGS WAREHOUSE PROPERTY TRUST - NEW	0.0%	Good	Seek Approval
BWPNA	BUNNINGS PROPERTY MANAGEMENT	0.0%	Good	Seek Approval
BWPOF	PERENNIAL PRIVATE TO PUBLIC OPP FND NO 3	0.0%	Good	Seek Approval
BWPPA	PENGANA PANAGORA ABSOLUTE RETURN GLOBAL	0.0%	Good	Seek Approval
BWPPE	PERPETUAL PURE EQUITY ALPHA FUND	55.0%	Good	Seek Approval
BWPPH	PENDAL WHOLESALE PLUS ACTIVE HIGH GROWTH	75.0%	Good	Seek Approval
BWPPI	PIMCO WS PLUS DIVERSIFIED FIXED INTEREST	75.0%	Good	Seek Approval
BWPPO	PERPETUAL WHOLESALE PLUS GLOBAL SHARE	75.0%	Good	Seek Approval
BWPPR	PROCURAR PROPERTY AND INFRAST PORTFOLIO	0.0%	Good	Seek Approval
BWPPS	IRONBARK PALADIN PROPERTY SECURITIES FND	70.0%	Good	Seek Approval
BWPR	BUNNINGS RIGHTS 21/02/00	0.0%	Reserve	Seek Approval
BWPRA	BT WRAP PREMIUM ASIA FUND	0.0%	Good	Seek Approval
BWPRI	BT PROPERTY SECURITIES INDEX FUND	70.0%	Good	Seek Approval
BWPS1	IRONBARK KARARA AUST SMALL COMPANIES FND	0.0%	Good	Seek Approval
BWPSC	PERPETUAL W/S SMALLER COMPANIES FUND	65.0%	Good	Seek Approval
BWPSF	IRONBARK KARARA AUST SMALL COMPANIES FND	65.0%	Good	Seek Approval
BWPSI	BT WHOLESALE PARTNER SERIES INT'L VALUE	0.0%	Good	Seek Approval
BWPSO	PENGANA GLOBAL SMALL COMPANIES FUND	60.0%	Good	Seek Approval
BWPSP	PERPETUAL WS SHARE PLUS LONG SHORT FUND	60.0%	Good	Seek Approval
BWPTI	BT WRAP HENDERSON TACTICAL INCOME FUND	75.0%	Good	Seek Approval
BWPUW	RARE INFRASTRUCTURE WS PLUS VALUE UNHDG	70.0%	Good	Seek Approval
BWPVA	PERENNIAL VALUE AUSTRALIAN SHARES TRUST	75.0%	Good	Seek Approval
BWPVG	PRIME VALUE GROWTH FUND	0.0%	Good	Seek Approval
BWPVH	PERENNIAL VALUE SHARES FOR INCOME TRUST	75.0%	Good	Seek Approval
BWPVI	PRIME VALUE IMPUTATION FUND	0.0%	Good	Seek Approval
BWPVO	PERENNIAL VALUE MICROCAP OPPORTUNITIES	0.0%	Good	Seek Approval
BWPWA	PERPETUAL WHOLESALE PLUS AUSTRALIAN FUND	75.0%	Good	Seek Approval
BWPWG	BTW PERPETUAL WFIA-PERPETUAL GLOBAL RES	0.0%	Good	Seek Approval
BWPWP	BT WRAP PERPETUAL W/S PROPERTY INCOME	0.0%	Good	Seek Approval
BWQCA	QUIRIS CURRENCY ABSOLUTE RETURN FUND	0.0%	Good	Seek Approval
BWQUR	QUAY GLOBAL REAL ESTATE FUND	0.0%	Good	Seek Approval
BWR50	RUSSELL DIVERSIFIED 50 FUND - CLASS A	75.0%	Good	Seek Approval
BWRAA	RUSSELL AUSTRALIAN OPPORTUNTIES FUND	75.0%	Good	Seek Approval
BWRAL	BT WRAP RUBICON AUSTRALIAN LEADERS FUND	0.0%	Good	Seek Approval
BWRAS	BT W/S CORE AUST SHARE FUND (WA)	75.0%	Good	Seek Approval
BWRAU	RUSSELL AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BWRBF	RUSSELL BALANCED FUND	75.0%	Good	Seek Approval
BWRBT	BT WHOLESALE ACTIVE BALANCED FUND	75.0%	Good	Seek Approval
BWRCA	REALINDEX AUST SMALL COMPANIES CLASS A	65.0%	Good	Seek Approval
BWRCC	RESOLUTION CAPITAL CORE PLUS PRP SECS	70.0%	Good	Seek Approval
BWRCF	RUSSELL CONSERVATIVE FUND	75.0%	Good	Seek Approval
BWRCG	RESOLUTION CAPITAL GLOBAL PROP SECS	65.0%	Good	Seek Approval
BWRCP	RES CAP GLOBAL PROP SEC FND UNH SII	65.0%	Good	Seek Approval
BWRCT	BT SUSTAINABLE CONSERVATIVE FUND	75.0%	Good	Seek Approval
BWRDG	BT W/S CORE GLOBAL SHARE FUND (WA)	75.0%	Good	Seek Approval
BWREC	ROBECO EMERGING CONSERVATIVE EQUITY FUND	65.0%	Good	Seek Approval
BWREF	T ROWE PRICE GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
BWREG	RESOLUTION CAPITAL GLOBAL PROP SEC UNHDG	65.0%	Good	Seek Approval
BWREM	REALINDEX EMERGING MARKETS-CLASS A	65.0%	Good	Seek Approval
BWREP	RESOLUTION CAPITAL GLOBAL PROP SECURITY	65.0%	Good	Seek Approval
BWRES	BT WHOLESALE ETHICAL SHARE FUND	75.0%	Good	Seek Approval
BWRFE	REALM STRATEGIC INCOME FUND ENDURING	0.0%	Good	Seek Approval
BWRFI	BT WHOLESALE FIXED INTEREST FUND	75.0%	Good	Seek Approval
BWRGC	RUSSELL GROWTH FUND CLASS C	75.0%	Good	Seek Approval
BWRGF	RUSSELL GROWTH FUND - CLASS A	75.0%	Good	Seek Approval
BWRGH	REALINDEX RAFI GLOBAL SHARE HDGD-CLASS A	70.0%	Good	Seek Approval
BWRGS	REALINDEX RAFI GLOBAL SHARE - CLASS A	75.0%	Good	Seek Approval
BWRHG	RUSSELL HIGH GROWTH FUND	75.0%	Good	Seek Approval
BWRHI	REALM HIGH INCOME FUND	0.0%	Good	Seek Approval
BWRIF	RARE INFRASTRUCTURE VALUE FND - UNHEDGED	70.0%	Good	Seek Approval
BWRIH	RUSSELL INTERNATIONAL SHARES FND-$A HDGD	75.0%	Good	Seek Approval
BWRII	CLEARBRIDGE RARE INF INCOME HDG CLASS B	0.0%	Good	Seek Approval
BWRIS	RUSSELL INTERNATIONAL SHARE FUND	75.0%	Good	Seek Approval
BWRIV	RARE INFRASTRUCTURE VALUE FUND - HEDGED	70.0%	Good	Seek Approval
BWRLS	BTW REGAL LONG SHORT AUST EQUITY	0.0%	Good	Seek Approval
BWROD	ROBECO GLOBAL MULTI-FACTOR EQUITIES FUND	0.0%	Good	Seek Approval
BWROP	T. ROWE PRICE DYNAMICE GLOBAL BOND FUND	60.0%	Good	Seek Approval
BWRPT	BT WHOLESALE PROPERTY INVESTMENT FUND	70.0%	Good	Seek Approval
BWRRF	SCHRODER REAL RETURN FUND	75.0%	Good	Seek Approval
BWRSC	BT WHOLESALE SMALLER COMPANIES FUND	65.0%	Good	Seek Approval
BWRSE	RARE SERIES EMERGING MARKETS	0.0%	Good	Seek Approval
BWRSH	RUSSELL AUSTRALIAN SELECT HOLDINGS FUND	0.0%	Good	Seek Approval
BWRSI	BT WHOLESALE IMPUTATION FUND	75.0%	Good	Seek Approval
BWRUG	RUSSELL GLOBAL LSTD INFRAST FUND HEDGED	0.0%	Good	Seek Approval
BWRUH	RARE INFRASTRUCTURE WS PLUS VALUE HEDGED	70.0%	Good	Seek Approval
BWRUM	RUSSELL INV MULTI-AST GWTH STRT FUND	0.0%	Good	Seek Approval
BWSAC	SCHRODER WS PLUS AUSTRALIAN SMALLER COMP	0.0%	Good	Seek Approval
BWSAE	SCHRODER AUS EQUITY FUND	75.0%	Good	Seek Approval
BWSAF	SCHRODER ASIA PACIFIC FUND WHOLESALE	65.0%	Good	Seek Approval
BWSAL	SSGA AUSTRALIAN LISTED PROP INDEX TRUST	65.0%	Good	Seek Approval
BWSAM	SPHERIA AUSTRALIAN MICROCAP FUND	55.0%	Good	Seek Approval
BWSAP	BT WRAP SELECT ALTERNATIVES PORTFOLIO	0.0%	Good	Seek Approval
BWSAS	CELESTE AUSTRALIAN SMALL COMPANIES FUND	0.0%	Good	Seek Approval
BWSAW	SCHRODER WHOLESALE AUSTRALIAN EQUITY FND	75.0%	Good	Seek Approval
BWSB1	SMALLCO BROADCAP FUND	0.0%	Good	Seek Approval
BWSBF	SCHRODER BALANCED FUND - WHOLESALE CLASS	75.0%	Good	Seek Approval
BWSBT	LEGG MASON WESTERN ASSET AUST BOND TRUST	70.0%	Good	Seek Approval
BWSCG	SCHRODER GLOBAL EMERGING MARKETS FUND	65.0%	Good	Seek Approval
BWSCH	BTW SCHRODER AUST SMALLER COMPANIES	0.0%	Good	Seek Approval
BWSCR	SPIRE COPPER ROCK CAP GLOBAL SMALL COMP	0.0%	Good	Seek Approval
BWSD2	BTW STOCKLAND DIRECT OFFICE TRUST NO 2	0.0%	Good	Seek Approval
BWSDP	BT WRAP SELECT DEFENSIVE PORTFOLIO	0.0%	Good	Seek Approval
BWSDT	LEGG MASON DIVERSIFIED TRUST	75.0%	Good	Seek Approval
BWSEC	BTW SCHRODER ENHANCED CASH MANAGEMENT FD	0.0%	Good	Seek Approval
BWSEF	STATE STREET AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
BWSEL	MA SECURED LOAN SERIES CLASS A	0.0%	Good	Seek Approval
BWSEO	SCHRODER EQUITY OPPORTUNITIES	70.0%	Good	Seek Approval
BWSES	BT WHOLESALE GEARED IMPUTATION FUND	40.0%	Good	Seek Approval
BWSFA	AUSBIL AUSTRALIAN SMALLCAP FUND	65.0%	Good	Seek Approval
BWSFI	SCHRODER FIXED INCOME FUND WHOLESALE	75.0%	Good	Seek Approval
BWSGC	BT W/S CORE HEDGED GLOBAL SHARE (WA)	70.0%	Good	Seek Approval
BWSGE	LEGG MASON BATT GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
BWSGF	BAKER STEEL GOLD	0.0%	Good	Seek Approval
BWSGH	SGH20	70.0%	Good	Seek Approval
BWSGR	SLI GLOBAL ABSOLUTE RETURN STRATEGIES	0.0%	Good	Seek Approval
BWSGT	SELECT GLB THEMATIC HIGH GROWTHPORTFOLIO	75.0%	Good	Seek Approval
BWSHG	SELECT HIGH GROWTH PORTFOLIO	75.0%	Good	Seek Approval
BWSHS	BT WRAP SCHRODER HYBRID SECURITIES FUND	50.0%	Good	Seek Approval
BWSIF	SANDHURST IML INDUSTRIAL SHARE	75.0%	Good	Seek Approval
BWSIV	BT WRAP VANGUARD INT SMALL COMPANIES	60.0%	Good	Seek Approval
BWSKF	BT WRAP GS SUSTAINABILITY KEYSTONE FUND	0.0%	Good	Seek Approval
BWSLF	BENTHAM WHOLESALE SYNDICATED LOAN FUND	0.0%	Good	Seek Approval
BWSMA	SMARTER MONEY FUND - ASSISTED INVESTOR	75.0%	Good	Seek Approval
BWSMD	SMARTER MONEY HIGHER INCOME DIRECT	75.0%	Good	Seek Approval
BWSMF	SMALLCO INVESTMENT FUND	0.0%	Good	Seek Approval
BWSMH	SMARTER MONEY HIGHER INCOME ASSISTED INV	75.0%	Good	Seek Approval
BWSMS	SMARTER MONEY LONG SHORT CREDIT FUND	0.0%	Good	Seek Approval
BWSMU	SELECT MULTI ASSET INCOME PORTFOLIO	75.0%	Good	Seek Approval
BWSOA	SOLARIS AUST EQUITY LONG SHORT FUND	55.0%	Good	Seek Approval
BWSOL	SOLAGRAN LIMITED UNLISTED SECURITIES	0.0%	Good	Seek Approval
BWSPA	SCHRODER WS PLUS AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
BWSPC	SPECIALIST GLOBAL SHARES FUND	0.0%	Good	Seek Approval
BWSPI	SPECIALIST INCOME FUND	75.0%	Good	Seek Approval
BWSPS	LEGG MASON PROPERTY SECURITIES TRUST	65.0%	Good	Seek Approval
BWSR4	SRA ALLIANCE SRA 4 UNITS	0.0%	Good	Seek Approval
BWSR9	BT WRAP SRA ALLIANCE SRA 9 UNITS	0.0%	Good	Seek Approval
BWSRA	BT WRAP SRA ALLIANCE SRA 16 UNITS	0.0%	Good	Seek Approval
BWSRC	SCHRODER WS PLUS REAL RETURN CPI PLUS	75.0%	Good	Seek Approval
BWSRE	SCHRODER REAL RETURN CPI	0.0%	Good	Seek Approval
BWSRF	SCHRODER REAL RETURN STANDARD	75.0%	Good	Seek Approval
BWSRR	SCHRODER REAL RETURN CPI+5% WHOLESALE	75.0%	Good	Seek Approval
BWSSA	SSGA AUSTRALIAN EQUITIES INDEX TRUST	75.0%	Good	Seek Approval
BWSSE	SSGA INTERNATIONAL EQUITIES INDEX TRUST	75.0%	Good	Seek Approval
BWSSF	SSGA AUSTRALIAN FIXED INCOME INDEX TRUST	75.0%	Good	Seek Approval
BWSSG	STATE STREET GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
BWSSI	SSGA INTERNATIONAL EQUITIES HEDGED TRUST	70.0%	Good	Seek Approval
BWSTE	STEWART INV WRLDWIDE SUSTAINABILITY FUND	75.0%	Good	Seek Approval
BWSTP	EVIDENTIA ENDURE SHORT TERM PORTFOLIO	75.0%	Good	Seek Approval
BWSWI	SCHRODER WS PLUS FIXED INCOME FUND	75.0%	Good	Seek Approval
BWSWO	SPHERIA WS PLUS AUST SMALLER COMPANIES	0.0%	Good	Seek Approval
BWTAB	NIKKO AM AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
BWTAC	TALARIA GLOBAL EQUITY FUND HEDGED	75.0%	Good	Seek Approval
BWTAI	TYNDALL AUST SHARE INCOME FUND	75.0%	Good	Seek Approval
BWTAW	TYNDALL AUSTRALIAN SHARE WHOLESALE FUND	75.0%	Good	Seek Approval
BWTBT	BT TERM DEPOSIT	0.0%	Good	Seek Approval
BWTED	BT TERM DEPOSIT	0.0%	Good	Seek Approval
BWTEU	THREADNEEDLE GLOBAL EQUITY INC-UNHEDGED	0.0%	Good	Seek Approval
BWTGI	TT GLOBAL ENVIRONMENTAL IMPACT FUND	0.0%	Good	Seek Approval
BWTIG	THIRD LINK GROWTH FUND	0.0%	Good	Seek Approval
BWTPG	T ROWE PRICE GLOBAL SHARES (WA)	75.0%	Good	Seek Approval
BWTRE	T. ROWE PRICE WS PLUS GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
BWTRO	T. ROWE PRICE AUSTRALIAN EQUITY	75.0%	Good	Seek Approval
BWUAB	UBS AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
BWUAS	UBS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
BWUBI	UBS BALANCED INVESTMENT FUND	75.0%	Good	Seek Approval
BWUCF	UBS CASH FUND	85.0%	Good	Seek Approval
BWUCM	BTW UNITED CASH MANAGEMENT FND - CLASS D	0.0%	Good	Seek Approval
BWUCP	UBS CASH PLUS FUND	75.0%	Good	Seek Approval
BWUDF	UBS DIVERSIFIED FIXED INCOME FUND	75.0%	Good	Seek Approval
BWUDI	UBS DEFENSIVE INVESTMENT FUND	75.0%	Good	Seek Approval
BWUEC	UBS YARRA AUST SMALL COMPANIES FUND	70.0%	Good	Seek Approval
BWUEM	UBS EMERGING MARKETS EQUITY FUND	60.0%	Good	Seek Approval
BWUGP	UBS GLOBAL PROPERTY SECURITIES FUND	0.0%	Good	Seek Approval
BWUGZ	UBS GLOBAL PROPERTY SECURITIES FUND DL	0.0%	Good	Seek Approval
BWUHA	UBS WS PLUS HALO AUSTRALIAN SHARE FUND	0.0%	Reserve	Seek Approval
BWUHV	UBS INCOME SOLUTION FUND	55.0%	Good	Seek Approval
BWUIB	UBS INTERNATIONAL BOND FUND	75.0%	Good	Seek Approval
BWUIS	UBS INTERNATIONAL SHARE FUND	75.0%	Good	Seek Approval
BWUMI	UBS MICROCAP FUND	0.0%	Good	Seek Approval
BWUPA	UBS WS PLUS AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
BWUPC	BT WRAP UBS PROTECTED CASH FUND	0.0%	Good	Seek Approval
BWUPS	UBS PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
BWUTB	UBS TACTICAL BETA FUND - BALANCED	0.0%	Good	Seek Approval
BWV10	VANGUARD AUSTRALIAN SHARES HIGH YIELD FD	75.0%	Good	Seek Approval
BWVAF	VANGUARD AUST FIXED INTEREST INDEX FUND	75.0%	Good	Seek Approval
BWVAG	VANGUARD AUSTRALIAN GOVT BOND INDEX FUND	75.0%	Good	Seek Approval
BWVAI	BT WRAP VENTURA ALL STAR INCOME FUND	0.0%	Good	Seek Approval
BWVAN	VANGUARD GLOBAL AGG BOND INDX FD HDG	75.0%	Good	Seek Approval
BWVAS	VANGUARD AUSTRALIAN SHARE INDEX FUND	75.0%	Good	Seek Approval
BWVBF	VANGUARD BALANCED INDEX FUND	75.0%	Good	Seek Approval
BWVBP	VIA BALANCED PORTFOLIO	70.0%	Good	Seek Approval
BWVBT	VIA BALANCED INCOME TILT PORTFOLIO	75.0%	Good	Seek Approval
BWVCF	VANGUARD CONSERVATIVE INDEX FUND	75.0%	Good	Seek Approval
BWVCI	VANGUARD INT SMALL COMPANIES INDEX HDGD	60.0%	Good	Seek Approval
BWVCP	VANGUARD CASH PLUS FUND	85.0%	Good	Seek Approval
BWVCR	BT WRAP VANGUARD CASH RESERVE FUND	85.0%	Good	Seek Approval
BWVDI	VAN EYK BLUEPRINT DIVERSIFIED INCOME FD	0.0%	Reserve	Seek Approval
BWVDS	VIA DEF SUSTAINABLE FOCUS PORTFOLIO	70.0%	Good	Seek Approval
BWVEB	BTW VAN EYK BLUEPRINT ALTERNATIVES FND	0.0%	Good	Seek Approval
BWVEF	VANGUARD GLOBAL VALUE EQUITY FUND	0.0%	Good	Seek Approval
BWVEG	BTW VAN EYK BLUEPRINT GOLD BULLION FND	0.0%	Good	Seek Approval
BWVEM	VANGUARD EMERGING MARKETS SHARES INDEX F	65.0%	Good	Seek Approval
BWVFP	VIA HIGH GRWTH SUSTAINABLE FOCUS PORFTFO	75.0%	Good	Seek Approval
BWVGF	VENTURA HIGH GROWTH 100 FUND	75.0%	Good	Seek Approval
BWVGG	VANGUARD ACTIVE GLOBAL GROWTH FUND	0.0%	Good	Seek Approval
BWVGI	VANGUARD GROWTH INDEX FUND	75.0%	Good	Seek Approval
BWVGR	VENTURA GROWTH 70 FUND CLASS A	75.0%	Good	Seek Approval
BWVGS	VINVA GLOBAL SYSTEMATIC EQUITIES FUND	0.0%	Good	Seek Approval
BWVHG	VANGUARD HIGH GROWTH INDEX FUND	75.0%	Good	Seek Approval
BWVHT	VIA HIGH GROWTH INCOME TILT PORTFOLIO	75.0%	Good	Seek Approval
BWVIF	VANGUARD INTL FIXED INT FUND (HEDGED)	75.0%	Good	Seek Approval
BWVIG	VIA HIGH GROWTH PORTFOLIO	70.0%	Good	Seek Approval
BWVIH	VANGUARD INTL SHARES INDEX FUND (HEDGED)	75.0%	Good	Seek Approval
BWVII	VANGUARD GLOBAL INFRASTRUCTURE INDEX HGD	75.0%	Good	Seek Approval
BWVIP	VANGUARD INTL PROP SEC INDEX FD	70.0%	Good	Seek Approval
BWVIS	VANGUARD INTERNATIONAL SHARE INDEX FUND	75.0%	Good	Seek Approval
BWVMI	VIA MODERATE INCOME TILT PORTFOLIO	75.0%	Good	Seek Approval
BWVP1	VANGUARD PROPERTY SEC INDEX FND DL	70.0%	Good	Seek Approval
BWVP2	VANGUARD PROPERTY SEC INDEX FND DL	70.0%	Good	Seek Approval
BWVPH	VANGUARD INTL PROP SEC INDEX FD HEDGED	65.0%	Good	Seek Approval
BWVPS	VANGUARD PROPERTY SECURITIES INDEX FUND	70.0%	Good	Seek Approval
BWVVZ	BT WRAP VANGUARD INTL CR SEC INDEX (HEDG	75.0%	Good	Seek Approval
BWWAB	WESTPAC AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
BWWAG	WESTPAC AUSTRALIAN GROWTH SHARE FUND	75.0%	Good	Seek Approval
BWWAM	WALTER SCOTT EMERGING MARKETS FUND	0.0%	Good	Seek Approval
BWWAS	HUON AUSTRALIAN SHARE FUND	0.0%	Good	Seek Approval
BWWAT	BT INVESTOR CHOICE ALL AUSTRALIAN SHARE	75.0%	Good	Seek Approval
BWWDA	WARAKIRRI DIVERSIFIED AGRICULTURE FUND	0.0%	Good	Seek Approval
BWWEG	90 WEST GLOBAL NATURAL RESOURCES FUND	70.0%	Good	Seek Approval
BWWGA	PERPETUAL W/S GEARED AUSTRALIAN FUND	40.0%	Good	Seek Approval
BWWGE	WARAKIRRI GLOBAL EMERGING MARKETS FUND	0.0%	Good	Seek Approval
BWWHT	SOLARIS CORE AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
BWWIN	MAGELLAN WS PLUS INFRASTRUCTURE	70.0%	Good	Seek Approval
BWWIS	WESTPAC INTERNATIONALSHARE FUND	75.0%	Good	Seek Approval
BWWMG	WESTPAC MODERATE GROWTH FUND	75.0%	Good	Seek Approval
BWWNE	WATERMARK MARKET NEUTRAL TRUST	0.0%	Good	Seek Approval
BWWPC	WOODBRIDGE PRIVATE CREDIT FUND	0.0%	Good	Seek Approval
BWWPE	WINGATE WS PLUS GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
BWWPS	WESTPAC AUST PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
BWWSA	CFS WHOLESALE AUSTRALIAN SHARE CORE FUND	75.0%	Good	Seek Approval
BWWSE	WALTER SCOTT GLOBAL EQUITY FUND (HEDGED)	75.0%	Good	Seek Approval
BWWSO	WALTER SCOTT WS PLUS GLOBAL FUND	75.0%	Good	Seek Approval
BWWTE	WESTPAC AUST TAX EFFECTIVE SHARE FUND	75.0%	Good	Seek Approval
BWX	BWX LIMITED	0.0%	Good	Seek Approval
BWZBA	BTW ZURICH BLENDED SERIES AUST SHARES	0.0%	Good	Seek Approval
BWZEI	ZURICH INVESTMENTS EQUITY INCOME FUND	0.0%	Good	Seek Approval
BWZHI	ZURICH INV HEDGED GLOBAL THEMATIC SHARE	75.0%	Good	Seek Approval
BWZIC	ZURICH INV CONCENTRATED GLOBAL GROWTH	70.0%	Good	Seek Approval
BWZIG	ZURICH INVESTMENTS GLOBAL SHARE FUND	75.0%	Good	Seek Approval
BWZIS	ZURICH INV GLOBAL THEMATIC SHARE FUND	75.0%	Good	Seek Approval
BWZMG	ZURICH INVESTMENT MANAGED GROWTH FUND	75.0%	Good	Seek Approval
BWZPS	ZURICH INV AUST PROPERTY SEC FUND (WA)	65.0%	Good	Seek Approval
BWZSC	ZURICH INVESTMENTS SMALL COMPANIES	0.0%	Good	Seek Approval
BWZUC	ZURICH INVESTMENTS SMALL COMPANIES FUND	0.0%	Good	Seek Approval
BWZUG	ZURICH GLOBAL GROWTH FUND (UNHEDGED)	75.0%	Good	Seek Approval
BWZUI	ZURICH INV UNHEDGED GLOBAL THEMATIC SHR	75.0%	Good	Seek Approval
BXB	BRAMBLES LIMITED	75.0%	Good	Seek Approval
BXB3	BRAMBLES LIMITED	0.0%	Good	Seek Approval
BXBSA	MQB 6.3303 BXB SELF FUND INSTAL WARR 28-	0.0%	Good	Seek Approval
BXBZB	ABN $6.0575 BXB SELF FUND INSTAL30-JUN-1	0.0%	Good	Seek Approval
BXN	BIOXYNE LIMITED	0.0%	Good	Seek Approval
BXPZZ	BILL EXPRESS LIMITED	0.0%	Good	Seek Approval
BYE	BYRON ENERGY LIMITED	0.0%	Good	Seek Approval
BYH	BRYAH RESOURCES LIMITED	0.0%	Good	Seek Approval
BYHO	BRYAH RESOURCES LIMITED	0.0%	Reserve	Seek Approval
BYLZZ	BRIERTY LIMITED ALLOCATION INTEREST	0.0%	Good	Seek Approval
BYND	BEYOND MEAT INC COM	0.0%	Good	Seek Approval
BZAEI	BT ZURICH AUSTRALIAN EQUITY INCOME	0.0%	Good	Seek Approval
BZBHA	BROOKFIELD SECURED BONDS SERIES B ISSUER	0.0%	Good	Seek Approval
BZI	BRAINZ INSTRUMENTS LIMITED	0.0%	Good	Seek Approval
BZM	BRAZILIAN METALS GROUP LIMITED	0.0%	Good	Seek Approval
C1X	COSMOS EXPLORATION LIMITED	0.0%	Good	Seek Approval
C2FH	CENTURIA CAPITAL NO.2 FUND NOTES	0.0%	Good	Seek Approval
C2FHA	CENTURIA CAPITAL NO. 2 FUND NOTES	50.0%	Good	Seek Approval
C452A	COL FS FIRSTCHOICE CFS 452 AUST SHARE	75.0%	Good	Seek Approval
C79	CRYSOS CORPORATION LIMITED	0.0%	Good	Seek Approval
C7A	CLARA RESOURCES AUSTRALIA LTD	0.0%	Good	Seek Approval
CAA	CAPRAL ALUMINIUM LIMITED	0.0%	Good	Seek Approval
CAAA	COL FS FST CHOICE W/S AUSBIL AUS ACTIVE	75.0%	Good	Seek Approval
CAAA1	COL FS FIRSTCHOICE AUSBIL AUST ACTIVE EQ	0.0%	Good	Seek Approval
CAAAE	COL FS FIRSTCHOICE AUSBIL AUST ACTIVE EQ	75.0%	Good	Seek Approval
CAAE	CFS FC INV-ACADIAN AUSTRALIAN EQUITY	75.0%	Good	Seek Approval
CAAE1	CFS FC INV-AUSBIL AUST. EMERGIN LEADERS	0.0%	Good	Seek Approval
CAAEL	CFS FC WS - AUSBIL WS AUST EMERG LEADER	70.0%	Good	Seek Approval
CAAFI	CFS FC INV - PIMCO AUSTRALIAN BOND	75.0%	Good	Seek Approval
CAAG	CAPRAL LIMITED: 29/03/2012	0.0%	Good	Seek Approval
CAAGE	FC INV IRONBARK ROYAL LONDON CON GLOBAL	75.0%	Good	Seek Approval
CAARA	CAPRAL ALLUMINUM LTD RIGHTS CLS 8/4/05 D	0.0%	Good	Seek Approval
CAB1	CABCHARGE AUSTRALIA LIMITED	0.0%	Good	Seek Approval
CACWG	CFC - AMP CAPITAL W GLOBAL PROPERTY SEC	70.0%	Good	Seek Approval
CAE	CANNINDAH RESOURCES LIMITED	0.0%	Good	Seek Approval
CAF	CENTREPOINT ALLIANCE LIMITED	0.0%	Good	Seek Approval
CAG	CAPE RANGE LIMITED	0.0%	Good	Seek Approval
CAGE	COL FS FIRSTCHOICE ACADIAN GLOBAL EQUITY	75.0%	Good	Seek Approval
CAGEG	CFS FC INV MFS GLOBAL EQUITY	75.0%	Good	Seek Approval
CAGEL	CFS FC INV - ACADIAN GLOBAL EQUITY LONG	60.0%	Good	Seek Approval
CAH	CATALPA RESOURCES LIMITED	0.0%	Good	Seek Approval
CAHO	CATALPA RESOURCES LIMITED	0.0%	Good	Seek Approval
CAHOB	OPTION EXPIRING 31-OCT-2011	0.0%	Good	Seek Approval
CAHR	CATALPA RESOURCES LIMITED	0.0%	Good	Seek Approval
CAI	CALIDUS RESOURCES LIMITED	0.0%	Good	Seek Approval
CAINT	COMMONWEALTH INTERNATIONAL SHARE FUND	0.0%	Good	Seek Approval
CAJ	CAPITOL HEALTH LIMITED	40.0%	Good	Seek Approval
CAJR	CAPITOL HEALTH LIMITED RIGHTS 13/11/2009	0.0%	Reserve	Seek Approval
CAL	CITIC AUSTRALIA TRADING LIMITED	0.0%	Good	Seek Approval
CAM	CLIME CAPITAL LIMITED	0.0%	Good	Seek Approval
CAMG	UNSEC RED CONV NOTE MAT 30/11/2021	0.0%	Good	Seek Approval
CAN	CANN GROUP LIMITED	0.0%	Good	Seek Approval
CAOO	CRATON RESOURCES OPT EXP 31-MAR-2000	0.0%	Reserve	Seek Approval
CAP1	CARPENTARIA EXPLORATION LIMITED	0.0%	Reserve	Seek Approval
CAPD	CBA PERLS VII DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
CAPO	CARPENTARIA EXPLORATION LIMITED	0.0%	Reserve	Seek Approval
CAQ	CAQ HOLDINGS LIMITED	0.0%	Good	Seek Approval
CAR	CARSALES. COM LIMITED.	65.0%	Good	Seek Approval
CASC	CFS FC INV - T. ROWE PRICE AUST EQUITY	75.0%	Good	Seek Approval
CASC1	CHALLENGER SMALL COS FD -CLSD TO NEW INV	0.0%	Good	Seek Approval
CASCF	CHALLENGER SMALL COS FD	70.0%	Good	Seek Approval
CASF	WAVESTONE WS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
CASH	MARGIN LENDING CASH SECURITY	100.0%	Good	Seek Approval
CAT	CATAPULT GROUP INTERNATIONAL LTD	0.0%	Good	Seek Approval
CAT_C	CATUITY INC	0.0%	Reserve	Seek Approval
CAT2	CATUITY INC	0.0%	Good	Seek Approval
CATDA	COMM STOCK / CUFS DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
CATUS	CATERPILLAR INC	0.0%	Good	Seek Approval
CAUSF	COL FS FIRSTCHOICE AUST SHARE FUND	75.0%	Good	Seek Approval
CAV	CARNAVALE RESOURCES ORD FULLY PAID	0.0%	Reserve	Seek Approval
CAWAF	CFS FC WS INV - AB WS AUS FXD INC	75.0%	Good	Seek Approval
CAWDF	ASPECT WHOLESALE DIVERSIFIED FUTURES	60.0%	Good	Seek Approval
CAWG2	CFS FC WS - ACADIAN WS GEARED GLB EQUITY	40.0%	Good	Seek Approval
CAWGE	ACADIAN GLOBAL EQUITY LONG SHORT	60.0%	Good	Seek Approval
CAWGG	CFS FC WS - ACADIAN WS GEARED GLB EQUITY	40.0%	Good	Seek Approval
CAY	CANYON RESOURCES LIMITED	0.0%	Good	Seek Approval
CAZ	CAZALY RESOURCES LIMITED	0.0%	Good	Seek Approval
CAZ1	CAZALY RESOURCES LIMITED	0.0%	Reserve	Seek Approval
CBA	COMMONWEALTH BANK OF AUSTRALIA	75.0%	Good	Seek Approval
CBA_C	COMMONWEALTH BANK OF AUSTRALIA	0.0%	Good	Seek Approval
CBA2	COMMONWEALTH BANK OF AUSTRALIA	0.0%	Good	Seek Approval
CBAAL	COMMONWEALTH BALANCED FUND	0.0%	Good	Seek Approval
CBABK	CBABK7 $49.50 CALL OPT EXP 27-SEP-2012	70.0%	Good	Seek Approval
CBAC1	COMMONWEALTH BANK OF AUSTRALIA	75.0%	Good	Seek Approval
CBACD	COMMONWEALTH BANK OF AUSTRALIA - FPO	0.0%	Good	Seek Approval
CBACR	CBA BUY BACK PROCEEDS (PEL & BAS ONLY)	0.0%	Good	Seek Approval
CBADU	CBADU7 $60.01 CALL OPT EXP 27-MAR-2013	70.0%	Reserve	Seek Approval
CBAE	CBAE18 $46.00 CALL OPT EXP 29-SEP-2011	70.0%	Good	Seek Approval
CBAEI	CBAEI8 $52.51 CALL OPT EXP 30-AUG-2012	70.0%	Reserve	Seek Approval
CBAFR	CBAFR8 $53.50 CALL OPT EXP 30-AUG-2012	70.0%	Good	Seek Approval
CBAG6	CBAG68 $56.01 CALL OPT EXP 27-MAR-2013	70.0%	Reserve	Seek Approval
CBAGK	CBAGK8 $51.00 CALL OPT EXP 26-MAY-2011	70.0%	Good	Seek Approval
CBAGR	COMMONWEALTH GROWTH FUND	0.0%	Good	Seek Approval
CBAIL	COMMONWEALTH BANK OF AUSTRALIA WARRANT	0.0%	Good	Seek Approval
CBAJU	CBAJU9 $48.50 CALL OPT EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
CBAKW	CBAKW $50.00 CALL OPTION EXP 28-JUN-2012	70.0%	Good	Seek Approval
CBAL	COMMONWEALTH BALANCED FUND	0.0%	Good	Seek Approval
CBAL3	CBAL39 $45.50 CALL OPT EXP 29-SEP-2011	70.0%	Good	Seek Approval
CBALE	CBALE8 $48.00 CALL OPT EXP 27-OCT-2011	70.0%	Good	Seek Approval
CBAM7	CBA $63.00 CALL OPT EXP 19/12/2013	0.0%	Good	Seek Approval
CBAMW	MACQUARIE 69.9928 CBA MINI SHORT	0.0%	Good	Seek Approval
CBAMY	COMMONWEALTH BANK OF AUST WARR 30-JUN-17	0.0%	Good	Seek Approval
CBAN	COMMONWEALTH BANK OF AUST EFF 18/9/15	0.0%	Good	Seek Approval
CBAP1	CBA PERLS VII DEFERRED SETTLEMENT	0.0%	Reserve	Seek Approval
CBAP2	COMMONWEALTH BANK OF AUST CAPITAL NOTES	0.0%	Good	Seek Approval
CBAPG	COMMONWEALTH BANK OF AUST CAPITAL NOTES	75.0%	Good	Seek Approval
CBAPH	CBA PERLS XI CAPITAL NOTES	0.0%	Good	Seek Approval
CBAPI	COMMONWEALTH BANK OF AUST CAPITAL NOTES	75.0%	Good	Seek Approval
CBAPJ	COMMONWEALTH BANK OF AUST CAPITAL NOTES	75.0%	Good	Seek Approval
CBAPK	COMMONWEALTH BANK CAPITAL NOTES	75.0%	Good	Seek Approval
CBAPL	COMMONWEALTH BANK OF AUST CAPITAL NOTES	75.0%	Good	Seek Approval
CBAPM	CBA PERLS XVI CAPITAL NOTES	75.0%	Good	Seek Approval
CBAPZ	CBA PERLS XI DUMMY LINE	75.0%	Good	Seek Approval
CBAQ4	CBAQ47 $49.50 CALL OPT EXP 24-MAY-2012	70.0%	Good	Seek Approval
CBAQ8	CBAQD8 $53.01 CALL OPT EXP 20-DEC-2012	70.0%	Reserve	Seek Approval
CBAQL	CBAQL8 $52.00 CALL OPT EXP 28-JUL-2011	70.0%	Good	Seek Approval
CBAQR	COMMONWEALTH BANK OF AUSTRALIA MACQUARIE	0.0%	Good	Seek Approval
CBAQV	COMMONWEALTH BANK OF AUST MAQ 80.9841 MS	0.0%	Good	Seek Approval
CBARS	CBARS7 $53.00 CALL OPT EXP 27-JAN-2011	70.0%	Good	Seek Approval
CBAS	ALPHINITY WS AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
CBASB	WBC $20.2339 CBA SELF FD IN WAR 30/06/16	0.0%	Good	Seek Approval
CBASC	CBA SELF FUND INSTAL WARR 30-JUN-16	0.0%	Good	Seek Approval
CBASD	CBA SELF FUND WARRANT 30-JUN-16	0.0%	Good	Seek Approval
CBASX	MQB 2600 CBA SELF FUND INST WARR 300616	0.0%	Good	Seek Approval
CBASZ	MACQ 22.8972 CBA S/F INSTAL WARR 28-6-13	0.0%	Good	Seek Approval
CBAUM	CBAUM8 $47.00 CALL OPT EXP 27-OCT-2011	70.0%	Good	Seek Approval
CBAW5	CBAW58 $49.00 CALL OPTION EXP 29-MAR-12	70.0%	Good	Seek Approval
CBAWA	CBAWA8 $60.00 CALL OPT EXP 29-MAR-2012	70.0%	Reserve	Seek Approval
CBAWE	WBC $36.332 CBA S/FUND INSTAL WARR 30-JU	0.0%	Good	Seek Approval
CBAWZ	CBAWZ7 $53.00 CALL OPT EXP 29-SEP-2011	70.0%	Good	Seek Approval
CBAX4	CBAX47 $52.00 CALL OPT EXP 29-SEP-2011	70.0%	Good	Seek Approval
CBAX6	CBAX67 $50.00 CALL OPT EXP 29-SEP-2011	70.0%	Good	Seek Approval
CBAYS	CBAYS7 $49.00 CALL OPT EXP 29-SEP-2011	70.0%	Good	Seek Approval
CBAYU	CBAYU8 $52.01 CALL OPT EXP 25-AUG-2011	70.0%	Reserve	Seek Approval
CBAZ9	CBASZ9 $50.00 PUT OPTION EXP 27-JUN-2013	0.0%	Reserve	Seek Approval
CBAZF	CBAZF8 $50.01 CALL OPT EXP 27-JUN-2013	70.0%	Good	Seek Approval
CBAZM	CBAZM8 $53.01 CALL OPT EXP 27-JUN-2013	0.0%	Reserve	Seek Approval
CBAZZ	CBA BROKER FIRM OFFER	0.0%	Good	Seek Approval
CBCA1	COL FS FIRSTCHOICE BT CORE AUST SHARE	0.0%	Good	Seek Approval
CBCAS	COL FS FIRSTCHOICE BT CORE AUST SHARE	75.0%	Good	Seek Approval
CBCGS	CFS FC INV - BT CORE GLOBAL SHARE	75.0%	Good	Seek Approval
CBDXX	CBD ENERGY LIMITED	0.0%	Good	Seek Approval
CBE	COBRE LIMITED	0.0%	Good	Seek Approval
CBEHA	CBD RETAIL INFRASTR - UNSECURED FRN	0.0%	Good	Seek Approval
CBH	CBH RESOURCES LIMITED	0.0%	Good	Seek Approval
CBH1	CBH RESOURCES LIMITED	0.0%	Good	Seek Approval
CBHG	CBH RESOURCES LTD - 9.5% UCN 16/12/09	0.0%	Good	Seek Approval
CBI	CAMBOOYA INVESTMENTS LIMITED	0.0%	Good	Seek Approval
CBIBN	CAMBOOYA INVESTMENTS - BONUS ISSUE	0.0%	Reserve	Seek Approval
CBIF1	COMMONWEALTH SHARE INCOME FUND	0.0%	Good	Seek Approval
CBIR	CAMBOOYA INVESTMENTS RIGHTS	0.0%	Reserve	Seek Approval
CBL	CBL CORPORATION LIMITED	0.0%	Good	Seek Approval
CBLO	OPTION EXPIRING 30-JUN-99	0.0%	Reserve	Seek Approval
CBLZZ	CONTROL BIONICS LIMITED IPO	0.0%	Good	Seek Approval
CBN	CAMBRIAN RESOURCES LIMITED	0.0%	Reserve	Seek Approval
CBN1	CAMBRAIN RESOURCES LTD	0.0%	Good	Seek Approval
CBNOB	OPTIONS EXPIRING 31-MAY-2000	0.0%	Reserve	Seek Approval
CBO	COBRAM ESTATE OLIVES LIMITED	0.0%	Good	Seek Approval
CBPI	FIRST CHOICE INV - PENDAL WS PROPERY INV	65.0%	Good	Seek Approval
CBQXX	PLACEMENT	0.0%	Reserve	Seek Approval
CBT	CANBET LIMITED	0.0%	Reserve	Seek Approval
CBTX	CITIGROUP BOND TRUST (CLASS X)	0.0%	Good	Seek Approval
CBW	CABONNE LIMITED	0.0%	Good	Seek Approval
CBWAB	CFS FC WS INV - BT WS ACTIVE BALANCED	75.0%	Good	Seek Approval
CBWCA	COL FS FIRSTCHOICE WS BT WS CORE AUS SH	75.0%	Good	Seek Approval
CBY	CANTERBURY RESOURCES LIMITED	0.0%	Good	Seek Approval
CBZ	CBIO LIMITED	0.0%	Good	Seek Approval
CBZ1	CBIO LIMITED	0.0%	Reserve	Seek Approval
CC9	CHARIOT CORPORATION LTD	0.0%	Good	Seek Approval
CCA	CHANGE FINANCIAL LIMITED	0.0%	Good	Seek Approval
CCAAE	COL FS FIRSTCHOICE CFS ACAD AUST EQT L/S	60.0%	Good	Seek Approval
CCAS	COL FS FIRSTCHOICE CHALLENGER AUST SHARE	0.0%	Good	Seek Approval
CCASC	COL FS FIRSTCHOICE CELESTE AUST SM CO FD	0.0%	Good	Seek Approval
CCB1	COCA-COLA BEVERAGES 50 PENCE ORD F/P	0.0%	Good	Seek Approval
CCBAS	CFS FIRSTCHOICE LOWER VOLATILITY AUST	75.0%	Good	Seek Approval
CCBF	COL FS FIRSTCHOICE CFS BALANCED FUND	75.0%	Good	Seek Approval
CCCF	COL FS FIRSTCHOICE CFS CONSERVATIVE FUND	75.0%	Good	Seek Approval
CCCHK	CHINA COMMUNICATIONS CONSTRUCTION CO	0.0%	Reserve	Seek Approval
CCD	CHESS DEPOSITARY INTERESTS	0.0%	Good	Seek Approval
CCE	CARNEGIE CLEAN ENERGY LIMITED	0.0%	Good	Seek Approval
CCE1	CARNEGIE CLEAN ENERGY LIMITED	0.0%	Reserve	Seek Approval
CCFD	COL FIRST STATE CONSERVATIVE FUND	75.0%	Good	Seek Approval
CCFLF	COL FS FIRSTCHOICE CFS FUTURE LEADERS FD	70.0%	Good	Seek Approval
CCFS	CFS FC WS INV-FIRSTCHOICE WS ASIAN SHARE	65.0%	Good	Seek Approval
CCFS1	CFS FC WS INV-FIRSTCHOICE WS ASIAN SHARE	0.0%	Good	Seek Approval
CCG	COMMSCHOICE GROUP LIMITED	0.0%	Good	Seek Approval
CCGGP	CFS FC INV-CFS GEARED GLOBAL PROP SEC	0.0%	Good	Seek Approval
CCGLS	COL FS FIRSTCHOICE GLOBAL SHARE FUND	75.0%	Good	Seek Approval
CCGPS	CFS WS GLOBAL PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
CCGS1	COL FS FIRSTCHOICE CFS GEARED SHARE FUND	0.0%	Good	Seek Approval
CCGSF	COL FS FIRSTCHOICE CFS GEARED SHARE FUND	40.0%	Good	Seek Approval
CCHY	CFS FC INV-CHALLENGER HIGH YIELD	0.0%	Good	Seek Approval
CCI	CHROME CORPORATION LIMITED	0.0%	Good	Seek Approval
CCIDA	CHROME CORPORATION LIMITED DEF SETT	0.0%	Good	Seek Approval
CCIDC	OPTION EXPIRING 30-SEP-2009 DEFERRED SET	0.0%	Reserve	Seek Approval
CCIO1	OPTION EXPIRING 30-SEP-2007	0.0%	Good	Seek Approval
CCIOA	CHROME CORPORATION LTD OPT EXP 30/10/09	0.0%	Good	Seek Approval
CCIR	CHROME RIGHTS - APPS CLOSE 25-SEP-2006	0.0%	Reserve	Seek Approval
CCJNY	CAMECO CORPORATION	0.0%	Reserve	Seek Approval
CCK	CCK FINANCIAL SOLUTIONS LIMITED	0.0%	Good	Seek Approval
CCL1	COCA-COLA AMATIL LIMITED	0.0%	Good	Seek Approval
CCL2	COCA-COLA AMATIL LIMITED	0.0%	Good	Seek Approval
CCLNY	CARNIVAL CORPORATION & PLC	0.0%	Reserve	Seek Approval
CCLPB	COCA COLA AMATIL VARIABLE CUM PREF	0.0%	Good	Seek Approval
CCLR	CCL RIGHTS 17-JUL-95	0.0%	Good	Seek Approval
CCLSA	MQB 5.1797 CCL SELF FUNDING INSTAL WARR	0.0%	Good	Seek Approval
CCM	CADOUX LIMITED	0.0%	Good	Seek Approval
CCN	CLIFFORD CORPORATION LTD	0.0%	Good	Seek Approval
CCN1	CLIFFORD CORPORATION LIMITED	0.0%	Good	Seek Approval
CCNPA	CLIFFORD CORP PREF	0.0%	Reserve	Seek Approval
CCO	THE CALMER CO INTERNATIONAL LIMITED	0.0%	Reserve	Seek Approval
CCOA	IC2 GLOBAL LTS OPT EXP 30/06/09	0.0%	Good	Seek Approval
CCOOA	CIRCLECOM LIMITED OPTIONS EXP.31-07-2001	0.0%	Good	Seek Approval
CCP	CREDIT CORP GROUP LIMITED	40.0%	Good	Seek Approval
CCQ	CONTANGO CAPITAL PARTNERS LIMITED	0.0%	Good	Seek Approval
CCQ1	CONTANGO CAPITAL PARTNERS LIMITED	0.0%	Good	Seek Approval
CCR	CREDIT CLEAR LIMITED	0.0%	Good	Seek Approval
CCRR	CAPRICORN RESOURCES AUST RTS EXP30/6/98	0.0%	Reserve	Seek Approval
CCS	CONCEPT SPORTS LIMITED	0.0%	Good	Seek Approval
CCSCG	CFS FC INV - FC MULTI INDEX BALANCED	75.0%	Good	Seek Approval
CCSCS	COL FS FIRSTCHOICE CDT SUI CAP STABLE FD	75.0%	Good	Seek Approval
CCSIS	CFS FC INV - T. ROWE PRICE GLOBAL EQUITY	75.0%	Good	Seek Approval
CCSZZ	CONCEPT SPORTS LIMITED - BROKER FIRM	0.0%	Good	Seek Approval
CCTZZ	PLACEMENT	0.0%	Good	Seek Approval
CCV	CASH CONVERTERS INTERNATIONAL	0.0%	Good	Seek Approval
CCV1	CASH CONVERTERS INTERNATIONAL	0.0%	Good	Seek Approval
CCV2	CASH CONVERTERS INTERNATIONAL	0.0%	Good	Seek Approval
CCVDA	CASH CONVERTERS INTERNATIONAL	0.0%	Good	Seek Approval
CCW1	CARLOVERS CARWASH LIMITED	0.0%	Reserve	Seek Approval
CCWHY	CFS FC WS INV - CHALLENGER WS HIGH YIELD	0.0%	Good	Seek Approval
CCWIS	T ROWE PRICE WS GLOBAL EQUITY	75.0%	Good	Seek Approval
CCWO	CARLOVERS CARWASH LTD - OPT EXP 31/3/02	0.0%	Reserve	Seek Approval
CCX	CITY CHIC COLLECTIVE LIMITED	0.0%	Reserve	Seek Approval
CCY	CHINA CENTURY CAPITAL LIMITED	0.0%	Reserve	Seek Approval
CCYG	12.0% RED. CONVERT. NOTE MATURE 30-9-10	0.0%	Good	Seek Approval
CCZ	CASTILLO COPPER LIMITED	0.0%	Reserve	Seek Approval
CD1	CORDISH DIXON PRIVATE EQUITY FUND I	0.0%	Good	Seek Approval
CD2	CORDISH DIXON PRIVATE EQUITY FUND II	0.0%	Good	Seek Approval
CD3	CORDISH DIXON PRIVATE EQUITY FUND III	0.0%	Good	Seek Approval
CDA	CODAN LIMITED	45.0%	Good	Seek Approval
CDC1	CHILD CARE CENTRES AUSTRALIA LIMITED	0.0%	Good	Seek Approval
CDCXX	CHILD CARE CENTRES AUST LTD - INSTO	0.0%	Good	Seek Approval
CDD	CARDNO LIMITED	0.0%	Good	Seek Approval
CDD1	CARDNO LIMITED	0.0%	Good	Seek Approval
CDDG1	CARDINO LTD 9% UNSEC CONV NOTE-30/06/05	0.0%	Good	Seek Approval
CDDR	CARDNO LIMITED	0.0%	Good	Seek Approval
CDF	COMMONWEALTH DIVERSIFIED SHARE FUND	0.0%	Good	Seek Approval
CDFI	CFS FC INV - CFS DIVERSIFIED FIXED INT	75.0%	Good	Seek Approval
CDFNE	COL FIRST STATE DIVERSIFIED FUND - NEF	75.0%	Good	Seek Approval
CDGET	CFS FC INV - DWS GLOBAL EQUITY THEMATIC	75.0%	Good	Seek Approval
CDI1	CHALLENGER DIVERSIFIED PROPERTY GROUP	0.0%	Good	Seek Approval
CDIZZ	CHALLENGER DIVERSIFIED PROPERTY GROUP	0.0%	Good	Seek Approval
CDK	CDK TECTONICS LIMITED	0.0%	Good	Seek Approval
CDL	CANADA LAND LIMITED	0.0%	Good	Seek Approval
CDM	CADENCE CAPITAL LIMITED	0.0%	Good	Seek Approval
CDM1	CADENCE CAPITAL LIMITED	0.0%	Good	Seek Approval
CDN	CALEDONIAN PACIFIC MINERALS NL	0.0%	Reserve	Seek Approval
CDNS	CADENCE DESIGN SYSTEMS INC	0.0%	Good	Seek Approval
CDO	CADENCE OPPORTUNITIES FUND LIMITED	0.0%	Good	Seek Approval
CDO1	COLORADO GROUP LIMITED	0.0%	Good	Seek Approval
CDP	CARINDALE PROPERTY TRUST	50.0%	Good	Seek Approval
CDP1	CARINDALE PROPERTY TRUST	0.0%	Good	Seek Approval
CDP2	CARINDALE PROPERTY TRUST	0.0%	Good	Seek Approval
CDPPS	COL FS FIRSTCHOICE INV - RREEF PROPERTY	70.0%	Good	Seek Approval
CDR	CODRUS MINERALS LIMITED	0.0%	Good	Seek Approval
CDR1	COMMANDER COMMUNICATIONS LIMITED	0.0%	Reserve	Seek Approval
CDS	COMDEK LIMITED	0.0%	Good	Seek Approval
CDT	CASTLE MINERALS LIMITED	0.0%	Good	Seek Approval
CDTOB	CASTLE MINERALS LIMITED	0.0%	Reserve	Seek Approval
CDWGE	CFS FC WS INV - DWS WS GLOBAL EQUITY THE	75.0%	Good	Seek Approval
CDWN	CDW CORPORATION	0.0%	Reserve	Seek Approval
CDX	CARDIEX LIMITED	0.0%	Good	Seek Approval
CDX1	CDS TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
CE1	CALIMA ENERGY LIMITED	0.0%	Good	Seek Approval
CEA	TIMEMAC SOLUTIONS LIMITED	0.0%	Good	Seek Approval
CEAOC	CHILE MINERAL NL OPTION EXP. 30/06/04	0.0%	Reserve	Seek Approval
CEC	CONECO LIMITED	0.0%	Good	Seek Approval
CEG	CEC GROUP LIMITED	0.0%	Reserve	Seek Approval
CEG1	CEC GROUP LIMITED	0.0%	Good	Seek Approval
CEG8	CEC GROUP LIMITED	0.0%	Good	Seek Approval
CEGR	CEC GROUP LTD - RIGHTS CLSE 30/05/06	0.0%	Good	Seek Approval
CEGRA	RIGHTS - APPS CLOSE 29-MAY-07 DEFFERED	0.0%	Good	Seek Approval
CEGZZ	CEC GROUP LIMITED - BROKER ALLOCATION	0.0%	Good	Seek Approval
CEH	COAST ENTERTAINMENT HOLDINGS LIMITED	0.0%	Good	Seek Approval
CEHF1	CFS FC INV- CFS ENHANCED YIELD	0.0%	Good	Seek Approval
CEL	CHALLENGER ENERGY LIMITED	0.0%	Good	Seek Approval
CEN	CONTACT ENERGY LIMITED	0.0%	Good	Seek Approval
CEO	C @ LIMITED	0.0%	Good	Seek Approval
CEPCA	STAPLED SECS PART PAID 60C $17.40 UNPAID	0.0%	Reserve	Seek Approval
CEPCB	CEP STAPLED SECPART PD TO 40C,11.60 UNP	0.0%	Good	Seek Approval
CEPCC	CENTRO PROPERTIES GRP - STAPLED SECURITY	0.0%	Reserve	Seek Approval
CEPN	CENTRO PROPERTIES LIMITED NEW	0.0%	Reserve	Seek Approval
CEQ1	CENTRAL EQUITY LIMITED	0.0%	Good	Seek Approval
CEQO	CENTRAL EQUITY LIMITED - OPT EXP 30/4/05	0.0%	Reserve	Seek Approval
CER1	CENTRO RETAIL GROUP	0.0%	Good	Seek Approval
CERGI	CERTITUDE ASIAN OPPORTUNITIES	0.0%	Good	Seek Approval
CESO	OPTION EXPIRING 31-12-09	0.0%	Reserve	Seek Approval
CET	VANECK VECTORS CHINAAMC CSI 300 ETF	0.0%	Good	Seek Approval
CETF	EXCHANGE TRADED FUND CDIS 1:1	0.0%	Good	Seek Approval
CEU	CONNECTEAST GROUP	0.0%	Good	Seek Approval
CEV	CENTRAL VICTORIAN GOLD NL FPO	0.0%	Reserve	Seek Approval
CEW	CRANSWICK PREMIUM WINES LIMITED	0.0%	Good	Seek Approval
CEW1	CRANSWICK PREMIUM WINES LIMITED	0.0%	Good	Seek Approval
CEWG	CRANSWICK WINES - 8.25% CONV 29/10/04	0.0%	Good	Seek Approval
CEWN	CRANSWICK ESTATES LTD FPO	0.0%	Good	Seek Approval
CEY	CENTENNIAL COAL COMPANY LIMITED	0.0%	Good	Seek Approval
CEY1	CENTENNIAL COAL COMPANY LIMITED	0.0%	Good	Seek Approval
CEYR	CENTENIAL COAL - RIGHTS - CLOSE 31/10/96	0.0%	Reserve	Seek Approval
CEYXX	CENTENNIAL COAL COMPANT LIMITED	0.0%	Good	Seek Approval
CF1	COMPLII FINTECH SOLUTIONS	0.0%	Good	Seek Approval
CFA	CONSOLIDATED FOODS AUSTRALIA LIMITED	0.0%	Good	Seek Approval
CFAAE	CFS FC INV-AUSBIL AUST. EMERGIN LEADERS	70.0%	Good	Seek Approval
CFAAR	ASPECT WHOLESALE ABSOLUTE RETURN	0.0%	Good	Seek Approval
CFADF	ASPECT WHOLESALE DIVERSIFIED FUTURES	60.0%	Good	Seek Approval
CFAE	CFS FC INV -FIDELITY AUSTRALIAN EQUITIES	75.0%	Good	Seek Approval
CFAS	CFS FC INV - FIRSTCHOICE ASIAN SHARE	65.0%	Good	Seek Approval
CFBAL	BAILLIE GIFFORD WS LONG TERM GLB GROWTH	75.0%	Good	Seek Approval
CFBF	ABERDEEN INCOME-FOCUSED BOND FUND	0.0%	Good	Seek Approval
CFCAG	ANTIPODES WHOLESALE GLOBAL	70.0%	Good	Seek Approval
CFCAS	FC INV MERLON AUSTRALIAN SHARE INCOME	75.0%	Good	Seek Approval
CFCB	CFS FC INVEST - FIRSTCHOICE BALANCED	75.0%	Good	Seek Approval
CFCG	CFS FC W/S INV FIRST CHOICE GROWTH	75.0%	Good	Seek Approval
CFCWB	CFS FIRSTCHOICE WSALE BALANCED	75.0%	Good	Seek Approval
CFDCB	COLONIAL FIRST DEVELOPMENT TRUST	0.0%	Good	Seek Approval
CFEO	CAPE LAMBERT IRON ORE - OPT EXP 31/10/08	0.0%	Reserve	Seek Approval
CFG1	CHALLENGER FINANCIAL SERVICES GROUP	0.0%	Good	Seek Approval
CFGB	FC INV - FC GEARED AUSTRALIAN SHARE	40.0%	Good	Seek Approval
CFGIS	CFS FC INV - FC GLOBAL INFRAST. SEC	70.0%	Good	Seek Approval
CFGPG	GQG PARTNERS WS GLOBAL EQUITY	0.0%	Good	Seek Approval
CFGS	CFS FC WS INV - FIRSTCHOICE GLOBAL SHARE	75.0%	Good	Seek Approval
CFHGG	HYPERION WS GLOBAL GROWTH COMPANIES	0.0%	Good	Seek Approval
CFI	COLONIAL FIRST STATE PRIVATE CAPITAL LTD	0.0%	Good	Seek Approval
CFI1	CFS FIRST STATE PRIVATE CAPITAL LIMITED	0.0%	Good	Seek Approval
CFIR	CFS PRIVATE CAP RIGHTS APPS DEF	0.0%	Reserve	Seek Approval
CFK	CFK CHILDCARE CENTRES LIMITED	0.0%	Good	Seek Approval
CFKAR	CFS FC WS INV KAPSTREAM ABSOL RETURN INC	60.0%	Good	Seek Approval
CFLO	BETASHARES GLOBAL CASH FLOW KINGS ETF	0.0%	Good	Seek Approval
CFMWG	COLONIAL FIRSTCHOICE - MAGELLAN W GLOBAL	75.0%	Good	Seek Approval
CFMWI	CFS FC WS INV-MAGELLAN WS INFRASTRUCTURE	70.0%	Good	Seek Approval
CFO	CFOAM LIMITED	0.0%	Reserve	Seek Approval
CFPED	CFS FC WS-PERPETUAL DIVERSIFIED REAL RET	0.0%	Good	Seek Approval
CFPGE	PENDAL WS GLOBAL EMERGING MARKET OPP	65.0%	Good	Seek Approval
CFPIS	COLONIAL FSFC PERPETUAL INDUSTRIAL SHARE	0.0%	Good	Seek Approval
CFR	CLUFF RESOURCES PACIFIC NL	0.0%	Reserve	Seek Approval
CFRAS	REALINDEX AUST SMALL COMPANIES CLASS A	65.0%	Good	Seek Approval
CFRO	CLUFF RES - OPTION EXPIRING 30-NOV-2008	0.0%	Reserve	Seek Approval
CFROB	CLUFF RESOURCES OPTION EXP 31-JUL-2011	0.0%	Reserve	Seek Approval
CFRRG	REALINDEX RAFI GLOBAL SHARE HDGD-CLASS A	70.0%	Good	Seek Approval
CFRWS	FIRSTRATE WHOLESALE SAVER (WHOLESALE)	0.0%	Good	Seek Approval
CFSAD	COL FIRST STATE - ASPECT DIV FUTURES	60.0%	Good	Seek Approval
CFSAI	CFS FC WS INV - MB ABBOTT/ADVANCE IMPUTA	75.0%	Good	Seek Approval
CFSBE	CFS FC INV BENNELONG EX-20 AUST EQT	70.0%	Good	Seek Approval
CFSCF	CFS FC INV - FIRSTCHOICE CONSERVATIVE	75.0%	Good	Seek Approval
CFSDF	COL FS FIRST CHOICE DEFENSIVE FUND	75.0%	Good	Seek Approval
CFSEI	CFS FC INV - COLONIAL FIRST STATE EQUITY	75.0%	Good	Seek Approval
CFSFW	FIRSTCHOICE WS INVEST-CFS ENHANCED CASH	0.0%	Good	Seek Approval
CFSHG	HYPERION GLOBAL GROWTH CO FUND CLASS B	75.0%	Good	Seek Approval
CFSIF	COL FIRST STATE IMPUTATION FUND	75.0%	Good	Seek Approval
CFSMA	FC INV MAGELLAN INFRASTRUCTURE	70.0%	Good	Seek Approval
CFSMG	COL FIRSTCHOICE INV - MAGELLAN GLOBAL	75.0%	Good	Seek Approval
CFSMI	CFS MEZZANINE FUND CLASS A GLOB LISTED I	70.0%	Good	Seek Approval
CFSPA	CFS FIRSTCHOICE INT - PLATINUM ASIA	65.0%	Good	Seek Approval
CFSPE	CFS FC INV PERPETUAL AUSTRALIAN SHARE	75.0%	Good	Seek Approval
CFSPS	COL FIRST STATE PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
CFSRA	CFS FC PSUP-REALINDEX WS AUST SHARE	0.0%	Good	Seek Approval
CFSRE	CFS FC INV SCHRODER REAL RETURN	75.0%	Good	Seek Approval
CFSWO	CFS WS WORLDWIDE LEADERS FUND	0.0%	Good	Seek Approval
CFUZZ	CERAMIC FUEL CELLS LIMITED - BROKER FIRM	0.0%	Good	Seek Approval
CFWDC	CFS FC WS INV - CFS WS DEVELOPING CO'S	65.0%	Good	Seek Approval
CFWGB	CFS FC WS INV-FC WS GEARED AUST SHARE	40.0%	Good	Seek Approval
CFWGI	FIRSTCHOICE WS GLOB INFRAST SEC	70.0%	Good	Seek Approval
CFWHG	CFS FIRSTCHOICE WSALE HIGH GROWTH	75.0%	Good	Seek Approval
CFXN	CFS RETAIL PROPERTY TRUST-NEW	0.0%	Good	Seek Approval
CFXNA	CFS RETAIL PROPERTY TRUST	0.0%	Good	Seek Approval
CFY	CFT ENERGY LIMITED	0.0%	Good	Seek Approval
CG1	CARBONXT GROUP LIMITED	0.0%	Good	Seek Approval
CGDOA	COMET GOLD OPTION 30-JUN-99	0.0%	Reserve	Seek Approval
CGF	CHALLENGER LIMITED	60.0%	Good	Seek Approval
CGF2	CHALLENGER LIMITED	0.0%	Good	Seek Approval
CGFB2	CHALLENGER CAPITAL NOTES 2	0.0%	Good	Seek Approval
CGFDA	CHALLENGER DEFERRED	0.0%	Good	Seek Approval
CGFP2	CHALLENGER CAPITAL NOTES	0.0%	Good	Seek Approval
CGFP3	CHALLENGER CAPITAL NOTES 3	0.0%	Good	Seek Approval
CGFPC	CHALLENGER CAPITAL NOTES 3	60.0%	Good	Seek Approval
CGFPD	CHALLENGER CAPITAL NOTES 4	60.0%	Good	Seek Approval
CGFSA	MQB 205 CGF SELF FUND INSTAL WARR 28-JUN	0.0%	Good	Seek Approval
CGFSC	CFS GLOBAL SOFT COMMODITY SHARE CLASS A	0.0%	Good	Seek Approval
CGG	CITADEL RESOURCE GROUP LIMITED	0.0%	Good	Seek Approval
CGH2	CALIBRE GROUP LIMITED	0.0%	Reserve	Seek Approval
CGHO	COLONIAL OPTIONS	0.0%	Good	Seek Approval
CGHSK	COUNTRY GARDEN SERVICES HOLDINGS COMPANY	0.0%	Reserve	Seek Approval
CGHZZ	CALIBRE GROUP LIMITED	0.0%	Good	Seek Approval
CGIML	CAPITAL GROUP NEW PERSPECTIVE FUND (AU)	75.0%	Good	Seek Approval
CGJ2	COLES GROUP LIMITED	0.0%	Good	Seek Approval
CGLIS	COLONIAL FS GLOBAL LISTED INFRA SECURITI	70.0%	Good	Seek Approval
CGLSF	CFS MIF - STEWART INV WORLDWIDE LEADERS	75.0%	Good	Seek Approval
CGMRB	COUGAR METALS : RIGHTS CLOSE 27-JAN-2010	0.0%	Reserve	Seek Approval
CGO	CPT GLOBAL LIMITED	0.0%	Reserve	Seek Approval
CGP	CONSEGNA GROUP LIMITED	0.0%	Good	Seek Approval
CGPOA	CONSEGNA GROUP LTD OPTIONEXP 30-APR-2014	0.0%	Good	Seek Approval
CGPS	CFS FC INV - FIRSTCHOICE GLOBAL PROP SEC	65.0%	Good	Seek Approval
CGR	CGN RESOURCES LIMITED	0.0%	Good	Seek Approval
CGRF	CFS MIF-JANUS HENDERSON GLOBAL NAT RES	70.0%	Good	Seek Approval
CGRF1	COL FS FIRSTCHOICE CFS GBL RESOURCES FND	0.0%	Good	Seek Approval
CGRFD	COL FS FIRSTCHOICE CFS GBL RESOURCES FND	70.0%	Good	Seek Approval
CGRL1	CFS W/S GLOBAL RESOURCES LONG SHORT FD	0.0%	Good	Seek Approval
CGRLS	CFS W/S GLOBAL RESOURCES LONG SHORT FD	0.0%	Good	Seek Approval
CGS	COGSTATE LTD	0.0%	Good	Seek Approval
CGSAI	CFC GOLDMAN SACHS AUS INFRASTRUCTURE	70.0%	Good	Seek Approval
CGSF	CFS FC INV-STEWART INV WORLDWIDE LEADERS	75.0%	Good	Seek Approval
CGSF1	COL FIRST STATE GEARED SHARE FUND - NEF	0.0%	Good	Seek Approval
CGSFD	COL FIRST STATE GEARED SHARE FUND	40.0%	Good	Seek Approval
CGSH	CFS FC INV-FIRSTCHOICE GLOBAL SHARE HEDG	70.0%	Good	Seek Approval
CGSHK	COUNTRY GARDEN SERVICES HOLDINGS COMPANY	0.0%	Reserve	Seek Approval
CGSWC	CFS FS WS INV-PENDAL WS CORE GLOBAL SHR	75.0%	Good	Seek Approval
CGT	CASTLEMAINE GOLDFIELDS ORD FULLY PAID	0.0%	Good	Seek Approval
CGT1	CASTLEMAINE GOLDFIELDS ORD FULLY PAID	0.0%	Good	Seek Approval
CGTO	OPTION EXPIRING 31-7-07	0.0%	Reserve	Seek Approval
CGUIF	CHALLENGER GUARANTEED IN FD 5.15 2020	0.0%	Good	Seek Approval
CGUN	CLAREMONT GLOBAL FUND (MANAGED FUND)	0.0%	Good	Seek Approval
CGV	CLEAN GLOBAL ENERGY LIMITED	0.0%	Reserve	Seek Approval
CGWBF	GREENCAPE BROADCAP FUND	75.0%	Good	Seek Approval
CGWHC	GREENCAPE WHOLESALE HIGH CONVICTION FUND	75.0%	Good	Seek Approval
CGX	CGA MINING LIMITED	0.0%	Good	Seek Approval
CGY	CAIRN ENERGY	0.0%	Reserve	Seek Approval
CHAAS	CHALLENGER AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
CHABF	ALPHINITY WS AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
CHADI	CHARTER HALL DIRECT INDUSTRIAL FUND NO 3	0.0%	Good	Seek Approval
CHADP	CHARTER HALL DIRECT PROPERTY FUND WS	0.0%	Good	Seek Approval
CHASC	NOVAPORT SMALLER COMPANIES FUND	70.0%	Good	Seek Approval
CHASF	CHALLENGER AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
CHAWS	CHALLENGER AUSTRALIAN SHARE INCOME FUND	75.0%	Good	Seek Approval
CHC	CHARTER HALL GROUP	60.0%	Good	Seek Approval
CHC1	CHARTER HALL GROUP	0.0%	Good	Seek Approval
CHCDA	CHARTER HALL GROUP STAPLED SECURITIES US	0.0%	Good	Seek Approval
CHDIF	CHARTER HALL DIRECT INDUSTRIAL FUND	0.0%	Good	Seek Approval
CHDPF	CHARTER HALL DIVERSIFIED PROPERTY FUND	0.0%	Good	Seek Approval
CHDPM	CHARTER HALL DIRECT INDUSTRIAL FUND NO 2	0.0%	Good	Seek Approval
CHDWT	CHARTER HALL DIRECT WORKZONE TRUST WS	0.0%	Good	Seek Approval
CHF1	CHARTER PACIFIC CORPORATION LIMITED	0.0%	Reserve	Seek Approval
CHGBT	CITIGROUP HEDGED GLOBAL BOND TRUST	0.0%	Reserve	Seek Approval
CHGHC	GREENCAPE WHOLESALE HIGH CONVICTION FUND	75.0%	Good	Seek Approval
CHGWB	GREENCAPE BROADCAP FUND	75.0%	Good	Seek Approval
CHK	COHIBA MINERALS LIMITED	0.0%	Reserve	Seek Approval
CHKOB	COHIBA MINERALS LTD OPT EXP 19/12/24	0.0%	Reserve	Seek Approval
CHL	CAMPLIFY HOLDINGS LIMITED	0.0%	Good	Seek Approval
CHLAS	LENNOX AUSTRALIAN SMALL COMPANIES FUND	0.0%	Good	Seek Approval
CHLN	CCI HOLDINGS LIMITED NEW	0.0%	Reserve	Seek Approval
CHLRA	CCI HOLDINGS-RIGHTS APPS 7/12/98	0.0%	Good	Seek Approval
CHM	CHIMERIC THERAPEUTICS LIMITED	0.0%	Good	Seek Approval
CHM1	CHAMELEON MINING NL	0.0%	Good	Seek Approval
CHMCZ	CHALLENGER WHOLESALE MICROCAP FUND DL	0.0%	Good	Seek Approval
CHMO	CHIMERIC THERAPEUTICS LTD OPTION 31/3/24	0.0%	Reserve	Seek Approval
CHMPI	MACQUARIE PROPERTY INCOME FUND	0.0%	Good	Seek Approval
CHMZZ	CHIMERIC THERAPEUTICS LIMITED IPO	0.0%	Good	Seek Approval
CHN	CHALICE GOLD MINES LTD	0.0%	Good	Seek Approval
CHO1	CHOISEUL INVESTMENTS LIMITED	0.0%	Good	Seek Approval
CHOXX	CHOISEUL INVESTMENTS LIMITED	0.0%	Good	Seek Approval
CHQ	COSTAEXCHANGE LTD	0.0%	Good	Seek Approval
CHQ2	CHIQUITA BRANDS SOUTH PACIFIC LTD	0.0%	Good	Seek Approval
CHQR	CHQ - RIGHTS APPS CLOSE 13/6/02	0.0%	Good	Seek Approval
CHR	CHARGER METALS NL	0.0%	Good	Seek Approval
CHSKF	BENTHAM WHOLESALE SYNDICATED LOAN FUND	0.0%	Good	Seek Approval
CHSRI	CHALLENGER SOCIALLY RESPONSIVE INV	75.0%	Good	Seek Approval
CHTO	CHESTER MINING LIMITED - OPT EXP 30/6/03	0.0%	Reserve	Seek Approval
CHV	CMG CH CHINA INVESTMENTS LIMITED	0.0%	Good	Seek Approval
CHWSC	NOVAPORT WS SMALLER COMPANIES FUND	70.0%	Good	Seek Approval
CHXR	CH4 GAS LTD - RIGHTS APP CLSE 17/03/05	0.0%	Good	Seek Approval
CHXXX	CHESS INDUSTRIES LIMITED - BROKER FIRM	0.0%	Good	Seek Approval
CHY1	CARTER HOLT HARVEY LIMITED	0.0%	Good	Seek Approval
CI1	CREDIT INTELLIGENCE LTD	0.0%	Good	Seek Approval
CIA	CHAMPION IRON LIMITED	40.0%	Good	Seek Approval
CIA1	CINEMA PLUS	0.0%	Good	Seek Approval
CIA2	CHAMPION IRON LIMITED	0.0%	Good	Seek Approval
CIADF	COLONIAL FIRSTCHOICE INVESTMENTS - ASPEC	60.0%	Good	Seek Approval
CIAS	CFS FC INV - STATE STREET AUST EQUITY	75.0%	Good	Seek Approval
CIASW	FC WS INV - NIKKO AM WS AUST SHARE CONC	75.0%	Good	Seek Approval
CIC	CINIMAGIC	0.0%	Good	Seek Approval
CICAS	CFS FC WS MERLON WS AUST SHARE INCOME	75.0%	Good	Seek Approval
CID	CITADEL POOLED DEVELOPMENT LIMITED	0.0%	Good	Seek Approval
CIDFI	CFS FC WS INV-UBS DIVERSIFIED FIXED INC	75.0%	Good	Seek Approval
CIDGI	CFS FC INV-UBS DIVERSIFIED FIXED INCOME	75.0%	Good	Seek Approval
CIF2	CL.A STAPLED UNITS FULLY PAID	0.0%	Good	Seek Approval
CIFCD	CFS FC W/S INV FIRST CHOICE DEFENSIVE	75.0%	Good	Seek Approval
CIFNE	COL FIRST STATE IMPUTATION FUND - NEF	75.0%	Good	Seek Approval
CIFXX	CHALLENGER INFRASTRUCTURE FUND PLACEMENT	0.0%	Good	Seek Approval
CIG	CASPIAN OIL & GAS LIMITED	0.0%	Good	Seek Approval
CIGGS	CFS FC INV - GENERATION GLOBAL SHARE	70.0%	Good	Seek Approval
CIGS	CFS FC WS-CFS WS INDEXED GLOBAL SHARE(H)	65.0%	Good	Seek Approval
CIGSH	CFS FC INV-CFS INDEXED GLOBAL SHARE HEDG	65.0%	Good	Seek Approval
CIKA	COL FS FIRSTCHOICE IRONBARK KARARA AUST	75.0%	Good	Seek Approval
CIL	CENTREBET INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
CIL1	CENTREBET INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
CILAS	COMMONWEALTH AUSTRALIAN SHARE FUND	0.0%	Good	Seek Approval
CIM1	CIM RESOURCES LIMITED	0.0%	Good	Seek Approval
CIM2	CIM GROUP LIMITED	0.0%	Good	Seek Approval
CIMWA	COL FS FIRSTCHOICE WS INV MUT WS AUS SH	75.0%	Good	Seek Approval
CIN	CARLTON INVESTMENTS LIMITED	60.0%	Good	Seek Approval
CIN2	CARLTON INVESTMENTS LIMITED	0.0%	Good	Seek Approval
CINCF	COL FS FIRSTCHOICE CFS INCOME FUND	0.0%	Good	Seek Approval
CIO	CONNECTED IO LIMITED	0.0%	Good	Seek Approval
CIP	CENTURIA INDUSTRIAL REIT	50.0%	Good	Seek Approval
CIPCA	COLONIAL INDUSTRIAL PROPERTY CTG 80C	0.0%	Reserve	Seek Approval
CIPN	CIP NEW UNITS FULLY PAID ORDINARY	0.0%	Good	Seek Approval
CIPS	COL FS FIRSTCHOICE INDEXED PROP SEC	65.0%	Good	Seek Approval
CIRXE	CIRCADIAN TECHNOLOGIES - OPT EXP 1/2/07	0.0%	Reserve	Seek Approval
CIS	CITISTATE CORPORATION LIMITED	0.0%	Reserve	Seek Approval
CITE1	CFS FC INV-ING TAX EFFECTIVE INCOME	0.0%	Good	Seek Approval
CITEI	CFS FC INV-ING TAX EFFECTIVE INCOME	75.0%	Good	Seek Approval
CITN	COMMERICAL INVESTMENT TRUST	0.0%	Good	Seek Approval
CITU1	CITIGROUP INC INTERNATIONAL	0.0%	Good	Seek Approval
CITU2	CITIGROUP INC INTERNATIONAL	0.0%	Good	Seek Approval
CITUS	CITIGROUP INC INTERNATIONAL	55.0%	Reserve	Seek Approval
CIW	CLIME INVESTMENT MANAGEMENT LTD	0.0%	Good	Seek Approval
CIWB	CFS FC WS ENHANCED INDEX DIVERSIFIED	75.0%	Good	Seek Approval
CIYO	CITY PACIFIC LIMITED - OPT EXP 02/07/06	0.0%	Good	Seek Approval
CIYOA	CITY PACIFIC LIMITED OPT EXP 1 SEP 2006	0.0%	Good	Seek Approval
CIYXX	CITY PACIFIC LIMITED PLACEMENT	0.0%	Good	Seek Approval
CJAI	CFS FC WS INV-GSJBWERE AUST INFRAS	70.0%	Good	Seek Approval
CJWGS	COL FS FIRSTCHOICE GOLDMANS JBW GB SM CO	65.0%	Good	Seek Approval
CJWIP	CFS PENDAL WS MONTHLY INCOME PLUS	75.0%	Good	Seek Approval
CKA	COKAL LIMITED	0.0%	Good	Seek Approval
CKF	COLLINS FOOD LIMITED	50.0%	Good	Seek Approval
CKF1	COLLINS FOOD LIMITED	0.0%	Good	Seek Approval
CKF2	COLLINS FOOD LIMITED	0.0%	Good	Seek Approval
CKG	CENTRAL KALGOORLIE GOLD MINES LIMITED	0.0%	Reserve	Seek Approval
CKGO	CENTRAL KALGOORLIE GOLD MINES NL(OPTION)	0.0%	Reserve	Seek Approval
CKPR	CHEVIOT KIRRIBILLY VINEYARD PROPERTY GRO	0.0%	Reserve	Seek Approval
CKS	CORDUKES LIMITED	0.0%	Good	Seek Approval
CKT	CHALLENGER KENEDIX JAPAN TRUST	0.0%	Good	Seek Approval
CKTCA	CHALLENGER KENEDIX JAPAN TRUST	0.0%	Good	Seek Approval
CKWSC	CHALLENGER KINETIC W/S SMALLER COMPANIES	0.0%	Good	Seek Approval
CL8	CARLY HOLDINGS LIMITED	0.0%	Good	Seek Approval
CL8O	CARLY HOLDINGS LIMITED OPTION	0.0%	Reserve	Seek Approval
CLA	CELSIUS RESOURCES LIMITED	0.0%	Good	Seek Approval
CLB	CANDY CLUB HOLDINGS LIMITED	0.0%	Good	Seek Approval
CLDD	BETASHARES CLOUD COMPUTING ETF	65.0%	Good	Seek Approval
CLE	CYCLONE METALS LIMITED	0.0%	Reserve	Seek Approval
CLFZZ	COMMUNITY LIFE LIMITED - BKR FIRM	0.0%	Good	Seek Approval
CLG	CLOSE THE LOOP LIMITED	0.0%	Good	Seek Approval
CLI1	CHALLENGER INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
CLIR	CHALLENGER INTERNATIONAL LIMITED RIGHT	0.0%	Good	Seek Approval
CLK	CYPRESS LAKES GROUP LIMITED	0.0%	Reserve	Seek Approval
CLMAB	LEGG MASON AUSTRALIAN BOND TRUST (A CLS)	70.0%	Good	Seek Approval
CLMAE	LEGG MASON - AUSTRALIAN EQUITY TRUST	75.0%	Good	Seek Approval
CLMGE	LEGG MASON BATT GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
CLMPS	LEGG MASON PROPERTY SECURITIES TRUST	65.0%	Good	Seek Approval
CLMT	LEGG MASON TACTICAL	0.0%	Good	Seek Approval
CLN	COLONIAL RESOURCES LIMITED	0.0%	Reserve	Seek Approval
CLNE	VANECK VECTORS GLOBAL CLEAN ENERGY ETF	65.0%	Good	Seek Approval
CLNOA	COLONIAL RESOURCES LIMITED OPTION EXPIRI	0.0%	Reserve	Seek Approval
CLO1	CLOUGH LIMITED	0.0%	Good	Seek Approval
CLOR	RIGHTS APPLICATIONS CLOSE 24-DEC-2007 DE	0.0%	Good	Seek Approval
CLQZZ	BROKER FIRM OFFER	0.0%	Good	Seek Approval
CLR1	CULTUS PETROLEUM	0.0%	Good	Seek Approval
CLS	CL ASSET HOLDINGS LIMITED	0.0%	Good	Seek Approval
CLS2	CL ASSET HOLDINGS LIMITED	0.0%	Good	Seek Approval
CLSPG	INVESCO JULY PROTECTED GROWTH FUND	0.0%	Reserve	Seek Approval
CLT1	CELLNET TELECOMMUNICATIONS GROUP LIMITED	0.0%	Reserve	Seek Approval
CLU	CLUEY LTD	0.0%	Good	Seek Approval
CLUZZ	CLONCURRY METALS BROKER FIRM OFFER	0.0%	Good	Seek Approval
CLV	CLOVER CORPORATION LIMITED	0.0%	Good	Seek Approval
CLVO	CLOVER CORPORATION LTD - OPT EXP 31/7/04	0.0%	Reserve	Seek Approval
CLW	CHARTER HALL LONG WALE REIT	60.0%	Good	Seek Approval
CLW2	CHARTER HALL LONG WALE REIT	0.0%	Good	Seek Approval
CLWZZ	CHARTER HALL LONG WALE INSTITUTIONAL OFF	0.0%	Good	Seek Approval
CLX	CTI LOGISTICS LIMITED	0.0%	Good	Seek Approval
CLZ	CLASSIC MINERALS LTD	0.0%	Good	Seek Approval
CMAIF	COL FS FIRSTCHOICE MBA ADV IMP FUND	75.0%	Good	Seek Approval
CMB	CAMBIUM BIO LIMITED	0.0%	Good	Seek Approval
CMD	CASSIUS MINING LIMITED	0.0%	Good	Seek Approval
CME	CENTRALIAN MINERALS LIMITED	0.0%	Good	Seek Approval
CMEN	CME GROUP INC	0.0%	Good	Seek Approval
CMFCA	COLONIAL MUTUAL PROP FUND - CONTRIBS	0.0%	Reserve	Seek Approval
CMFE	CFS FC WS INV -MFS GLOBAL EQUITY	75.0%	Good	Seek Approval
CMFNC	COLONIAL MUTUAL PROP EX CMFCA	0.0%	Good	Seek Approval
CMG	CRITICAL MINERALS GROUP LIMITED	0.0%	Good	Seek Approval
CMG1	CHANDLER MACLEOD LIMITED	0.0%	Good	Seek Approval
CMIN	CMI LIMITED FPO NEW EX CONVERTING PREF.	0.0%	Good	Seek Approval
CMIPB	CMI LIMITED - CONVERT PREF	0.0%	Good	Seek Approval
CMIPC	CMI LIMITED CONVERT PREF CLASS A DEF	0.0%	Good	Seek Approval
CMJ	CONSOLIDATED MEDIA HOLDINGS LIMITED	0.0%	Good	Seek Approval
CMJ2	CONSOLIDATED MEDIA HOLDINGS LIMITED	0.0%	Good	Seek Approval
CMJDA	CONSOLIDATED MEDIA HOLDINGS LIMITED - DS	0.0%	Reserve	Seek Approval
CMK	CUMNOCK COAL LIMITED	0.0%	Good	Seek Approval
CMK1	CUMNOCK COAL LIMITED	0.0%	Good	Seek Approval
CML_C	COLES MYER LTD	0.0%	Reserve	Seek Approval
CML2	COLES MYER LTD	0.0%	Good	Seek Approval
CMLAS	CFS FC WS INV-MERRILL LYNCH AUST SHARES	75.0%	Good	Seek Approval
CMLC1	COLES MYER LTD - DISCOUNT CARD SHARES	0.0%	Good	Seek Approval
CMM	CAPRICORN METALS LTD	40.0%	Good	Seek Approval
CMN	CUMMINSCORP LIMITED	0.0%	Reserve	Seek Approval
CMO	COSMO METALS LIMITED	0.0%	Good	Seek Approval
CMODA	COMTEL CORPORATION LIMITED	0.0%	Good	Seek Approval
CMODB	COMTEL CORPORATION LIMITED	0.0%	Good	Seek Approval
CMOOA	COMMODITEL OPT EXP 30/06/09	0.0%	Good	Seek Approval
CMP	COMPUMEDICS LIMITED	0.0%	Good	Seek Approval
CMQ1	CHEMEQ LIMITED	0.0%	Good	Seek Approval
CMQ8	CHEMEQ LIMITED	0.0%	Reserve	Seek Approval
CMS	COMMSECURE LIMITED	0.0%	Reserve	Seek Approval
CMTMB	MACQUARIE CASH MANAGEMENT TRUST	0.0%	Good	Seek Approval
CMTSB	ST.GEORGE BANK CASH MANAGEMENT ACCOUNT	100.0%	Good	Seek Approval
CMUPA	CONSOLIDATED MAN INDUST 10% N/R CUM PREF	0.0%	Good	Seek Approval
CMV	CMA CORPORATION LIMITED	0.0%	Reserve	Seek Approval
CMVXX	CMA CORPORATION LIMITED PLACEMENT	0.0%	Good	Seek Approval
CMW	CROMWELL PROPERTY GROUP	60.0%	Good	Seek Approval
CMW6	CROMWELL PROPERTY GROUP	0.0%	Good	Seek Approval
CMW7	CROMWELL GROUP	0.0%	Good	Seek Approval
CMWG	COLONIAL FIRSTCHOICE - MAGELLAN W GLOBAL	60.0%	Good	Seek Approval
CMWN	CROMWELL PROPERTY GROUP NEW	0.0%	Good	Seek Approval
CMX	CHEMX MATERIALS LIMITED	0.0%	Good	Seek Approval
CMXO	CHEMX MATERIALS LIMITED OPTION	0.0%	Reserve	Seek Approval
CMZ	EGLOBAL INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
CNAWT	INVESCO WHOLESALE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
CNB	CARNABY RESOURCES LIMITED	0.0%	Good	Seek Approval
CNC	CHAMPION COMPRESSORS LIMITED	0.0%	Good	Seek Approval
CND1	CANDLE AUSTRALIA LIMITED	0.0%	Good	Seek Approval
CNDR	CLARIUS GROUP LIMITED-25/9/09	0.0%	Good	Seek Approval
CNEW	VANECK CHINA NEW ECONOMY ETF	0.0%	Good	Seek Approval
CNF	CONTINENTAL CAPITAL LIMITED	0.0%	Reserve	Seek Approval
CNI	CENTURIA CAPITAL LIMITED	50.0%	Good	Seek Approval
CNJ	CONICO LTD	0.0%	Reserve	Seek Approval
CNJO	CONICO LTD OPTION EXP 31/12/2026	0.0%	Reserve	Seek Approval
CNK	ORDINARY FULLY PAID	0.0%	Reserve	Seek Approval
CNM	CARNEGIE CORPORATION LIMITED	0.0%	Good	Seek Approval
CNMO	CARNEGIE CORP LTD - OPT EXP 31/12/02	0.0%	Reserve	Seek Approval
CNNOA	CARDIA TECH LTD - OPT EXP 31/12/07	0.0%	Good	Seek Approval
CNO	CONTO RESOURCES LIMITED	0.0%	Good	Seek Approval
CNPXX	CENTRO PROPERTIES GROUP - PLACEMENT	0.0%	Good	Seek Approval
CNQ	CLEAN TEQ WATER LIMITED	0.0%	Good	Seek Approval
CNT	CENTAMIN EGYPT LIMITED	0.0%	Good	Seek Approval
CNTOA	CENTAMIN LTD OPTION EXP 28-FEB-2000	0.0%	Reserve	Seek Approval
CNU	CHORUS LIMITED	60.0%	Good	Seek Approval
CNWOA	CORNWALL RESOURCE CORP OPT EXP 30/6/98	0.0%	Reserve	Seek Approval
COA1	COATES HIRE LIMITED	0.0%	Good	Seek Approval
COA2	COATES HIRE LIMITED	0.0%	Good	Seek Approval
COAN	COATES HIRE LIMITED - NEW UNITS	0.0%	Good	Seek Approval
COAR	COATES HIRE LTD - RGTS APPS 15/09/05 DEF	0.0%	Good	Seek Approval
COB	COBALT BLUE HOLDINGS LIMITED	0.0%	Good	Seek Approval
COC	COLONIAL COMMERCIAL PROPERTY TRUST	0.0%	Good	Seek Approval
COD	CODA MINERALS LTD	0.0%	Good	Seek Approval
COE	COOPER ENERGY LIMITED	0.0%	Good	Seek Approval
COEIF	COMMONWEALTH SHARE INCOME FUND	0.0%	Good	Seek Approval
COEO	COOPER ENERGY NL - OPT EXP 31/3/04	0.0%	Good	Seek Approval
COF	CENTURIA OFFICE REIT	50.0%	Good	Seek Approval
COF1	COFFEY INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
COG	CONSOLIDATED OPERATIONS GROUP LIMITED	0.0%	Good	Seek Approval
COH	COCHLEAR LIMITED	65.0%	Good	Seek Approval
COH2	COCHLEAR LIMITED	0.0%	Good	Seek Approval
COHKA	MACQUARIE 50.0286 COH MINI LONG	0.0%	Good	Seek Approval
COHKO	COCHLEAR LIMITED CITIWARRANTS 50.8438	0.0%	Good	Seek Approval
COI	COMET RIDGE LIMITED	0.0%	Good	Seek Approval
COIO	OPTION EXPIRING 29-6-07	0.0%	Reserve	Seek Approval
COL	COLES GROUP LIMITED.	75.0%	Good	Seek Approval
COL1	COLLY COTTON	0.0%	Good	Seek Approval
COL2	COLES GROUP LIMITED	0.0%	Good	Seek Approval
COLDM	COLES GROUP LIMITED.	75.0%	Good	Seek Approval
COMGF	COMMONWEALTH GROWTH FUND	0.0%	Good	Seek Approval
COMIF	COMMONWEALTH - INCOME FUND	0.0%	Good	Seek Approval
COMXX	COMOPS LIMITED PLACEMENT	0.0%	Good	Seek Approval
COP1	COPPER MINES AND METALS LTD	0.0%	Reserve	Seek Approval
COPIS	PERPETUAL WFI-PERPETUAL INDUSTRIAL SHARE	75.0%	Good	Seek Approval
COPSC	CFS FC OC WS PREMIUM SMALL COMPANIES	65.0%	Good	Seek Approval
COPSF	COMMONWEALTH PROPERTY SECURITIES FUND	0.0%	Good	Seek Approval
COS	COSOL LIMITED	0.0%	Good	Seek Approval
COSO	COOL OR COSY LIMITED - OPT EXP 30/05/08	0.0%	Reserve	Seek Approval
COT1	COLLY COTTON	0.0%	Good	Seek Approval
COU1	COUNT FINANCIAL LIMITED	0.0%	Good	Seek Approval
COV	COVE MINING NL ORDINARY $0.50	0.0%	Good	Seek Approval
COY	COPPERMOLY LIMITED	0.0%	Good	Seek Approval
CPB	CAMPBELL BROTHERS LIMITED	0.0%	Good	Seek Approval
CPB1	CAMPBELL BROTHERS LIMITED	0.0%	Good	Seek Approval
CPBDA	CAMPBELL BROTHERS LIMITED	0.0%	Good	Seek Approval
CPBN	CAMPBELL BROTHERS LIMITED RIGHTS	0.0%	Good	Seek Approval
CPBNA	CAMPBELL BROTHERS LIMITED NEW	0.0%	Good	Seek Approval
CPBR	CAMPBELL BROTHERS LTD - RIGHTS 2/11/09	0.0%	Good	Seek Approval
CPBRA	CAMPBELL BROTHERS LIMITED - RIGHTS	0.0%	Reserve	Seek Approval
CPCAP	CFS FC INV-PM CAPITAL GLOBAL COMPANIES	0.0%	Good	Seek Approval
CPCAS	CFS FC WS INV-ANTARES W ELITE OPPORT	0.0%	Good	Seek Approval
CPCE1	COL FS FIRSTCHOICE PM CAPITAL ENHAC'D YD	60.0%	Good	Seek Approval
CPCEY	COL FS FIRSTCHOICE PM CAPITAL ENHAC'D YD	60.0%	Good	Seek Approval
CPCG	COL FS FIRSTCHOICE PERPETUAL CONSERV GRW	75.0%	Good	Seek Approval
CPCO	CARPENTER PACIFIC - OPT EXP 31/3/07	0.0%	Good	Seek Approval
CPCOB	CARPENTER PACIFIC RES - OPTIONS	0.0%	Reserve	Seek Approval
CPCWA	CFS FC INV-PM CAPITAL WS GLB COMPANIES	0.0%	Good	Seek Approval
CPDG	COL FS FIRSTCHOICE PERPETUAL DIVERSF GTH	75.0%	Good	Seek Approval
CPEM	CFC PENSION - PENSION - EMERGING MARKETS	0.0%	Good	Seek Approval
CPH1	CPH INVESTMENT CORP	0.0%	Good	Seek Approval
CPI	CPI GROUP LIMITED	0.0%	Good	Seek Approval
CPI1	CPI GROUP LIMITED	0.0%	Good	Seek Approval
CPIPA	CPI GROUP LIMITED - 8% CONVERT PREF	0.0%	Good	Seek Approval
CPK	CP1 LIMITED	0.0%	Reserve	Seek Approval
CPKO	CP1 LIMITED - OPT EXP 01/09/06	0.0%	Good	Seek Approval
CPKOA	CP1 LIMITED OPT EXP 31/01/07	0.0%	Reserve	Seek Approval
CPLO	COALSPUR MINES LIMITED	0.0%	Good	Seek Approval
CPM	COOPER METALS LIMITED	0.0%	Good	Seek Approval
CPMT1	CITY PACIFIC MORTGAGE TRUST	0.0%	Reserve	Seek Approval
CPN	CASPIN RESOURCES LIMITED	0.0%	Good	Seek Approval
CPO	CULPEO MINERALS LIMITED	0.0%	Good	Seek Approval
CPPS	COL FS FIRSTCHOICE PENGANA PROPERTY SEC	65.0%	Good	Seek Approval
CPR	CLIVE PEETERS LIMITED	0.0%	Good	Seek Approval
CPRTN	COPART INC	0.0%	Reserve	Seek Approval
CPSF	COL FS FIRSTCHOICE CFS PROPERTY SECS FND	65.0%	Good	Seek Approval
CPSG	COL FS FIRSTCHOICE PERP SPLIT GROWTH	75.0%	Good	Seek Approval
CPSL	CPSL MASTER FUND	0.0%	Good	Seek Approval
CPSNE	COL FIRST STATE PROPERTY SEC FUND - NEF	65.0%	Good	Seek Approval
CPSTX	CITIGROUP PROPERTY SECS TST (X CLASS)	0.0%	Good	Seek Approval
CPU	COMPUTERSHARE LIMITED	70.0%	Good	Seek Approval
CPU1	COMPUTERSHARE LIMITED	0.0%	Good	Seek Approval
CPUD3	CPUD38 $9.50 CALL OPTION EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
CPUE7	CPUE78 $11.00 CALL OPT EXP 28-APR-2011	70.0%	Reserve	Seek Approval
CPUEX	CPUEX8 $9.75 CALL OPTION EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
CPUM4	CPUM48 $8.25 CALL OPTION EXP 29-MAR-2012	70.0%	Reserve	Seek Approval
CPUN8	CPUN88 $7.75 CALL OPTION EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
CPUSW	COMPUTERSHARE LIMITED RBS 5.0134 CPU	0.0%	Good	Seek Approval
CPUTE	CPUTE8 $8.25 CALL OPTION EXP 23-FEB-2012	70.0%	Reserve	Seek Approval
CPUYC	CPUYC7 $9.50 CALL OPTION EXP 23-JUN-2011	70.0%	Reserve	Seek Approval
CPV	CLEARVUE TECHNOLOGIES LIMTIED	0.0%	Good	Seek Approval
CPWDG	CFS FC W INV-PERPETUAL W DIVERS GROWTH	75.0%	Good	Seek Approval
CPWIS	COL FS FIRSTCHOICE WS PERP WS IND SHARE	75.0%	Good	Seek Approval
CPWSG	COL FS FIRSTCHOICE WS PERP WS SPLIT GROW	75.0%	Good	Seek Approval
CQC	CUESTA COAL LIMITED	0.0%	Reserve	Seek Approval
CQE	CHARTER HALL SOCIAL INFRASTRUCTURE REIT	50.0%	Good	Seek Approval
CQE2	CHARTER HALL SOCIAL INFRASTRUCTURE REIT	0.0%	Good	Seek Approval
CQE8	CHARTER HALL SOCIAL INFRASTRUCTURE REIT	50.0%	Good	Seek Approval
CQG	CONTANGO GLOBAL GROWTH LIMITED	0.0%	Good	Seek Approval
CQGO	CONTANGO GLOBAL GROWTH OPT EXP 24/6/19	0.0%	Good	Seek Approval
CQGZZ	CONTANGO GLOBAL GROWTH LIMITED	0.0%	Good	Seek Approval
CQR	CHARTER HALL RETAIL REIT	60.0%	Good	Seek Approval
CQR2	CHARTER HALL RETAIL REIT	0.0%	Good	Seek Approval
CQTCB	CONQUEST MINING LTD - PARTLY PAID 7C	0.0%	Good	Seek Approval
CQTO	CONQUEST MINING LIMITED-OPT EXP 31/12/06	0.0%	Good	Seek Approval
CQU	COMMQUEST LTD	0.0%	Reserve	Seek Approval
CQUZZ	BROKER FIRM OFFER	0.0%	Good	Seek Approval
CR1	COSTELLATION RESOURCES LIMITED	0.0%	Good	Seek Approval
CR9	CORELLA RESOURCES LTD	0.0%	Good	Seek Approval
CRAS	CFS - REALINDEX RAFI AUST SHARE	75.0%	Good	Seek Approval
CRB	CARBINE RESOURCES LIMITED	0.0%	Good	Seek Approval
CRC	CORTONA RESOURCES LIMITED	0.0%	Good	Seek Approval
CRCR	RIGHTS - APPLICATIONS CLOSE 16-DEC-2009	0.0%	Reserve	Seek Approval
CRCXX	CORTONA RESOURCES LIMITED PLACEMENT	0.0%	Good	Seek Approval
CRD	CONRAD ASIA ENERGY LTD	0.0%	Good	Seek Approval
CRDG	CROWN DIAMOND NL 11% CONV NOTE 30/11/05	0.0%	Good	Seek Approval
CRDOA	CROWN DIAMONDS NL - OPT EXP 31/08/04	0.0%	Reserve	Seek Approval
CRE	CRESCENT GOLD LIMITED	0.0%	Reserve	Seek Approval
CRED	BETASHARES AUS INV GRADE CORP BOND	70.0%	Good	Seek Approval
CRH.	CRH PLC	0.0%	Good	Seek Approval
CRJO	COPPER RANGE LIMITED 31/12/12	0.0%	Good	Seek Approval
CRKO	CARRICK GOLD LTD - OPT EXP 31/12/06	0.0%	Good	Seek Approval
CRMCA	CARBON MINERALS NL - 50C ORD PD TO 20C	0.0%	Good	Seek Approval
CRMN	SALESFORCE.COM INC	0.0%	Reserve	Seek Approval
CRMPF	CROMWELL DIRECT PROPERTY FUND	0.0%	Good	Seek Approval
CRMPS	CROMWELL PHOENIX PROPERTY SECURITIES	0.0%	Good	Seek Approval
CRN	CORONADO GLOBAL RESOURCES INC.	50.0%	Good	Seek Approval
CRO1	CROWN LIMITED	0.0%	Good	Seek Approval
CROHA	CROWN LIMITED 10% UNSECURED NOTE 15/2/04	0.0%	Good	Seek Approval
CRONO	CROWN LIMITED - NOTED & OPTIONS	0.0%	Good	Seek Approval
CROPS	CROMWELL PHOENIX PROPERTY SEC FUND	0.0%	Good	Seek Approval
CROR	CROWN LIMITED RIGHTS	0.0%	Good	Seek Approval
CRORA	CROWN LIMITED RIGHTS	0.0%	Reserve	Seek Approval
CRPPF	CROMWELL PROPERTY FUND - SUSPENDED	0.0%	Good	Seek Approval
CRR	CRITICAL RESOURCES LIMITED	0.0%	Good	Seek Approval
CRRA1	REALINDEX RAFI AUSTRALIAN SHARE-CLASS A	0.0%	Good	Seek Approval
CRRAS	REALINDEX RAFI AUSTRALIAN SHARE-CLASS A	75.0%	Good	Seek Approval
CRRGH	CFS FC - REALINDEX RAFI GLBL HDG SHARE	70.0%	Good	Seek Approval
CRRGS	CFS FC INV - REALINDEX RAFI GLOBAL SHARE	75.0%	Good	Seek Approval
CRRWA	CFSFC W/S - REALINDEX RAFI W/S AUST SHAR	75.0%	Good	Seek Approval
CRRWG	CFSFC - REALINDEX RAFI WS GLBL SHAR HEDG	70.0%	Good	Seek Approval
CRS	CAPRICE RESOURCES LTD	0.0%	Good	Seek Approval
CRS1	CROESUS MINING NL	0.0%	Reserve	Seek Approval
CRSR	CROESUS MINING NL RIGHTS CLOSE 3/1/06 DF	0.0%	Reserve	Seek Approval
CRSZZ	CAPRISE RESOURCES LTD IPO	0.0%	Good	Seek Approval
CRT1	CONSOLIDATED RUTILE LIMITED	0.0%	Good	Seek Approval
CRTT	CROMWELL RIVERPARK TRUST	0.0%	Good	Seek Approval
CRU	CATALYST RECRUITMENT	0.0%	Good	Seek Approval
CRWPS	COL FS FIRSTCHOICE RREEF WS PROP SEC	70.0%	Good	Seek Approval
CRWZZ	CASHREWARDS LIMITED	0.0%	Good	Seek Approval
CRYP	BETASHARES CRYPTO INNOVATORS ETF	0.0%	Good	Seek Approval
CRZKP	CARSALES COM LTD CREDITSUISSE 13.9987	0.0%	Good	Seek Approval
CRZKQ	CARSALES. COM LTD 13.00 CRZ MINI SHORT	0.0%	Good	Seek Approval
CSA	CREST MAGNESIUM	0.0%	Good	Seek Approval
CSA1		0.0%	Reserve	Seek Approval
CSAS	CREDIT SUISSE ASIAN SHARES FUND	0.0%	Good	Seek Approval
CSASC	ABERDEEN CLASSIC SERIES AUSTRALIAN SMALL	65.0%	Good	Seek Approval
CSASF	ABERDEEN EX-20 AUSTRALIAN EQUITIES FUND	70.0%	Good	Seek Approval
CSB1	COMET SATELLITE & CABLE LIMITED	0.0%	Good	Seek Approval
CSCFI	NOVA PORT WS SMALLER COMPANIES FUND	70.0%	Good	Seek Approval
CSCGF	ABERDEEN MULTI-ASSET REAL RETURN FUND	0.0%	Good	Seek Approval
CSCSF	ABERDEEN MULTI-ASSET INCOME FUND	75.0%	Reserve	Seek Approval
CSE	COPPER STRIKE LTD	0.0%	Reserve	Seek Approval
CSF	CATALANO SEAFOOD LTD	0.0%	Good	Seek Approval
CSGHI	BENTHAM WS GLOBAL INCOME FUND	50.0%	Good	Seek Approval
CSGPE	CREDIT SUISSE GLOBAL PRIVATE EQTY FUND	0.0%	Good	Seek Approval
CSH	CONCEPT HIRE LIMITED	0.0%	Good	Seek Approval
CSHGB	ABERDEEN GLOBAL INVESTMENT GRADE BOND FU	0.0%	Good	Seek Approval
CSHS	COL FS FIRSTCHOICE SCHRODERS HYB SEC	50.0%	Good	Seek Approval
CSIF	COMMONWEALTH SHARE INCOME FUND	0.0%	Good	Seek Approval
CSILB	ABERDEEN INFLATION LINKED BOND FUND	0.0%	Good	Seek Approval
CSIS2	CREDIT SUISSE SELECT INV INTL SHARE FUND	0.0%	Good	Seek Approval
CSIS8	CREDIT SUISSE SELECT INV INTL SHARE FUND	0.0%	Good	Seek Approval
CSISU	CREDIT SUISSE SELECT INV-FLEX INT SH U/H	0.0%	Good	Seek Approval
CSISW	ABERDEEN ACTIVELY HEDGED INTERNATIONAL E	75.0%	Good	Seek Approval
CSL	CSL LIMITED	75.0%	Good	Seek Approval
CSL_C	CSL LIMITED	0.0%	Good	Seek Approval
CSL1	CSL LIMITED	0.0%	Good	Seek Approval
CSL2	CSL LIMITED	0.0%	Good	Seek Approval
CSLBO	CSLBO9 $31.50 CALL OPT EXP 25-AUG-2011	70.0%	Good	Seek Approval
CSLBQ	CSLBQ9 $31.50 CALL OPT EXP 27-OCT-2011	70.0%	Reserve	Seek Approval
CSLEN	CSLEN9 $35.00 CALL OPT EXP 25-AUG-2011	70.0%	Reserve	Seek Approval
CSLEU	CSLEU8 $39.51 CALL OPT EXP 27-SEP-2012	70.0%	Reserve	Seek Approval
CSLFY	CSLFY9 $34.00 CALL OPT EXP 29-MAR-2012	70.0%	Good	Seek Approval
CSLG2	CSLG29 $34.50 CALL OPT EXP 29-MAR-2012	70.0%	Good	Seek Approval
CSLKC	CSL LIMITED CITIWARRANTS	0.0%	Good	Seek Approval
CSLKV	CSL LIMITED CITIWARRANTS	0.0%	Good	Seek Approval
CSLMS	CSLMS9 $45.51 CALL OPT EXP 27-MAR-2013	70.0%	Good	Seek Approval
CSLN6	CSL $64.00 PUT OPT EXP 29-11-2007	0.0%	Good	Seek Approval
CSLN7	CSLNZ7 $38.00 CALL OPT EXP 28-JUN-2012	70.0%	Reserve	Seek Approval
CSLRH	CSLRH7 $38.50 CALL OPT EXP 27-MAR-2013	70.0%	Good	Seek Approval
CSLSA	MQB 20.7613 CSL S/FUND INSTAL WARR 28 06	0.0%	Good	Seek Approval
CSLSR	UBS 19.9141 CSL ROLLING SELF FD 30/6/10	0.0%	Good	Seek Approval
CSLTP	CSLTP8 $47.00 CALL OPT EXP 29-NOV-2012	70.0%	Good	Seek Approval
CSLUM	CSLUM9 $55.00 CALL OPT EXP 27-JUN-2013	70.0%	Reserve	Seek Approval
CSLW7	CSLW78 $40.01 CALL OPT EXP 29-NOV-2012	70.0%	Reserve	Seek Approval
CSLWS	CSLWS9 $50.00 CALL OPT EXP 30-MAY-2013	0.0%	Reserve	Seek Approval
CSLXI	CSLXI9 $58.00 CALL OPTION EXP 26-SEP-13	0.0%	Reserve	Seek Approval
CSLY6	CSLY68 $37.50 CALL OPT EXP 26-MAY-2011	70.0%	Good	Seek Approval
CSLYA	CSLYA9 $37.50 CALL OPT EXP 27-SEP-2012	70.0%	Good	Seek Approval
CSLYG	CSLYG8 $45.01 CALL OPT EXP 29-NOV-2012	70.0%	Reserve	Seek Approval
CSMCT	CREDIT SUISSE MANAGED CASH TRUST	0.0%	Good	Seek Approval
CSMO	CONSOLIDATED MINERALS - OPT EXP 31/3/02	0.0%	Good	Seek Approval
CSPF	SG HISCOCK WHOLESALE PROPERTY FUND	60.0%	Good	Seek Approval
CSR	CSR LIMITED	60.0%	Good	Seek Approval
CSRID	ALPHINITY WS SOCIALLY RESPONSIBLE SHARE	75.0%	Good	Seek Approval
CSRIF	CHALLENGER SOCIALLY RESPONSIVE INV FUND	75.0%	Good	Seek Approval
CSRYY	PLACEMENT	0.0%	Good	Seek Approval
CSS	CLEAN SEAS SEAFOOD LIMITED	0.0%	Good	Seek Approval
CSSIP	SG HISCOCK PROFESSIONAL PROPERTY FUND	60.0%	Good	Seek Approval
CSSPF	SG HISCOCK PROFESSIONAL PROPERTY FUND	60.0%	Good	Seek Approval
CST	CASTILE RESOURCES LTD	0.0%	Good	Seek Approval
CST1	CELLESTIS LIMITED	0.0%	Good	Seek Approval
CSTM	CONSTELLIUM SE (FRANCE) CSTM	0.0%	Reserve	Seek Approval
CSU	CREDIT SUISSE PL100 EMERGING MARKETS INF	0.0%	Good	Seek Approval
CSUSF	CREDIT SUISSE UNIVERSAL SHARES FUND	0.0%	Good	Seek Approval
CSWAS	ALPHINITY WS CONCENTRATED AUST SHARE FND	75.0%	Good	Seek Approval
CSWCE	ABERDEEN CASH ENHANCED FUND	0.0%	Good	Seek Approval
CSWH	CFS FC WS INV - SCHRODER WS HYBRID SEC.	0.0%	Good	Seek Approval
CSWSL	BENTHAM WHOLESALE SYNDICATED LOAN FUND	0.0%	Good	Seek Approval
CSX	CLEANSPACE HOLDINGS LIMITED	0.0%	Good	Seek Approval
CT1	CCP TECHNOLOGIES LIMITED	0.0%	Reserve	Seek Approval
CTA1	CITIGROUP TACTICAL ALLOCATION TRUST	0.0%	Good	Seek Approval
CTD	CORPORATE TRAVEL MANAGEMENT LIMITED	40.0%	Good	Seek Approval
CTDZZ	CORPORATE TRAVEL MANAGEMENT LIMITED	0.0%	Good	Seek Approval
CTE	CRYOSITE LIMITED	0.0%	Good	Seek Approval
CTF	CITROFRESH INTERNATIONAL LIMITED	0.0%	Reserve	Seek Approval
CTFOA	CITROFRESH - OPTION EXPIRING 31-MAY-2012	0.0%	Reserve	Seek Approval
CTI	CHARIOT LIMITED	0.0%	Reserve	Seek Approval
CTL1	CITECT CORPORATION LIMITED	0.0%	Good	Seek Approval
CTM	CENTAURUS METALS LIMITED	0.0%	Good	Seek Approval
CTM1	CHATHAM INVESTMENT CO. LIMITED	0.0%	Reserve	Seek Approval
CTMBN	CHATHAM INVESTMENTS - BONUS	0.0%	Reserve	Seek Approval
CTN	CATALINA RESOURCES LTD	0.0%	Reserve	Seek Approval
CTN1	CONTANGO MICROCAP LIMITED	0.0%	Good	Seek Approval
CTNR	CONTANGO MICROCAP LTD RIGHTS AP 23/10/06	0.0%	Good	Seek Approval
CTNRA	RIGHTS - APPS CLOSE 04-DEC-2007 DEFERRED	0.0%	Reserve	Seek Approval
CTNZZ	CONTANGO MICROCAP LTD EFF 19/12/14	0.0%	Good	Seek Approval
CTO	CITIGOLD CORPORATION LIMITED	0.0%	Reserve	Seek Approval
CTP	CENTRAL PETROLEUM LIMITED	0.0%	Good	Seek Approval
CTPO	CENTRAL PETROLEUM LTD OPT EXP 31/3/14	0.0%	Reserve	Seek Approval
CTPOA	OPTION EXPIRING 30-6-10	0.0%	Reserve	Seek Approval
CTQ	CARETEQ LIMITED	0.0%	Good	Seek Approval
CTR1	CENTAUR MINING & EXPLORATION LIMITED	0.0%	Good	Seek Approval
CTS	CONTACT URANIUM LIMITED	0.0%	Reserve	Seek Approval
CTT	CETTIRE LIMITED	0.0%	Good	Seek Approval
CTTZZ	CETTIRE LTD	0.0%	Good	Seek Approval
CTXDA	CALTEX AUST DEF SETTLEMENT	0.0%	Good	Seek Approval
CU6	CLARITY PHARMACEUTICALS LTD	0.0%	Good	Seek Approval
CU6XX	CLARITY PHARMACEUTICALS LTD	0.0%	Good	Seek Approval
CUD	CUDGEN R.Z. LIMITED	0.0%	Reserve	Seek Approval
CUE	CUE ENERGY RESOURCES LIMITED	0.0%	Good	Seek Approval
CUERB	CUE ENERGY RES - RIGHTS APP CLE 26/06/06	0.0%	Reserve	Seek Approval
CUF	CUFE LIMITED	0.0%	Good	Seek Approval
CUL	CULLEN RESOURCES LIMITED	0.0%	Reserve	Seek Approval
CUODA	COPPERCO LIMITED - DEFERRED SETT	0.0%	Good	Seek Approval
CUP	COUNTPLUS LIMITED	0.0%	Good	Seek Approval
CUP2	COUNTPLUS LIMITED	0.0%	Reserve	Seek Approval
CUPXX	COUNTPLUS LIMITED IPO	0.0%	Good	Seek Approval
CUR	CENTAURUS RESOURCES LIMITED	0.0%	Good	Seek Approval
CURE	ETFS S&P BIOTECH ETF UNITS FP	55.0%	Good	Seek Approval
CUS	COPPER SEARCH LIMITED	0.0%	Good	Seek Approval
CUT	STERICORP LTD - FORMALLY CUTTERS RIDGE	0.0%	Reserve	Seek Approval
CUTO	CUTTERS RIDGE OPTION EXPIRING 30-JAN-98	0.0%	Reserve	Seek Approval
CUV	CLINUVEL PHARMACEUTICALS LIMITED	40.0%	Good	Seek Approval
CUVR	CLINUVEL PHARMACEUTICALS RIGHTS	0.0%	Good	Seek Approval
CUY	CURNAMONA ENERGY LIMITED	0.0%	Good	Seek Approval
CUYO	CURNAMONA ENERGY LIMITED OPTION EXPIRING	0.0%	Reserve	Seek Approval
CVA	CLEVER COMMUNICATIONS AUSTRALIA LIMITED	0.0%	Good	Seek Approval
CVAS1	CLEARVIEW AUSTRALIAN SHARES GROWTH TRUST	0.0%	Good	Seek Approval
CVASG	CLEARVIEW AUSTRALIAN SHARES GROWTH TRUST	0.0%	Good	Seek Approval
CVB	CURVEBEAM AI LIMITED	0.0%	Good	Seek Approval
CVC	CVC LIMITED	0.0%	Good	Seek Approval
CVC1	CVC LIMITED	0.0%	Good	Seek Approval
CVCYY	CVC LIMITED CONDITIONAL PLACEMENT	0.0%	Good	Seek Approval
CVDBT	CLEARVIEW DIVERSIFIED BALANCED TRUST	0.0%	Good	Seek Approval
CVDGT	CLEARVIEW DIVERSIFIED GROWTH TRUST	0.0%	Good	Seek Approval
CVDST	CLEARVIEW DIVERSIFIED STABLE TRUST	0.0%	Good	Seek Approval
CVI	CITYVIEW CORPORATION LIMITED	0.0%	Good	Seek Approval
CVL	CIVMEC LIMITED	0.0%	Good	Seek Approval
CVLTN	COMMVAULT SYSTEMS INC	0.0%	Good	Seek Approval
CVN	CARNARVON PETROLEUM LIMITED	0.0%	Good	Seek Approval
CVN1	CARNARVON PETROLEUM LIMITED	0.0%	Good	Seek Approval
CVNDA	CARNARVON PETROLEUM DEF SMENT	0.0%	Good	Seek Approval
CVNDB	CARNARVON PETROLEUM OPT X28-7-01 DEF SMT	0.0%	Reserve	Seek Approval
CVR	CAVALIER RESOURCES LIMITED	0.0%	Good	Seek Approval
CVV	CARAVEL MINERALS LIMITED	0.0%	Good	Seek Approval
CVVOB	CARAVEL MINERALS LIMITED	0.0%	Good	Seek Approval
CVW	CLEARVIEW WEALTH LIMITED	0.0%	Good	Seek Approval
CVW2	CLEARVIEW WEALTH LIMITED	0.0%	Good	Seek Approval
CVX	CORVETTE RESOURCES LIMITED	0.0%	Good	Seek Approval
CVXN	CHEVRON CORPORATION COMMON STOCK	0.0%	Good	Seek Approval
CVXU	CHEVRON CORPORATION	0.0%	Good	Seek Approval
CVY	COVENTRY RESOURCES LIMITED	0.0%	Good	Seek Approval
CW452	COL FS FIRSTCHOICE WS CFS 452 GEAR AU SH	40.0%	Good	Seek Approval
CWAAE	ACADIAN WS AUSTRALIAN EQUITY FUND (WA)	75.0%	Good	Seek Approval
CWAEL	ACADIAN WS AUST EQUITY LONG SHORT FUND	60.0%	Good	Seek Approval
CWAGE	ACADIAN WS SUSTAINABLE GLOBAL EQUITY FD	75.0%	Good	Seek Approval
CWAS1	COL FS FIRSTCHOICE WS AUST SMALL COMP	0.0%	Good	Seek Approval
CWASC	COL FS FIRSTCHOICE WS AUST SMALL COMP	65.0%	Good	Seek Approval
CWASF	ALPHINITY WS AUSTRALIAN SHARE FUND (WA)	75.0%	Good	Seek Approval
CWAUS	COL FS FIRSTCHOICE WS AUSTRALIAN SHARE	75.0%	Good	Seek Approval
CWAWG	FS FC WS - ALTRINSIC WS GLOBAL EQUITY	75.0%	Good	Seek Approval
CWBAS	COLONIAL FC WS LOWER VOLATILITY AUST	75.0%	Good	Seek Approval
CWBWA	CFS FC WS SOLARIS WS CORE AUST EQUITY	75.0%	Good	Seek Approval
CWBWP	COL FS FIRSTCHOICE WS BT WS PROP INVEST	65.0%	Good	Seek Approval
CWCAS	FC WS INV - CELESTE WS AUST SMALL CO	0.0%	Good	Seek Approval
CWCSA	CFS FC WS INV-IRONBARK KARARA AUST SHARE	75.0%	Good	Seek Approval
CWCWG	COLONIAL FIRST STATE WS WS INDEX GLOBAL	75.0%	Good	Seek Approval
CWCWI	COL FS FIRSTCHOICE WS CFS WS INDEX GLOB	75.0%	Good	Seek Approval
CWDC1	COL FS FIRSTCHOICE WS CFS WS DEV CO	0.0%	Good	Seek Approval
CWDFI	ONEPATH WS DIVERSIFIED FIXED INTEREST	0.0%	Good	Seek Approval
CWEIF	CFS FC WS INV - FIRST SENTIER WS EQUITY	75.0%	Good	Seek Approval
CWEM	CFS FC WS INV - FC WHOLESALE EMERGING MA	65.0%	Good	Seek Approval
CWFAE	CFS FC WS INV-FIDELITY WS AUST EQUITIES	75.0%	Good	Seek Approval
CWFCC	CFS FC W/S INV FIRST CHOICE CONSERVATIVE	75.0%	Good	Seek Approval
CWFCM	CFS FC W/S INV FIRST CHOICE MODERATE	75.0%	Good	Seek Approval
CWFI	COL FS FIRSTCHOICE WS FIXED INTEREST	75.0%	Good	Seek Approval
CWGCI	CFS WS GLOBAL CREDIT INCOME FUND	60.0%	Good	Seek Approval
CWGEM	STEWART INVESTORS GLB EMERG MKTS LEADERS	65.0%	Good	Seek Approval
CWGHB	COL FIRST STATE WS GLOB HLTH& BIO	0.0%	Good	Seek Approval
CWGIP	CFS PENDAL WS MONTHLY INCOME PLUS	75.0%	Good	Seek Approval
CWGLI	CFS W/S GLOBAL LISTED INFRASTRUCT	70.0%	Good	Seek Approval
CWGPS	CFS FC WS INV-GLOBAL PROPERTY SEC	65.0%	Good	Seek Approval
CWGSH	COL FS FIRSTCHOICE W/S GBL SHR HEDGED	70.0%	Good	Seek Approval
CWGWG	GENERATION WHOLESALE GLOBAL SHARE FUND	70.0%	Good	Seek Approval
CWHG	COL FS FIRSTCHOICE WS CFS WS HIGH GRO	75.0%	Good	Seek Approval
CWI	COUNTRYWIDE RETAIL TRUST $1 UNITS F/P	0.0%	Good	Seek Approval
CWIAB	COL FIRSTCHOICE WS CFS INDEX AUST BOND	0.0%	Good	Seek Approval
CWIAS	CFS FC WS INV - ING WS AUSTRALIAN SHARE	75.0%	Good	Seek Approval
CWIPS	COL FS FIRSTCHOICE W/S INDEX PROP SEC FD	65.0%	Good	Seek Approval
CWITE	CFS FC WS INV-ING WS TAX EFFECTIVE	75.0%	Good	Seek Approval
CWK	ORDINARY FULLY PAID	0.0%	Good	Seek Approval
CWKZZ	COALWORKS LIMITED	0.0%	Good	Seek Approval
CWMIB	FIRSTCHOICE WHOLESALE MULTI - INDEX BAL	75.0%	Good	Seek Approval
CWMIC	CFS FIRSTCHOICE WSALE MULTI-INDEX CONSR	75.0%	Good	Seek Approval
CWMMI	FC WS INV-MERRILL LYNCH MONTHLY INCOME	0.0%	Good	Seek Approval
CWN1	CROWN RESORTS LIMITED	0.0%	Good	Seek Approval
CWN2	CROWN LIMITED	0.0%	Good	Seek Approval
CWNH	CROWN RESORTS LTD SUBORDINATED NOTES II	0.0%	Good	Seek Approval
CWNK	CROWN RESORTS LIMITED MINI LONG	0.0%	Good	Seek Approval
CWNSB	WESTPAC 5.915 CWN S/F INSTAL WARRANT 30-	0.0%	Good	Seek Approval
CWNSS	CROWN RESORTS LTD CAPPED SFI 30/6/16	0.0%	Good	Seek Approval
CWO1	CABLE AND WIRELESS OPTUS LIMITED	0.0%	Good	Seek Approval
CWP	CEDAR WOODS PROPERTIES LIMITED	45.0%	Good	Seek Approval
CWP1	CEDAR WOODS PROPERTIES LIMITED	0.0%	Good	Seek Approval
CWPBG	COL FS FIRSTCHOICE WS PERP'L WS BAL GROW	75.0%	Good	Seek Approval
CWPCG	CFS FC WS INV-PERPETUAL WS CNSRV GR	75.0%	Good	Seek Approval
CWPPS	COL FS FIRSTCHOICE WS PENGANA WS PROP SE	65.0%	Good	Seek Approval
CWPS	FIRSTCHOICE W/S PROPERTY SECURITIES	65.0%	Good	Seek Approval
CWPVA	COL FS FIRSTCHOICE WS PERENNIAL VAL AUSH	75.0%	Good	Seek Approval
CWRAA	REALINDEX AUST SMALL COMPANIES CLASS A	65.0%	Good	Seek Approval
CWRAG	CFSFC WS - REALINDEX RAFI GLOBAL SHARES	75.0%	Good	Seek Approval
CWRAS	CFS FC WS INV-REALINDEX RAFI WS AUS SMAL	65.0%	Good	Seek Approval
CWRGS	REALINDEX RAFI GLOBAL SHARE - CLASS A	75.0%	Good	Seek Approval
CWSAV	FIRSTRATE WHOLESALE SAVER	0.0%	Good	Seek Approval
CWSCF	CHALLENGER W/S SMALL COS FUND	70.0%	Good	Seek Approval
CWSPA	CFS FC WS INV - PLATINUM ASIA	65.0%	Good	Seek Approval
CWSWA	COL FS FIRSTCHOICE WS SCHRODER WS AUS EQ	75.0%	Good	Seek Approval
CWT	CHALLENGER WINE TRUST	0.0%	Good	Seek Approval
CWT1	CHALLENGER BESTON WINE TRUST	0.0%	Good	Seek Approval
CWTXX	PLACEMENT	0.0%	Good	Seek Approval
CWWFL	COL FS FIRSTCHOICE WS CFS WS FUT LEADER	70.0%	Good	Seek Approval
CWWGS	COL FS FIRSTCHOICE WS CFS WS GEAR GBL SH	40.0%	Good	Seek Approval
CWWL	FIRST SENTIER WS CONCENTRATED AUST SHARE	75.0%	Good	Seek Approval
CWX	CARAWINE RESOURCES LIMITED	0.0%	Good	Seek Approval
CWY	CLEANAWAY WASTE MANAGEMENT LIMITED	55.0%	Good	Seek Approval
CWYKC	CLEANAWAY WASTE MANAGEMENT LTD	0.0%	Good	Seek Approval
CXA	CXA COMMUNICATIONS LIMITED ( FPO )	0.0%	Good	Seek Approval
CXC	COEUR D'ALENE MINES CORPORATION.	0.0%	Good	Seek Approval
CXE	CELTEX LIMITED	0.0%	Reserve	Seek Approval
CXG	COOTE INDUSTRIAL LTD	0.0%	Good	Seek Approval
CXG1	COOTE INDUSTRIAL LTD	0.0%	Good	Seek Approval
CXGXX	COOTE INDUSTRIAL LTD - INST OFFER	0.0%	Good	Seek Approval
CXH	COMPASS HOTEL GROUP	0.0%	Good	Seek Approval
CXH1	COMPASS HOTEL GROUP	0.0%	Reserve	Seek Approval
CXL	CALIX LIMITED	0.0%	Good	Seek Approval
CXM	CENTREX METAL LIMITED	0.0%	Good	Seek Approval
CXMR	CENTREX METALS LIMITED	0.0%	Reserve	Seek Approval
CXN	CONNXION LIMITED	0.0%	Reserve	Seek Approval
CXO	CORE LITHIUM LTD	0.0%	Good	Seek Approval
CXOOA	CORE EXPLORATION LTD OPT EXP 31/8/17	0.0%	Reserve	Seek Approval
CXP	CORPORATE EXPRESS AUSTRALIA LIMITED	0.0%	Good	Seek Approval
CXP2	CORPORATE EXPRESS AUSTRALIA LIMITED	0.0%	Good	Seek Approval
CXR	COPLEX RESOURCES NL	0.0%	Reserve	Seek Approval
CXS	CHEMGENEX PHARMACEUTICALS LIMITED	0.0%	Good	Seek Approval
CXSO	CHEMGENEX PHARM LTD - OPT EXP 12/03/10	0.0%	Reserve	Seek Approval
CXSOA	COA -OPTION EXPIRING 8-FEB-2012	0.0%	Good	Seek Approval
CXU	CAULDRON ENERGY LIMITED	0.0%	Reserve	Seek Approval
CXYO	OPTION EXPIRING 31-12-08	0.0%	Reserve	Seek Approval
CXZ	CONNEXION TELEMATICS LTD	0.0%	Good	Seek Approval
CY5	CYGNUS METALS LIMITED	0.0%	Good	Seek Approval
CYA1	CENTURY AUSTRALIA INVESTMENTS LIMITED	0.0%	Good	Seek Approval
CYAXX	CENTURY AUST INV LTD IPO	0.0%	Good	Seek Approval
CYC	CYCLOPHARM LIMITED	0.0%	Good	Seek Approval
CYCR	CYCLOPHARM LIMITED RIGHTS - APPLICATIONS	0.0%	Reserve	Seek Approval
CYCYY	CVC LIMITED CONDITIONAL PLACEMENT	0.0%	Good	Seek Approval
CYG	COVENTRY GROUP LIMITED	0.0%	Good	Seek Approval
CYG1	COVENTRY GROUP LIMITED	0.0%	Good	Seek Approval
CYH	CHERNY HOLDINGS LIMITED	0.0%	Reserve	Seek Approval
CYL	CATALYST METALS LIMITED	0.0%	Good	Seek Approval
CYM	CYPRIUM METALS LIMITED	0.0%	Good	Seek Approval
CYP	CYNATA THERAPEUTICS LIMITED	0.0%	Good	Seek Approval
CYPOA	CYNATA THERAPEUTICS OPT EXP 1/4/2025	0.0%	Good	Seek Approval
CYQ	CYCLIQ GROUP LTD	0.0%	Good	Seek Approval
CYT	CYTOPIA LIMITED	0.0%	Good	Seek Approval
CZA1	COAL OF AFRICA LIMITED	0.0%	Good	Seek Approval
CZAXX	COAL OF AFRICA LIMITED	0.0%	Good	Seek Approval
CZN	CORAZON MINING LIMITED	0.0%	Good	Seek Approval
CZP	COMPUTERCORP LTD ORD FULLY PAID	0.0%	Good	Seek Approval
CZR	CZR RESOURCES LIMITED	0.0%	Good	Seek Approval
D2O	DUXTON WATER LIMITED	0.0%	Good	Seek Approval
D2OOA	DUXTON WATER LIMITED	0.0%	Good	Seek Approval
DACET	DIMENSIONAL AUST CORE EQUITY TRUST	75.0%	Good	Seek Approval
DAD	DATA ADVANTAGE LIMITED	0.0%	Good	Seek Approval
DAD1	DATA ADVANTAGE LIMITED	0.0%	Good	Seek Approval
DAF	DISCOVERY AFRICA LIMITED	0.0%	Good	Seek Approval
DAH	DAVID GARRY HOLDINGS LIMITED	0.0%	Good	Seek Approval
DAL	DALAROO METALS LTD	0.0%	Good	Seek Approval
DALCT	DIMENSIONAL AUST LARGE COMPANY TRUST	75.0%	Good	Seek Approval
DAMSV	IRONBARK GLOBAL DIVERSIFIED ALT. FUND	0.0%	Good	Seek Approval
DAN	DANA CORPORATION	0.0%	Good	Seek Approval
DAOR	AORIS INT FUND (CLASS D) (HEDGED) MF	0.0%	Good	Seek Approval
DAR	DAROWA CORPORATION LTD ORDS	0.0%	Reserve	Seek Approval
DASCT	DIMENSIONAL AUST SMALL COMPANY TRUST	65.0%	Good	Seek Approval
DASF	DDH AUSTRALIAN SHARES FUND	0.0%	Good	Seek Approval
DAT	DATACRAFT LIMITED	0.0%	Good	Seek Approval
DAUXX	INSTITUTIONAL OFFER	0.0%	Good	Seek Approval
DAVT	DIMENSIONAL AUSTRALIAN VALUE TRUST	75.0%	Good	Seek Approval
DBBF	BETASHARES ETHICAL DIVERSIFIED BALANCED	75.0%	Good	Seek Approval
DBF	DUXTON BROADACRE FARMS LIMITED	0.0%	Good	Seek Approval
DBI	DALRYMPLE BAY INFRASTRUCTURE LIMITED	50.0%	Good	Seek Approval
DBIST	DONALDSON BURSTON INTL SERIES THS GLOB E	0.0%	Good	Seek Approval
DBO	DIABLO RESOURCES LIMITED	0.0%	Good	Seek Approval
DBS	DARK BLUE SEA LIMITED	0.0%	Good	Seek Approval
DBX1	DROPBOX INC	0.0%	Reserve	Seek Approval
DCC	DIGITALX LIMITED	0.0%	Good	Seek Approval
DCG	DECMIL GROUP LIMITED	0.0%	Good	Seek Approval
DCGPA	DECMIL GROUP LIMITED	0.0%	Good	Seek Approval
DCI	DC INTERNATIONAL LIMITED	0.0%	Reserve	Seek Approval
DCL	DOMACOM LIMITED	0.0%	Good	Seek Approval
DCMWA	DEXUS WHOLESALE AUSTRALIAN PROPERTY FUND	0.0%	Good	Seek Approval
DCS	DCS TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
DCX	DISCOVEX RESOURCES LIMITED	0.0%	Reserve	Seek Approval
DDB	DYNAMIC DRILL AND BLASTINGS LIMITED	0.0%	Good	Seek Approval
DDF	DEUTSCHE DIVERSIFIED TRUST	0.0%	Good	Seek Approval
DDFIT	DIMENSIONAL FIVE-YEAR DIV FIXED INTEREST	75.0%	Good	Seek Approval
DDHAE	AUSTRALIAN EQUITIES FUND	0.0%	Good	Seek Approval
DDHFI	FIXED INTEREST FUND	0.0%	Good	Seek Approval
DDHSC	AUS SMALL COMPANIES FUND	0.0%	Good	Seek Approval
DDR	DICKER DATA LIMITED	45.0%	Good	Seek Approval
DDT	DATADOT TECHNOLOGY LIMITED	0.0%	Good	Seek Approval
DDV	DIAMOND VENTURES NL	0.0%	Reserve	Seek Approval
DEF	DEFIANCE MINING NL	0.0%	Reserve	Seek Approval
DEG	DE GREY MINING LIMITED	0.0%	Good	Seek Approval
DEL	DELOREAN CORPORATION LIMITED	0.0%	Good	Seek Approval
DEM	DE. MEM LIMITED	0.0%	Good	Seek Approval
DEMF	DIMENSIONAL EMERGING MARKETS TRUST	65.0%	Good	Seek Approval
DEMF1	DIMENSIONAL EMERGING MARKETS TRUST	0.0%	Good	Seek Approval
DEMZZ	DE. MEM LIMITED PLACEMENT	0.0%	Good	Seek Approval
DES	DESTRA CORPORATION LIMITED	0.0%	Good	Seek Approval
DEV	DEVEX RESOURCES LIMITED	0.0%	Good	Seek Approval
DEX1	DEXION LIMITED	0.0%	Good	Seek Approval
DFA01	DIMENSIONAL AUSTRALIAN SMALL COMPANY TST	65.0%	Good	Seek Approval
DFACE	DIMENSIONAL W/S AUST CORE EQUITY TRUST	75.0%	Good	Seek Approval
DFAGZ	DIMENSIONAL W/S GLOBAL REAL ESTATE TRUST	70.0%	Good	Seek Approval
DFALC	DIMENSIONAL W/S AUST LARGE COMPANY TRUS	75.0%	Good	Seek Approval
DFAVT	DIMENSIONAL W/S AUSTRALIAN VALUE TRUST	75.0%	Good	Seek Approval
DFDFI	DIMENSIONAL FIVE-YEAR DIV FIXED INTEREST	75.0%	Good	Seek Approval
DFEMT	DIMENSIONAL W/S EMERGING MARKETS TRUST	65.0%	Good	Seek Approval
DFFET	DFA GLOBAL CORE EQUITY TRUST -AUD HEDGED	75.0%	Good	Seek Approval
DFGCE	DIMENSIONAL W/S GLOBAL CORE EQUITY TRUST	75.0%	Good	Seek Approval
DFGLC	DIMENSIONAL W/S GLOBAL LARGE COMPANY TRU	75.0%	Good	Seek Approval
DFGSC	DIMENSIONAL W/S GLOBAL SMALL COMPANY TRU	65.0%	Good	Seek Approval
DFGVT	DIMENSIONAL W/S GLOBAL VALUE TRUST	75.0%	Good	Seek Approval
DFI	DAIRY FARM INTERNATIONAL HOLDINGS LTD	0.0%	Good	Seek Approval
DFIAF	DDH0007 DDH GLB FIXED INTEREST ALPHA FUN	0.0%	Good	Seek Approval
DFM5T	DORADO FIRST MORTGAGE 52 2018 5 TRANCHE1	0.0%	Good	Seek Approval
DFSCT	DIMENSIONAL W/S AUST SMALL COMPANY TRUS	65.0%	Good	Seek Approval
DGCEH	DFA GLOBAL CORE EQUITY TRUST-AUD HEDGED	75.0%	Good	Seek Approval
DGCET	DIMENSIONAL GLOBAL CORE EQUITY TRUST	75.0%	Good	Seek Approval
DGD	DELTA GOLD LIMITED	0.0%	Good	Seek Approval
DGD1	DELTA GOLD FPO	0.0%	Good	Seek Approval
DGEL	DIAGEO PLC	0.0%	Good	Seek Approval
DGET	DIMENSIONAL GLOBAL REAL ESTATE TRUST	70.0%	Good	Seek Approval
DGETF	IRONBARK ROYAL LONDON CONC GLOBAL SHARE	75.0%	Good	Seek Approval
DGGF	BETASHARES DIVERSIFIED GROWTH ETF	75.0%	Good	Seek Approval
DGH	DESANE GROUP HOLDINGS LIMITED	0.0%	Good	Seek Approval
DGLCT	DIMENSIONAL GLOBAL LARGE COMPANY TRUST	75.0%	Good	Seek Approval
DGLET	IRONBARK ROYAL LONDON CONC GLOBAL SHARE	75.0%	Good	Seek Approval
DGM	DEEPGREEN MINERALS CORPORATION LIMITED	0.0%	Good	Seek Approval
DGPF	IRONBARK GLOBAL PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
DGPS	IRONBARK GLOBAL (EX-AUST) PROPERTY SECS	65.0%	Good	Seek Approval
DGR	DGR GLOBAL LIMITED	0.0%	Good	Seek Approval
DGR1	DGR GLOBAL LIMITED	0.0%	Reserve	Seek Approval
DGSCT	DIMENSIONAL GLOBAL SMALL COMPANY TRUST	65.0%	Good	Seek Approval
DGVT	DIMENSIONAL GLOBAL VALUE TRUST	75.0%	Good	Seek Approval
DHG	DOMAIN HOLDINGS AUSTRALIA LIMITED	60.0%	Good	Seek Approval
DHHF	BETASHARES DIVERSIFIED HIGH GROWTH ETF	65.0%	Good	Seek Approval
DHIUS	THE HOME DEPOT INC	0.0%	Good	Seek Approval
DHU	DENEHURST LIMITED	0.0%	Reserve	Seek Approval
DIA	DIA-B TECH LIMITED	0.0%	Reserve	Seek Approval
DIAO	DIA-B TECH LIMITED - OPT EXP 31/12/10	0.0%	Reserve	Seek Approval
DIAUS	DIMENSIONAL AUST CORE IMPUTATION TRUST	75.0%	Good	Seek Approval
DID	DIDASKO LIMITED	0.0%	Reserve	Seek Approval
DIFHW	IRONBARK LHP DIVERSIFIED INVESTMENTS	0.0%	Good	Seek Approval
DIMGB	DIMENSIONAL GLOBAL BOND TRUST	75.0%	Good	Seek Approval
DIO	DIORO EXPLORATION NL	0.0%	Good	Seek Approval
DIODA	DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
DIP	DISCOVERY PETROLEUM NL	0.0%	Reserve	Seek Approval
DISNY	THE WALT DISNEY COMPANY	0.0%	Good	Seek Approval
DISUS	THE WALT DISNEY COMPANY	70.0%	Good	Seek Approval
DJRE	SPDR DOW JONES EXCHANGE TRADED FUND	70.0%	Good	Seek Approval
DJW	DJERRIWARRH INVESTMENTS LIMITED	60.0%	Good	Seek Approval
DJWG	DJERRIWARRH INVEST LTD - 7.5% UNSEC NOTE	0.0%	Good	Seek Approval
DJWR	DJERRIWARRH INVEST LTD RIGHTS 22/09/06	0.0%	Good	Seek Approval
DKM1	DUKETON MINING LIMITED	0.0%	Good	Seek Approval
DKN	DEAKIN FINANCIAL SERVICES GROUP LIMITED	0.0%	Good	Seek Approval
DKN1	DKN FINANCIAL GROUP LIMITED	0.0%	Good	Seek Approval
DKNGN	DRAFTKINGS INC	0.0%	Good	Seek Approval
DKS	DANKS HOLDINGS LIMITED	0.0%	Good	Seek Approval
DLCO	DELECTA LIMITED OPTION EXPIRING 31-DEC-2	0.0%	Reserve	Seek Approval
DLI	DELTA LITHIUM LIMITED	0.0%	Good	Seek Approval
DLM	DOMINION MINERALS LIMITED	0.0%	Good	Seek Approval
DLSXX	PLACEMENT	0.0%	Reserve	Seek Approval
DLSYY	DRILLSEARCH ENERGY LIMITED CONDITIONAL P	0.0%	Reserve	Seek Approval
DM1	DESERT METALS LIMTED	0.0%	Good	Seek Approval
DM1ZZ	DESERT METALS LTD PLACEMENT	0.0%	Good	Seek Approval
DMC	DESIGN MILK CO LIMITED	0.0%	Good	Seek Approval
DME	DOME GOLD MINES LIMITED	0.0%	Good	Seek Approval
DMG	DRAGON MOUNTAIN GOLD LIMITED	0.0%	Reserve	Seek Approval
DMLKE	DISCOVERY METALS LTD RBS PLC 0.4417 DML	0.0%	Reserve	Seek Approval
DMLXX	PLACEMENT	0.0%	Good	Seek Approval
DMM	DMC MINING LIMITED	0.0%	Good	Seek Approval
DMMO	DMC MINING LIMITED	0.0%	Reserve	Seek Approval
DMN	DATAMOTION ASIA PACIFIC LIMITED	0.0%	Reserve	Seek Approval
DMP	DOMINO'S PIZZA ENTERPRISES LIMITED	65.0%	Good	Seek Approval
DMPQ1	DOMINOS PIZZA ENT LTD CITIWARRANTS	0.0%	Good	Seek Approval
DMR	DIVERSIFIED MINERAL RESOURCES N.L.	0.0%	Reserve	Seek Approval
DMR1	DIVERSIFIED MINERAL RESOURCES NL	0.0%	Good	Seek Approval
DMXR	DOLOMATRIX INTERNATIONAL LTD RIGHTS - AP	0.0%	Good	Seek Approval
DMY	DMY CAPITAL LIMITED	0.0%	Good	Seek Approval
DN8XX	DREAMSCAPE NETWORKS LTD IPO	0.0%	Good	Seek Approval
DNA	DONACO INTERNATIONAL LIMITED	0.0%	Reserve	Seek Approval
DNK	DANAKALI LIMITED	0.0%	Good	Seek Approval
DNL	DISCOVERY NICKEL LIMITED	0.0%	Good	Seek Approval
DNR	DIAMIN RESOURCES NL	0.0%	Reserve	Seek Approval
DNRCA	DNR CAPITAL AUST EQT HIGH CONVICTION FND	75.0%	Good	Seek Approval
DNRO	DIAMIN RESOURCES NL OPTION	0.0%	Good	Seek Approval
DNS	DANAE RESOURCES NL	0.0%	Good	Seek Approval
DOC	DOCTOR CARE ANYWHERE GROUP PLC	0.0%	Good	Seek Approval
DOCUN	DOCUSIGN INC	0.0%	Reserve	Seek Approval
DONO	DIAMONEX LIMITED - OPT EXP 30/6/06	0.0%	Reserve	Seek Approval
DOR	DORIUMUS PLC	0.0%	Good	Seek Approval
DORO	DORIEMUS PLC OPT EXP 1/9/2023	0.0%	Good	Seek Approval
DOU	DOUUUGH LIMITED	0.0%	Reserve	Seek Approval
DOUO	OPTION EXPIRING 31-JUL-2024	0.0%	Reserve	Seek Approval
DOW	DOWNER EDI LIMITED	60.0%	Good	Seek Approval
DPG	DELFIN PROPERTY GROUP LIMITED	0.0%	Good	Seek Approval
DPG1	DELFIN PROPERTY GROUP LIMITED	0.0%	Good	Seek Approval
DPM	DIVERSIFIED PORTFOLIO MANAGERS LTD	0.0%	Good	Seek Approval
DRAG	10% REDEEM. CONVERTIBLE NOTE MAT.10/2/11	0.0%	Good	Seek Approval
DRAR	DRAGON MINING LIMITED RIGHTS - APPLICATI	0.0%	Reserve	Seek Approval
DRD	DURBAN ROODEPOORT DEEP, LIMITED	0.0%	Good	Seek Approval
DRE	DREADNOUGHT RESOURCES LTD	0.0%	Reserve	Seek Approval
DREEE	DRESDNER RCM EUROPEAN EQUITIES TRUST	0.0%	Good	Seek Approval
DREGE	DRESDNER RCM GLOBAL EQUITIES TRUST	0.0%	Good	Seek Approval
DRERA	DALRYMPLE RIGHTS 20/01/00	0.0%	Good	Seek Approval
DRIPN	DIREXION DLY S&P OIL&GS EX&PRD BR 3X ETF	0.0%	Reserve	Seek Approval
DRIV	BETASHARES ELECTRIC VEHICLES AND FTR	55.0%	Good	Seek Approval
DRN	DIAMOND ROSE NL	0.0%	Reserve	Seek Approval
DRO	DRONESHIELD LIMITED	0.0%	Good	Seek Approval
DRR	DETERRA ROYALTIES LIMITED	65.0%	Good	Seek Approval
DRRDM	DETERRA ROYALTIES LIMITED	65.0%	Good	Seek Approval
DRT2	DB RREEF TRUST	0.0%	Good	Seek Approval
DRUG	BETASHARES GLOBAL HEALTHCARE PLACEMENT	60.0%	Good	Seek Approval
DRX	DIATREME RESOURCES LIMITED	0.0%	Good	Seek Approval
DRXPA	REAL-ESTATE PERP.EXCHANGEABLE STEP-UP SE	0.0%	Good	Seek Approval
DSAET	STRATEGIC AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
DSBXX	DELTA SBD LIMITED INITIAL PUBLIC OFFER	0.0%	Good	Seek Approval
DSE	DROPSUITE LIMITED	0.0%	Good	Seek Approval
DSF	DSF INTERNATIONAL HOLDINGS LIMITED	0.0%	Reserve	Seek Approval
DSGPT	DIMENSIONAL STRATEGIC GLOBAL PROPERTY TR	70.0%	Good	Seek Approval
DSIET	DIMENSIONAL STRATEGIC INTL EQUITY TRUST	75.0%	Good	Seek Approval
DSK	DUSK GROUP LIMITED	0.0%	Good	Seek Approval
DST	DESERTSTONE NL	0.0%	Reserve	Seek Approval
DSTFI	DIMENSIONAL SHORT TERM FIXED INT TST	75.0%	Good	Seek Approval
DSTO	DESERTSTONE OPTIONS	0.0%	Reserve	Seek Approval
DSVF1	DEUTSCHE STRATEGIC VALUE FUND	0.0%	Good	Seek Approval
DSW	DEEPSKY WEBMARKET LIMITED	0.0%	Reserve	Seek Approval
DTC	DAMSTRA HOLDINGS LIMITED	0.0%	Good	Seek Approval
DTDFI	DIMENSIONAL-TWO-YEAR DIVERSIFIED FIXED I	75.0%	Good	Seek Approval
DTI	DTI GROUP LIMITED	0.0%	Good	Seek Approval
DTL	DATA #3 LIMITED	45.0%	Good	Seek Approval
DTLDA	DATA#3 LIMITED	0.0%	Good	Seek Approval
DTM	DART MINING NL	0.0%	Good	Seek Approval
DTQZZ	BROKER OFFER	0.0%	Good	Seek Approval
DTR	DATELINE RESOURCES LIMITED	0.0%	Good	Seek Approval
DTZ	DOTZ NANO LIMITED	0.0%	Good	Seek Approval
DUB	DUBBER CORPORATION LIMITED	0.0%	Good	Seek Approval
DUE1	DIVERSIFIED UTILITY AND ENERGY TRUSTS	0.0%	Good	Seek Approval
DUG	DUG TECHNOLOGY LTD	0.0%	Good	Seek Approval
DUI	DIVERSIFIED UNITED INVESTMENT LIMITED	60.0%	Good	Seek Approval
DUIO	OPTIONS 30/11/96	0.0%	Good	Seek Approval
DUL	DULHUNTY POWER LIMITED	0.0%	Good	Seek Approval
DUN	DUNDAS MINERALS LIMITED	0.0%	Good	Seek Approval
DUOO	DOURADO RESOURCES LIMITED: 30/11/2014	0.0%	Reserve	Seek Approval
DUR	DURATEC LIMITED	0.0%	Good	Seek Approval
DVC1	DCA GROUP LIMITED	0.0%	Good	Seek Approval
DVCO	DCA GROUP LIMITED - OPT EXP 30/09/05	0.0%	Good	Seek Approval
DVCR	RIGHTS 8-DEC-00	0.0%	Good	Seek Approval
DVD1	DAVIDS LIMITED 20 CENTS ORD FULLY PAID	0.0%	Good	Seek Approval
DVDY	VANECK VECTORS MORNINGSTAR AUS MOAT ETF	75.0%	Good	Seek Approval
DVL	DORSAVI LTD	0.0%	Good	Seek Approval
DVM	DIGITAL AND VOICE MEDIA LIMITED	0.0%	Reserve	Seek Approval
DVN3	DEVINE LIMITED	0.0%	Reserve	Seek Approval
DVN7	DEVINE LIMITED DL	0.0%	Good	Seek Approval
DVNDA	ORDINARY FULLY PAID DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
DVNN	DEVINE LIMITED - NEW	0.0%	Good	Seek Approval
DVNNY	DEVON ENERGY CORPORATION	0.0%	Reserve	Seek Approval
DVNPA	DEVINE LIMITED NON-RED CONV PREFS	0.0%	Good	Seek Approval
DVNPB	DEVINE LIMITED - 8.5% CONVERT PREF	0.0%	Good	Seek Approval
DVNR	RIGHTS - APPLICATIONS CLOSE 06-DEC-2007	0.0%	Reserve	Seek Approval
DVP	DEVELOP GLOBAL LIMITED	0.0%	Good	Seek Approval
DVT_C	DVT HOLDINGS LIMITED	0.0%	Good	Seek Approval
DWS2	DWS LIMITED	0.0%	Good	Seek Approval
DWY	DWYKA DIAMONDS LIMITED	0.0%	Good	Seek Approval
DXB	DIMERIX LIMITED	0.0%	Good	Seek Approval
DXBAZ	DIMERIX LTD DEF UNLISTED OP EX 31/3/24	0.0%	Good	Seek Approval
DXBO	DIMERIX LIMITED	0.0%	Good	Seek Approval
DXC	DEXUS CONVENIENCE REITAL REIT	40.0%	Good	Seek Approval
DXCM1	DEXCOM INC	0.0%	Good	Seek Approval
DXI	DEXUS INDUSTRIA REIT	40.0%	Good	Seek Approval
DXL	DYNO NOBEL LIMITED	0.0%	Good	Seek Approval
DXLZZ	DYNO NOBEL LIMITED BROKER FIRM	0.0%	Good	Seek Approval
DXN	THE DATA EXCHANGE NETWORK LIMITED	0.0%	Good	Seek Approval
DXRPA	DEXUS RENTS TRUST	0.0%	Good	Seek Approval
DXS	DEXUS	65.0%	Good	Seek Approval
DY6	DY6 METALS LTD	0.0%	Good	Seek Approval
DYEXX	DYESOL LIMITED PLACEMENT	0.0%	Good	Seek Approval
DYL	DEEP YELLOW LIMITED	0.0%	Good	Seek Approval
DYL1	DEEP YELLOW LIMITED	0.0%	Good	Seek Approval
DYM	DYNAMIC METALS LIMITED	0.0%	Good	Seek Approval
DYNZZ	DYNO NOBEL SPS TRUST BROKER FIRM OFFER	0.0%	Good	Seek Approval
DZZF	BETASHARES ETHICAL DIVER HIGH GROWTH ETF	75.0%	Good	Seek Approval
E200	SPDR S&P/ASX ESG FUND	75.0%	Good	Seek Approval
E25	ELEMENT 25 LIMITED	0.0%	Good	Seek Approval
E33	EAST 33 LIMITED	0.0%	Good	Seek Approval
E79	E79 GOLD MINES LIMITED	0.0%	Good	Seek Approval
EA	ELECTRONICS ARTS INC.	0.0%	Reserve	Seek Approval
EAC	EAST AFRICAN COFFEE PLANTATIONS LIMITED	0.0%	Good	Seek Approval
EAFZ	ELLERSTON ASIA GROWTH FUND (HEDGE FUND)	0.0%	Good	Seek Approval
EALZZ	E & A LIMITED PLACEMENT	0.0%	Good	Seek Approval
EAX	ENERGY ACTION LIMITED	0.0%	Good	Seek Approval
EBB1	EVEREST BABCOCK&BROWN ALTERNATIVE INV GR	0.0%	Reserve	Seek Approval
EBG	EUMUNDI GROUP LIMITED	0.0%	Good	Seek Approval
EBI	EVEREST BABCOCK & BROWN ALTE INV TRUST	0.0%	Reserve	Seek Approval
EBI1	EVEREST BABCOCK & BROWN ALTE INV TRUST	0.0%	Good	Seek Approval
EBIN	EVEREST BAB & BROWN ALT INV TRUST DEF	0.0%	Good	Seek Approval
EBND	VANECK EMERGING INC OPPORTUNITIES ACTIVE	0.0%	Good	Seek Approval
EBO	EBOS GROUP LIMITED	0.0%	Good	Seek Approval
EBR	EBR SYSTEMS INC.	0.0%	Good	Seek Approval
ECA	ECO AIR LIMITED	0.0%	Reserve	Seek Approval
ECAS1	EXPERT'S CHOICE AUSTRALIAN SHARES FUND	0.0%	Good	Seek Approval
ECASF	EXPERT'S CHOICE AUSTRALIAN SHARES FUND	75.0%	Good	Seek Approval
ECASH	EWRAP ECASH ACCOUNT	95.0%	Good	Seek Approval
ECBF	EXPERT'S CHOICE BALANCED FUND	75.0%	Good	Seek Approval
ECBF1	EXPERT'S CHOICE BALANCED FUND	0.0%	Good	Seek Approval
ECCF	EXPERT'S CHOICE CONSERVATIVE FUND	0.0%	Good	Seek Approval
ECE	E-COM MULTI LIMITED	0.0%	Reserve	Seek Approval
ECEO	E-COM MULTI LIMITED - OPT EXP 31/12/02	0.0%	Reserve	Seek Approval
ECF	ELANOR COMMERCIAL PROPERTY FUND	0.0%	Good	Seek Approval
ECFIF	EXPERT'S CHOICE FIXED INTEREST FUND	75.0%	Good	Seek Approval
ECG	ECARGO HOLDINGS LIMITED	0.0%	Good	Seek Approval
ECGF	EXPERT'S CHOICE GROWTH FUND	75.0%	Good	Seek Approval
ECGF1	EXPERT'S CHOICE GROWTH FUND	0.0%	Good	Seek Approval
ECH	ECHELON RESOURCES LIMITED	0.0%	Good	Seek Approval
ECI	CHESS DEPOSITARY INTERESTS	0.0%	Reserve	Seek Approval
ECIS1	EXPERT'S CHOICE INTERNATIONAL SHARES FND	0.0%	Good	Seek Approval
ECISF	EXPERT'S CHOICE INTERNATIONAL SHARES FND	75.0%	Good	Seek Approval
ECL	EXCELSIOR CAPITAL LTD	0.0%	Good	Seek Approval
ECLO	ECL OPTION EXPIRING 1/01/2000	0.0%	Reserve	Seek Approval
ECLOA	OPTION EXPIRING 31 AUG 2001 DEFERRED	0.0%	Reserve	Seek Approval
ECM	EAST COAST MINERALS NL	0.0%	Good	Seek Approval
ECMO	ECM OPTION 30-JUN-99	0.0%	Reserve	Seek Approval
ECP	ECP EMERGING GROWTH LIMITED	0.0%	Good	Seek Approval
ECPGA	ECP EMERGING GROWTH CONVERTIBLE NOTES	0.0%	Good	Seek Approval
ECPSF	EXPERT'S CHOICE PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
ECS	ECS BOTANICS HOLDINGS LTD	0.0%	Good	Seek Approval
ECSTM	EXPERT'S CHOICE SHORT TERM MONEY MKT FND	85.0%	Good	Seek Approval
ECT	ENVIRONMENTAL CLEAN TECHNOLOGIES LIMITED	0.0%	Reserve	Seek Approval
ECU	EASTERN CORPORATION LIMITED	0.0%	Good	Seek Approval
ECUO	EASTERN COPPER - OPT EXP 30/06/05	0.0%	Good	Seek Approval
ECUOA	EASTERN CORP LTD - OPT EXP 30/06/06	0.0%	Reserve	Seek Approval
ECUXX	EASTERN CORPORATION LTD - PLACEMENT	0.0%	Reserve	Seek Approval
ECWXX	ENERGY WORLD CORPORATION PLACEMENT	0.0%	Good	Seek Approval
EDC	EILDON CAPITAL LIMITED	0.0%	Good	Seek Approval
EDE	EDEN INNOVATIONS LTD	0.0%	Reserve	Seek Approval
EDEO	EDEN INNOVATIONS LTD OPTION	0.0%	Reserve	Seek Approval
EDEOC	EDEN INNOVATIONS LTD OPT EXP 28/4/2025	0.0%	Reserve	Seek Approval
EDM	ELDORE MINING CORPORATION LIMITED	0.0%	Reserve	Seek Approval
EDN	ELKEDRA DIAMONDS NL	0.0%	Good	Seek Approval
EDS	EVERY DAY MINE SERVICES LIMITED	0.0%	Good	Seek Approval
EDT	EDT RETAIL TRUST	0.0%	Good	Seek Approval
EDU	EDU HOLDINGS LIMITED	0.0%	Good	Seek Approval
EDV	ENDEAVOUR GROUP LIMITED	70.0%	Good	Seek Approval
EE1	EARTHS ENERGY LIMITED	0.0%	Good	Seek Approval
EEC	ENERGY EQUITY CORPORATION LIMITED	0.0%	Good	Seek Approval
EEC1	ENERGY EQUITY CORPORATION LIMITED	0.0%	Reserve	Seek Approval
EEE	EMPIRE BEER GROUP LIMITED	0.0%	Good	Seek Approval
EEG	EMPIRE ENERGY GROUP LIMITED ORDINARY FUL	0.0%	Good	Seek Approval
EEL	ENRG ELEMENTS LTD	0.0%	Good	Seek Approval
EETH	GLOBAL X 21SHARES ETHEREUM ETF	0.0%	Good	Seek Approval
EFC	EFINANCIAL CAPITAL LIMITED	0.0%	Good	Seek Approval
EFCO	EFINANCIAL CAPITAL LTD - OPT EXP 30/4/03	0.0%	Reserve	Seek Approval
EFE	EASTERN RESOURCES LIMITED	0.0%	Good	Seek Approval
EFG	EVEREST FINANCIAL GROUP LIMITED	0.0%	Good	Seek Approval
EFGZZ	ELLERSTON GEMS FUND BROKER FIRM OFFER	0.0%	Good	Seek Approval
EFNO	EFTNET TECHNOLOGIES - OPT EXP 30/9/04	0.0%	Good	Seek Approval
EG1	EVERGREEN LITHIUM LIMITED	0.0%	Good	Seek Approval
EGARB	GAM ABSOLUTE RETURN BOND FUND	0.0%	Good	Seek Approval
EGESY	EPOCH GLB EQU SHOLDER YIELD (HEDGED) FND	75.0%	Good	Seek Approval
EGF1	ELLERSTON GEMS FUND	0.0%	Good	Seek Approval
EGG	ENERO GROUP LIMITED	0.0%	Good	Seek Approval
EGGSC	ELEY GRIFFITHS GROUP SMALL COMPANIES FND	65.0%	Good	Seek Approval
EGH	EUREKA GROUP HOLDINGS LIMITED	0.0%	Good	Seek Approval
EGL	ENVIRONMENTAL GROUP LIMITED (THE)	0.0%	Good	Seek Approval
EGN	ENGENCO LIMITED	0.0%	Good	Seek Approval
EGNR	ENGENCO LIMITED - RIGHTS	0.0%	Reserve	Seek Approval
EGNZZ	PLACEMENT	0.0%	Good	Seek Approval
EGP2	ECHO ENTERTAINMENT	0.0%	Good	Seek Approval
EGR	ECOGRAF LIMITED	0.0%	Good	Seek Approval
EGSCF	ELEY GRIFFITHS GROUP SMALL COMPANIES FND	65.0%	Good	Seek Approval
EGX	EVOGENIX LIMITED	0.0%	Good	Seek Approval
EGXZZ	EVOGENIX LIMITED - BROKER FIRM	0.0%	Good	Seek Approval
EGY	ENERGY TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
EGYO	ENERGY TECHNOLOGIES LTD OPT EXP 31/10/24	0.0%	Reserve	Seek Approval
EHE1	ESTIA HEALTH LIMITED	0.0%	Good	Seek Approval
EHE2	ESTIA HEALTH LIMITED	0.0%	Good	Seek Approval
EHL	EMECO HOLDINGS LIMITED	0.0%	Good	Seek Approval
EHO	ECHO TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
EHTH	EHEALTH INC	0.0%	Reserve	Seek Approval
EHY	EHYOU.COM LIMITED	0.0%	Good	Seek Approval
EIF	EIFFEL TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
EIG	EUROPEAN INVESTORS GLOBAL PROPERTY TRUST	0.0%	Reserve	Seek Approval
EIGA	EINVEST INCOME GENERATOF FUND	0.0%	Good	Seek Approval
EILZZ	ENVIRONMENTAL INFRASTRUCTURE LIMITED	0.0%	Good	Seek Approval
EINC	BETASHARES LEGG MASON EQUITY INCOME FUND	75.0%	Good	Seek Approval
EIO	ENERGIO LIMITED	0.0%	Good	Seek Approval
EIQ	ECHOIQ LIMITED	0.0%	Good	Seek Approval
EIS	EISA LIMITED ORDINARY FULLY PAID	0.0%	Good	Seek Approval
EIV	ENERGY INVESTMENTS LIMITED	0.0%	Good	Seek Approval
EKAO	EUREKA MINES - OPT EXP 31/03/08	0.0%	Reserve	Seek Approval
EKL	EQUITILINK ELINK LIMITED	0.0%	Good	Seek Approval
EKM	ELECKRA MINES LIMITED	0.0%	Good	Seek Approval
EL8	ELEVATE URANIUM LTD	0.0%	Good	Seek Approval
ELA	ELMINA NL 25 CENTS ORD F/P	0.0%	Good	Seek Approval
ELAO	OPTION EXPIRING 30 JUN 2001	0.0%	Reserve	Seek Approval
ELAS1	LINCOLN AUSTRALIAN SHARE FUND	0.0%	Good	Seek Approval
ELASF	LINCOLN WHOLESALE AUSTRALIAN SHARE FUND	0.0%	Good	Seek Approval
ELD	ELDERS LIMITED	50.0%	Good	Seek Approval
ELDP1	PERPETUAL SUB.CONVERTIBLE UNSECURED NTE-	0.0%	Good	Seek Approval
ELDP2	ELDERS LIMITED CNV PREF	0.0%	Good	Seek Approval
ELE	ELMORE LTD	0.0%	Reserve	Seek Approval
ELGF	ELLERSTON GEMS FUND	0.0%	Reserve	Seek Approval
ELGSC	ELEY GRIFFITHS GROUP SMALL COMPANIES FND	65.0%	Good	Seek Approval
ELIO	EMERGING LEADERS - OPT EXP 30/06/08	0.0%	Reserve	Seek Approval
ELIS1	EMERGING LEADERS INVESTMENTS LIMITED	0.0%	Good	Seek Approval
ELL	ELLENDALE RESOURCES NL	0.0%	Reserve	Seek Approval
ELLAM	ELLERSTON AUSTRALIAN MICROCAP FUND	0.0%	Good	Seek Approval
ELLGF	ELLERSTON GEMS FUND	0.0%	Good	Seek Approval
ELLO	ELLENDALE RESOURCES OPT EXP 31-MAY-2012	0.0%	Reserve	Seek Approval
ELS	ELSIGHT LIMITED	0.0%	Good	Seek Approval
ELT	ELEMENTOS LIMITED	0.0%	Good	Seek Approval
ELT1	ELTIN LTD	0.0%	Good	Seek Approval
ELY	EARLY LEARNING SERVICES LIMITED	0.0%	Good	Seek Approval
ELYZZ	EARLY LEARNING BROKER FIRM OFFER	0.0%	Good	Seek Approval
EM2	EAGLE MOUNTAIN MINING LIMITED	0.0%	Good	Seek Approval
EM2AV	EAGLE MOUNTAIN MINING OPT EXP 31/3/2027	0.0%	Good	Seek Approval
EMAO	ENERGY AND MINERALS AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
EMB	EMBELTON LIMITED	0.0%	Good	Seek Approval
EMC	EVEREST METALS CORPORATION LTD	0.0%	Good	Seek Approval
EMD	EMYRIA LIMITED	0.0%	Good	Seek Approval
EMD1	EURAUST MINERAL DEVELOPMENTS N.L.	0.0%	Good	Seek Approval
EMDO	EURAUST MINERAL DEV OPTION EXP 31/8/2000	0.0%	Reserve	Seek Approval
EME	ENERGY METALS LTD	0.0%	Good	Seek Approval
EMEO	ENERGY METALS LTD OPTION EX 30/06/08 DEF	0.0%	Good	Seek Approval
EMH	EUROPEAN METALS HOLDINGS LIMITED	0.0%	Good	Seek Approval
EMI1	EMITCH LIMITED	0.0%	Good	Seek Approval
EMIAE	EQUITY TRUSTEES MIR AUST EQUITY FUND	0.0%	Good	Seek Approval
EMIR	RIGHTS - APPLICATIONS CLOSE 03-MAY-2007	0.0%	Good	Seek Approval
EMKT	VANECK VECTORS MSCI MULTIFACTOR EMERGING	65.0%	Good	Seek Approval
EML	EML PAYMENTS LIMITED	0.0%	Good	Seek Approval
EML1	EML PAYMENTS LIMITED	0.0%	Good	Seek Approval
EML2	EMERCHANTS LIMITED	0.0%	Good	Seek Approval
EML8	EML PAYMENTS LIMITED	30.0%	Good	Seek Approval
EMLO	EMERCHANTS LIMITED (EML)	0.0%	Good	Seek Approval
EMLS	EMAIL SHARE PUT ENTITLEMENT	0.0%	Reserve	Seek Approval
EMM1	ELECTOMETALS TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
EMMG	BETASHARES LEGG MASON EMERGING MARKETS	0.0%	Good	Seek Approval
EMN	EURO MANGANESE INC	0.0%	Good	Seek Approval
EMP	EMPEROR ENERGY LIMITED	0.0%	Good	Seek Approval
EMR	EMERALD RESOURCES NL	0.0%	Good	Seek Approval
EMRO	OPTION EXPIRING 31-5-08	0.0%	Reserve	Seek Approval
EMS	EASTERN METALS LIMITED	0.0%	Good	Seek Approval
EMS1	EASTLAND MEDICAL SYSTEMS LIMITED	0.0%	Reserve	Seek Approval
EMT	EMETALS LIMITED	0.0%	Reserve	Seek Approval
EMUZZ	BROKER FIRM OFFER	0.0%	Good	Seek Approval
EMV	EMVISION MEDICAL DEVICES LTD	0.0%	Good	Seek Approval
ENBO	ENEABBA GAS LIMITED OPT EXP 30/06/09	0.0%	Good	Seek Approval
ENG	ENGIN LIMITED	0.0%	Good	Seek Approval
ENK	EUROPEAN NICKEL PLC	0.0%	Good	Seek Approval
ENN	ELANOR INVESTORS GROUP	0.0%	Good	Seek Approval
ENN1	ELANOR INVESTORS GROUP	0.0%	Good	Seek Approval
ENP97	EQN 6.50 CALL OPT EXP 29/09/11	0.0%	Good	Seek Approval
ENPH	ENPHASE ENERGY INC	0.0%	Good	Seek Approval
ENR	ENCOUNTER RESOURCES LTD	0.0%	Good	Seek Approval
ENT	ENTERPRISE METALS LIMITED	0.0%	Reserve	Seek Approval
ENV	ENOVA MINING LIMITED	0.0%	Good	Seek Approval
ENV1	ENVESTRA LIMITED	0.0%	Good	Seek Approval
ENVN	ENVESTRA LIMITED - STAPLED SECURITIES	0.0%	Good	Seek Approval
ENVNA	ENVESTRA STAPLED SECURITY	0.0%	Good	Seek Approval
ENVO	ENOVA MINING LTD OPT EXP 29/12/2028	0.0%	Good	Seek Approval
ENX	ENEGEX LIMITED	0.0%	Good	Seek Approval
EOCZZ	ENDOCOAL LIMITED	0.0%	Good	Seek Approval
EOF	ECOFIBRE LIMITED	0.0%	Good	Seek Approval
EOL	ENERGY ONE LTD ORD FULLY PAID	0.0%	Good	Seek Approval
EON	ESPERON LIMITED	0.0%	Good	Seek Approval
EOS	ELECTRO OPTIC SYSTEMS HOLDINGS LIMITED	0.0%	Good	Seek Approval
EP1	E&P FINANCIAL GROUP LIMITED	0.0%	Good	Seek Approval
EP11	E&P FINANCIAL GROUP LIMITED	0.0%	Good	Seek Approval
EPAB	EQT PIMCO AUST BOND	0.0%	Good	Seek Approval
EPAMN	EPAM SYS INC EPAM	0.0%	Good	Seek Approval
EPC	EPIC RESOURCES LIMITED	0.0%	Reserve	Seek Approval
EPDJP	ELECTRIC POWER DEVELOPMENT CO LTD	0.0%	Reserve	Seek Approval
EPE	ENTERPRISE ENERGY LIMITED	0.0%	Good	Seek Approval
EPEUB	PIMCO EQT WS UNCONS BOND CLASS C	0.0%	Good	Seek Approval
EPF	ESPLANADE PROPERTY FUND	0.0%	Reserve	Seek Approval
EPG	EUROPEAN GAS LIMITED	0.0%	Good	Seek Approval
EPGBF	EQT PIMCO GLOBAL BOND FUND	0.0%	Reserve	Seek Approval
EPGRR	EQT PIMCO WHOLESALE GLOBAL REAL RET FUND	0.0%	Good	Seek Approval
EPH	EPH GLOBAL LTD	0.0%	Good	Seek Approval
EPL	EYECARE PARTNERS LIMITED	0.0%	Reserve	Seek Approval
EPM	ECLIPSE METALS LIMITED	0.0%	Good	Seek Approval
EPN	EPSILON HEALTHCARE LIMITED	0.0%	Good	Seek Approval
EPR	ESSENTIAL PETROLEUM RESOURCES LIMITED	0.0%	Reserve	Seek Approval
EPS	EPSILON ENERGY LIMITED	0.0%	Good	Seek Approval
EPWDF	EQT PIMCO WS DIVERSIFIED FIXED INTEREST	75.0%	Good	Seek Approval
EPWTO	ERM POWER LIMITED TAKEOVER	0.0%	Reserve	Seek Approval
EPWZZ	ERM POWER LIMITED RETAIL OFFER	0.0%	Good	Seek Approval
EPX	EP&T GLOBAL LIMITED	0.0%	Good	Seek Approval
EPXZZ	EP & T GLOBAL LIMITED IPO	0.0%	Good	Seek Approval
EPY	EARLYPAY LTD	0.0%	Reserve	Seek Approval
EQABF	PIMCO EQT WS AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
EQAGA	ALLAN GRAY AUSTRALIA EQUITY FUND	70.0%	Good	Seek Approval
EQCAL	L1 CAPITAL LONG SHORT FUND RETAIL CLASS	0.0%	Good	Seek Approval
EQE	EQUUS MINING LIMITED	0.0%	Good	Seek Approval
EQEGB	PIMCO EQT WS GLOBAL BOND FUND	70.0%	Good	Seek Approval
EQETL	EQT PIMCO WHOLESALE AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
EQF	EQUITIES AND FREEHOLDS LIMITED	0.0%	Good	Seek Approval
EQGAO	ALLAN GRAY AUSTRALIA OPPORTUNITY FUND	0.0%	Good	Seek Approval
EQGPG	GQG PARTNERS GLOBAL EQUITY FUND CLASS Z	75.0%	Good	Seek Approval
EQI1	EQUIGOLD NL	0.0%	Good	Seek Approval
EQIO	EQUIGOLD NL - OPT EXP 31/05/07	0.0%	Good	Seek Approval
EQIVI	EQT VALU-TRAC EQUITY INC GENERATION FUND	0.0%	Good	Seek Approval
EQK	EQUITILINK LIMITED	0.0%	Reserve	Seek Approval
EQL	EQUICO CORP LTD F/PD ORD	0.0%	Reserve	Seek Approval
EQM	EQUATORIAL MINING LIMITED	0.0%	Good	Seek Approval
EQMCG	MFS CONCENTRATED GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
EQN	EQUINOX RESOURCES LIMITED	0.0%	Good	Seek Approval
EQOGE	ORBIS GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
EQPAB	EQT PIMCO AUSTRALIAN BOND FUND	0.0%	Good	Seek Approval
EQPAF	PREMIUM ASIA FUND	0.0%	Good	Seek Approval
EQPAG	PARTNERS GROUP GLOBAL VALUE FUND	0.0%	Good	Seek Approval
EQPDI	PIMCO EQT WS DIVERSIFIED FIXED INTEREST	75.0%	Good	Seek Approval
EQPGV	PARTNERS GROUP GLOBAL VALUE FUND WS	0.0%	Good	Seek Approval
EQPWG	EQT PIMCO WHOLESALE GLOBAL BOND FUND	70.0%	Good	Seek Approval
EQPWI	PUTNAM WORLDWIDE INCOME FUND	0.0%	Good	Seek Approval
EQR	EQ RESOURCES LIMITED	0.0%	Good	Seek Approval
EQSAR	EQT SGH ABSOLUTE RETURN TRUST	0.0%	Good	Seek Approval
EQSEC	EQT SGH WS EMERGING COMPANIES FUND	65.0%	Good	Seek Approval
EQSGI	SGH ICE	65.0%	Good	Seek Approval
EQSUR	SPIRE USA ROC II FUND (AUD)	0.0%	Good	Seek Approval
EQT	EQT HOLDINGS LIMITED	50.0%	Good	Seek Approval
EQTCF	COMMON FUND NO 2 (EQT FLAGSHIP FUND)	75.0%	Good	Seek Approval
EQTCM	EQUITY TRUSTEES CASH MANAGEMENT FUND	0.0%	Good	Seek Approval
EQTDF	EQT PIMCO DIVERSIFIED FIXED INTEREST FUN	75.0%	Good	Seek Approval
EQTFF	EQT FLAGSHIP FUND (COMMON FUND NO 2)	75.0%	Good	Seek Approval
EQTGP	EQT SGH LASALLE GLOBAL LISTED PROPERTY	65.0%	Good	Seek Approval
EQTGV	PARTNERS GROUP GLOBAL VALUE FUND (AUD)	0.0%	Good	Seek Approval
EQTMI	EQUITY TRUSTEES MORTGAGE INCOME FUND	0.0%	Good	Seek Approval
EQTPD	EQT PIMCO WS DIVERSIFIED FIXED INT	75.0%	Good	Seek Approval
EQTPG	PARADICE GLOBAL SMALL MID CAP FUND	55.0%	Good	Seek Approval
EQTPI	EQT PIMCO GLOBAL BOND FUND	0.0%	Good	Seek Approval
EQTPW	EQT PIMCO WSALE GLOBAL CREDIT FD	75.0%	Good	Seek Approval
EQTRO	ROBECO EMERGING CONSERVATIVE EQUITY FUND	65.0%	Good	Seek Approval
EQTSC	EQT SMALL COMPANIES FUND	0.0%	Good	Seek Approval
EQTSG	EQT SGH WHOLESALE PROPERTY INCOME FUND	60.0%	Good	Seek Approval
EQTSZ	EQT SGH WHOLESALE PROPERTY INCOME FUND	0.0%	Good	Seek Approval
EQTVE	VENTURA HIGH GROWTH 100 - CLASS A	75.0%	Good	Seek Approval
EQUAA	ALLAN GRAY AUSTRALIA EQUITY FUND CLASS A	70.0%	Good	Seek Approval
EQWSG	ETQ SGH20	70.0%	Good	Seek Approval
EQX	EQUATORIAL COAL LIMITED	0.0%	Good	Seek Approval
EQXO	EQITX LIMITED OPTIONS EXP 30/06/07	0.0%	Reserve	Seek Approval
ERA	ENERGY RESOURCES OF AUSTRALIA LIMITED	0.0%	Good	Seek Approval
ERAKQ	ENERGY RESOURCES OF AUSTRALIA LIMITED	0.0%	Good	Seek Approval
ERAS	ERA- ENTITLEMENT OFFER DUMMY CODE	0.0%	Good	Seek Approval
ERC	EIRCOM HOLDINGS LIMITED	0.0%	Good	Seek Approval
ERC1	EIRCOM HOLDINGS LIMITED	0.0%	Good	Seek Approval
ERCS1	EMERGING RESOURCES COMPANY SHARE FUND	0.0%	Good	Seek Approval
ERCSF	EMERGING RESOURCES COMPANY SHARE FUND	0.0%	Good	Seek Approval
ERD	EROAD LIMITED	0.0%	Good	Seek Approval
ERG	ENECO REFRESH LTD	0.0%	Good	Seek Approval
ERG1	ERG LIMITED	0.0%	Good	Seek Approval
ERGG1	ERG LTD - 7.5% CONVERTIBLE NOTE 1/10/05	0.0%	Good	Seek Approval
ERGR	ERG LTD - RIGHTS APPS CL 13/08/04	0.0%	Reserve	Seek Approval
ERGXX	ERG LIMITED - PLACEMENT	0.0%	Good	Seek Approval
ERH	EROMANGA HYDROCARBONS NL	0.0%	Reserve	Seek Approval
ERHCA	50C ORDINARY PAID TO 16C	0.0%	Reserve	Seek Approval
ERHO	OPTION EXPIRING 24-JUL-2009	0.0%	Reserve	Seek Approval
ERL	EMPIRE RESOURCES LTD ORD FULLY PAID	0.0%	Reserve	Seek Approval
ERM	EMMERSON RESOURCES LIMITED	0.0%	Good	Seek Approval
ERMZZ	EMMERSON RESOURCES LTD-BROKER FIRM OFFER	0.0%	Good	Seek Approval
ERS	ENVIRONMENTAL RECOVERY SERVICES LIMITED	0.0%	Good	Seek Approval
ERTH	BETASHARES CLIMATE CHANGE INNOVATION ETF	60.0%	Good	Seek Approval
ERW	ERRAWARRA RESOURCES LTD	0.0%	Good	Seek Approval
ESAR1	EQUITY TRUSTEES SGH ABSOLUTE RETURN TST	0.0%	Good	Seek Approval
ESG	EASTERN STAR GAS LIMITED	0.0%	Good	Seek Approval
ESGI	VANECK MSCI INT'L SUSTAINABLE EQT ETF	75.0%	Good	Seek Approval
ESGYY	EASTERN STAR GAS LTD - BKR FIRM	0.0%	Good	Seek Approval
ESIDA	ENVIRONMENTAL SOLUTIONS INT'L LTD - DEF	0.0%	Good	Seek Approval
ESIY	ELEMENT SOLUTIONS INC	0.0%	Reserve	Seek Approval
ESK	ETHERSTACK PLC	0.0%	Good	Seek Approval
ESLGL	EQUITY TRUSTEES SGH LASL GL LST PR	65.0%	Good	Seek Approval
ESMCA	ESPERANCE MINERALS 25C ORDINARY PAID	0.0%	Good	Seek Approval
ESN	ENTELLECT LIMITED	0.0%	Good	Seek Approval
ESN1	ENTELLECT SOLUTIONS LIMITED	0.0%	Good	Seek Approval
ESPO	VANECK VECTORS VIDEO GAMING AND ESPORTS	55.0%	Good	Seek Approval
ESR	ESTRELLA RESOURCES LIMITED	0.0%	Reserve	Seek Approval
ESROB	ESTRELLA RESOURCES OPTION EXP 13/12/26	0.0%	Reserve	Seek Approval
ESRZZ	ESTRELLA RESOURCES LIMITED	0.0%	Good	Seek Approval
EST	ESTAR ONLINE TRADING LIMITED	0.0%	Good	Seek Approval
ESTO	ESTAR ONLINE TRADING - OPT EXP 30/6/03	0.0%	Reserve	Seek Approval
ESTX	ETFS EURO STOXX 50 ETF	75.0%	Good	Seek Approval
ESV1	ESERVEGLOBAL LIMITED	0.0%	Reserve	Seek Approval
ESW	EMERSON STEWART GROUP LIMITED	0.0%	Good	Seek Approval
ETC	ENTERTAINMENT MEDIA & TELECOMS CORP LTD	0.0%	Good	Seek Approval
ETCIA	COOPER INVESTORS ASIAN EQUITIES FUND - R	0.0%	Good	Seek Approval
ETCXX	PLACEMENT	0.0%	Reserve	Seek Approval
ETE	ENTEK ENERGY LIMITED	0.0%	Good	Seek Approval
ETH	ETHAN MINERALS LIMITED	0.0%	Good	Seek Approval
ETHI	BETASHARES GLOBAL SUSTAINABILITY LEADERS	75.0%	Good	Seek Approval
ETIVI	EQT VALU-TRAC EQUITY INC GENERATION FUND	0.0%	Good	Seek Approval
ETL	E.TEC LIMITED	0.0%	Good	Seek Approval
ETM	ENERGY TRANSITION MINERALS LTD	0.0%	Good	Seek Approval
ETMWA	EQUITY TRUSTEES MIR WS AUST EQUITY FUND	0.0%	Good	Seek Approval
ETPIF	EQUITY TRUSTEES PROPERTY INDEX FUND	0.0%	Good	Seek Approval
ETPM	ETFS GROUP PHYSICAL PALLADIUM	0.0%	Good	Seek Approval
ETPMA	ETFS PHYSICAL SILVER	0.0%	Good	Seek Approval
ETPMP	ETFS METAL SEC AUSTRALIA LIMITED ETFS	0.0%	Good	Seek Approval
ETPMT	ETFS PHYSICAL PLATINUM	0.0%	Good	Seek Approval
ETR	ENTYR LIMITED	0.0%	Good	Seek Approval
ETRO	ENTYR LIMITED OPTION EXP 31/12/2024	0.0%	Reserve	Seek Approval
ETRO1	T ROWE PRICE CONCENTRATED GLOBAL EQ S	0.0%	Good	Seek Approval
ETROP	T ROWE PRICE CONCENTRATED GLOBAL EQ S	70.0%	Good	Seek Approval
ETSCF	EQUITY TRUSTEES SMALL CO FUND	0.0%	Good	Seek Approval
ETSGO	EXCHANGE TRADED SECURITY ETS GOOGLE INC-	0.0%	Good	Seek Approval
ETW	ETW CORPORATION LIMITED	0.0%	Good	Seek Approval
ETW1	EVANS & TATE LIMITED	0.0%	Good	Seek Approval
ETWG	EVANS & TATE 8.25% RE CONV NTE MAT 10/07	0.0%	Good	Seek Approval
ETWR	EVANS & TATE LTD - RIGHTS CLS 28/10/03	0.0%	Good	Seek Approval
EUC	EUROPEAN COBALT LTD	0.0%	Good	Seek Approval
EUR	EUROPEAN LITHIUM LIMITED	0.0%	Good	Seek Approval
EUROA	EUROPEAN LITHIUM LIMITED	0.0%	Reserve	Seek Approval
EV1	EVOLUTION ENERGY MINERALS LIMITED	0.0%	Good	Seek Approval
EVE	EVE INVESTMENTS LIMITED	0.0%	Reserve	Seek Approval
EVF	EVERGREEN FORESTS LIMITED	0.0%	Good	Seek Approval
EVG	EVION GROUP NL	0.0%	Good	Seek Approval
EVGO	ENVIROGOLD LIMITED OPTION EXP 31-DEC-11	0.0%	Reserve	Seek Approval
EVN	EVOLUTION MINING LIMITED	60.0%	Good	Seek Approval
EVN1	EVOLUTION MINING LIMITED	0.0%	Good	Seek Approval
EVN2	EVOLUTION MINING LIMITED	0.0%	Good	Seek Approval
EVO	EVOLVE EDUCATION GROUP LIMITED	0.0%	Good	Seek Approval
EVR	EV RESOURCES LTD	0.0%	Good	Seek Approval
EVRO	EV RESOURCES LTD	0.0%	Reserve	Seek Approval
EVS	ENVIROSUITE LIMITED	0.0%	Good	Seek Approval
EVSYY	ENVIROSUITE LIMITED TRANCHE 2 PLACEMENT	0.0%	Good	Seek Approval
EVT	EVENT HOSPITALITY AND ENTERTAINMENT LTD	50.0%	Good	Seek Approval
EVT2	EVENT HOSPITALITY AND ENTERTAINMENT LTD	0.0%	Good	Seek Approval
EVZ	ENVIROZEL LIMITED	0.0%	Good	Seek Approval
EW.NY	EDWARDS LIFESCIENCES CORP EW	0.0%	Good	Seek Approval
EWAB	EQT PIMCO WHOLESALE AUST BOND	75.0%	Good	Seek Approval
EWC	ENERGY WORLD CORPORATION LTD	0.0%	Reserve	Seek Approval
EWGBF	EQT PIMCO WHOLESALE GLOBAL BOND FUND	70.0%	Good	Seek Approval
EWL	ENTERTAINMENT WORLD LIMITED	0.0%	Reserve	Seek Approval
EWPIF	EQT SGH WHOLESALE PROPERTY INCOME FUND	60.0%	Good	Seek Approval
EWSCF	EQT SGH WS EMERGING COMPANIES FUND	65.0%	Good	Seek Approval
EX1	EXOPHARM LIMITED	0.0%	Good	Seek Approval
EX1DA	EXOPHARM LIMITED	0.0%	Good	Seek Approval
EX20	BETASHARES AUST EX-20 PORTFOLIO DIVERS	70.0%	Good	Seek Approval
EX202	BETASHARES AUST EX-20 PORTFOLIO DIVERS	0.0%	Good	Seek Approval
EXEO	OPTION EXPIRING 31-MAR-2011	0.0%	Reserve	Seek Approval
EXL	ELIXINOL GLOBAL LIMITED	0.0%	Reserve	Seek Approval
EXLO	ELIXINOL WELLNESS LTD OPT EXP 22/3/2027	0.0%	Reserve	Seek Approval
EXMO	EXCALIBUR MINING CORP. OPTION 31-12-09	0.0%	Reserve	Seek Approval
EXMOA	EXCALIBUR MINING OPTION 31-DEC-2012	0.0%	Reserve	Seek Approval
EXMR	EXCALIBUR MINING CORPORATION LIMITED RIG	0.0%	Reserve	Seek Approval
EXP	EXPERIENCE CO LIMITED	0.0%	Good	Seek Approval
EXR	ELIXIR PETROLEUM LIMITED	0.0%	Good	Seek Approval
EXROB	ELIXIR ENERGY LIMITED	0.0%	Good	Seek Approval
EXS	EXCO RESOURSCES LIMITED	0.0%	Good	Seek Approval
EXSC1	EXPERTS CHOICE SMALL COMPANIES FUND	0.0%	Good	Seek Approval
EXSO	EXCO RESOURCES NL OPT EXP 28/10/06	0.0%	Reserve	Seek Approval
EXT	EXCITE TECHNOLOGY SERVICES LTD	0.0%	Good	Seek Approval
EXT1	EXTRACT RESOURCES LTD	0.0%	Good	Seek Approval
EXTOD	EXCITE TECH SERVICES OPT EXP 5/9/2026	0.0%	Reserve	Seek Approval
EYE	NOVA EYE MEDICAL LIMITED	0.0%	Good	Seek Approval
EYEO	EAGLE EYE METALS OPTION EXPIRE 30/06/10	0.0%	Good	Seek Approval
EZE	EZENET LIMITED	0.0%	Reserve	Seek Approval
EZEO	OPTION EXPIRING 30-JUN-2007	0.0%	Reserve	Seek Approval
EZI	EZYIMAGE LIMITED	0.0%	Reserve	Seek Approval
EZL	EUROZ LIMITED	0.0%	Good	Seek Approval
EZL1	EUROZ LIMITED	0.0%	Good	Seek Approval
EZL2	EUROZ LIMITED	0.0%	Good	Seek Approval
EZL7	EUROZ LIMITED	0.0%	Good	Seek Approval
EZLYY	EUROZ LIMITED CONDITIONAL PLACEMENT	0.0%	Good	Seek Approval
EZY	EASYCALL INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
EZZ	EZZ LIFE SCIENCE HOLDINGS LIMITED	0.0%	Good	Seek Approval
F100	BETASHARES FTSE 100 ETF	75.0%	Good	Seek Approval
F452A	COL FS FIRSTCHOICE CFS GEARED 452 AUS SH	0.0%	Good	Seek Approval
F452G	COL FS FIRSTCHOICE WS CFS 452 GEAR AU SH	0.0%	Good	Seek Approval
F452W	CFS INTEGRITY WS AUST SHARE FUND - NO. 2	75.0%	Good	Seek Approval
FAAET	BT CORE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
FAART	BT NATURAL RESOURCES FUND	70.0%	Good	Seek Approval
FABF	BT CLASSIC INV FUNDS ACTIVE BAL FUND	75.0%	Good	Seek Approval
FAEF	FIDELITY AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
FAFR	RIGHTS - APPLIC CLOSE 8-APR-98 DEFERRED	0.0%	Reserve	Seek Approval
FAIR	BETASHARES AUST SUSTAINABILITY LEADERS	75.0%	Good	Seek Approval
FAL	FALCON METALS LTD	0.0%	Good	Seek Approval
FAN1	FANTASTIC HOLDINGS LIMITED	0.0%	Good	Seek Approval
FAN7	FANTASTIC HOLDINGS LIMITED	0.0%	Good	Seek Approval
FANG	ETFS FANG - ETF UNITS	70.0%	Good	Seek Approval
FAR	FAR LIMITED	0.0%	Good	Seek Approval
FASC1	COL FS FIRSTCHOICE AUST SMALL CO'S FUND	0.0%	Good	Seek Approval
FASCF	COL FS FIRSTCHOICE AUST SMALL CO'S FUND	65.0%	Good	Seek Approval
FASCT	BT SMALLER COMPANIES FUND	65.0%	Good	Seek Approval
FASIF	BT IMPUTATION FUND	75.0%	Good	Seek Approval
FAT	FAT PROPHETS AUSTRALIA FUND LTD	0.0%	Reserve	Seek Approval
FAT1	FAT PROPHETS AUSTRALIA FUND LTD	0.0%	Good	Seek Approval
FATEF	BT CLASSIC INV FUNDS TAX EFF INCOME NEF	75.0%	Good	Seek Approval
FATP	FAT PROPHETS GBL HIGH CONVICTION HEDGE	0.0%	Good	Seek Approval
FAU	FIRST AU LIMITED	0.0%	Reserve	Seek Approval
FAUCH	FAUCHIER PARTNERS ABSOLUTE RETURN TRUST	0.0%	Good	Seek Approval
FBALN	COL FIRST STATE BALANCED FUND - NEF	75.0%	Good	Seek Approval
FBAS1	CFS FIRSTCHOICE LOWER VOLATILITY AUST	0.0%	Good	Seek Approval
FBASF	COL FC INV SOLARIS CORE AUST EQUITY	75.0%	Good	Seek Approval
FBGDA	FBG DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
FBIDA	FORBIO 0.01C US DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
FBL	FIBERTEL LTD ORD FULLY PAID	0.0%	Good	Seek Approval
FBM	FUTURE BATTERY MINERALS LIMITED	0.0%	Good	Seek Approval
FBO	FORBIO LIMITED	0.0%	Good	Seek Approval
FBR	FBR LTD	0.0%	Good	Seek Approval
FBU	FLETCHER BUILDING LIMITED	60.0%	Good	Seek Approval
FCAA1	COL FS FC AUSBIL AUST ACTIVE EQUITY	75.0%	Good	Seek Approval
FCAAA	COLONIAL FC AUSBIL AUS ACTIVE EQU FUND	75.0%	Good	Seek Approval
FCAAQ	ACADIAN AUSTRALIAN EQUITY	75.0%	Good	Seek Approval
FCAAZ	COLONIAL FC ACADIAN AUST EQ LONG SHORT	60.0%	Good	Seek Approval
FCACE	ACADIAN GLOBAL EQUITY LONG SHORT	60.0%	Good	Seek Approval
FCACW	CFS AMP CAPITAL WS GLOBAL PROPERTY SEC	70.0%	Good	Seek Approval
FCAEL	COLONIAL FC AUSBIL AUST EMERGING LEADERS	70.0%	Good	Seek Approval
FCAGE	CFS FC INV MFS GLOBAL EQUITY	75.0%	Good	Seek Approval
FCAGG	CFS FC WS INV-MFS GLOBAL EQUITY	75.0%	Good	Seek Approval
FCAGL	CFS FC INV ACADIAN GLOBAL EQUITY	75.0%	Good	Seek Approval
FCAGV	FC INV IRONBARK ROYAL LONDON CON GLOBAL	75.0%	Good	Seek Approval
FCASC	COLONIAL FC AUSTRALIAN SMALL COMPANIES	65.0%	Good	Seek Approval
FCASF	COLONIAL FC AUSTRALIAN SHARE	75.0%	Good	Seek Approval
FCASI	COLONIAL FC ASIAN SHARE FUND	65.0%	Good	Seek Approval
FCAUC	CFS FC INV - T. ROWE PRICE AUST EQUITY	75.0%	Good	Seek Approval
FCAUS	COLONIAL FC FS 452 AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
FCAWA	ABERDEEN WS AUSTRALIAN FIXED INCOME FUND	75.0%	Good	Seek Approval
FCAWG	FS FC WS - ALTRINSIC WS GLOBAL EQUITY	75.0%	Good	Seek Approval
FCBAS	CFS FIRSTCHOICE LOWER VOLATILITY AUST	75.0%	Good	Seek Approval
FCBAU	CFS FC INV - SOLARIS CORE AUST EQUITY	75.0%	Good	Seek Approval
FCBEA	FC WS INV BENNELONG WS EX-20 AUST EQT	70.0%	Good	Seek Approval
FCBTA	COLONIAL FC FS W/S BT AUSTRALIAN SHARE	75.0%	Good	Seek Approval
FCBTB	COLONIAL FC BT ACTIVE BALANCED	75.0%	Good	Seek Approval
FCBTC	COLONIAL FC BT CORE AUSTRALIAN SHARE	75.0%	Good	Seek Approval
FCBTP	FIRST CHOICE INV - PENDAL WS PROPERY INV	65.0%	Good	Seek Approval
FCBWA	FC WS INV BENNELONG WS EX-20 AUST EQT	70.0%	Good	Seek Approval
FCCAS	COLONIAL FC CHALLENGER AUST SHARES FND	75.0%	Good	Seek Approval
FCCBA	COLONIAL FC FS BALANCED FUND	75.0%	Good	Seek Approval
FCCEM	COL FS FIRSTCHOICE EMERGING MARKETS	65.0%	Good	Seek Approval
FCCF	CFS FC INV - CFS STRATEGIC CASH	85.0%	Good	Seek Approval
FCCFS	CFS FC INV - CFS STRATEGIC CASH	85.0%	Good	Seek Approval
FCCGC	COLONIAL FC FS GLOBAL CREDIT INCOME	60.0%	Good	Seek Approval
FCCGF	COLONIAL FC FS GEARED SHARE FUND	0.0%	Good	Seek Approval
FCCGR	COLONIAL FC FS GLOBAL RESOURCES FUND	70.0%	Good	Seek Approval
FCCGS	COLONIAL FC FS GEARED GLOBAL SHARE FUND	40.0%	Good	Seek Approval
FCCIA	COLONIAL FC FS INDEX AUST SHARE	75.0%	Good	Seek Approval
FCCIP	CFS FC INV-CFS GLOBAL PROPERTY SEC	65.0%	Good	Seek Approval
FCCIS	CFS WHOLESALE INDEX AUSTRALIAN SHARE	75.0%	Good	Seek Approval
FCCIZ	CFS FC INV-CFS GLOBAL PROPERTY SEC	0.0%	Good	Seek Approval
FCCON	COLONIAL FC CONSERVATIVE FUND	75.0%	Good	Seek Approval
FCCPS	COLONIAL FC FS PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
FCCSA	COLONIAL FC FIDELITY AUSTRALIAN EQUITIES	75.0%	Good	Seek Approval
FCCSI	CFS FC INV - T. ROWE PRICE GLOBAL EQUITY	75.0%	Good	Seek Approval
FCCWI	T ROWE PRICE WS GLOBAL EQUITY	75.0%	Good	Seek Approval
FCDCF	COL FS FIRSTCHOICE CFS DEVELOPING CO FND	65.0%	Good	Seek Approval
FCDEF	COLONIAL FC DEFENSIVE FUND	75.0%	Good	Seek Approval
FCDPF	EOLONIAL FC RREEF PROPERTY SEC FND	70.0%	Good	Seek Approval
FCEHF	CFS FC INV- CFS ENHANCED YIELD	0.0%	Good	Seek Approval
FCEMM	CFS FC INV - FIRST CHOICE EMERGING MARKE	65.0%	Good	Seek Approval
FCFEM	FIRSTCHOICE WS EMERGING MARKETS	65.0%	Good	Seek Approval
FCFGG	CFS FC WS FC GEARED GROWTH PLUS	0.0%	Good	Seek Approval
FCFIF	COL FS FIRSTCHOICE FC FIXED INTEREST FD	75.0%	Good	Seek Approval
FCFIX	COLONIAL FC FIXED INTEREST FUND	75.0%	Good	Seek Approval
FCFLF	COLONIAL FC FS FUTURE LEADERS FUND	70.0%	Good	Seek Approval
FCFPI	COL FS FIRSTCHOICE PERP INT'NL FUND	75.0%	Good	Seek Approval
FCFRE	CFS FC WS REALINDEX WS EMERGING MARKETS	65.0%	Good	Seek Approval
FCFRS	CFS FIRSTCHOICE INV - FIRSTRATE SAVER	0.0%	Good	Seek Approval
FCFSD	COL FS FIRSTCHOICE CFS DIVERSIFIED FUND	75.0%	Good	Seek Approval
FCFSG	COLONIAL FC FS GLOBAL SHARE FUND	75.0%	Good	Seek Approval
FCFSI	COLONIAL FC FS INCOME FUND	0.0%	Good	Seek Approval
FCGAS	COLONIAL FC FS 452 GEARED AUST SHARE FD	40.0%	Good	Seek Approval
FCGBA	CFS FC FIRSTCHOICE GEARED BOUTIQUE AUST	40.0%	Good	Seek Approval
FCGF	COL FS FIRSTCHOICE GROWTH FUND	75.0%	Good	Seek Approval
FCGGP	CFS FC INV GEARED GROWTH PLUS	0.0%	Good	Seek Approval
FCGGS	CFS FC INV GENERATION GLOBAL SHARE	70.0%	Good	Seek Approval
FCGIS	COLONIAL FC GLOBAL INFRASTRUCTURE SEC	70.0%	Good	Seek Approval
FCGLS	CFS FC INV-STEWART INV WORLDWIDE LEADERS	75.0%	Good	Seek Approval
FCGPS	COLONIAL FC GLOBAL PROPERTY SEC FND	65.0%	Good	Seek Approval
FCGPZ	COLONIAL FC GLOBAL PROPERTY SEC FUND DL	0.0%	Good	Seek Approval
FCGRF	COLONIAL FC GROWTH FUND	75.0%	Good	Seek Approval
FCGSF	COLONIAL FC GLOBAL SHARE HEDGED FUND	70.0%	Good	Seek Approval
FCGSH	CFS INDEXGLOBAL SHARE HEDGED FUND	65.0%	Good	Seek Approval
FCGSI	GOLDMAN SACHS AUSTRALIAN INFRASTRUCTURE	70.0%	Good	Seek Approval
FCHGB	COL FS FIRSTCHOICE HIGH GOWTH	75.0%	Good	Seek Approval
FCHGF	COL FS FIRSTCHOICE CFS HIGH GROWTH FUND	75.0%	Good	Seek Approval
FCHIG	COLONIAL FC HIGH GROWTH FUND	75.0%	Good	Seek Approval
FCIAS	CFS FC INV - STATE STREET AUST EQUITY	75.0%	Good	Seek Approval
FCIBF	COL FS FIRSTCHOICE ING BALANCED FUND	75.0%	Good	Seek Approval
FCIF	COL FS FIRSTCHOICE CFS INCOME FUND	0.0%	Good	Seek Approval
FCIGS	COLONIAL FC FS INDEX GLOBAL FUND	75.0%	Good	Seek Approval
FCIMS	COLONIAL FC INVESTORS MUTUAL AUST SHARE	75.0%	Good	Seek Approval
FCIPR	COLONIAL FC FS INDEX PROPERTY SECURITIES	65.0%	Good	Seek Approval
FCIRR	CFS FC INV-REALINDEX RAFI AUST SHARE	75.0%	Good	Seek Approval
FCJBG	COLONIAL FC GSJBWERE GLOBAL SMALL COMPAN	65.0%	Good	Seek Approval
FCJBW	FIRSTCHOICE WS GLOBAL SMALL COMPANIES	65.0%	Good	Seek Approval
FCL	FINEOS CORPORATION HOLDINGS PLC	0.0%	Good	Seek Approval
FCL1	FUTURIS CORPORATION LIMITED	0.0%	Good	Seek Approval
FCL2	FUTURIS CORPORATION LIMITED	0.0%	Good	Seek Approval
FCLBA	FUTURIS ORD FULLY PAID ORDINARY BONUS	0.0%	Good	Seek Approval
FCLN	FUTURIS CORPORATION LIMITED	0.0%	Good	Seek Approval
FCMF	COL FS FIRSTCHOICE MODERATE FUND	75.0%	Good	Seek Approval
FCMGF	CFS FC MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
FCMGW	CFS MAGELLAN WHOLESALE GLOBAL FUND	75.0%	Good	Seek Approval
FCMIB	CFS FC INV - FC MULTI INDEX BALANCED	75.0%	Good	Seek Approval
FCMIF	COLONIAL FC FS IMPUTATION FUND	75.0%	Good	Seek Approval
FCMIO	CFS FC INV-MACQUARIE INCOME OPPORTUNITIE	0.0%	Good	Seek Approval
FCMLI	COLONIAL FC MERILL LYNCH AUST SHARE FUND	75.0%	Good	Seek Approval
FCMOF	COLONIAL FC MODERATE FUND	75.0%	Good	Seek Approval
FCMWI	COLONIAL FC WS MAPLE-BROWN ABBOTT/ADVANC	75.0%	Good	Seek Approval
FCNO	FALCON MINERALS LTD - OPT EXP 30/06/05	0.0%	Good	Seek Approval
FCO	FARSANDS CORPORATION LIMITED	0.0%	Good	Seek Approval
FCOO	FARSANDS CORP LTD - OPT EXP 30/11/08	0.0%	Reserve	Seek Approval
FCOPS	CFS FC OC WS PREMIUM SMALL COMPANIES	65.0%	Good	Seek Approval
FCP	FCPB INVESTMENTS LIMITED	0.0%	Reserve	Seek Approval
FCPAF	CFS PLATINUM ASIA FUND	65.0%	Good	Seek Approval
FCPBG	COLONIAL FC PERPETUAL BALANCED GROWTH	75.0%	Good	Seek Approval
FCPCA	CFS FC INV-PM CAPITAL WS GLB COMPANIES	0.0%	Good	Seek Approval
FCPDG	PERPETUAL WS DIVERSIFIED GROWTH FND	75.0%	Good	Seek Approval
FCPEP	COLONIAL FC WS PENGANA PROPERTY SEC	65.0%	Good	Seek Approval
FCPES	CFS FC-PERPETUAL WS ETHIC SRI SHARE	75.0%	Good	Seek Approval
FCPIF	COL FS FIRSTCHOICE PLATINUM INTERN'L FND	70.0%	Good	Seek Approval
FCPIN	COLONIAL FC PLATINUM INTERNATIONAL	70.0%	Good	Seek Approval
FCPIS	COLONIAL FC PERPETUAL INDUSTRIAL SHARE F	75.0%	Good	Seek Approval
FCPM1	CFS FC INV PM CAPITAL ENHANCED YIELD	60.0%	Good	Seek Approval
FCPMA	CFS FC INV-PM CAPITAL GLOBAL COMPANIES	0.0%	Good	Seek Approval
FCPMC	CFS FC INV ANTARES ELITE OPPS	75.0%	Good	Seek Approval
FCPMY	COLONIAL FC PM CAPITAL ENHANCED YIELD	60.0%	Good	Seek Approval
FCPMZ	CFS FC INV ANTARES ELITE OPPS	0.0%	Good	Seek Approval
FCPPI	PERPETUAL INTERNATIONAL	75.0%	Good	Seek Approval
FCPPS	COLONIAL FC PENGANA PROPERTY SECURITIES	65.0%	Good	Seek Approval
FCPRS	COLONIAL FC PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
FCPSG	COLONIAL FC PERPETUAL SPLIT GROWTH	75.0%	Good	Seek Approval
FCPVS	COLONIAL FC PERENNIAL VALUE AUST SHARE	75.0%	Good	Seek Approval
FCRAC	CFS FC - REALINDEX AUS SMALL COMPANIES	65.0%	Good	Seek Approval
FCRAS	REALINDEX WS AUSTRALIAN SMALL COMPANIES	65.0%	Good	Seek Approval
FCRRH	CFS FC INV-REALINDEX RAFI GLBL HDG	70.0%	Good	Seek Approval
FCRRS	CFC FC WS INV-GLOBAL SHARE FND WS HDG 23	70.0%	Good	Seek Approval
FCRRW	COLONIAL FC REALINDEX RAFI WS AUS SHR	75.0%	Good	Seek Approval
FCRWG	COLONIAL FC REALINDEX RAFI W'SALE GLOBAL	75.0%	Good	Seek Approval
FCS	ORDINARY FULLY PAID	0.0%	Reserve	Seek Approval
FCSAE	COLONIAL FC SCHRODER AUST EQUITY FND	75.0%	Good	Seek Approval
FCSAS	COLONIAL FC CELESTE AUST SMALL COMPANIES	0.0%	Good	Seek Approval
FCSCO	CFS FC FIRSTCHOICE WS CONSERVATIVE FUND	75.0%	Good	Seek Approval
FCSDC	CFS FC INV DEVELOPING COMPANIES	65.0%	Good	Seek Approval
FCSFN	COL FIRST STATE CONSERVATIVE FUND - NEF	75.0%	Good	Seek Approval
FCSHS	CFS FC INV-SCHRODER CREDIT SECURITIES	50.0%	Good	Seek Approval
FCSRB	COL FS FIRSTCHOICE BT ACTIVE BALANCED	75.0%	Good	Seek Approval
FCSRR	CFS FC INV REALINDEX RAFI GLOBAL SHARE	75.0%	Good	Seek Approval
FCSWA	FC WS INV - CELESTE WS AUST SMALL CO	0.0%	Good	Seek Approval
FCT	FIRSTWAVE CLOUD TECHNOLOGY LIMITED	0.0%	Good	Seek Approval
FCUAS	CFS FC-NIKKO AM-TYNDALL AUST SHARE CONC	75.0%	Good	Seek Approval
FCUAU	CFS FC-NIKKO AM-TYNDALL AUST SHARE CONC	75.0%	Good	Seek Approval
FCWAA	COLONIAL FC WS AUSBIL AUST ACTIVE EQUITY	75.0%	Good	Seek Approval
FCWAP	COLONIAL FC WS AUST SMALL COMPANIES	65.0%	Good	Seek Approval
FCWAS	COLONIAL FC WS AUSTRALIAN SHARE	75.0%	Good	Seek Approval
FCWAY	ACADIAN WS AUST EQUITY LONG SHORT FUND	60.0%	Good	Seek Approval
FCWBA	COLONIAL FC WS LOWER VOLATILITY AUST	75.0%	Good	Seek Approval
FCWCB	CFS WHOLESALE AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
FCWCS	T ROWE PRICE WS GLOBAL EQUITY	75.0%	Good	Seek Approval
FCWCZ	COLONIAL FC FS WS GEARED GLOBAL SHARE DL	40.0%	Good	Seek Approval
FCWEI	CFS FC WS INV - FIRST SENTIER WS EQUITY	75.0%	Good	Seek Approval
FCWEY	FC WS INV-WS TARGET RETURN INCOME	0.0%	Good	Seek Approval
FCWFA	CFS FC WS INV-FIDELITY WS AUST EQUITIES	75.0%	Good	Seek Approval
FCWFI	FIRST CHOICE WS FIXED INTEREST FND	75.0%	Good	Seek Approval
FCWFL	COLONIAL FC FS WS FUTURE LEADERS FUND	70.0%	Good	Seek Approval
FCWGA	COLONIAL FC FS WS 452 GEARED AUST SHARE	40.0%	Good	Seek Approval
FCWGS	COLONIAL FC WHOLESALE GLOBAL SHARE	75.0%	Good	Seek Approval
FCWIM	COLONIAL FC WS INV MUTUAL AUS SHARE	75.0%	Good	Seek Approval
FCWLI	CFS WS GLOBAL LISTED INFRASTRUCTURE SEC	70.0%	Good	Seek Approval
FCWMA	COLONIAL FC WS MERRILL LYNCH AUST SHARE	75.0%	Good	Seek Approval
FCWOO	COLONIAL FC WS PROPERTY SECURITIES	65.0%	Good	Seek Approval
FCWPA	COLONIAL FC WS PERENNIAL VALUE AUST SHAR	75.0%	Good	Seek Approval
FCWPH	COLONIAL FC WS PERPETUAL INDUSTRIAL SHAR	75.0%	Good	Seek Approval
FCWPI	COLONIAL FC WS PLATINUM INTL FND	70.0%	Good	Seek Approval
FCWPP	CFS WS GLOBAL PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
FCWPS	COL FS FIRSTCHOICE WS PROPERTY SEC FUND	65.0%	Good	Seek Approval
FCWPZ	COLONIAL FC FS WS GLOB PROPERTY SEC DL	65.0%	Good	Seek Approval
FCWSA	COLONIAL FC WS SCHRODER AUST EQUITY	75.0%	Good	Seek Approval
FCWSC	FIRST SENTIER WS AUST SMALL COMPANIES	65.0%	Good	Seek Approval
FCWUB	FC WS INV - NIKKO AM WS AUST SHARE CONC	75.0%	Good	Seek Approval
FCZGT	CFS FC INV-BAILLIE GIFFORD LT GLB GWTH	75.0%	Reserve	Seek Approval
FDCF	CFS RETAIL DEVELOPING COMPANIES FUND	65.0%	Good	Seek Approval
FDCF1	CFS RETAIL DEVELOPING COMPANIES FUND	0.0%	Good	Seek Approval
FDEM	FIDELITY GLOBAL DEMOGRAPHICS FUND	0.0%	Good	Seek Approval
FDHGE	FIDELITY HEDGED GLOBAL EQUITIES	0.0%	Good	Seek Approval
FDHIS	FLEXIBLE LIFETIME - HEDGED INT SHARES	70.0%	Good	Seek Approval
FDIV	VANECK VECTORS S&P/ASX FRANKED DIV	0.0%	Good	Seek Approval
FDL	FLINDERS DIAMONDS LTD	0.0%	Good	Seek Approval
FDLOA	FLINDERS DIAMONDS LTD - OPT EXP 29/09/08	0.0%	Good	Seek Approval
FDLXX	PLACEMENT	0.0%	Good	Seek Approval
FDMYY	FREEDOM OIL AND GAS LTD - PLACEMENT	0.0%	Good	Seek Approval
FDR	FINDER ENERGY HOLDINGS LIMITED	0.0%	Good	Seek Approval
FDR1	FEDERATION GROUP LIMITED	0.0%	Reserve	Seek Approval
FDROB	OPTION	0.0%	Good	Seek Approval
FDV	FRONTIER DIGITAL VENTURES LIMITED	0.0%	Good	Seek Approval
FDXN	FEDEX CORP COM	0.0%	Good	Seek Approval
FDY	FINDLAY SECURITIES LIMITED	0.0%	Reserve	Seek Approval
FEC	FLEET CAPITAL F/PD ORD	0.0%	Good	Seek Approval
FEG	FAR EAST GOLD LTD	0.0%	Good	Seek Approval
FEMX	FIDELITY GLB EMERGING MARKETS (MF)	65.0%	Good	Seek Approval
FEPEC	FAIRVIEW EQUITY PART. EMERGING COMPANIES	65.0%	Good	Seek Approval
FEQU1	COL FIRST STATE AUSTRALIAN SHARE FUND	0.0%	Good	Seek Approval
FER	FERMISCAN HOLDINGS LIMITED	0.0%	Good	Seek Approval
FEX	FENIX RESOURCES LTD	0.0%	Good	Seek Approval
FFBWG	GREENCAPE BROADCAP FUND	75.0%	Good	Seek Approval
FFF	FORBIDDEN FOODS LIMITED	0.0%	Good	Seek Approval
FFFR	FIRSTFOLIO LIMITED: 18/12/2009	0.0%	Reserve	Seek Approval
FFG	FATFISH BLOCKCHAIN LIMITED	0.0%	Good	Seek Approval
FFI	FFI HOLDINGS LIMITED ORD FULLY PAID	0.0%	Good	Seek Approval
FFLBN	FREEDOM FURNITURE BONUS	0.0%	Reserve	Seek Approval
FFLE2	COL FIRST STATE FUTURE LEADERS FUND	0.0%	Good	Seek Approval
FFLZZ	FOUNDERS FIRST LIMITED IPO	0.0%	Good	Seek Approval
FFM	FIREFLY METALS LTD	0.0%	Good	Seek Approval
FFSIF	COL FS FIRSTCHOICE CFS IMPUTATION FUND	75.0%	Good	Seek Approval
FFSPA	FLETCHER CHALLENGE FORESTS LTD - PREF	0.0%	Good	Seek Approval
FFX	FIREFINCH LIMITED	0.0%	Good	Seek Approval
FG1	FLYNN GOLD LIMITED	0.0%	Good	Seek Approval
FG1R	FLYNN GOLD LIMITED	0.0%	Good	Seek Approval
FGASC	CFS GEARED AUSTRALIAN SHARE - CORE	40.0%	Good	Seek Approval
FGEF	FIDELITY GLOBAL EQUITIES FUND	75.0%	Good	Seek Approval
FGG	FUTURE GENERATION GLOBAL INVT CO LIMITED	55.0%	Good	Seek Approval
FGGSF	COL FS FIRSTCHOICE CFS GEARED GBL SHARES	40.0%	Good	Seek Approval
FGGW	FRANKLIN GLOBAL GROWTH WHOLESALE	75.0%	Good	Seek Approval
FGL	FRUGL GROUP LIMITED	0.0%	Reserve	Seek Approval
FGL_C	FOSTER'S GROUP LIMITED	0.0%	Good	Seek Approval
FGL2	FOSTER'S GROUP LIMITED	0.0%	Good	Seek Approval
FGLTX	FGL $7.00 PUT OPT EXP 28-6-2007	0.0%	Good	Seek Approval
FGLX1	DUMMY CODE FOR TAKEOVER	0.0%	Good	Seek Approval
FGR	FIRST GRAPHENE LIMITED	0.0%	Good	Seek Approval
FGSFN	COL FIRST STATE GEARED SHARE FUND - NEF	40.0%	Good	Seek Approval
FGSJI	CFS FC INV-GOLDMAN SACHS JBWERE INCOME	75.0%	Good	Seek Approval
FGX	FUTURE GENERATION INVESTMENT CO LTD	50.0%	Good	Seek Approval
FHE	FRONTIER ENERGY LIMITED	0.0%	Good	Seek Approval
FHF	FH FAULDING & COMPANY LIMITED	0.0%	Reserve	Seek Approval
FHF1	FAULDING & CO LTD	0.0%	Good	Seek Approval
FHFR	FAULDINGS RIGHTS	0.0%	Good	Seek Approval
FHGEF	FIDELITY HEDGED GLOBAL EQUITIES FUND	70.0%	Good	Seek Approval
FHIIV	INTELLIGENT INVESTOR VALUE FUND	0.0%	Good	Seek Approval
FHL	FORMIDA HOLDINGS	0.0%	Reserve	Seek Approval
FHL1	FORMIDA HOLDINGS	0.0%	Good	Seek Approval
FHLO	OPTIONS	0.0%	Good	Seek Approval
FHS	FREEHILL MINING LIMITED	0.0%	Good	Seek Approval
FIAEF	FIDELITY AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
FIASF	COL FS FIRSTCHOICE CFS INDEX AUST SHARES	75.0%	Good	Seek Approval
FIATE	FIDELITY AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
FIC	FIRST CAPITAL GROUP LTD	0.0%	Good	Seek Approval
FICF	FIDELITY CHINA FUND	55.0%	Good	Seek Approval
FICF1	FIDELITY CHINA FUND	0.0%	Good	Seek Approval
FICIC	CHALLENGER IM CREDIT INCOME FUND CLASS A	0.0%	Good	Seek Approval
FICO	OPTION EXPIRING 30-NOV-2009	0.0%	Reserve	Seek Approval
FID	FIDUCIAN GROUP LIMITED	0.0%	Good	Seek Approval
FID31	FIDELITY GLOBAL EMERGING MARKETS FUND	65.0%	Good	Seek Approval
FIDAF	FIDELITY ASIA FUND	65.0%	Good	Seek Approval
FIDCF	FIDELITY CHINA FUND	55.0%	Good	Seek Approval
FIDIF	FIDUCIAN INDA FUND	0.0%	Good	Seek Approval
FIDIN	FIDELITY INDIA FUND	45.0%	Good	Seek Approval
FIDU	FIDUCIAN PORTFOLIO SERVICES	0.0%	Good	Seek Approval
FIFAF	FIDELITY ASIA FUND	65.0%	Good	Seek Approval
FIFFL	FIDELITY FUTURE LEADERS FUND	70.0%	Good	Seek Approval
FIFLF	FIDELITY FUTURE LEADERS FUND	70.0%	Good	Seek Approval
FIFO	FRANKED INCOME FUND OPTIONS	0.0%	Good	Seek Approval
FIFOA	FRANKED INCOME FUND OPTION EXP 30/11/97	0.0%	Good	Seek Approval
FIGDF	FIDELITY GLOBAL DEMOGRAPHICS FUND	75.0%	Good	Seek Approval
FIGSF	COL FS FIRSTCHOICE CFS INDEX GBL SHARES	75.0%	Good	Seek Approval
FIIF	FIDELITY INDIA FUND	45.0%	Good	Seek Approval
FIIPB	RUSSELL II PORTFOLIO - CLASS B	75.0%	Good	Seek Approval
FILRE	FIDELITY AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
FIMAS	COL FS FIRSTCHOICE INV MUT AUST SH	75.0%	Good	Seek Approval
FIN	FIN RESOURCES LIMITED	0.0%	Good	Seek Approval
FINGP	FINOVIA GROWTH PORTFOLIO	0.0%	Good	Seek Approval
FIPAS	FIRETRAIL INVESTMENTS PTY LTD	70.0%	Good	Seek Approval
FIPB	RUSSELL IV PORTFOLIO - CLASS B	75.0%	Good	Seek Approval
FISC	FISCAL CON NOTE FEB 20 NON DVP	0.0%	Good	Seek Approval
FIT	FITGENES LIMITED	0.0%	Good	Seek Approval
FITCA	FLINDERS INDUST PROP PAID TO 85 CENTS	0.0%	Good	Seek Approval
FKP2	FKP PROPERTY GROUP	0.0%	Good	Seek Approval
FKP3	FKP PROPERTY GROUP	0.0%	Good	Seek Approval
FKPDA	FKP PROPERTY GROUP	0.0%	Good	Seek Approval
FKPXX	FKP LIMITED - BROKER FIRM	0.0%	Good	Seek Approval
FL1	FIRST LITHIUM LIMITED	0.0%	Good	Seek Approval
FLASC	CELESTE AUSTRALIAN SMALL COMPANIES FUND	0.0%	Good	Seek Approval
FLC	FLUENCE CORPORATION LIMITED	0.0%	Good	Seek Approval
FLCFP	FLETCHER CHALLENGE FORESTS DIV PREF'S	0.0%	Reserve	Seek Approval
FLCFS	FLC FORESTS DIVISION	0.0%	Reserve	Seek Approval
FLE	FREIGHT LINKS EXPRS HOLDINGS (AUST) LTD	0.0%	Good	Seek Approval
FLEXI	MLC MKEY CUST INVEST SERV-CLSD TO NEW	0.0%	Good	Seek Approval
FLL1	FAI LIFE LTD ORDINARY FPO	0.0%	Good	Seek Approval
FLN	FREELANCER LIMITED	0.0%	Good	Seek Approval
FLO	REELTIME MEDIA LTD	0.0%	Good	Seek Approval
FLOO	FLOWCOM LIMITED OPTION EXP 31-DEC-2001	0.0%	Reserve	Seek Approval
FLOT	VANECK VECTORS AUS FLOATING RATE ETF	75.0%	Good	Seek Approval
FLS	FLUOROTECHNICS LIMITED	0.0%	Reserve	Seek Approval
FLSXX	PLACEMENT	0.0%	Good	Seek Approval
FLT	FLIGHT CENTRE TRAVEL GROUP LIMITED	40.0%	Good	Seek Approval
FLX	FELIX GROUP HOLDINGS LTD	0.0%	Good	Seek Approval
FLX1	FELIX RESOURCES LIMITED	0.0%	Good	Seek Approval
FLYUS	FLY LEASING LIMITED	0.0%	Good	Seek Approval
FME	FUTURE METALS NL	0.0%	Good	Seek Approval
FMEO	FUTURE METALS NL OPTION	0.0%	Reserve	Seek Approval
FMG	FORTESCUE METALS GROUP LIMITED	60.0%	Good	Seek Approval
FMG1	FORTESCUE METAL GROUP LIMITED	0.0%	Good	Seek Approval
FMG2	FORTESCUE METALS GROUP LIMITED	0.0%	Good	Seek Approval
FMGDA	FORTESCUE METALS GROUP LTD DEF SETT	0.0%	Good	Seek Approval
FMGMR	FMGMR8 $6.50 CALL OPTION EXP 25-AUG-2011	45.0%	Good	Seek Approval
FMGXX	FORTESCUE METALS GRP PLACEMENT	0.0%	Good	Seek Approval
FMH1	FINEMORE HOLDINGS LIMITED ( FPO )	0.0%	Good	Seek Approval
FMI	FLORIN MINING INVESTMENT COMPANY LTD FPO	0.0%	Good	Seek Approval
FMIHG	COL FIRST STATE HIGH GROWTH FUND	75.0%	Good	Seek Approval
FMJ	FORTIS MINING LIMITED	0.0%	Good	Seek Approval
FML	FOCUS MINERALS LIMITED	0.0%	Good	Seek Approval
FMLIF	CFS FC INV - BLACKROCK AUSTRALIAN SHARE	75.0%	Good	Seek Approval
FMSOA	FLINDERS MINES LTD -EXPIRING 29-SEP-2008	0.0%	Reserve	Seek Approval
FMSXX	PLACEMENT	0.0%	Good	Seek Approval
FNC	FOUNDATION HEALTHCARE LIMITED	0.0%	Good	Seek Approval
FND	FINDI LIMITED	0.0%	Good	Seek Approval
FNGS	MICROSECTORS FANG + ETN	0.0%	Reserve	Seek Approval
FNP	FREEDOM FOODS GROUP LIMITED	0.0%	Good	Seek Approval
FNP1	FREEDOM FOODS GROUP LIMITED	0.0%	Good	Seek Approval
FNPO	FREEDOM FOODS GROUP LTD OPT EXP 30/7/27	0.0%	Good	Seek Approval
FNTO	FRONTIER RESOURCES: 3/12/10	0.0%	Good	Seek Approval
FNX	FINEXIA FINANCIAL GROUP LIMITED	0.0%	Good	Seek Approval
FOAN	FOODLAND ASSOCIATED LIMITED NEW SHARES	0.0%	Good	Seek Approval
FOF	FIRST OPPORTUNITY FUND LIMITED	0.0%	Good	Seek Approval
FOGET	MFS GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
FOL	FUTUREONE LIMITED	0.0%	Good	Seek Approval
FOOD	BETASHARES GLOBAL AGRICULTURE PLACEMENT	70.0%	Good	Seek Approval
FOR	FORAGER AUSTRALIAN SHARES FUND	0.0%	Good	Seek Approval
FOR2	FORAGER AUSTRALIAN SHARES FUND	0.0%	Good	Seek Approval
FOS	FOS CAPITAL LTD	0.0%	Good	Seek Approval
FOX0N	TWENTY-FIRST CENTURY FOX INC CL B VOTING	0.0%	Good	Seek Approval
FOXAS	FOX CORP CL A COM	65.0%	Reserve	Seek Approval
FOXS1	TWENTY CENTURY FOX INC CL A	0.0%	Good	Seek Approval
FOXU1	TWENTY FIRST CENTURY FOX INC CL B	0.0%	Good	Seek Approval
FOXUS	FOX CORP CL B COM	65.0%	Good	Seek Approval
FPA	FISHER & PAYKEL APPLIANCES HOLDINGS LTD	0.0%	Good	Seek Approval
FPA1	FISHER & PAYKEL APPLIANCES HOLDINGS LTD	0.0%	Good	Seek Approval
FPARA	FISHER & PAYKEL APPLIANCES HOLDINGS LIMI	0.0%	Good	Seek Approval
FPBG	COL FS FIRSTCHOICE PERPETUAL BAL GROWTH	75.0%	Good	Seek Approval
FPC	FAT PROPHETS GLOBAL CONTRARIAN FUND LTD	0.0%	Good	Seek Approval
FPCAS	CFS FC INV ANTARES ELITE OPPS	75.0%	Good	Seek Approval
FPCEY	CFS FC WS INV PM CAPITAL ENHANCED YIELD	60.0%	Good	Seek Approval
FPF	FLEXI PROPERTY FUND	0.0%	Reserve	Seek Approval
FPFCP	FLEXI PROPERTY FUND	0.0%	Good	Seek Approval
FPH	FISHER & PAYKEL HEALTHCARE CORP LIMITED	60.0%	Good	Seek Approval
FPH1	FISHER & PAYKEL HEALTHCARE CORP. LTD	0.0%	Good	Seek Approval
FPISF	COL FS FIRSTCHOICE PERP INDUST SHARE FND	75.0%	Good	Seek Approval
FPP	FAT PROPHETS GLOBAL PROPERTY FUND	0.0%	Good	Seek Approval
FPR	FLEETPARTNERS GROUP LIMITED	0.0%	Good	Seek Approval
FPSF2	COL FIRST STATE PROPERTY SECURITIES FUND	0.0%	Good	Seek Approval
FPVAS	COL FS FIRSTCHOICE PEREN VAL AUST SHARE	75.0%	Good	Seek Approval
FRAAR	FRANKLIN AUST ABSOLUTE RETURN BOND CLS W	70.0%	Good	Seek Approval
FRAGG	FRANKLIN GLOBAL GROWTH FUND - W CLASS	75.0%	Good	Seek Approval
FRB	FIREBIRD METALS LIMITED	0.0%	Good	Seek Approval
FRCRI	CLEARBRIDGE RARE INFRASTRUCTURE INCOME	70.0%	Good	Seek Approval
FRD	FIRST RESOURCES DEV FPO	0.0%	Good	Seek Approval
FRE	FIREBRICK PHARMA LIMITED	0.0%	Good	Seek Approval
FRER	FRESHTEL HOLDINGS LIMITED	0.0%	Good	Seek Approval
FRERA	FRESHTEL HOLDINGS LIMITED RIGHTS - APPLI	0.0%	Good	Seek Approval
FRI	FINBAR GROUP LIMITED	0.0%	Good	Seek Approval
FRIXX	FINBAR GROUP LIMITED PLACEMENT	0.0%	Good	Seek Approval
FRL	FINANCIAL RESOURCES LIMITED	0.0%	Good	Seek Approval
FRM	FARM PRIDE FOODS LTD ORD FULLY PAID	0.0%	Good	Seek Approval
FRMBF	FRANKLIN TEMPLETON MULTISECTOR BOND FUND	0.0%	Good	Seek Approval
FRN	FRASER RANGE METALS GROUP LTD	0.0%	Good	Seek Approval
FRO	FRONTIER PETROLEUM	0.0%	Reserve	Seek Approval
FROOA	FRONTIER PETROLEUM OPTION 30-JUN-2001	0.0%	Good	Seek Approval
FROR	FRONTIER PETROLEUM RIGHTS	0.0%	Reserve	Seek Approval
FRP1	FORRESTER PARKER GROUP LIMITED	0.0%	Good	Seek Approval
FRRAS	CFS FC INV - REALINDEX RAFI AUS SMALL CO	65.0%	Good	Seek Approval
FRRZZ	FRIGRITE LIMITED - BROKER FIRM ALLOC	0.0%	Good	Seek Approval
FRS	FORRESTANIA RESOURCES LIMITED	0.0%	Good	Seek Approval
FRSOB	FORRESTANIA RESOURCES LIMITED	0.0%	Reserve	Seek Approval
FRU	FRUCOR BEVERAGES GROUP LIMITED	0.0%	Good	Seek Approval
FRV	FALL RIVER RESOURCES LIMITED	0.0%	Reserve	Seek Approval
FRVO	FALL RIVER RESOURCES - OPT EXP 30/11/07	0.0%	Reserve	Seek Approval
FRX	FLEXIROAM LIMITED	0.0%	Good	Seek Approval
FSA	FSA GROUP LIMITED	0.0%	Good	Seek Approval
FSAAE	COLONIAL FS WS AUSBIL WS AUST EMERG LEAD	70.0%	Good	Seek Approval
FSACG	CFS FC INV AMP CAPITAL GLOBAL PROPERTY	70.0%	Good	Seek Approval
FSADF	CFS ASPECT DIVERSIFIED FUND	60.0%	Good	Seek Approval
FSAEF	COL FS FIRSTCHOICE SCHRODER AUST EQ FUND	75.0%	Good	Seek Approval
FSAEL	FSP AUSTRALIAN EQUITY LEADERS	0.0%	Good	Seek Approval
FSAGE	CFSFC ACADIAN GLOBAL EQ LONG SHORT FD	60.0%	Good	Seek Approval
FSAGG	COLONIAL FS ACADIAN GEARED GLOBAL EQUITY	40.0%	Good	Seek Approval
FSAWG	CFS FC INV - ANTIPODES WHOLESALE GLOBAL	70.0%	Good	Seek Approval
FSAWS	COLONIAL FC WHOLESALE ASIAN SHARE	65.0%	Good	Seek Approval
FSBAL	COL FIRST STATE BALANCED FUND	75.0%	Good	Seek Approval
FSBCA	COLONIAL FS BT WS AUST SHARE	75.0%	Good	Seek Approval
FSBCG	COLONIAL FC BT CORE GLOBAL SHARE	75.0%	Good	Seek Approval
FSBEA	CFS FC INVE BENNELONG EX-20 AUST EQT	70.0%	Good	Seek Approval
FSBEK	BENNELONG KARDINIA WS ABSOLUTE RETURN	0.0%	Good	Seek Approval
FSBF	COLONIAL FIRST STATE BALANCED FUND	75.0%	Good	Seek Approval
FSBFN	COLONIAL FIRST STATE BALANCED FUND - NEF	75.0%	Good	Seek Approval
FSCA4	CFS INTEGRITY WS AUST SHARE FUND - NO. 2	75.0%	Good	Seek Approval
FSCAG	CFS FC INV ARCADIAN GLOBAL MANAGED VOLAT	0.0%	Good	Seek Approval
FSCAS	COLONIAL FIRST STATE CASH FUND	85.0%	Good	Seek Approval
FSCBA	FC INV BENNELONG KARDINIA ABS RETURN	0.0%	Good	Seek Approval
FSCEF	COLONIAL FS AUST SHARE FND	75.0%	Good	Seek Approval
FSCFI	FIRSTCHOICE INVE - CFS EQUITY INCOME	75.0%	Good	Seek Approval
FSCFS	COLONIAL FIRST STATE WS INDUSTRIAL SHARE	75.0%	Good	Seek Approval
FSCG1	CFS FC INV-CFS GLOBAL PROPERTY SEC	0.0%	Good	Seek Approval
FSCGG	CFS FC INV-CFS GEARED GLOBAL PROP SEC	0.0%	Good	Seek Approval
FSCGL	CFS FC INV GLOBAL LISTED INFRASTRUCTURE	70.0%	Good	Seek Approval
FSCGP	CFS FC INV-CFS GLOBAL PROPERTY SEC	65.0%	Good	Seek Approval
FSCHY	CFS FC INV-CHALLENGER HIGH YIELD	0.0%	Good	Seek Approval
FSCKA	CFS FC INV KAPSTREAM ABSOLUTE RETURN	60.0%	Reserve	Seek Approval
FSCMA	FC INV MERLON AUSTRALIAN SHARE INCOME	75.0%	Good	Seek Approval
FSCPD	CFS FC INV PERPETUAL DIV INCOME	60.0%	Good	Seek Approval
FSCPF	COL FIRST STATE CASH FUND	85.0%	Good	Seek Approval
FSCPG	PM CAPITAL GLOBAL COMPANIES FUND	60.0%	Good	Seek Approval
FSCPI	CFS FC W/S BT WS PROPERTY INVESTMENT	65.0%	Good	Seek Approval
FSCSF	COLONIAL FIRST STATE CONSERVATIVE FUND	75.0%	Good	Seek Approval
FSCSH	FC WS INV-FIRST SENTIER WS STRAGETIC CSH	85.0%	Good	Seek Approval
FSCSW	CFS WHOLESALE CONSERVATIVE FUND	75.0%	Good	Seek Approval
FSCWG	CFS FS WS INV-PENDAL WS CORE GLOBAL SHR	75.0%	Good	Seek Approval
FSCWI	CFS WS INDEX PROPERTY SEC FND	65.0%	Good	Seek Approval
FSDCF	CFS RETAIL DEVELOPING COMPANIES FUND	65.0%	Good	Seek Approval
FSDF	COLONIAL FIRST STATE DIVERSIFIED FUND	75.0%	Good	Seek Approval
FSDFN	COLONIAL FS DIVERSIFIED FND-NEF	75.0%	Good	Seek Approval
FSDVF	COL FIRST STATE DIVERSIFIED FUND	75.0%	Good	Seek Approval
FSE1	FIRESTONE ENERGY LIMITED	0.0%	Reserve	Seek Approval
FSEAA	ACADIAN WS AUSTRALIAN EQUITY FUND (WA)	75.0%	Good	Seek Approval
FSEQU	COL FIRST STATE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
FSF	FONTERRA SHAREHOLDERS' FUND	0.0%	Good	Seek Approval
FSFAE	CFS FC FIDELITY AUSTRALIAN EQUITIES	0.0%	Good	Seek Approval
FSFIF	COL FIRST STATE INCOME FUND	0.0%	Good	Seek Approval
FSFLE	COL FIRST STATE FUTURE LEADERS FUND	70.0%	Good	Seek Approval
FSFLF	COLONIAL FIRST STATE FUTURE LEADERS FUND	70.0%	Good	Seek Approval
FSFWA	FIRSTCHOICE WHOLESALE ALTERNATIVES	0.0%	Good	Seek Approval
FSFWS	FIRSTRATE WHOLESALE SAVER	0.0%	Good	Seek Approval
FSG	FIELD SOLUTIONS HOLDINGS LIMITED	0.0%	Good	Seek Approval
FSGBR	CFS FC-JANUS HENDERSON WS GLB NAT RES	70.0%	Good	Seek Approval
FSGC	CFS FC INV - CFS GLOBAL CREDIT INCOME	0.0%	Good	Seek Approval
FSGEP	CFS FC WS GEARED GROWTH PLUS	0.0%	Good	Seek Approval
FSGGF	COLONIAL FS GLOBAL GEARED SHARE FND	40.0%	Good	Seek Approval
FSGGP	CFS FC WS GEARED GLOBAL PROPERTY	0.0%	Good	Seek Approval
FSGGS	COL FIRST STATE GEARED GLOBAL SHARE FUND	40.0%	Good	Seek Approval
FSGH	COL FIRST STATE GLOBAL HEALTH & BIO FD	65.0%	Good	Seek Approval
FSGH1	COL FIRST STATE GLOBAL HEALTH & BIO FD	0.0%	Good	Seek Approval
FSGHB	COLONIAL FS GLOB HEALTH & BIOTECH FD	65.0%	Good	Seek Approval
FSGIS	COLONIAL FC FS WS GLOBAL INFRASTRUCTURE	70.0%	Good	Seek Approval
FSGRF	CFS MIF-JANUS HENDERSON GLOBAL NAT RES	70.0%	Good	Seek Approval
FSGRL	CFS WS GLOBAL RESOURCES LONG SHORT FUND	0.0%	Good	Seek Approval
FSGSF	COLONIAL FIRST STATE GEARED SHARE FUND	40.0%	Good	Seek Approval
FSGSN	COLONIAL FS GEARED SHARE FND - NEF	40.0%	Good	Seek Approval
FSGT	CFS MIF GLOBAL TECH & COMMS FUND	65.0%	Good	Seek Approval
FSGTC	CFS MIF GLOBAL TECH & COMMS FUND	65.0%	Good	Seek Approval
FSGTW	COL FIRST STATE WS GL TEC&COM	65.0%	Good	Seek Approval
FSHGF	COLONIAL FIRST STATE HIGH GROWTH FUND	75.0%	Good	Seek Approval
FSI	FLAGSHIP INVESTMENTS LIMITED	0.0%	Good	Seek Approval
FSIAE	COLONIAL FIRST STATE ACADIAN AUS EQUITY	75.0%	Good	Seek Approval
FSIGS	CFS FC WS-CFS WS INDEXED GLOBAL SHARE(H)	65.0%	Good	Seek Approval
FSIMN	COLONIAL FS IMPUTATION FND - NEF	75.0%	Good	Seek Approval
FSIMP	COLONIAL FIRST STATE IMPUTATION FUND	75.0%	Good	Seek Approval
FSISF	CFS MIF - STEWART INV WORLDWIDE LEADERS	75.0%	Good	Seek Approval
FSKAR	KAPSTREAM ABSOLUTE RETURN INCOME FUND	60.0%	Good	Seek Approval
FSL	FAST SCOUT LIMITED	0.0%	Good	Seek Approval
FSMAG	FC WS INV-MAGELLAN WS GLOBAL SHARE HEDGE	75.0%	Good	Seek Approval
FSMAS	CFS FC WS INV MERLON AUST SHARE INCOME	75.0%	Good	Seek Approval
FSMGS	FC WS INV-MAGELLAN WS GLOBAL SHARE HEDGE	75.0%	Good	Seek Approval
FSMIA	CFS FC WS INV MACQ INCOME OPPORTUNITIES	55.0%	Good	Seek Approval
FSMIB	FIRSTCHOICE WS MULTI INDEX BALANCE	75.0%	Good	Seek Approval
FSMWI	CFS FC WS INV-MAGELLAN WS INFRASTRUCTURE	0.0%	Good	Seek Approval
FSOPS	CFS FC INV-OC PREMIUM SMALL COMPS FUND	0.0%	Good	Seek Approval
FSPAF	CFS FC INV ASIAN SHARE FUND 4	65.0%	Good	Seek Approval
FSPAS	CFS FC PERPETUAL WHOLESALE AUST SHARE	75.0%	Good	Seek Approval
FSPCM	CFS - PREMIER CASH MANAGEMENT TRUST	0.0%	Good	Seek Approval
FSPEG	PENDAL GLOBAL EMERGING MARKETS OPP	65.0%	Good	Seek Approval
FSPGB	FIRSTCHOICE WS INV PIMCO WS GLOBAL BOND	70.0%	Good	Seek Approval
FSPIF	BT WS PROPERTY INVESTMENT FUND	70.0%	Good	Seek Approval
FSPIG	CFS FC INV - PIMCO GLOBAL BOND	70.0%	Good	Seek Approval
FSPIS	COLONIAL FS W/S PERPETUAL INDUSTRIAL	75.0%	Good	Seek Approval
FSPSF	COLONIAL FS PROPERTY SEC FND	65.0%	Good	Seek Approval
FSPSN	COLONIAL FS PROPERTY SEC FND - NEF	65.0%	Good	Seek Approval
FSPSO	CFS FC INV - OC PREMIUM SMALL COMPANIES	0.0%	Good	Seek Approval
FSPWA	PERPETUAL WHOLESALE AUSTTRALIAN FUND	75.0%	Good	Seek Approval
FSPWB	PERPETUAL WHOLESALE BALANCED GROWTH	75.0%	Good	Seek Approval
FSPWG	FIRSTCHOICE WS INV PIMCO WS GLOBAL BOND	70.0%	Good	Seek Approval
FSPWI	CFS FC BARROW HANLEY WS GLOBAL SHARE	75.0%	Good	Seek Approval
FSPWS	COLONIAL FS PLATINUM WHOLESALE ASIA	0.0%	Good	Seek Approval
FSR	FIVE STAR RESOURCES NL	0.0%	Reserve	Seek Approval
FSRGS	CFS FC REALINDEX GLOBAL SHARE	0.0%	Good	Seek Approval
FSSCA	CFS FC WS SOLARIS WS CORE AUST EQUITY	75.0%	Good	Seek Approval
FSSPS	CFS FC INV PERPETUAL AUSTRALIAN SHARE	75.0%	Good	Seek Approval
FSSRE	CFS FC WS INV SCHRODER REAL RETURN	75.0%	Good	Seek Approval
FSSWS	FCS STEWART INV WS WORLDWIDE SUSTAIN	75.0%	Good	Seek Approval
FSTA	FIRST AUSTRALIAN SPECIAL DIVIDEND	0.0%	Good	Seek Approval
FSTN	FIRST AUST BUILDING NEW DEFERRED	0.0%	Good	Seek Approval
FSTR	FST RIGHTS APPS CLOSE 10/9/99	0.0%	Good	Seek Approval
FSUDF	UBS WS DIVERSIFIED FIXED INCOME	75.0%	Good	Seek Approval
FSWAB	CFS WHOLESALE AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
FSWAC	COLONIAL FS AUST SHARE CORE WS	75.0%	Good	Seek Approval
FSWCF	FC WS INV-FIRST SENTIER WS STRAGETIC CSH	85.0%	Good	Seek Approval
FSWDC	CFS FC WS INV-CFS DEVELOPING COMPANIES	65.0%	Good	Seek Approval
FSWDF	COLONIAL FC FS WS DIVERSIFIED FUND	75.0%	Good	Seek Approval
FSWEY	FC WS INV-CFS WS TARGET RETURN INCOME	0.0%	Good	Seek Approval
FSWGE	ACADIAN WS SUSTAINABLE GLOBAL EQUITY FD	75.0%	Good	Seek Approval
FSWGH	COLONIAL FC FS WS GLOBAL SHARE - HEDGED	70.0%	Good	Seek Approval
FSWGR	CFS FC-JANUS HENDERSON WS GLB NAT RES	70.0%	Good	Seek Approval
FSWGS	FCS WS INV-FIRST SENTIER WS GEARED SHARE	40.0%	Good	Seek Approval
FSWHB	COLONIAL FC FS WS GLOBAL HEALTH & BIOTEC	0.0%	Good	Seek Approval
FSWHG	CFS FIRSCHOICE WHOLESALE HIGH GROWTH	75.0%	Good	Seek Approval
FSWIF	FC FIRST SENTIER WHOLESALE IMPUTATION	75.0%	Good	Seek Approval
FSWIP	CFS PENDAL WS MONTHLY INCOME PLUS	75.0%	Good	Seek Approval
FSWIS	STEWART INV WS WORLDWIDE LEADERS	75.0%	Good	Seek Approval
FSWIZ	CFS PENDAL WS MONTHLY INCOME PLUS	0.0%	Good	Seek Approval
FSWLF	FIRST SENTIER WS CONCENTRATED AUST SHARE	75.0%	Good	Seek Approval
FSWPS	COLONIAL FC FS WS PROPERTY SEC FND	65.0%	Good	Seek Approval
FSWSC	FIRST SENTIER WS AUST SMALL COMPANIES	65.0%	Good	Seek Approval
FSWSI	CFS FC WS INV - UBS WS AUSTRALIAN SHARE	75.0%	Good	Seek Approval
FSZGS	BAILLIE GIFFORD WS LONG TERM GLB GROWTH	75.0%	Good	Seek Approval
FTC	FINTECH CHAIN LIMITED	0.0%	Good	Seek Approval
FTD	FTD CORPORATION LTD	0.0%	Reserve	Seek Approval
FTDDA	FTD CORPORATION LTD ORDINARY FULLY PAID	0.0%	Reserve	Seek Approval
FTL	FIRETAIL RESOURCES LIMITED	0.0%	Good	Seek Approval
FTMBF	FRANKLIN TEMPLETON MULTISECTOR BOND FUND	60.0%	Good	Seek Approval
FTN	FORTUNA MINERALS LIMITED ORD FULLY PAID	0.0%	Good	Seek Approval
FTNND	FORTINET INC	0.0%	Reserve	Seek Approval
FTNO	OPTION EXPIRING 18-9-10	0.0%	Reserve	Seek Approval
FTRR	FTR HOLDINGS RIGHTS APPS CLOSE 1/9/99	0.0%	Good	Seek Approval
FTRRA	FTR HOLDINGS LTD RIGHTS CLOSE 04/07/2000	0.0%	Reserve	Seek Approval
FTU	FORTUNA N/L	0.0%	Good	Seek Approval
FTZ	FERTOZ LIMITED	0.0%	Good	Seek Approval
FUEL	BETASHARES GLOBAL ENERGY CO ETF	65.0%	Good	Seek Approval
FUL	FULCRUM EQUITY LIMITED	0.0%	Reserve	Seek Approval
FUMOS	MONTGOMERY SMALL COMPANIES FUND	0.0%	Good	Seek Approval
FUN1	FUNTASTIC LIMITED	0.0%	Reserve	Seek Approval
FUT	FUTURE CORPORATION AUSTRALIA LIMITED	0.0%	Good	Seek Approval
FVPB	RUSSELL VI PORTFOLIO - CLASS B	75.0%	Good	Seek Approval
FWA	FARMWORKS AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
FWAAA	COL FS FST CHOICE W/S AUSBIL AUS ACTIVE	0.0%	Good	Seek Approval
FWASC	COL FS FIRSTCHOICE WS CFS WS AUS SH CORE	75.0%	Good	Seek Approval
FWBAL	CFS WHOLESALE BALANCED FUND	75.0%	Good	Seek Approval
FWCIA	COL FS FIRSTCHOICE WS CFS INDEX AUS SHR	75.0%	Good	Seek Approval
FWD	FLEETWOOD CORPORATION LIMITED	0.0%	Good	Seek Approval
FWD3	FLEETWOOD CORPORATION LIMITED	0.0%	Reserve	Seek Approval
FWDFI	CFS WHOLESALE DIVERSIFIED FIXED INTEREST	75.0%	Good	Seek Approval
FWDIV	COL FS FIRSTCHOICE WS CFS WS DIVERS	75.0%	Good	Seek Approval
FWEQU	CFS WS - AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
FWGGP	CFS FC WS GEARED GLOBAL PROPERTY	0.0%	Good	Seek Approval
FWGLR	CFS FC-JANUS HENDERSON WS GLB NAT RES	70.0%	Good	Seek Approval
FWGLS	STEWART INV WS WORLDWIDE LEADERS	75.0%	Good	Seek Approval
FWGSF	FCS WS INV-FIRST SENTIER WS GEARED SHARE	40.0%	Good	Seek Approval
FWIAB	COL FIRST STATE WS INDEX AUST BOND FUND	0.0%	Good	Seek Approval
FWIAS	COL FIRST STATE CFS WS INDEXED AUS SHR	75.0%	Good	Seek Approval
FWIGB	COL FIRST STATE WS INDX GBL BD	0.0%	Reserve	Seek Approval
FWIGS	COL FS FIRSTCHOICE WS CFS WS INDX GBL SH	75.0%	Good	Seek Approval
FWIMP	COLONIAL FIRSTCHOICE W/S CFS IMPUTATION	75.0%	Good	Seek Approval
FWIPS	COL FS FIRSTCHOICE WS CFS INDX PROP SEC	65.0%	Good	Seek Approval
FWISF	COL FS WS INDUST'L SH(CLOSED TO NEW INV)	75.0%	Good	Seek Approval
FWJWG	FIRSTCHOICE WS GLOBAL SMALL COMPANIES	65.0%	Good	Seek Approval
FWPIF	COL FIRSTCHOICE W/S PLATINUM INTERNAT'L	70.0%	Good	Seek Approval
FWPSF	COL FS FIRSTCHOICE WS CFS WS PROP SEC FD	65.0%	Good	Seek Approval
FWPWI	CFS FC BARROW HANLEY WS GLOBAL SHARE	75.0%	Good	Seek Approval
FXEUR	EURO	0.0%	Good	Seek Approval
FXF1	FXF TRUST	0.0%	Good	Seek Approval
FXG	FELIX GOLD LIMITED	0.0%	Good	Seek Approval
FXI	FOX INVEST LIMITED	0.0%	Reserve	Seek Approval
FXJ1	FAIRFAX (JOHN) HOLDINGS LIMITED	0.0%	Good	Seek Approval
FXJ3	FAIRFAX MEDIA LIMITED	0.0%	Good	Seek Approval
FXJKO	FAIRFAX MEDIA LIMITED CITIWARRANTS	0.0%	Good	Seek Approval
FXJPB	FAIRFAX (JOHN) HOLDINGS LTD PREF DEF	0.0%	Good	Seek Approval
FXJXX	FAIRFAX (JOHN) HLDGS LTD - ALLOCATION IN	0.0%	Good	Seek Approval
FXO	FUTUREXONE LTD	0.0%	Reserve	Seek Approval
FXROA	OPTION EXPIRING 30-JUN-2007	0.0%	Reserve	Seek Approval
FXUQO	CURRENCY WARRANT AUS/USD CITIWARRANTS	0.0%	Good	Seek Approval
FXUSD	US DOLLAR	0.0%	Good	Seek Approval
FXYEN	JAPANESE YEN	0.0%	Reserve	Seek Approval
FZC	FERNZ CORPORATION LIMITED - ORD	0.0%	Good	Seek Approval
FZN1	FONE ZONE GROUP LIMITED	0.0%	Good	Seek Approval
FZNXX	FONE ZONE GROUP BROKER FIRM OFFER	0.0%	Good	Seek Approval
FZR	FIZTROY RIVER CORPORATION LTD	0.0%	Good	Seek Approval
FZUTS	CFS FC INV-BAILLIE GIFFORD LT GLB GWTH	75.0%	Reserve	Seek Approval
G1A	GALENA MINING LIMITED	0.0%	Good	Seek Approval
G1AD	GEA GROUP AG	0.0%	Good	Seek Approval
G50	GOLD 50 LIMITED	0.0%	Good	Seek Approval
G6M	GROUP 6 METALS LIMITED	0.0%	Good	Seek Approval
G6MXX	GROUP 6 METALS LIMITED PLACEMENT	0.0%	Good	Seek Approval
G88	GOLDEN MILE RESOURCES LTD	0.0%	Good	Seek Approval
GAA	GENEPHARM AUSTRALASIA LIMITED	0.0%	Good	Seek Approval
GAAXX	GENEPHARM AUSTRALAS PLACEMENT	0.0%	Good	Seek Approval
GAAYY	GENEPHARM AUSTRALASIA SHRTFALL PLCMNT	0.0%	Good	Seek Approval
GAAZZ	GENEPHARM AUSTRALASIA LTD - BKR FIRM	0.0%	Good	Seek Approval
GAL	GALILEO MINING LTD	0.0%	Good	Seek Approval
GAME	BETASHARES VIDEO GAMES AND ESPORTS ETF	55.0%	Good	Seek Approval
GANCA	GAN $1 UNITS PAID TO 40C DEFERRED	0.0%	Good	Seek Approval
GANNA	GANDEL RETAIL TST UNITS FULLY PAID NEW	0.0%	Good	Seek Approval
GANNC	GANDEL RETAIL TRUST UNITS NEW	0.0%	Good	Seek Approval
GANNE	GANDEL RETAIL TRUST NEW FPO	0.0%	Good	Seek Approval
GANNF	GANDEL RETAIL TRUST DRP NEW UNITS	0.0%	Good	Seek Approval
GANNG	GANDEL RETAIL TRUST NEW UNITS	0.0%	Good	Seek Approval
GANNH	GANDEL RETAIL TRUST - NEW	0.0%	Good	Seek Approval
GANRA	GANDEL RETAIL TRUST APPS CLOSE 28/10/98	0.0%	Reserve	Seek Approval
GAP	GALE PACIFIC LIMITED	0.0%	Good	Seek Approval
GARBF	GAM ABSOLUTE RETURN BOND FUND	0.0%	Good	Seek Approval
GAS	STATE GAS LIMITED	0.0%	Good	Seek Approval
GAU	GREAT AUSTRALIAN RESOURCES LIMITED	0.0%	Good	Seek Approval
GAUO	GREAT AUST RES LTD - OPT EXP 31/01/06	0.0%	Reserve	Seek Approval
GAUOA	OPTION EXPIRING 31-12-08	0.0%	Reserve	Seek Approval
GBE	GLOBE METALS & MINING LIMITED	0.0%	Good	Seek Approval
GBEO	GLOBE URANIUM OPT EXPIRING 31-OCT-2007	0.0%	Good	Seek Approval
GBGKO	GINDALBIE METALS CITIWARRANTS 0.1565	0.0%	Reserve	Seek Approval
GBL	GENESIS BIOMEDICAL LIMITED	0.0%	Reserve	Seek Approval
GBND	BETASHARES SUSTAINABILITY LEADERS DVRSFD	75.0%	Good	Seek Approval
GBP1	GLOBAL PETROLEUM LIMITED	0.0%	Good	Seek Approval
GBPPA	GLOBAL PETROLEUM LTD 8% NON-CUM. PREF.	0.0%	Reserve	Seek Approval
GBR	GREAT BOULDER RESOURCES LIMITED	0.0%	Good	Seek Approval
GBS	GLOBAL BUSINESS SOLUTIONS LIMITED	0.0%	Good	Seek Approval
GBSOA	GLOBAL BUS. SOL LTD - OPT EXP 31/12/05	0.0%	Reserve	Seek Approval
GBTZZ	GBST HOLDINGS LIMITED BROKER FIRM	0.0%	Good	Seek Approval
GBXO	GB ENERGY LIMITED	0.0%	Reserve	Seek Approval
GBZ	GBM RESOURCES LIMITED	0.0%	Good	Seek Approval
GC1	GLENNON SMALL COMPANIES LIMITED	0.0%	Good	Seek Approval
GC1PA	GLENNON SMALL COMPANIES LTD	0.0%	Good	Seek Approval
GC1YY	GLENNON SMALL COMPANIES LTD PLACEMENT	0.0%	Good	Seek Approval
GCA	GCE ASIAN VALUE FUND	0.0%	Good	Seek Approval
GCAP	VANECK BENTHAM GL CAP SE ACTIVE ETF	0.0%	Good	Seek Approval
GCC	GREENFIELDS COAL CO	0.0%	Good	Seek Approval
GCCN	GREENFIELDS COAL 2-FOR-5 NON-REN ISSUE	0.0%	Good	Seek Approval
GCG	GREENCAP LIMITED	0.0%	Reserve	Seek Approval
GCI	GRYPHON CAITAL INCOME TRUST	0.0%	Good	Seek Approval
GCL	GLOUCESTER COAL LTD	0.0%	Good	Seek Approval
GCLN	ORDINARY FULLY PAID EX OFFER BY NOBLE GR	0.0%	Good	Seek Approval
GCLXX	GLOUCESTER COAL LTD ENTITLEMENT OFFER	0.0%	Good	Seek Approval
GCM1	GREAT CENTRAL MINES LTD	0.0%	Good	Seek Approval
GCPCP	GEM COMMERCIAL PROPERTY - GROWTH	0.0%	Good	Seek Approval
GCPIN	GEM COMMERCIAL PROPERTY - INCOME	0.0%	Good	Seek Approval
GCR	GOLDEN CROSS RESOURCES LTD	0.0%	Reserve	Seek Approval
GCSZZ	GLOBAL CONSTRUCTION SERVICES LIMITED	0.0%	Good	Seek Approval
GDA	GOOD DRINKS AUSTRALIA LTD	0.0%	Good	Seek Approval
GDAOA	GONDWANA RESOURCES LTD OPT EXP 30/06/08	0.0%	Reserve	Seek Approval
GDC	GLOBAL DATA CENTRE GROUP	0.0%	Good	Seek Approval
GDF	GARDA DIVERSIFIED PROPERTY FUND	40.0%	Good	Seek Approval
GDG	GENERATION DEVELOPMENT GROUP LIMITED	0.0%	Good	Seek Approval
GDH	GRIMWOOD DAVIES HOLDINGS LIMITED	0.0%	Good	Seek Approval
GDI	GDI PROPERTY GROUP	50.0%	Good	Seek Approval
GDM	GREAT DIVIDE MINING LTD	0.0%	Good	Seek Approval
GDM_C	GOLDSTREAM MINING NL	0.0%	Good	Seek Approval
GDM2	GOLDSTREAM MINING NL	0.0%	Good	Seek Approval
GDN	GOLDEN STATE RESOURCES LIMITED	0.0%	Good	Seek Approval
GDN1	GOLDEN STATE RESOURCES LIMITED	0.0%	Reserve	Seek Approval
GDNO	GOLDEN STATE RES NL OPTION 31/01/2015	0.0%	Good	Seek Approval
GDP	GRADIPORE LIMITED	0.0%	Reserve	Seek Approval
GDPOA	GDP FULLY PAID ORDINARY	0.0%	Good	Seek Approval
GDPPA	GRADIPORE NON RED CUMALATIVE CONV PREF	0.0%	Good	Seek Approval
GDR	GOLDSTAR RESOURCES NL	0.0%	Reserve	Seek Approval
GDRXX	PLACEMENT	0.0%	Good	Seek Approval
GDX	VANECK VECTORS GOLD MINERS ETF	60.0%	Good	Seek Approval
GDYOA	GEODYNAMICS LIMITED	0.0%	Reserve	Seek Approval
GDYR	RIGHTS - APP CLOSE 12-APR-2007 DEFRD	0.0%	Reserve	Seek Approval
GDYXX	GEODYNAMICS LIMITED - PLACEMENT	0.0%	Good	Seek Approval
GE	GENERAL ELECTRIC COMPANY	0.0%	Good	Seek Approval
GE.NY	GENERAL ELECTRIC CO	0.0%	Good	Seek Approval
GEAR	BETASHARES GEARED AUST EQUITY FUND	0.0%	Good	Seek Approval
GED	GOLDEN DEEPS LIMITED	0.0%	Good	Seek Approval
GEG1	GE GROWTH FPO	0.0%	Good	Seek Approval
GEL	GEO2 LIMITED	0.0%	Good	Seek Approval
GELO	GEO2 LIMITED OPTION	0.0%	Reserve	Seek Approval
GEM	G8 EDUCATION LIMITED	0.0%	Good	Seek Approval
GEM2	G8 EDUCATION LIMITED	0.0%	Good	Seek Approval
GEN	GENMIN LIMITED	0.0%	Good	Seek Approval
GEP	ORDINARY FULLY PAID SHR	0.0%	Good	Seek Approval
GERO	GREENEARTH ENERGY LTD OPTION EXP 15/4/09	0.0%	Reserve	Seek Approval
GES	GENESIS RESOURCES LIMITED	0.0%	Reserve	Seek Approval
GEV	GLOBAL ENERGY VENTURES LTD	0.0%	Good	Seek Approval
GEVOA	GLOBAL ENERGY VENTURES LTD OPT 26/5/23	0.0%	Good	Seek Approval
GFD	GREEN'S FOODS LIMITED	0.0%	Good	Seek Approval
GFD_C	GREEN'S FOODS LTD	0.0%	Good	Seek Approval
GFD1	GREEN'S FOODS LIMITED	0.0%	Good	Seek Approval
GFDPA	GREEN FOODS 8% CUM CON PREF 50 CENT	0.0%	Reserve	Seek Approval
GFDR	GREENFOODS RIGHTS 13/12/99	0.0%	Good	Seek Approval
GFE	GLOBAL IRON LIMITED	0.0%	Good	Seek Approval
GFFR	RIGHTS-APPSCLOSE 21-OCT-2011 USPROHIBITE	0.0%	Good	Seek Approval
GFL	GLOBAL MASTERS FUND LIMITED	0.0%	Good	Seek Approval
GFLGA	GLOBAL MASTERS FUND LTD BOND	0.0%	Good	Seek Approval
GGAST	GMO GLOBAL ASSET ALLOCATION TRUST	0.0%	Good	Seek Approval
GGE	GRAND GULF ENERGY LIMITED	0.0%	Reserve	Seek Approval
GGGRW	FRANKLIN GLOBAL GROWTH FUND-CLASS W	75.0%	Good	Seek Approval
GGL1	GRIBBLES GROUP LIMITED	0.0%	Good	Seek Approval
GGN	GALLERY GOLD LIMITED	0.0%	Good	Seek Approval
GGPO	GOLDEN GATE PETROLEUM - OPT EXP 31/08/12	0.0%	Reserve	Seek Approval
GGRO	GENERAL GOLD RES NL - OPT EXP 30/6/02	0.0%	Reserve	Seek Approval
GGSO	GGS OPTION 30-JUN-97	0.0%	Reserve	Seek Approval
GGUS	BETASHARES GEARED US EQ TRADING MANAGED	0.0%	Good	Seek Approval
GGX	GAS2GRID LIMITED	0.0%	Reserve	Seek Approval
GGY	GLENGARRY RESOURCES LIMITED	0.0%	Good	Seek Approval
GGY1	GLENGARRY RESOURCES LIMITED	0.0%	Good	Seek Approval
GGYOA	OPTION EXPIRING 1-JAN-2001	0.0%	Reserve	Seek Approval
GHGPA	GRAND HOTEL GROUP - 9.32% CONVERT PREF	0.0%	Good	Seek Approval
GHL	GOLDEN HILLS MINING NL	0.0%	Good	Seek Approval
GHM	ADEX HOLDINGS LIMITED	0.0%	Good	Seek Approval
GHT	GEOTHERMAL RESOURCES LIMITED	0.0%	Good	Seek Approval
GHY	GOLD HYDROGEN LIMITED	0.0%	Good	Seek Approval
GIA	GIACONDA LIMITED	0.0%	Reserve	Seek Approval
GIB	GIBB RIVER DIAMONDS LIMITED	0.0%	Good	Seek Approval
GIL	GREGORY AUSTRALIA LIMITED	0.0%	Good	Seek Approval
GILD	GILEAD SCIENCES INC	0.0%	Good	Seek Approval
GINHA	GENERATOR INCOME TRUST-CREDIT LINK UNSEC	0.0%	Good	Seek Approval
GIO1	GIO AUSTRALIA HOLDINGS LTD	0.0%	Good	Seek Approval
GIP	GIPPSLAND LIMITED	0.0%	Good	Seek Approval
GIR	GIRALIA RESOURCES NL	0.0%	Good	Seek Approval
GIVE	PERPETUAL ESG AUSTRALIAN SHARE FUND (MF)	75.0%	Good	Seek Approval
GIVE2	PERPETUAL ESG AUSTRALIAN SHARE FUND (MF)	0.0%	Good	Seek Approval
GKRO	GUTNICK RESOURCES NL - OPT EXP 1/4/03	0.0%	Good	Seek Approval
GKRRA	GUTNICK RESOURCES ORDINARY RIGHTS APP	0.0%	Reserve	Seek Approval
GL1	GLOBAL LITHIUM RESOURCES LIMITED	0.0%	Good	Seek Approval
GLA	GLADIATOR RESOURCES LIMITED.	0.0%	Good	Seek Approval
GLB	GLOBE INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
GLB1	LOBE INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
GLD0	SPDR GOLD SHARES ETF	0.0%	Good	Seek Approval
GLDN	ISHARES PHYSICAL GOLD ETF	0.0%	Good	Seek Approval
GLE	GLG CORP LTD	0.0%	Good	Seek Approval
GLG	GERARD LIGHTING GROUP LIMITED	0.0%	Good	Seek Approval
GLH	GLOBAL HEALTH LIMITED	0.0%	Good	Seek Approval
GLI	GOLDLINK INCOMEPLUS LIMITED	0.0%	Reserve	Seek Approval
GLI1	GOLDLINK INCOMEPLUS LIMITED	0.0%	Good	Seek Approval
GLIN	ISHARES FTSE GBL INFRASTRUCTURE ETF	0.0%	Good	Seek Approval
GLL	GALILEE ENERGY LIMITED	0.0%	Good	Seek Approval
GLN	GALAN LITHIUM LIMITED	0.0%	Good	Seek Approval
GLNOB	GALAN LITHIUM OPTION EXP 20/3/29	0.0%	Good	Seek Approval
GLO	GLOBAL APPROACH LIMITED	0.0%	Reserve	Seek Approval
GLOB	BARROW HANLEY GBL SHR FUND-MANAGED FUND	75.0%	Good	Seek Approval
GLP	GOLD PARTNERS LIMITED	0.0%	Good	Seek Approval
GLPR	ISHARES FTSE GBL PRPTY EX AUS AU HDG ETF	0.0%	Good	Seek Approval
GLT	GUILT - EDGE MINING 20 CENTS ORD F/P	0.0%	Good	Seek Approval
GLV	GLOBAL VANADIUM LIMITED	0.0%	Good	Seek Approval
GLVOA	GLOBAL OIL & GAS LIMITED WARRANT	0.0%	Good	Seek Approval
GLXO	GULFX LTD - OPT EXP 31/12/06	0.0%	Reserve	Seek Approval
GLXYY	GLX HOLDINGS LTD PRIV PLACEMENT	0.0%	Good	Seek Approval
GMA2	GENWORTH MORTGAGE INSURANCE AUST LTD	0.0%	Good	Seek Approval
GMD	GENESIS MINERALS LIMITED	0.0%	Good	Seek Approval
GMDXX	GENESIS MINERALS LTD TRANCHE 1 PLACEMENT	0.0%	Good	Seek Approval
GMG	GOODMAN GROUP	70.0%	Good	Seek Approval
GMG1	GOODMAN GROUP	0.0%	Good	Seek Approval
GMG2	GOODMAN GROUP	0.0%	Good	Seek Approval
GMGDA	GOODMAN GROUP STAPLED SECURITIES US PROH	0.0%	Good	Seek Approval
GMGDC	GOODMAN GROUP	0.0%	Good	Seek Approval
GMIO	GLOBAL MINING INV LTD-OPT EXP 30/11/06	0.0%	Good	Seek Approval
GMIZZ	GLOBAL MINING INV LTD-BROKER FIRM ALLOC	0.0%	Good	Seek Approval
GML	GATEWAY MINING LIMITED	0.0%	Good	Seek Approval
GMN	GOLD MOUNTAIN LIMITED	0.0%	Reserve	Seek Approval
GMNO	GOLD MOUNTAIN LIMITED WARRANT	0.0%	Reserve	Seek Approval
GMOEM	GMO EMERGING MARKETS TRUST	0.0%	Good	Seek Approval
GMPZZ	BROKER FIRM OFFER	0.0%	Good	Seek Approval
GMRR	GOLDEN RIM RESOURCES LTD RIGHTS 26/3/13	0.0%	Reserve	Seek Approval
GMTL	GLOBAL X GREEN METAL MINERS ETF	0.0%	Good	Seek Approval
GMVW	VANECK GEARED AUST. EQUAL WEIGHT FUND	0.0%	Good	Seek Approval
GMXZZ	BROKER FIRM OFFER	0.0%	Good	Seek Approval
GNC	GRAINCORP LIMITED	45.0%	Good	Seek Approval
GNC1	GRAINCORP LIMITED	0.0%	Good	Seek Approval
GNC2	GRAINCORP LIMITED	0.0%	Good	Seek Approval
GNCBN	GRAINCORP FPO CLASS A BONUS DEFERRED	0.0%	Good	Seek Approval
GNE	GENESIS ENERGY LIMITED	50.0%	Good	Seek Approval
GNE2	GENESIS ENERGY LIMITED	0.0%	Good	Seek Approval
GNG	GR ENGINEERING SERVICES LIMITED	0.0%	Good	Seek Approval
GNI	GLOBAL NICKEL INVESTMENTS LIMITED	0.0%	Good	Seek Approval
GNICA	GLOBAL NICKEL INVESTMENTS NL ORDINARY PA	0.0%	Reserve	Seek Approval
GNIO	GLOBAL NICKEL INVESTMENTS LIMITED	0.0%	Reserve	Seek Approval
GNIOA	GLOBAL NICKEL INV: EXPIRING 30-JUN-2012	0.0%	Reserve	Seek Approval
GNIOB	GLOBAL NICKEL INVESTMENTS NL OPTION EXPI	0.0%	Reserve	Seek Approval
GNL	GREAT GOLD MINES NL	0.0%	Good	Seek Approval
GNM	GREAT NORTHERN MINERALS LIMITED	0.0%	Good	Seek Approval
GNP	GENUSPLUS GROUP LIMITED	0.0%	Good	Seek Approval
GNR	GREENSTONE RESOURCES NL	0.0%	Good	Seek Approval
GNRNY	GENERAC HOLDINGS INC	0.0%	Good	Seek Approval
GNSR	GUNNS LIMITED RIGHTS	0.0%	Good	Seek Approval
GNT	GILTNET LIMITED	0.0%	Good	Seek Approval
GNX	GENEX POWER LIMITED	0.0%	Good	Seek Approval
GO2	THE GO2 PEOPLE LTD	0.0%	Good	Seek Approval
GOAO	GOLD AURA LIMITED - OPT EXP 31/03/09	0.0%	Reserve	Seek Approval
GOAT	VANECK VECTORS MORNINGSTAR WORLD EX AUST	75.0%	Good	Seek Approval
GOC	GOCORP FULLY PAID ORDINARY	0.0%	Good	Seek Approval
GOG1	GREAT ARTESIAN OIL & GAS LIMITED	0.0%	Good	Seek Approval
GOGST	GOLDMAN SACHS GLOBAL STRATEGIC BOND FUND	0.0%	Good	Seek Approval
GOI	GOWIT LIMITED	0.0%	Good	Seek Approval
GOLD	ETFS METAL SECURITIES AUSTRALIA LIMITED	60.0%	Good	Seek Approval
GOLD1	ETFS METAL SECURITIES AUSTRALIA LIMITED	0.0%	Good	Seek Approval
GOOG1	GOOGLE US ALPHABET INC	0.0%	Good	Seek Approval
GOOG5	ALPHABET INC. CLASS C	0.0%	Good	Seek Approval
GOOG7	ALPHABET INC. CLASS A	0.0%	Reserve	Seek Approval
GOOGD	ALPHABET INC. CLASS A	0.0%	Good	Seek Approval
GOOGN	ALPHABET INC.	0.0%	Good	Seek Approval
GOOU	GOOGLE INC	0.0%	Good	Seek Approval
GOOU1	GOOGLE C	0.0%	Good	Seek Approval
GOOUC	ALPHABET, INC. CAP STK CL C	70.0%	Good	Seek Approval
GOOUS	ALPHABET, INC. CAP STK CL A	70.0%	Good	Seek Approval
GOP	GIPPSLAND OFFSHORE PETROLEUM LIMITED	0.0%	Reserve	Seek Approval
GOP1	GIPPSLAND OFFSHORE PETROLEUM LIMITED	0.0%	Good	Seek Approval
GOR	GOLD ROAD RESOURCES LIMITED	40.0%	Good	Seek Approval
GOT	GROOTE RESOURCES LIMITED	0.0%	Good	Seek Approval
GOTZZ	GOTSKILL PLATFORMS LTD DVT	0.0%	Good	Seek Approval
GOVT	GOVT EXCHANGE TRADED FD UNITS FULLY PAID	75.0%	Good	Seek Approval
GOW	GOWING BROS LIMITED	0.0%	Good	Seek Approval
GOZ	GROWTHPOINT PROPERTIES AUSTRALIA	55.0%	Good	Seek Approval
GPB	GLOBAL PROPERTIES LIMITED	0.0%	Good	Seek Approval
GPE	GREEN PACIFIC ENERGY LIMITED	0.0%	Good	Seek Approval
GPEQ	VANECK GLOBAL LISTED PRIVATE EQUITY ETF	0.0%	Good	Seek Approval
GPG	GUINNESS PEAT GROUP PLC	0.0%	Good	Seek Approval
GPGBA	GUINNESS PEAT GROUP PLC. BONUS DEF.	0.0%	Good	Seek Approval
GPGBN	CHESS DEPOSITARY INTERESTS BONUS DEFERR	0.0%	Good	Seek Approval
GPH	GOLDPHYRE RESOURCES LIMITED	0.0%	Reserve	Seek Approval
GPL	GOLDEN PLATEAU N.L.	0.0%	Good	Seek Approval
GPM1	GEO PROPERTY GROUP	0.0%	Good	Seek Approval
GPN	GREATER PACIFIC GOLD LIMITED	0.0%	Good	Seek Approval
GPNOA	GREATER PACIFIC GOLD OPT EXP 31/05/06	0.0%	Reserve	Seek Approval
GPNOB	GREATER PACIFIC GOLD LIMITED	0.0%	Reserve	Seek Approval
GPO	GPS ONLINE LIMITED	0.0%	Good	Seek Approval
GPR	GEOPACIFIC RESOURCES LTD	0.0%	Reserve	Seek Approval
GPT	GPT GROUP	65.0%	Good	Seek Approval
GPT1	GPT GROUP	0.0%	Good	Seek Approval
GPTN	GENERAL PROPERTY TRUST - NEW	0.0%	Good	Seek Approval
GPTNB	GENERAL PROPERTY TRUST BONUS	0.0%	Good	Seek Approval
GPTOA	GENERAL PROPERTY TRUST - OPTIONS	0.0%	Reserve	Seek Approval
GPTXX	GPT GROUP INSTITUTIONAL PLACEMENT	0.0%	Good	Seek Approval
GQG	GQG PARTNERS INC	55.0%	Good	Seek Approval
GQH	GOSFORD QUARRY HOLD LTD	0.0%	Reserve	Seek Approval
GQHZZ	GOSFORD QUARRY HOLD LTD BROKER FIRM OFR	0.0%	Good	Seek Approval
GRC	GREENCHIP RESOURCES LIMITED	0.0%	Reserve	Seek Approval
GRD	GRD LIMITED	0.0%	Good	Seek Approval
GRD1	GRD NL	0.0%	Good	Seek Approval
GRDPA	7% CUMULATIVE CONVERTABLE REDEEMABLE PRE	0.0%	Good	Seek Approval
GRDR	GRD NL RIGHTS - APPS CLOSE 14/5/02	0.0%	Reserve	Seek Approval
GRE	GREENTECH METALS LIMITED	0.0%	Good	Seek Approval
GREPG	EPOCH GLB EQUITY SHAREHOLDER YIELD HDG	75.0%	Good	Seek Approval
GRF	GLOBAL RESOURCE MASTERS FUND LIMITED	0.0%	Good	Seek Approval
GRG	GRG INTERNATIONAL LTD	0.0%	Reserve	Seek Approval
GRI	GREENCHIP INVESTMENTS LIMITED	0.0%	Reserve	Seek Approval
GRKOA	OPTION EXP. 18-4-08 DEFERRED	0.0%	Reserve	Seek Approval
GRKR	GREEN ROCK ENERGY LTD - RIGHTS	0.0%	Good	Seek Approval
GRL	GODOLPHIN RESOURCES LIMITED	0.0%	Good	Seek Approval
GRLO	GODOLPHIN RESOURCES OPT EXP 31/12/24	0.0%	Reserve	Seek Approval
GRN	GRAVITY DIAMONDS LIMITED	0.0%	Good	Seek Approval
GRNO	GRAVITY DIAMONDS LTD OPT EXP. 30/11/07	0.0%	Reserve	Seek Approval
GRNV	VANECK VECTORS MSCI AUST SUSTAINABLE	75.0%	Good	Seek Approval
GRO	GROPEP LIMITED	0.0%	Good	Seek Approval
GROW	SCHRODER REAL RETURN FUND (MANAGED FUND)	75.0%	Good	Seek Approval
GRP	GREAT PACIFIC CAPITAL LIMITED	0.0%	Reserve	Seek Approval
GRR	GRANGE RESOURCES LIMITED	40.0%	Good	Seek Approval
GRRXX	GRANGE RESOURCES LTD - BKR FIRM	0.0%	Good	Seek Approval
GRTG	GARRATTS LTD - 12% UNSEC NOTE 31/12/03	0.0%	Good	Seek Approval
GRU	GAMES 'R' US AUSTRALIA LIMITED	0.0%	Good	Seek Approval
GRV	GREENVALE ENERGY LIMITED	0.0%	Good	Seek Approval
GRVO	GREENVALE MINING OPTION EXP 31/12/11	0.0%	Good	Seek Approval
GRVR	GREENVALE MINING NL - RIGHTS	0.0%	Good	Seek Approval
GRWLK	CHALLENGER SELECT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
GRX	GREENX METALS LIMITED	0.0%	Good	Seek Approval
GRYYY	GRYPHON MINERALS LIMITED	0.0%	Good	Seek Approval
GS.NY	GOLDMAN SACHS GROUP INC	0.0%	Good	Seek Approval
GS:US	GOLDMAN SACHS GROUP INC	70.0%	Reserve	Seek Approval
GSA	GALILEO SHOPPING AMERICA TST - FUL PAID	0.0%	Good	Seek Approval
GSAGE	GOLDMAN SACHS GROWTH & EMERGING MKTS DBT	0.0%	Good	Seek Approval
GSB24	AGB 2.75% FIXED 21-APRIL-2024	0.0%	Good	Seek Approval
GSB27	AGB 4.75% FIXED 21-APRIL-2027	0.0%	Good	Seek Approval
GSB29	AGB 3.25% FIXED 21-APRIL-2029	0.0%	Good	Seek Approval
GSBK	AUSTRALIAN GOVERNMENT TREASURY BONDS	0.0%	Good	Seek Approval
GSECB	GOLDSTREAM NL - CONTRIBS	0.0%	Reserve	Seek Approval
GSEGE	GRANT SAMUEL EPOCH GBL EQ SHLDR YLD UHGD	75.0%	Good	Seek Approval
GSEGS	GRANT SAMUEL EPOCH GBL EQ SHLDR YLD UNHG	75.0%	Good	Seek Approval
GSEMD	GOLDMAN SACHS GR & EMERG MKTS DEBT LOCAL	0.0%	Good	Seek Approval
GSF	GSF CORPORATION LIMITED	0.0%	Reserve	Seek Approval
GSI25	AGB 3.0% INDEXED 20-SEP-2025	0.0%	Good	Seek Approval
GSI30	AGB 2.5% INDEXED 20-SEP-2030	0.0%	Good	Seek Approval
GSM	GOLDEN STATE MINING LIMITED	0.0%	Good	Seek Approval
GSMGA	MAN GLG ASIA OPPORTUNITIES CLASS A	0.0%	Good	Seek Approval
GSN	GREAT SOUTHERN MINING LIMITED	0.0%	Good	Seek Approval
GSO	GREAT SOUTHERN OIL NL	0.0%	Reserve	Seek Approval
GSP1	GUINNESS PEAT GROUP PLC	0.0%	Good	Seek Approval
GSPDA	GUINNESS PEAT PLC DEF SETTLEMENT	0.0%	Good	Seek Approval
GSPGI	PAYDEN GLOBAL INCOME OPPORTUNITIES FUND6	0.0%	Good	Seek Approval
GSPR	GUINNESS PEAT RIGHTS APP CL 13-5-98	0.0%	Good	Seek Approval
GSR	GREENSTONE RESOURCES LIMITED	0.0%	Good	Seek Approval
GSS	GINETIC SIGNATURES LIMITED	0.0%	Good	Seek Approval
GSS14	AGB 4.50% FIXED 21-OCT-2014	0.0%	Good	Seek Approval
GSS15	AGB 4.75% FIXED 21-OCT-2015	0.0%	Good	Seek Approval
GSTAP	GRANT SAMUEL TRIBECA ALPHA PLUS FUND	50.0%	Good	Seek Approval
GSTCP	GPT SPLIT TRUST - GROWTH UNITS	0.0%	Good	Seek Approval
GSTIN	GPT SPLIT TRUST - INCOME UNITS	0.0%	Good	Seek Approval
GT1	GREEN TECHNOLOGY METALS LIMITED	0.0%	Good	Seek Approval
GTA	GLOBAL TECHNOLOGY AUSTRALASIA LIMITED	0.0%	Reserve	Seek Approval
GTE	GREAT WESTERN EXPLORATION LIMITED.	0.0%	Good	Seek Approval
GTE1	GREAT WESTERN EXPLORATION LIMITED.	0.0%	Good	Seek Approval
GTER	RIGHTS - APPLICATIONS CLOSE 26-MAY-2008	0.0%	Reserve	Seek Approval
GTG	GENETIC TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
GTG1	GENETIC TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
GTG7	GENETIC TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
GTGIG	INVESCO W/S GLOBAL MATRIX FUND - HEDGED	70.0%	Good	Seek Approval
GTH	GATHID LTD	0.0%	Good	Seek Approval
GTI	GRATIFII LIMITED	0.0%	Good	Seek Approval
GTIAG	INVESCO ASIAN SHARE FUND	0.0%	Good	Seek Approval
GTK	GENTRACK GROUP LIMITED	0.0%	Good	Seek Approval
GTL	GOLDEN TRIANGLE RES NL 20 CENTS ORD F/P	0.0%	Reserve	Seek Approval
GTMDA	GIANTS REEF MINING LTD- DEFERRED	0.0%	Good	Seek Approval
GTN	GTN LIMITED	0.0%	Good	Seek Approval
GTPR	GREAT SOUTHERN PLANTATIONS LTD	0.0%	Good	Seek Approval
GTR	GTI RESOURCES LIMITED	0.0%	Good	Seek Approval
GTRO	GTI RESOURCES LIMITED	0.0%	Reserve	Seek Approval
GTS		0.0%	Good	Seek Approval
GTSOA	OPTIONS EXPIRING 1-DEC-2002 DEFERRED	0.0%	Reserve	Seek Approval
GTV	GLOBAL TELEVISION LIMITED	0.0%	Good	Seek Approval
GTWGM	INVESCO W/S GLOBAL MATRIX FND UNHEDGED	75.0%	Good	Seek Approval
GTY2	GATEWAY LIFESTYLE GROUP	0.0%	Good	Seek Approval
GUD	G.U.D. HOLDINGS LIMITED	60.0%	Good	Seek Approval
GUD1	G.U.D. HOLDINGS LIMITED	0.0%	Good	Seek Approval
GUE	GLOBAL URANIUM AND ENRICHMENT LTD	0.0%	Good	Seek Approval
GUI	GUILFORD INVESTMENTS LIMITED	0.0%	Reserve	Seek Approval
GUJ	GUJARAT NRE RESOURCES NL	0.0%	Good	Seek Approval
GUJO	GUJARAT NRE RESOURCES NL	0.0%	Good	Seek Approval
GUL	GULLEWA LIMITED	0.0%	Good	Seek Approval
GULDA	GULLEWA GOLD 25C ORD F/P DEFERRED SMENT	0.0%	Reserve	Seek Approval
GULO	GULLEWA LIMITED - OPT EXP 30/6/02	0.0%	Reserve	Seek Approval
GVF	GLOBAL VALUE FUND LIMITED	0.0%	Good	Seek Approval
GVM	GOLDEN VALLEY MINES LIMITED	0.0%	Good	Seek Approval
GVMXX	PLACEMENT	0.0%	Good	Seek Approval
GW1	GREENWING RESOURCES LTD	0.0%	Good	Seek Approval
GWA	GWA GROUP LIMITED	60.0%	Good	Seek Approval
GWC1	GWALIA CONSOLIDATED LTD	0.0%	Good	Seek Approval
GWEO	GREAT WESTERN EXP LTD-OPT EXP 25/05/09	0.0%	Good	Seek Approval
GWR	GWR GROUP LIMITED	0.0%	Good	Seek Approval
GWRO	GOLDEN WEST RES. LTD OPT EXP 31/12/07	0.0%	Good	Seek Approval
GWT1	GWA INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
GWTR		0.0%	Reserve	Seek Approval
GWV	GLOBAL WINE VENTURES LIMITED	0.0%	Reserve	Seek Approval
GXG	GREEN X GLOBAL LTD	0.0%	Good	Seek Approval
GXLZZ	GREENCROSS LIMITED BROKER FIRM OFFER	0.0%	Good	Seek Approval
GXYXX	GALAXY RESOURCES LIMITED PLACEMENT	0.0%	Good	Seek Approval
GYM	GYMPIE GOLD LIMITED	0.0%	Good	Seek Approval
GYM1	GYMPIE GOLD LIMITED	0.0%	Good	Seek Approval
GYMG	GYMPIE GOLD LTD - 8.5% CONV NOTE 30/9/07	0.0%	Good	Seek Approval
GYN	GRAYNIC METALS LIMITED	0.0%	Reserve	Seek Approval
GYNO	OPTION EXPIRING 31-OCT-2007	0.0%	Good	Seek Approval
GZL1	GAZAL CORPORATION LIMITED	0.0%	Good	Seek Approval
H24CH	HUB 24 - PLATFORM CASH	95.0%	Good	Seek Approval
H2G	GREENHY2 LIMITED	0.0%	Good	Seek Approval
HABGL	BLUENERGY GROUP LIMITED	0.0%	Good	Seek Approval
HACK	BETASHARES GLOBAL CYBERSECURITY ETF	60.0%	Good	Seek Approval
HACRG	COPPER ROCK CAPITAL GLOBAL SMALL CAP	0.0%	Good	Seek Approval
HAFIF	HENDERSON AUSTRALIAN FIXED INTEREST FUND	70.0%	Good	Seek Approval
HAL	HALO TECHNOLOGIES HOLDINGS LTD	0.0%	Good	Seek Approval
HAM	HAMILTON ISLAND LIMITED	0.0%	Good	Seek Approval
HAMO	HAMILTON ISLAND - OPTIONS	0.0%	Good	Seek Approval
HAMR	HAMILTON ISLAND - RIGHTS	0.0%	Good	Seek Approval
HAMRA	HAMILTON RHTS 30/11/99	0.0%	Good	Seek Approval
HAP	HFA ACCELERATOR PLUS LIMITED	0.0%	Good	Seek Approval
HAP1	HFA ACCELERATOR PLUS LIMITED	0.0%	Good	Seek Approval
HAR	HARANGA RESOURCES LIMITED	0.0%	Good	Seek Approval
HAR1	HARGRAVES RESOURCES NL ORDIN. FULLY PAID	0.0%	Good	Seek Approval
HARO	HARANGA RESOURCES LTD OPTION	0.0%	Good	Seek Approval
HAS	HASTINGS TECHNOLOGY METALS LTD	0.0%	Good	Seek Approval
HASR	HASTINGS TECHNOLOGY METALS LTD	0.0%	Reserve	Seek Approval
HAV	HAVILAH RESOURCES LIMITED	0.0%	Good	Seek Approval
HAW	HAWTHORN RESOURCES LIMITED	0.0%	Good	Seek Approval
HAWN	ORDINARY FULLY PAID DEFERRED EX ELLENDAL	0.0%	Reserve	Seek Approval
HBCSH	HUB 24 - PLATFORM CASH	95.0%	Good	Seek Approval
HBL1	HEGGIES BULKHAUL LIMITED	0.0%	Good	Seek Approval
HBRD	BETASHARES ACTIVE AUS HYBRIDS FUND	75.0%	Good	Seek Approval
HBSHA	HERITAGE BUILDING SOCIETY LIMITED	0.0%	Good	Seek Approval
HCC	HUTCHINSONS CHILD CARE SERVICES LTD	0.0%	Good	Seek Approval
HCD	HYDROCARBON DYNAMICS LIMITED	0.0%	Reserve	Seek Approval
HCF	H&G HIGH CONVICTION LIMITED	0.0%	Good	Seek Approval
HCG	HELICON GROUP LIMITED	0.0%	Reserve	Seek Approval
HCGFB	CLAREMONT GLOBAL FUND - B CLASS HEDGED	0.0%	Good	Seek Approval
HCH	HOT CHILI LIMITED	0.0%	Good	Seek Approval
HCHCF	CHESTER HIGH CONVICTION FUND	0.0%	Good	Seek Approval
HCL	HIGHCOM LIMITED	0.0%	Good	Seek Approval
HCO	HYLEA METALS LIMITED	0.0%	Good	Seek Approval
HCOHB	7.25% EXCHANGE UNSEC NOTE MAT 31/3/2004	0.0%	Good	Seek Approval
HCRD	BETASHARES INTEREST RATE HEDGED AUS	0.0%	Good	Seek Approval
HCRIF	CLEARBRIDGE RARE INFRASTR INCOME HDGD C	0.0%	Good	Seek Approval
HCT	HOLISTA COLLTECH LIMITED	0.0%	Good	Seek Approval
HCW	HEALTHCO HEALTHCARE AND WELLNESS REIT	50.0%	Good	Seek Approval
HCY	HALYCON GROUP LTD	0.0%	Good	Seek Approval
HCYDA	ORDINARY FULLY PAID DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
HD.NY	HOME DEPOT INC	0.0%	Good	Seek Approval
HDF	APA SUB GROUP	0.0%	Good	Seek Approval
HDF1	HASTINGS DIVERSIFIED UTILITIES FUND	0.0%	Good	Seek Approval
HDF2	HASTINGS DIVERSIFIED UTILITIES FUND	0.0%	Good	Seek Approval
HDFXX	HASTINGS DIVERSIFIED UTILITIES - INSTO	0.0%	Good	Seek Approval
HDGO	OPTION EXPIRING 29-9-07	0.0%	Good	Seek Approval
HDI	HANDINI RESOURCES LIMITED	0.0%	Good	Seek Approval
HDIF1	HEDGE FUNDS DIV INV FUND HEDGED RETAIL	0.0%	Good	Seek Approval
HDIF2	HEDGE FUNDS DIV INV FUND HEDGED RETAIL	0.0%	Good	Seek Approval
HDIHR	HEDGE FUNDS DIV INV FUND HEDGED RETAIL	0.0%	Good	Seek Approval
HDN	HOMECO DAILY NEEDS REIT	50.0%	Good	Seek Approval
HDNO	HADDINGTON RES - OPTION EXPIRING 31-5-10	0.0%	Reserve	Seek Approval
HDNR	RIGHTS - APPLICATIONS CLOSE 18-JUL-2007	0.0%	Good	Seek Approval
HDR	HARDMAN RESOURCES LIMITED	0.0%	Good	Seek Approval
HDR2	HARDMAN RESOURCES LIMITED	0.0%	Good	Seek Approval
HDRO	HARDMAN RESOURCES NL ORDINARY	0.0%	Reserve	Seek Approval
HDXYY	HUGHES DRILLING LIMITED IPO EFF 8/5/13	0.0%	Good	Seek Approval
HE8	HELIOS ENERGY LTD	0.0%	Good	Seek Approval
HEA	HEALTH CORPORATION LIMITED	0.0%	Reserve	Seek Approval
HECST	HILLROSS EXPERTS' CHOICE SHORT TERM MMF	85.0%	Good	Seek Approval
HEF1	CHALLENGER FM CHINA EQUITY FUND	0.0%	Good	Seek Approval
HEI	HEAT EXCHANGERS INTERNATIONAL	0.0%	Reserve	Seek Approval
HEIN	HEICO CORPORATION	0.0%	Good	Seek Approval
HEM	HEMISPHERE ORDINARY FULLY PAID	0.0%	Good	Seek Approval
HEMO	OPTION EXPIRING 31-MAR-2010	0.0%	Good	Seek Approval
HER	HERALD RESOURCES LIMITED	0.0%	Good	Seek Approval
HETH	BETASHARES GLOBAL SUSTAINABILITY LEADERS	75.0%	Good	Seek Approval
HEUR	BETASHARES WISDOMTREE EUROPE ETF-CUR HDG	75.0%	Good	Seek Approval
HEX	HUNTER CAPITAL LIMITED - FULLY PAID ORD	0.0%	Good	Seek Approval
HEXO	HUNTER EXPLORATION NL/OPTION EXP. 06/01	0.0%	Good	Seek Approval
HFAIH	HFA INTERNATIONAL SHARE FUND HEDGED	0.0%	Good	Seek Approval
HFAPA	HFA PARTNERS FUND	0.0%	Good	Seek Approval
HFAPF	HFA - PARTNERS FUND	0.0%	Good	Seek Approval
HFC	HAWK RESOURCES LIMITED	0.0%	Good	Seek Approval
HFDIH	HFA DIVERSIFIED INVESTMENTS HR UNITS	0.0%	Good	Seek Approval
HFGEF	FISHER INV AUST GLOBAL EQUITY FOCUSED Z	0.0%	Good	Seek Approval
HFIPH	INV PROFILE HOLDING ACCOUNT - PCARE INV	0.0%	Good	Seek Approval
HFR	HIGHFIELD RESOURCES LIMITED	0.0%	Good	Seek Approval
HFY	HUBIFY LIMITED	0.0%	Good	Seek Approval
HFY1	HILL 50 LIMITED	0.0%	Good	Seek Approval
HFYOA	HILL 50 LIMITED - OPT EXP 1/6/02	0.0%	Good	Seek Approval
HGBL	BETASHARES GLOBAL SHARES CURRENCY HEDGED	0.0%	Good	Seek Approval
HGEN	ETFS HYDROGEN ETF	0.0%	Good	Seek Approval
HGG1	HENDERSON GROUP PLC	0.0%	Reserve	Seek Approval
HGH	HEARTLAND GROUP HOLDINGS LIMITED	0.0%	Good	Seek Approval
HGI1	HENDERSON GROUP PLC	0.0%	Good	Seek Approval
HGI2	HENDERSON GROUP PLC	0.0%	Good	Seek Approval
HGL	HUDSON INVESTMENT GROUP LIMITED	0.0%	Good	Seek Approval
HGLCC	HUDSON INV GRP CTG 50C PAID TO 30C	0.0%	Good	Seek Approval
HGLO	HUDSON INV GRP LTD OPT EXP 30-JUN-98	0.0%	Reserve	Seek Approval
HGN	HALCYGEN PHARMACEUTICALS LTD	0.0%	Good	Seek Approval
HGNXX	PLACEMENT	0.0%	Good	Seek Approval
HGNZZ	HALCYGEN PHARMACEUTICALS LTD PLACEMENT	0.0%	Good	Seek Approval
HGO	HILLGROVE RESOURCES LIMITED	0.0%	Good	Seek Approval
HGO1	HILLGROVE RESOURCES LIMITED	0.0%	Reserve	Seek Approval
HGR	HARRINGTON GROUP LIMITED	0.0%	Good	Seek Approval
HGRDA	HARRINGTON GROUP LIMITED	0.0%	Good	Seek Approval
HGV	HYGROVEST LIMITED	0.0%	Good	Seek Approval
HHASV	HUNTER HALL ASIAN VALUE TRUST	0.0%	Good	Seek Approval
HHG2	HHG PLC	0.0%	Good	Seek Approval
HHGDG	HUNTER HALL GLOBAL DEEP GREEN TRUST	75.0%	Good	Seek Approval
HHGET	HUNTER HALL GLOBAL ETHICAL TRUST	70.0%	Good	Seek Approval
HHGLE	HUNTER HALL GLOBAL ETHICAL TRUST	70.0%	Good	Seek Approval
HHGXX	HHG PLC - BROKER FIRM	0.0%	Good	Seek Approval
HHL7	HUNTER HALL INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
HHM1	HAMPTON HILL MINING NL	0.0%	Reserve	Seek Approval
HHR	HARTSHEAD RESOURCES NL	0.0%	Reserve	Seek Approval
HHVGR	PENGANA INTERNATIONAL ETHICAL FUND	70.0%	Good	Seek Approval
HHVGT	PENGANA INTERNATIONAL ETHICAL FUND	70.0%	Good	Seek Approval
HIARO	ARDEA REAL OUTCOME FUND	75.0%	Good	Seek Approval
HIC1	HUNTLEY INVESTMENT COMPANY LIMITED	0.0%	Good	Seek Approval
HICGG	COLCHESTER GLOBAL GOVERNMENT BOND FUND	0.0%	Good	Seek Approval
HICN	HUNTLEY NEW SHARES	0.0%	Good	Seek Approval
HICO	HIC OPTION 31-MAY-2001	0.0%	Reserve	Seek Approval
HICO1		0.0%	Good	Seek Approval
HIGXX	HIGHLANDS PACIFIC LIMITED - PLCMT	0.0%	Good	Seek Approval
HIH1	HIH WINTERHUR	0.0%	Good	Seek Approval
HIHG	HIH WINTERTHUR $5.00 8% UNSEC CONV NOTES	0.0%	Reserve	Seek Approval
HIHG1	HIH WINTERTHUR $5.00 8% UNSEC CONV NOTES	0.0%	Good	Seek Approval
HIHR	HIH WINTERTHUR - RIGHTS	0.0%	Reserve	Seek Approval
HII	HIRE INTELLIGENCE INTERNATIONAL LIMITED	0.0%	Reserve	Seek Approval
HIL3	HILLS INDUSTRIES LIMITED	0.0%	Reserve	Seek Approval
HIMP	CHALLENGER AUSTRALIAN EQUITY INCOME FUND	75.0%	Good	Seek Approval
HIO	HAWSONS IRON LTD	0.0%	Good	Seek Approval
HIP1	HYPERION FLAGSHIP INVESTMENT LIMITED	0.0%	Good	Seek Approval
HIQ	HITIQ LIMITED	0.0%	Good	Seek Approval
HIQO	HITIQ LIMITED OPTION EXP 31/10/2025	0.0%	Good	Seek Approval
HISH1	LHP GLOBAL LONG/SHORT FUND WHOLESALE	0.0%	Good	Seek Approval
HISHR	HFA INTERNATIONAL SHARES HR UNITS	0.0%	Good	Seek Approval
HISHW	LHP GLOBAL LONG/SHORT FUND WHOLESALE	0.0%	Good	Seek Approval
HIT	HITECH GROUP AUSTRALIA LIMITED	0.0%	Good	Seek Approval
HJPN	BETASHARES WISDOMTREE JAPAN ETF-CURRENCY	75.0%	Good	Seek Approval
HLCHA	HALCYON FR CRD CAP G'TEE NOTE MAT.3/8/10	0.0%	Good	Seek Approval
HLD	HEADLINE GROUP LIMITED	0.0%	Good	Seek Approval
HLF	HALO FOOD CO. LIMITED	0.0%	Reserve	Seek Approval
HLG	HEDLEY LEISURE AND GAMING PROPERTY FUND	0.0%	Good	Seek Approval
HLG1	HEDLEY LEISURE AND GAMING PROPERTY FUND	0.0%	Good	Seek Approval
HLI	HELIA GROUP LIMITED	40.0%	Good	Seek Approval
HLI1	HELIA GROUP LIMITED	0.0%	Good	Seek Approval
HLI2	HELIA GROUP LIMITED	0.0%	Good	Seek Approval
HLIO	HAILIAN INT LTD - OPTION EXP 30/9/05	0.0%	Reserve	Seek Approval
HLN1	HOLYMAN LIMITED ORDINARY	0.0%	Good	Seek Approval
HLNO	HOLYMAN LIMITED OPTIONS 30/8/02	0.0%	Good	Seek Approval
HLNPA	HOLYMAN LIMITED NON-CUM NON-RED CON PREF	0.0%	Good	Seek Approval
HLNZZ	HEALTHSCOPE NOTES LIMITED	0.0%	Good	Seek Approval
HLO	HELLOWORLD TRAVEL LIMITED	0.0%	Good	Seek Approval
HLO7	HELLOWORLD LIMITED	0.0%	Good	Seek Approval
HLPF	HYPERION LISTED PROPERTY FUND	0.0%	Good	Seek Approval
HLR	HILGHLAKE RESOURCES NL	0.0%	Good	Seek Approval
HLS	HEALIUS LIMITED	0.0%	Good	Seek Approval
HLSNB	HEALIUS LIMITED	0.0%	Good	Seek Approval
HLT	HLT LIMITED	0.0%	Reserve	Seek Approval
HLTH	VANECK VECTORS GLOBAL HEALTHCARE LEADERS	70.0%	Good	Seek Approval
HLX	HELIX RESOURCES LIMITED	0.0%	Reserve	Seek Approval
HLXOA	HELIX RESOURCES LIMITED	0.0%	Reserve	Seek Approval
HLY1	HILLS MOTORWAY GROUP	0.0%	Good	Seek Approval
HM1	HEARTS AND MINDS INVESTMENTS LIMITED	60.0%	Good	Seek Approval
HMC	HOME CONSORTIUM	50.0%	Good	Seek Approval
HMD	HERAMED LIMITED	0.0%	Good	Seek Approval
HME1	HOME BUILDING SOCIETY LIMITED	0.0%	Good	Seek Approval
HMER	HOME BUILDING SOCIETY LTD- APP CL 2/5/03	0.0%	Reserve	Seek Approval
HMG	HAMELIN GOLD LIMITED	0.0%	Good	Seek Approval
HMH	HMH GOLD MINING CORPORATION LIMITED	0.0%	Reserve	Seek Approval
HMI	HIREMII LIMITED	0.0%	Good	Seek Approval
HMR	HINDMARSH RESOURCES LIMITED	0.0%	Good	Seek Approval
HMRO	HINDMARSH RESOURCES OPT EXP 23/03/09	0.0%	Good	Seek Approval
HMT	HEINE MANAGEMENT	0.0%	Good	Seek Approval
HMX	HAMMER METALS LIMITED	0.0%	Good	Seek Approval
HMY	HARMONEY CORP LIMITED	0.0%	Good	Seek Approval
HMYZZ	HARMONEY CORP LIMITED IPO	0.0%	Good	Seek Approval
HNDQ	BETASHARES NASDAQ 100 ETF	70.0%	Good	Seek Approval
HNG	HGL LIMITED	0.0%	Good	Seek Approval
HNRO	HANNANS REWARD NL - OPT EXP 31/03/06	0.0%	Reserve	Seek Approval
HOMPA	HOMELOANS LIMITED PREFERENCE SHARES	0.0%	Good	Seek Approval
HOR	HORSESHOE METALS LIMITED	0.0%	Good	Seek Approval
HOT	HOTCOPPER HOLDING LIMITED	0.0%	Good	Seek Approval
HOWCM	NOVAPORT WHOLESALE MICROCAP FUND	55.0%	Good	Seek Approval
HOY1	HOYTS CINEMA GROUP	0.0%	Good	Seek Approval
HPC	THE HYDRATION PHARMACEUTICALS COMPANY LI	0.0%	Good	Seek Approval
HPG	HIPAGES GROUP HOLDINGS LTD	0.0%	Reserve	Seek Approval
HPI	HOTEL PROPERTY INVESTMENTS	40.0%	Good	Seek Approval
HPL	HP JDV LIMITED	0.0%	Reserve	Seek Approval
HPP	HEALTH AND PLANT PROTEIN GROUP LIMITED	0.0%	Good	Seek Approval
HPR	HIGH PEAK ROYALTIES LIMITED	0.0%	Good	Seek Approval
HPSF2	SG HISCOCK PROPERTY OPPORTUNITIES FUND	0.0%	Good	Seek Approval
HPSWF	SG HISCOCK WHOLESALE PROPERTY SECURITIES	60.0%	Good	Seek Approval
HQLT	BETASHARES GLOBAL QUALITY LEADERS ETF	65.0%	Good	Seek Approval
HQLT2	BETASHARES GLOBAL QUALITY LEADERS ETF	0.0%	Good	Seek Approval
HRD	HARVESTROAD LIMITED	0.0%	Reserve	Seek Approval
HRE	HEAVY RARE EARTHS LIMITED	0.0%	Good	Seek Approval
HRK	HEARTLINK LIMITED	0.0%	Reserve	Seek Approval
HRK1	HEARTLINK LIMITED	0.0%	Reserve	Seek Approval
HRKO	HEARTLINK LIMITED - OPT EXP 30/6/03	0.0%	Reserve	Seek Approval
HRN	HORIZON GOLD LIMITED	0.0%	Good	Seek Approval
HRP	HOMEMAKER RETAIL GROUP	0.0%	Reserve	Seek Approval
HRT	HARTEC LIMITED	0.0%	Good	Seek Approval
HRZ	HORIZON MINERALS LIMITED	0.0%	Good	Seek Approval
HSBIG	CHALLENGER AUST EQUITY INCOME FUND (CNA)	75.0%	Good	Seek Approval
HSBPS	SG HISCOCK PROPERTY OPPORTUNITIES FUND	60.0%	Good	Seek Approval
HSBPT	SG HISCOCK PROPERTY OPPORTUNITIES FUND	60.0%	Good	Seek Approval
HSCEF	FIVE OCEANS CHINA SHARE FUND	0.0%	Good	Seek Approval
HSGCF	HYPERION SMALL GROWTH COMPANIES FUND	55.0%	Good	Seek Approval
HSKG	8% UNSEC RED.CONVERT NOTE MAT.30-9-11	0.0%	Good	Seek Approval
HSKZZ	HEEMSKIRK CONSOLIDATED LTD - BKR FIRM	0.0%	Good	Seek Approval
HSL	HARRIS SCARFE HOLDINGS LIMITED	0.0%	Good	Seek Approval
HSL1	HARRIS SCARFE HOLDING LIMITED	0.0%	Good	Seek Approval
HSLG	HARRIS SCARFE CONV NOTES EXP 21-07-2005	0.0%	Good	Seek Approval
HSLR	HARRIS SCARFE HOLDINGS LIMITED RIGHTS	0.0%	Reserve	Seek Approval
HSM	HOMSTAKE MINING COMPANY	0.0%	Good	Seek Approval
HSMN	HOMESTAKE MINING DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
HSN	HANSEN TECHNOLOGIES LIMITED	50.0%	Good	Seek Approval
HSN1	HANSEN TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
HSP	HEALTHSCOPE LIMITED	0.0%	Good	Seek Approval
HSP1	HEALTHSCOPE LIMITED	0.0%	Good	Seek Approval
HSPR	HEALTHSCOPE LIMITED RIGHTS EXP 31/10/05	0.0%	Good	Seek Approval
HSPYY	HEALTHSCOPE LIMITED - IPO	0.0%	Good	Seek Approval
HT8	HARRIS TECHNOLOGY GROUP LIMITED	0.0%	Good	Seek Approval
HTA	HUTCHISON TELECOMMUNICATIONS (AUST) LTD	0.0%	Good	Seek Approval
HTAG	HUTCHISONTEL(AUS)5.5% UNSCONVNT 11/07/07	0.0%	Good	Seek Approval
HTAPA	HUTCHISON TELECOM (AUST) 5% CONV PREF	0.0%	Reserve	Seek Approval
HTAR	HUTCHISON RIGHTS APP. CLOSE 31-05-2007	0.0%	Good	Seek Approval
HTC	HOSTECH LIMITED	0.0%	Good	Seek Approval
HTE	HITEC ENERGY LIMITED	0.0%	Good	Seek Approval
HTG	HARVEST TECHNOLOGY GROUP LTD	0.0%	Good	Seek Approval
HTH	HUDSON TIMBER	0.0%	Reserve	Seek Approval
HTHCA	HUDSON TIMBER	0.0%	Reserve	Seek Approval
HTHO	HUDSON TIMBER & HARDWARE - OPTIONS	0.0%	Reserve	Seek Approval
HTI	HYDROTECH INTERNATIONAL LIMITED	0.0%	Reserve	Seek Approval
HTL	HUDSON TIMBER PRODUCTS LIMITED	0.0%	Good	Seek Approval
HTM	HERITAGE GOLD NZ LIMITED	0.0%	Good	Seek Approval
HTMR	HERITAGE GOLD NZ RIGHTS - APPLICATIONS	0.0%	Good	Seek Approval
HTS	HARTS AUSTRALASIA LIMITED	0.0%	Reserve	Seek Approval
HTW	HEARTWARE LIMITED	0.0%	Good	Seek Approval
HTWXX	HEARTWARE LIMITED PLACEMENT	0.0%	Good	Seek Approval
HTXXX	HEALTHLINX LIMITED IPO EFF 5/3/2015	0.0%	Good	Seek Approval
HUAAF	APN AREIT FUND	65.0%	Good	Seek Approval
HUACC	AMP CAPITAL CORE INFRASTRUCTURE CLASS A	0.0%	Good	Seek Approval
HUACN	ACORN CAPITAL NEXTGEN RESOURCES FUND	0.0%	Good	Seek Approval
HUAEM	ASHMORE EMERGING MARKETS EQUITY FUND	0.0%	Good	Seek Approval
HUAEO	ABERDEEN STANDARD EMERGING OPP FUND	65.0%	Good	Seek Approval
HUAET	AUSTRALIAN EAGLE TRUST	0.0%	Good	Seek Approval
HUAGA	ALLAN GRAY AUSTRALIA EQUITY FUND CLASS A	70.0%	Good	Seek Approval
HUAGC	HYPERION AUST GROWTH COMPANIES FUND	75.0%	Good	Seek Approval
HUAGE	ALLAN GRAY AUSTRALIA EQUITY A	70.0%	Good	Seek Approval
HUAGF	ANTIPODES GLOBAL FUND - CLASS P	70.0%	Good	Seek Approval
HUAMF	AQR WS MANAGED FUTURES - CLASS 1P	0.0%	Good	Seek Approval
HUAMN	ARROW MARKET NEUTRAL FUND PLATFORM CLASS	0.0%	Good	Seek Approval
HUAMV	ALLIANCEBERNSTEIN MANAGED VOLATILITY EQT	75.0%	Good	Seek Approval
HUARO	ARDEA REAL OUTCOME FUND	75.0%	Good	Seek Approval
HUASG	ABERDEEN STANDARD GLOBAL SMALLER COM	0.0%	Good	Seek Approval
HUAUF	AUSBIL 130/30 FOCUS FUND WHOLESALE CLASS	60.0%	Good	Seek Approval
HUB	HUB24 LIMITED	45.0%	Good	Seek Approval
HUBAC	ADVANCE CASH MULTI-BLEND FUND	85.0%	Good	Seek Approval
HUBAE	APOSTLE ETHICAL GLOBAL CREDIT FUND	0.0%	Good	Seek Approval
HUBAF	PLATINUM ASIA FUND CLASS C	65.0%	Good	Seek Approval
HUBAG	ANTIPODES GLOBAL FUND CLASS P	70.0%	Good	Seek Approval
HUBAL	AUSBIL LONG SHORT FOCUS FUND	0.0%	Good	Seek Approval
HUBAR	AUSBIL GLOBAL RESOURCES FUND	0.0%	Good	Seek Approval
HUBCA	BENNELONG CONCENTRATED AUST EQUITIES	70.0%	Good	Seek Approval
HUBCG	CHALLENGER GUARANTEED PENSION FUND	0.0%	Good	Seek Approval
HUBCH	CHARTER HALL DIRECT OFFICE WS CLASS A	0.0%	Good	Seek Approval
HUBCW	C WORLDWIDE GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
HUBEF	BENNELONG EX-20 AUST EQUITIES FUND	70.0%	Good	Seek Approval
HUBEG	BENTHAM GLOBAL INCOME FUND	50.0%	Good	Seek Approval
HUBFA	FIRST SENTIER AUST SMALL COMP LONG SHORT	0.0%	Good	Seek Approval
HUBFD	FIDELITY GLOBAL EMERGING MARKETS FUND	65.0%	Good	Seek Approval
HUBFG	FAIRLIGHT GLOBAL SMALL & MID CAP HEDGED	0.0%	Good	Seek Approval
HUBFI	FIDELITY ASIA FUND	65.0%	Good	Seek Approval
HUBFR	FORTLAKE REAL INCOME FUND	0.0%	Good	Seek Approval
HUBFS	FIRST SENTIER EQUITY INCOME FUND	75.0%	Good	Seek Approval
HUBGE	BMO LGM GLOBAL EMERGING MARKETS FUND	0.0%	Good	Seek Approval
HUBGG	GQG PARTNERS GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
HUBGI	BENTHAM WHOLESALE GLOBAL INCOME FUND	50.0%	Good	Seek Approval
HUBGL	BARWON GLOBAL LISTED PRIVATE EQUITY FUND	0.0%	Good	Seek Approval
HUBHG	BARROW HANLEY GLOBAL SHARE FUND	75.0%	Good	Seek Approval
HUBHS	HYPERION SMALL GROWTH COMPANIES FUND	55.0%	Good	Seek Approval
HUBIG	IRONBARK GLOBAL (EX-AUST) PROPERTY SECS	65.0%	Good	Seek Approval
HUBPA	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
HUBPE	PERPETUAL WHOLESALE ETHICAL SRI FUND	75.0%	Good	Seek Approval
HUBPG	PAN-TRIBAL GLOBAL EQUITY FUND	0.0%	Good	Seek Approval
HUBPI	PLATINUM INTERNATIONAL BRANDS FUND	0.0%	Good	Seek Approval
HUBQR	QUILLA RISK OVERLAY TRUST	0.0%	Good	Seek Approval
HUBSL	BENTHAM SYNDICATED LOAN FUND	0.0%	Good	Seek Approval
HUBTD	TERM DEPOSIT	0.0%	Good	Seek Approval
HUBUC	UBS CBRE GLOBAL REAL ASSETS FUND	0.0%	Good	Seek Approval
HUBUM	UBS MICROCAP FUND	0.0%	Good	Seek Approval
HUBWA	BT INV CHOICE FUNDS WESTPAC AUST TAX EFF	75.0%	Good	Seek Approval
HUCGB	CC JCB GLOBAL BOND FUND - CLASS B	0.0%	Good	Seek Approval
HUCGG	COLCHESTER GLOVAL GOV BOND FUND CLASS I	0.0%	Good	Seek Approval
HUCGI	CFS GLOBAL INFRASTRUCTURE SEC CLASS A	70.0%	Good	Seek Approval
HUCGN	CAPITAL GROUP NEW PERSPECTIVE FUND	75.0%	Good	Seek Approval
HUCOG	COLCHESTER GLOBAL GOVERNMENT BOND FUND	0.0%	Good	Seek Approval
HUCRI	CLEARBRIDGE RARE INF INCOME HDG CLASS B	70.0%	Good	Seek Approval
HUDAE	DNR CAPITAL AUST EQT HIGH CONVICTION FND	75.0%	Good	Seek Approval
HUDCA	DNR CAPITAL AUST EQT HIGH CONVICTION FND	75.0%	Good	Seek Approval
HUDGV	DIMENSIONAL GLOBAL VALUE TRUST	75.0%	Good	Seek Approval
HUFAE	FIDELITY AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
HUFAG	FAIRLIGTH GLOBAL SMALL & MID CAP HEDGED	0.0%	Good	Seek Approval
HUFAH	FIRETRAIL AUST HIGH CONVICTION CLASS A	70.0%	Good	Seek Approval
HUFGL	FIDELITY GLOBAL LOW VOLATILITY EQUITY	0.0%	Good	Seek Approval
HUFIG	FIDELITY GLOBAL EMERGING MARKETS FUND	65.0%	Good	Seek Approval
HUFRH	FORTLAKE REAL HIGHER INCOME FUND	0.0%	Good	Seek Approval
HUFSG	FIRST SENTIER GLOBAL LISTED INF SEC FUND	70.0%	Good	Seek Approval
HUFTE	FRANKLIN TEMPLETON GLB AGGREGATE BOND	70.0%	Good	Seek Approval
HUG1	HUGALL & HOILE LIMITED	0.0%	Reserve	Seek Approval
HUGGI	PARTNERS GROUP GLOBAL INCOME FUND	0.0%	Good	Seek Approval
HUHET	HUNTER HALL HIGH CONVICTION EQUITIES TR	70.0%	Good	Seek Approval
HUHGC	HYPERION GLOBAL GROWTH CO FUND CLASS B	75.0%	Good	Seek Approval
HUIAL	ISHARES AUST LISTED PROPERTY INDEX FUND	70.0%	Good	Seek Approval
HUICA	IML CONCENTRATED AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
HUIGB	ISHARES GLOBAL BOND INDEX FUND CLASS S	0.0%	Good	Seek Approval
HUIGG	IRONBARK GCM GLOBAL MACRO FUND	0.0%	Good	Seek Approval
HUIGL	ISHARES GLOBAL LISTED PROP INDEX FUND	0.0%	Good	Seek Approval
HUIGO	INVESCO WS GLOBAL OPPORTUNITIED UNHEDGED	75.0%	Good	Seek Approval
HUIGT	INVESCO WS GLB TARGETED RETURNS CLASS A	50.0%	Good	Seek Approval
HUIHI	ISHARES HEDGED INT'L EQUITY INDEX FUND	70.0%	Good	Seek Approval
HUIPP	IRONBARK PALADIN PROPERTY SECURITIES FND	70.0%	Good	Seek Approval
HUIRO	IRONBARK ROYAL LONDON CONC GLOBAL SHARE	75.0%	Good	Seek Approval
HUJGM	JANUS HENDERSON GLOBAL MULTI STRATEGY	0.0%	Good	Seek Approval
HUJGR	JPMORGAN GLB RESEARCH ENHANCED INDEX EQT	0.0%	Good	Seek Approval
HUJHG	JANUS HENDERSON GLOBAL NATURAL RES FUND	70.0%	Good	Seek Approval
HUJHT	JANICE HENDERSON TACTICAL INCOME FUND	75.0%	Good	Seek Approval
HUJMI	JPMORGAN INCOME FUND - CLASS S UNITS	0.0%	Good	Seek Approval
HUKAR	KAPSTREAM ABSOLUTE RETURN INCOME FUND	60.0%	Good	Seek Approval
HULAS	LENNOX AUSTRALIAN SMALL COMPANIES FUND	0.0%	Good	Seek Approval
HULCA	L1 CAPITAL LONG SHORT FUND RETAIL CLASS	0.0%	Good	Seek Approval
HULEA	LENNOX AUSTRALIAN SMALL COMPANIES FUND	0.0%	Good	Seek Approval
HULGE	LAZARD GLOBAL EQUITY FRANCHISE FUND S CL	75.0%	Good	Seek Approval
HUM	HUMM GROUP LIMITED	0.0%	Good	Seek Approval
HUM1	HUMM GROUP LIMITED	0.0%	Good	Seek Approval
HUMAA	MAN AHL ALPHA (AUD) CLASS B UNITS	0.0%	Good	Seek Approval
HUMAG	MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
HUMAI	MACQ INT'L INFRASTRUCTURE SEC UNHEDGED	65.0%	Good	Seek Approval
HUMAT	MACQUARIE TRUE INDEX CASH FUND	0.0%	Good	Seek Approval
HUMCE	MARTIN CURRIE EMERGING MARKETS FUND	0.0%	Good	Seek Approval
HUMFH	MFS FULLY HEDGED GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
HUMGE	MFS GLOBAL EQUITY TRUST II CLASS I HEDG	0.0%	Good	Seek Approval
HUMGF	MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
HUMGL	MAGELLAN GLOBAL FUND (HEDGED)	75.0%	Good	Seek Approval
HUMHC	MAGELLAN HIGH CONVICTION FUND - CLASS B	70.0%	Good	Seek Approval
HUMIF	MAGELLAN INFRASTRUCTURE FUND	70.0%	Good	Seek Approval
HUMIS	MACQUARIE INT'L INFRASTRUCTURE SEC HEDGE	65.0%	Good	Seek Approval
HUMLI	MAPLE-BROWN ABBOTT GLB LISTED INF FUND	65.0%	Good	Seek Approval
HUMTI	MACQUARIE TRUE INDEX GLOBAL INFRAS SEC	0.0%	Good	Seek Approval
HUOGE	ORBIS GLOBAL EQUITY	75.0%	Good	Seek Approval
HUOPS	OC PREMIUM SMALL COMPANIES FUND	65.0%	Good	Seek Approval
HUPAE	PENDAL AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
HUPAF	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
HUPAG	PARTNERS GROUP GLOBAL MULTI-ASSET FUND	0.0%	Good	Seek Approval
HUPED	PERPETUAL WHOLESALE DIVERSIFIED INCOME	60.0%	Good	Seek Approval
HUPEF	PLATINUM EUROPEAN FUND	70.0%	Good	Seek Approval
HUPEG	PIMCO EQT WS GLOBAL BOND FUND	70.0%	Good	Seek Approval
HUPEV	PERENNIAL VALUE MICROCAP OPPORTUNITIES	0.0%	Good	Seek Approval
HUPFA	PENDAL FOCUS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
HUPGC	PRINCIPAL GLOBAL CREDIT OPPORTUNITIES	65.0%	Good	Seek Approval
HUPGE	PENDAL GLOBAL EMERGING MARKETS OPPOR FND	65.0%	Good	Seek Approval
HUPGF	P/E GLOBAL FX ALPHA FUND	0.0%	Good	Seek Approval
HUPGG	PARTNERS GROUP GLOBAL MULTI ASSET FUND	0.0%	Good	Seek Approval
HUPGP	PRINCIPAL GLOBAL PROPERTY SECURITIES FUN	70.0%	Good	Seek Approval
HUPGS	PARADICE GLOBAL SMALL CAP FUND - CLASS A	55.0%	Good	Seek Approval
HUPIO	PAYDEN GLOBAL INCOME OPPORTUNITIES FUND	0.0%	Good	Seek Approval
HUPTM	PIMCO TRD MNGD FUTURES STRATEGY FUND WS	0.0%	Good	Seek Approval
HUPWS	PERPETUAL WS SHARE PLUS LONG SHARE	60.0%	Good	Seek Approval
HUQGR	QUARY GLOBAL REAL ESTATE FUND	0.0%	Good	Seek Approval
HUQRO	QUILLA RISK OVERLAY TRUST	0.0%	Good	Seek Approval
HURCG	RESOLUTION CAPITAL PROPERTY SECURITIES	65.0%	Good	Seek Approval
HURRA	REALINDEX RAFI AUSTRALIAN SHARES CLASS A	75.0%	Good	Seek Approval
HURSE	RARE SERIEW EMERGING MARKETS	0.0%	Good	Seek Approval
HUSAE	SCHRODER AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
HUSAR	SCHRODER ABSOLUTE RETURN INCOME FUND WS	50.0%	Good	Seek Approval
HUSEL	SOLARIS AUST EQUITY LONG SHORT FUND	55.0%	Good	Seek Approval
HUSEO	SCHRODER EQUITY OPPORTUNITIES FUND WS	70.0%	Good	Seek Approval
HUSGI	SPIRE MULTIFAMILY GROWTH & INCOME FND	0.0%	Good	Seek Approval
HUSIF	SMALLCO INVESTMENT FUND	0.0%	Good	Seek Approval
HUSMO	SMARTER MONEY LONG-SHORT CREDIT FUND	0.0%	Good	Seek Approval
HUSRR	SCHRODER REAL RETURN CPI + 5% WHOLESALE	75.0%	Good	Seek Approval
HUSSF	STATE STREET FLOATING RATE FUND	0.0%	Good	Seek Approval
HUSSG	STATE STREET GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
HUSWA	SCHRODER WHSLE AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
HUTGE	TALARIA GLOBAL EQUITY FUND MANAGED FUND	75.0%	Good	Seek Approval
HUTMF	THE MONTGOMERY FUND	0.0%	Good	Seek Approval
HUTMI	TRILOGY MONTHLY INCOME TRUST	0.0%	Good	Seek Approval
HUTRP	T ROWE PRICE GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
HUUCF	UBS CASH FUND	85.0%	Good	Seek Approval
HUUCG	UBS CBRE GLOBAL REAL ASSETS FUND	0.0%	Good	Seek Approval
HUVAF	VANGUARD AUST FIXED INT INDEX FUND	75.0%	Good	Seek Approval
HUVAG	VANGUARD GLOBAL VALUE EQUITY FUND	0.0%	Good	Seek Approval
HUWAG	WESTERN ASSET GLOBAL BOND FUND-CLASS A	0.0%	Good	Seek Approval
HUWGA	WINTON GLOBAL ALPHA FUND	70.0%	Good	Seek Approval
HUZGG	ZURICH GLOBAL GROWTH FUND (UNHEDGED)	75.0%	Good	Seek Approval
HVN	HARVEY NORMAN HOLDINGS LIMITED	65.0%	Good	Seek Approval
HVN1	HARVEY NORMAN HOLDINGS LIMITED	0.0%	Good	Seek Approval
HVN2	HARVEY NORMAN HOLDINGS LIMITED	0.0%	Good	Seek Approval
HVNDA	HARVEY NORMAN DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
HVST	BETASHARES AUST DIV HARVESTER FUND	65.0%	Good	Seek Approval
HVY	HEAVY MINERALS LIMITED	0.0%	Good	Seek Approval
HWG	HOSTWORKS GROUP LIMITED	0.0%	Good	Seek Approval
HWNCA	GUARDIAN TRUST	0.0%	Good	Seek Approval
HWR	HAWKER RICHARDSON LIMITED	0.0%	Good	Seek Approval
HWT	HARVEY WORLD TRAVEL GROUP LIMITED	0.0%	Good	Seek Approval
HWW	HWW LIMITED	0.0%	Good	Seek Approval
HXG	HEXAGON RESOURCES LIMITED	0.0%	Reserve	Seek Approval
HXL	HEXIMA LIMITED	0.0%	Good	Seek Approval
HYD	HYDRIX LIMITED	0.0%	Good	Seek Approval
HYFHA	HY-FI SEC LTD SER3 HIGHYIELD FRN MA10/08	0.0%	Good	Seek Approval
HYFHB	HY-FI SECS LTD SER 4 HIGH YIELD FRN	0.0%	Good	Seek Approval
HYGCO	HYPERION GLOBAL GROWTH CO FUND CLASS B	75.0%	Good	Seek Approval
HYGG	HYPERION GLOBAL GROWTH COMPANIES FUND	75.0%	Good	Seek Approval
HYGGO	HYPERION GLOBAL GROWTH CO FUND CLASS B	75.0%	Good	Seek Approval
HYO	HYRO LIMITED	0.0%	Good	Seek Approval
HYPBT	HYPERION SMALL GROWTH COMPANIES FUND	55.0%	Good	Seek Approval
HYPG1	HYPERION AUST GROWTH COMPANIES FND	75.0%	Good	Seek Approval
HYT	HYTERRA LTD	0.0%	Good	Seek Approval
HZG	HORIZON GLOBAL LIMITED	0.0%	Reserve	Seek Approval
HZL	HEALTHZONE LIMITED	0.0%	Good	Seek Approval
HZM	HORIZON MINING LIMITED	0.0%	Good	Seek Approval
HZN	HORIZON OIL LIMITED	0.0%	Good	Seek Approval
HZR	HAZER GROUP LIMTIED	0.0%	Good	Seek Approval
HZRO	HAZER GROUP LIMITED	0.0%	Good	Seek Approval
I0DHY	ING OA INV PFOLIO-DIV HIGH YIELD TR NEF	0.0%	Good	Seek Approval
I16P	IPAC - INFLATION PLUS 6 STRATEGY	75.0%	Good	Seek Approval
I30P	IPAC - PATHWAY 30	0.0%	Good	Seek Approval
I70P	IPAC PATHWAYS 70	75.0%	Good	Seek Approval
I88	INFINI RESOURCES LIMITED	0.0%	Good	Seek Approval
I95P	IPAC - PATHWAY 95	75.0%	Good	Seek Approval
I95P1	IPAC - PATHWAY 95	0.0%	Good	Seek Approval
IAA	ISHARES S&P ASIA 50 ETF	60.0%	Good	Seek Approval
IAAAE	AUSBIL AUSTRALIAN EMERGING LEADERS FUND	70.0%	Good	Seek Approval
IAABG	DDH AGGRESSIVE GROWTH FUND	65.0%	Good	Seek Approval
IAACB	AMP CAPITAL ADVANTAGE CORPORATE BOND FUN	75.0%	Good	Seek Approval
IAAEO	ABERDEEN EMERGING OPPORTUNITIES FUND	65.0%	Good	Seek Approval
IAAFI	VANGUARD AUST FIXED INT INDEX FND	75.0%	Good	Seek Approval
IAAGP	AMP CAPITAL ADV GLOBAL PROPERTY SEC FUND	70.0%	Good	Seek Approval
IAAIF	MAPLE-BROWN ABBOTT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
IAARO	ARDEA REAL OUTCOME FUND	75.0%	Good	Seek Approval
IAASF	UBS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
IAASI	VANGUARD (W) AUSTRALIAN SHARE INDEX FUND	75.0%	Good	Seek Approval
IAAWF	MAPLE-BROWN ABBOTT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
IABAE	BENNELONG EX-20 AUSTRALIAN EQUITIES FUND	70.0%	Good	Seek Approval
IABII	BLACKROCK INDEXED INT'L EQUITY FUND	75.0%	Good	Seek Approval
IACAC	AMP CAPITAL PROPERTY SEC FUND	70.0%	Good	Seek Approval
IACAF	AUSBIL 130/30 FOCUS FUND RETAIL CLASS	60.0%	Good	Seek Approval
IACAG	ANTIPODES GLOBAL FUND CLASS P	70.0%	Good	Seek Approval
IACAI	ATLAS INFRASTRUCTURE AUS FEEDER CLASS D4	0.0%	Good	Seek Approval
IACAL	AMP CAPITAL CORE INFRASTRUCTURE CLASS A	0.0%	Good	Seek Approval
IACAM	AMP CAPITAL MULTI - ASSET FUND CLASS A	0.0%	Good	Seek Approval
IACAO	ABERDEEN STD ASIAN OPPORTUNITIES FUND	65.0%	Good	Seek Approval
IACAR	ARDEA REAL OUTCOME FUND - CLASS P	75.0%	Good	Seek Approval
IACAS	ABERDEEN WS CLASSIC SERIES AUST SMALL CO	65.0%	Good	Seek Approval
IACBA	BENNELONG AUSTRALIAN EQUITIES FUND	70.0%	Good	Seek Approval
IACBG	BELL GLOBAL EMERGING COMP FUND - CLASS B	0.0%	Good	Seek Approval
IACBI	BLACKROCK INDEXED AUST LISTED PROPERTY	70.0%	Good	Seek Approval
IACBR	BRANDYWINE GBL INCOME OPT FUND CLASS B	0.0%	Good	Seek Approval
IACCA	ARROWSTREET GLOBAL EQUITY FUND HEDGED	75.0%	Good	Seek Approval
IACCG	ANTIPODES GLOBAL FUND LONG CLASS P	75.0%	Good	Seek Approval
IACCR	CC RWC GLOBAL EMERGING MARKETS FUND	0.0%	Good	Seek Approval
IACDA	DNR CAPITAL AUST EQUITIES HIGH CONV FUND	75.0%	Good	Seek Approval
IACEC	BT WHOLESALE ENHANCED CASH FUND	85.0%	Good	Seek Approval
IACFA	FIDELITY ASIA FUND	65.0%	Good	Seek Approval
IACFT	FRANKLIN TEMPLETON MULTI- SECTOR BOND FU	60.0%	Good	Seek Approval
IACGE	ARROWSTREET GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
IACGF	IFP GLOBAL FRANCHISE FUND	75.0%	Good	Seek Approval
IACGG	GUARDCAP GLOBAL EQUITY FUND	0.0%	Good	Seek Approval
IACGN	CAPITAL GROUP NEW PERSPECTIVE FUND	75.0%	Good	Seek Approval
IACGR	GS EP GLB EQUITY SHIELD YIELD HEDGED	75.0%	Good	Seek Approval
IACGV	SCHRODER GLOBAL VALUE FUND	75.0%	Good	Seek Approval
IACHD	CHARTER HALL DIRECT INDUSTRIAL FUND 3	0.0%	Good	Seek Approval
IACHE	HENDERSON TACTICAL INCOME FUND	75.0%	Good	Seek Approval
IACHP	HYPERION AUST GROWTH COMPANIES FUND	75.0%	Good	Seek Approval
IACID	IRONBARK LHP DIVERSIFIED INVESTMENTS	0.0%	Good	Seek Approval
IACIF	AMP CAPITAL SPECIALIST DIV FIXED INCOME	0.0%	Good	Seek Approval
IACIG	MYNORTH INDEX GROWTH	75.0%	Good	Seek Approval
IACIR	IRONBARK LHP GLOBAL LONG/SHORT FUND	0.0%	Good	Seek Approval
IACIS	IPAC SELECT INCOME GENERATOR	0.0%	Good	Seek Approval
IACMC	MARTIN CURRIE EMERGING MKT FUND -CLASS M	0.0%	Good	Seek Approval
IACMI	MAGELLAN INFRASTRUCTURE FUND	70.0%	Good	Seek Approval
IACMM	MACQUARIE MASTER DIVERSIFIED INCOME FUND	55.0%	Good	Seek Approval
IACNI	NORTH INDEX GROWTH	75.0%	Good	Seek Approval
IACPA	PENGANA AUSTRALIAN EQUITIES CORE	65.0%	Good	Seek Approval
IACRC	ROBECO EMERGING CONSERVATIVE EQUITY FUND	65.0%	Good	Seek Approval
IACRG	RESOLUTION CAPITAL PROPERTY SECURITIES	65.0%	Good	Seek Approval
IACRP	RESOLUTION CAPITAL GLOBAL PROP SEC	0.0%	Good	Seek Approval
IACSA	SOLARIS CORE AUST EQUITY FUND	75.0%	Good	Seek Approval
IACSE	SCHRODER WS AUST EQUITIES FUND	75.0%	Good	Seek Approval
IACSH	IACCESS CASH ACCOUNT	95.0%	Good	Seek Approval
IACUA	UBS YARRA AUST SMALL COMPANIES FUND	70.0%	Good	Seek Approval
IACVI	VANGUARD INT'L PROPERTY SEC INDEX HEDGED	65.0%	Good	Seek Approval
IACVP	VANGUARD INT'L PROPERTY SEC INDEX FUND	70.0%	Good	Seek Approval
IACVS	VANGUARD INT'L SHARES INDEX HEDGED	75.0%	Good	Seek Approval
IACWA	WALTER SCOTT GLOBAL EQUITY FUND (HEDGED)	75.0%	Good	Seek Approval
IACWE	WESTERN ASSET AUST BOND FUND - CLASS M	70.0%	Good	Seek Approval
IACWG	WESTERN ASSET GLOBAL BOND FUND - CLASS M	0.0%	Good	Seek Approval
IACYE	YARRA ENHANCED INCOME FUND - CLASS B	0.0%	Good	Seek Approval
IAECP	HILLROSS EXPERT'S CHOICE PROPERTY SECURI	65.0%	Good	Seek Approval
IAECS	EXPERTS CHOICE SMALL COMPANIES FUND	65.0%	Good	Seek Approval
IAEOF	ABERDEEN EMERGING OPPORTUNITIES FUND	65.0%	Good	Seek Approval
IAF	ISHARES CORE COMPOSITE BOND ETF	75.0%	Good	Seek Approval
IAFEC	FLINDERS EMERGING COMPANIES FUND	0.0%	Good	Seek Approval
IAFEP	FAIRVIEW EQUITY PARTNERS EMERGING CO	65.0%	Good	Seek Approval
IAFGE	FIDELITY GLOBAL EMERGING MARKETS FUND	65.0%	Good	Seek Approval
IAFIT	PERENNIAL AUSTRALIAN FIXED INTEREST TR	70.0%	Good	Seek Approval
IAG	INSURANCE AUSTRALIA GROUP LIMITED	75.0%	Good	Seek Approval
IAGLS	IRONBARK LHP GLOBAL LONG/SHORT FUND WS	0.0%	Good	Seek Approval
IAGN	ING OA IP-GLOBAL NEF	75.0%	Good	Seek Approval
IAGP2	IAG CAPITAL NOTES DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
IAGPA	INSURANCE AUST GRP 5.8% RESET CONV PREF	0.0%	Reserve	Seek Approval
IAGPE	INSURANCE AUSTRALIA GROUP LIMTIED	75.0%	Good	Seek Approval
IAGPF	INSURANCE AUST GROUP LIMITED	75.0%	Good	Seek Approval
IAGSB	WBC $2.4615 IAG S/F INSTAL WARR 30-06-16	0.0%	Good	Seek Approval
IAGSE	GRANT SAMUEL EPOCH GBL SHLDR YLD UNHD	75.0%	Good	Seek Approval
IAGSX	$3.6604 IAG SELF FUND INSTAL WAR 30-6-16	0.0%	Good	Seek Approval
IAGTN	ING ONE ANSWER ACTIVE GROWTH TRUST - NEF	75.0%	Good	Seek Approval
IAGXX	INSURANCE AUST GROUP LTD BROKER OFFER	0.0%	Good	Seek Approval
IAI95	IPAC PATHWAYS 95	75.0%	Good	Seek Approval
IAIFU	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
IAIG	INVESCO GLOBAL REAL ESTATE FUND - CLASS	0.0%	Good	Seek Approval
IAIGT	INVESCO WS GLOBAL TARGETED RETURNS CLS A	50.0%	Good	Seek Approval
IAIMC	INVESTORS MUTUAL CONCENTRATED AUST SHARE	75.0%	Good	Seek Approval
IAISI	VANGUARD (W) INT'L SHARES INDEX HEDGED	75.0%	Good	Seek Approval
IAJHG	JANUS HENDERSON GLOBAL MULTI-STRATEGY	0.0%	Good	Seek Approval
IAKAR	KAPSTREAM WS ABSOLUTE RETURN INCOME FUND	60.0%	Good	Seek Approval
IALEM	LAZARD EMERGING MARKETS EQUITY FUND	65.0%	Good	Seek Approval
IALMC	LEGG MAS MARTIN CURRIE REAL INCOME CLS A	70.0%	Good	Seek Approval
IAM	INCOME ASSET MANAGEMENT GROUP LTD	0.0%	Good	Seek Approval
IAM1	IAMA LIMITED FPO	0.0%	Good	Seek Approval
IAMCI	MFG CORE INFRASTRUCTURE FUND	0.0%	Good	Seek Approval
IAMDB	MYNORTH DYNAMIC BALANCED FUND	75.0%	Good	Seek Approval
IAMFL	INVESTORS MUTUAL WS FUTURE LEADERS FUND	70.0%	Good	Seek Approval
IAMIB	MLC WHOLESALE INCOME BUILDER	75.0%	Good	Seek Approval
IAMID	MYNORTH INDEX DEFENSIVE	75.0%	Good	Seek Approval
IAMIF	ING ONE ANSWER MONTHLY INCOME FUND	0.0%	Good	Seek Approval
IAMIH	MYNORTH INDEX HIGH GROWTH	75.0%	Good	Seek Approval
IAMNI	MYNORTH INDEX MODERATELY DEFENSIVE	75.0%	Good	Seek Approval
IAMOF	THE MONTGOMERY FUND	0.0%	Good	Seek Approval
IAMWG	MACQUARIE WINTON GLOBAL ALPHA FUND	70.0%	Good	Seek Approval
IANBA	NORTH MULTI MANAGER BALANCED	75.0%	Good	Seek Approval
IANDE	NORTH MULTI MANAGER ACTIVE DEFENSIVE	75.0%	Good	Seek Approval
IANG2	IAG FINANCE (NZ) LIMITED	0.0%	Good	Seek Approval
IANID	NORTH INDEX DEFENSIVE	75.0%	Good	Seek Approval
IANIM	NORTH INDEX MODERATELY DEFENSIVE	75.0%	Good	Seek Approval
IANMA	NORTH MULTI MANAGER ACTIVE GROWTH	75.0%	Good	Seek Approval
IANMM	NORTH MULTI MANAGER ACTIVE MODERATELY	75.0%	Good	Seek Approval
IAOSF	IOOF/PERENNIAL AUS PROPERTY SECS FLEX TR	0.0%	Good	Seek Approval
IAP30	IPAC PATHWAYS 30	0.0%	Good	Seek Approval
IAP85	IPAC PATHWAYS 85	75.0%	Good	Seek Approval
IAPAF	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
IAPAP	IACCESS PATHWAYS AUST PROPERTY SEC	0.0%	Good	Seek Approval
IAPAS	IPAC PATHWAYS AUSTRALIAN SHARES	75.0%	Good	Seek Approval
IAPBA	PERPETUAL WS BALANCED GROWTH FUND	75.0%	Good	Seek Approval
IAPCE	PERPETUAL CONCENTRATED EQUITY FUND	75.0%	Good	Seek Approval
IAPEF	PERPETUAL WS SHARE PLUS LONG SHORT FUND	60.0%	Good	Seek Approval
IAPGA	PERPETUAL WS GEARED AUSTRALIAN FUND	40.0%	Good	Seek Approval
IAPGG	PARTNERS GROUP GLOBAL VALUE FUND (AUD)	0.0%	Good	Seek Approval
IAPGI	PAYDEN GLOBAL INCOME OPPORTUNITIES FUND	0.0%	Good	Seek Approval
IAPIG	PIMCO GLOBAL BOND FUND - WHOLESALE CLASS	70.0%	Good	Seek Approval
IAPIS	IACCESS PATHWAYS INTL SHARES - HEDGD	0.0%	Good	Seek Approval
IAPSI	VANGUARD PROPERTY SECURITIES INDEX FUND	70.0%	Good	Seek Approval
IAPTI	HENDERSON TACTICAL INCOME FUND	75.0%	Good	Seek Approval
IAPVF	IPAC PATHWAYS VALUE	0.0%	Good	Seek Approval
IAPWI	PERPETUAL WHOLESALE INDUSTRIAL FUND	75.0%	Good	Seek Approval
IARCG	RESOLUTION CAPITAL GLB PROP SEC UNHEDGED	0.0%	Good	Seek Approval
IAS	INTERNATIONAL ALL SPORTS LIMITED	0.0%	Good	Seek Approval
IASAT	MORNINGSTAR AUST SHARES FUND - CLASS A	75.0%	Good	Seek Approval
IASF	DDH AUSTRALIAN SHARES FUND	70.0%	Good	Seek Approval
IASI6	IPAC SIS INFLATION PLUS 6 STRATEGY FUND	75.0%	Good	Seek Approval
IASI7	IPAC SIS INFLATION PLUS 7 STRATEGY FUND	75.0%	Good	Seek Approval
IASRR	SCHRODER REAL RETURN CPI PLUS 5% - WS	75.0%	Good	Seek Approval
IASTN	ING ONE ANSWER AUSTRALIAN SHARE TST-NEF	70.0%	Good	Seek Approval
IAT1	IATIA LIMITED	0.0%	Reserve	Seek Approval
IATRE	T ROWE PRICE GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
IAU	INTREPID MINES LIMITED	0.0%	Good	Seek Approval
IAUPR	UBS PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
IAVAS	VANGUARD AUST SHARES HIGH YIELD FUND	75.0%	Good	Seek Approval
IAVBI	IACCESS VANGUARD BALANCED INDEX FUND	75.0%	Good	Seek Approval
IAVHG	IACCESS VANGUARD HIGH GROWTH INDEX FUND	75.0%	Good	Seek Approval
IAVIC	VANGUARD CONSERVATIVE INDEX FUND	75.0%	Good	Seek Approval
IAVIS	VANGUARD INTERNATIONAL SHARES INDEX FUND	75.0%	Good	Seek Approval
IAVWS	VANGUARD AUST SHARES HIGH YIELD FUND	75.0%	Good	Seek Approval
IAWCM	IPAC SIS AXA WS CASH MANAGEMENT TRUST	85.0%	Good	Seek Approval
IAWGE	AMP CAPITAL WS GLOBAL EQUITY VALUE FUND	75.0%	Good	Seek Approval
IAWIP	PERPETUAL WFI-PERPETUAL INDUSTRIAL SHARE	75.0%	Good	Seek Approval
IAYEL	YARRA EMERGING LEADERS FUND CLASS A	65.0%	Good	Seek Approval
IAZGG	ZURICH INV GLOBAL GROWTH SHARE FUND	75.0%	Good	Seek Approval
IAZIA	ZURICH INV ADVANTAGE GLOBAL GROWTH SHARE	0.0%	Good	Seek Approval
IBAL	ING ONE ANSWER BALANCED TRUST NEF	75.0%	Good	Seek Approval
IBAR	IBA HEALTH - RIGHTS APP CLOSE 8-JUN-07	0.0%	Good	Seek Approval
IBBHG	IBBOTSON HIGH GROWTH TRUST	0.0%	Good	Seek Approval
IBC	IRONBARK CAPITAL LIMITED	0.0%	Good	Seek Approval
IBCA	ONEPATH OA IP-BT CORE AUSTRALIAN SHARE F	75.0%	Good	Seek Approval
IBG	IRONBARK ZINC LTD	0.0%	Reserve	Seek Approval
IBGDA	ORDINARY FULLY PAID DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
IBR	IBERIAN RESOURCES LIMITED	0.0%	Good	Seek Approval
IBSCN	ING OA IP BT SML COMP TRST - NE	65.0%	Good	Seek Approval
IBSIE	ING OA INV-BLACKROCK SCI INTL EQUITY EF	75.0%	Good	Seek Approval
IBTZZ	IBT EDUCATION LIMITED - BROKERFIRM ALLOC	0.0%	Good	Seek Approval
IBUY	BETASHARES ONLINE RETAIL AND E-COMMERCE	0.0%	Good	Seek Approval
IBX	IMAGION BIOSYSTEMS LIMITED	0.0%	Good	Seek Approval
ICASE	ING OA IP-CFS CORE AUSTRALIAN SHARES EF	70.0%	Good	Seek Approval
ICASI	ING OA IP-CHALLENGER AUST SH INC N	75.0%	Good	Seek Approval
ICASN	ING OA IP-CFS CORE AUS SHARES NEF	70.0%	Good	Seek Approval
ICCO	IC2 GLOBAL LIMITED OPTION EXP 30/06/09	0.0%	Reserve	Seek Approval
ICCOA	IC2 GLOBAL LIMITED OPTION EXP 30/06/09	0.0%	Good	Seek Approval
ICE	ICE CORPORATION LIMITED	0.0%	Good	Seek Approval
ICET	PERENNIAL CASH ENHANCED TRUST	75.0%	Good	Seek Approval
ICG	INCA MINERALS LIMITED	0.0%	Reserve	Seek Approval
ICGTA	IBBOTSON CONSERVATIVE GROWTH TRUST	75.0%	Good	Seek Approval
ICH	INFOCHOICE LIMITED	0.0%	Good	Seek Approval
ICI	ICANDY INTERACTIVE LIMITED	0.0%	Good	Seek Approval
ICICR	ICI CASH RETURN	0.0%	Good	Seek Approval
ICIFN	ING ONE ANSWER BLUE CHIP IMPUTN TST NEF	75.0%	Good	Seek Approval
ICL	ICENI GOLD LIMITED	0.0%	Good	Seek Approval
ICM	IOCOM LIMITED	0.0%	Good	Seek Approval
ICN	ICON ENERGY LIMITED	0.0%	Reserve	Seek Approval
ICO	INDCOR LIMITED	0.0%	Good	Seek Approval
ICOR	ISHARES CORE CORPORATE BOND ETF	70.0%	Good	Seek Approval
ICR	INTELICARE HOLDINGS LIMITED	0.0%	Good	Seek Approval
ICSPT	ING OA IP-CREDIT SUISSE PROP TR	60.0%	Good	Seek Approval
ICST	ING OA IP-CAPITAL STABLE TRUST	75.0%	Good	Seek Approval
ICSTN	ING OA IP-CAPITAL STABLE TRUST NEF	75.0%	Good	Seek Approval
ICT1	INCITEC LIMITED	0.0%	Good	Seek Approval
ICV	INCITIVE LIMITED	0.0%	Reserve	Seek Approval
ID8	IDENTITII LIMITED	0.0%	Good	Seek Approval
IDA	INDIANA RESOURCES LIMITED	0.0%	Good	Seek Approval
IDEA	PERPETUAL GLOBAL INNOVATION SHARE (MF)	0.0%	Good	Seek Approval
IDG	INDAGO RESOURCES LTD	0.0%	Good	Seek Approval
IDGDC	ORDINARY FULLY PAID DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
IDGOA	INDAGO RESOURCES LTD: 31/10/2014	0.0%	Good	Seek Approval
IDL	INDUSTREA LIMITED	0.0%	Good	Seek Approval
IDLXX	INDUSTREA LIMITED	0.0%	Good	Seek Approval
IDM	INDUSTRIAL MINERALS CORP LTD ORD F/P	0.0%	Reserve	Seek Approval
IDT	IDT AUSTRALIA LIMITED	0.0%	Good	Seek Approval
IDT_C	INSTITUTE OF DRUG TECHNOLOGY AUSTRALIA	0.0%	Reserve	Seek Approval
IDX	INTEGRAL DIAGNOSTICS LIMITED	40.0%	Good	Seek Approval
IEAT	BETASHARES FUTURE OF FOOD ETF	0.0%	Good	Seek Approval
IEC	INTRA ENERGY CORPORATION LIMITED ORDINAR	0.0%	Reserve	Seek Approval
IECFN	ONEPATH OA IP-OP EMERGING COMP NEF	65.0%	Good	Seek Approval
IECO	INTRA ENERGY CORPORATION LIMITED OPTION	0.0%	Reserve	Seek Approval
IEF	ING REAL ESTATE ENTERTAINMENT FUND	0.0%	Good	Seek Approval
IEF1	ING REAL ESTATE ENTERTAINMENT FUND	0.0%	Reserve	Seek Approval
IEL	IDP EDUCATION LIMITED	50.0%	Good	Seek Approval
IEM	ISHARES MSCI EMERGING MARKETS ETF	60.0%	Good	Seek Approval
IESG	ISHARES CORES MSCI AUSTRALIA ESG LEADERS	75.0%	Good	Seek Approval
IEU	ISHARES EUROPE ETF	75.0%	Good	Seek Approval
IFA1	INFRATIL AUSTRALIA LIMITED	0.0%	Good	Seek Approval
IFAEE	ING OA IP-FIDELITY AUST EQ EF/SLCT	75.0%	Good	Seek Approval
IFAEN	ING OA IP-FIDELITY AUSTRALIAN EQ NEF	75.0%	Good	Seek Approval
IFAO	INFRATIL AUST LTD OPTIONS EXP30-NOV-99	0.0%	Reserve	Seek Approval
IFAR	INFRATIL AUSTRALIA RIGHTS CLOSE 23/03/98	0.0%	Good	Seek Approval
IFC	IFC CAPITAL LIMITED	0.0%	Good	Seek Approval
IFER	IRONCLAD MINING LIMITED RIGHTS - APPLICA	0.0%	Reserve	Seek Approval
IFEXX	IRONCLAD MINING LIMITED PLACEMENT	0.0%	Good	Seek Approval
IFEZZ	IRONCLAD MINING LIMITED BROKER FIRM	0.0%	Good	Seek Approval
IFFFI	IOOF/PERENNIAL FLEX FIXED INTEREST	0.0%	Good	Seek Approval
IFL	INSIGNIA FINANCIAL LTD	50.0%	Good	Seek Approval
IFL2	IOOF HOLDINGS LIMITED	0.0%	Good	Seek Approval
IFLDA	IOOF HOLDINGS LIMITED - DEFFERED	0.0%	Good	Seek Approval
IFLZZ	IOOF HOLDINGS LIMITED - BKR FIRM	0.0%	Good	Seek Approval
IFM	INFOMEDIA LTD	45.0%	Good	Seek Approval
IFM1	INFOMEDIA LTD	0.0%	Good	Seek Approval
IFM7	INFOMEDIA LTD	0.0%	Good	Seek Approval
IFPV1	IOOF FLEXI TST PERENNIAL VALUE SHARE TST	0.0%	Good	Seek Approval
IFRA	VANECK VECTORS FTSE GLOBAL INFR (HEDGED)	65.0%	Good	Seek Approval
IFS	IFS CONSTRUCTION SERVICES LTD	0.0%	Reserve	Seek Approval
IFSMH	SMARTER MONEY HIGHER INCOME FUND - ASSIS	75.0%	Good	Seek Approval
IFT	INFRATIL LIMITED	0.0%	Good	Seek Approval
IFTN	IFT NEW	0.0%	Good	Seek Approval
IFTR	IFT 1-FOR-3 RIGHTS ISSUE (ROUNDED UP)	0.0%	Reserve	Seek Approval
IG6	INTERNATIONAL GRAPHITE LIMITED	0.0%	Good	Seek Approval
IGB	ISHARES TREASURY ETF	75.0%	Good	Seek Approval
IGC	INTERNATIONAL GOLDFIELDS LIMITED	0.0%	Good	Seek Approval
IGCMA	BT INVESTMENT GEARING CASH MANAGEMENT AC	100.0%	Good	Seek Approval
IGD1	IAMGOLD CORPORATION	0.0%	Good	Seek Approval
IGEM	IPAC STRTGC INVEST SRV - GLOBAL EMRG MKT	0.0%	Reserve	Seek Approval
IGEM1	ING ONE ANSWER GLOBAL EMERGING MKTS	0.0%	Good	Seek Approval
IGEMK	ING ONE ANSWER GLOBAL EMERGING MKTS	65.0%	Good	Seek Approval
IGFFH	IFP GLOBAL FRANCHISE FUND (HEDGED)	70.0%	Good	Seek Approval
IGG	INGENA GROUP LIMITED	0.0%	Good	Seek Approval
IGGZZ	INGENA GROUP LIMITED	0.0%	Good	Seek Approval
IGIF	IOOF GROWTH WITH INCOME FUND	0.0%	Good	Seek Approval
IGIPE	ING OA IP-GSJBW INC PLUS EF/S	75.0%	Good	Seek Approval
IGIPN	ING OA IP-GSJBW INC PLUS-N	75.0%	Good	Seek Approval
IGL	IVE GROUP LIMITED	40.0%	Good	Seek Approval
IGLO	INTERN'L GOLDFIELDS LTD OPT EXP 31/12/03	0.0%	Reserve	Seek Approval
IGLOA	INT GOLDFIELDS LTD - OPT EXP 30/06/04	0.0%	Reserve	Seek Approval
IGN	IGNITE LIMITED	0.0%	Good	Seek Approval
IGO	IGO LIMITED	60.0%	Good	Seek Approval
IGO1	INDEPENDENCE GROUP NL	0.0%	Good	Seek Approval
IGOO	INDEPENDENCE GOLD NL - OPT. EXP. 31/1/05	0.0%	Reserve	Seek Approval
IGOQA	INDEPENDENCE GROUP NL RBS PLC 3.9108 IGO	0.0%	Good	Seek Approval
IGOXX	INDEPENDECE GROUP NL INST PLACEMENT	0.0%	Good	Seek Approval
IGP1	INVESTOR GROUP LIMITED	0.0%	Good	Seek Approval
IGR7	IPAC - INFLATION PLUS 7 STRATEGY	0.0%	Good	Seek Approval
IGR72	IPAC - INFLATION PLUS 7 STRATEGY	0.0%	Good	Seek Approval
IGRO	ISHARES HIGH GROWTH ESG ETF	0.0%	Good	Seek Approval
IGROA	INTEGRA MINING LTD - OPT EXP 15-11-09	0.0%	Reserve	Seek Approval
IGRXX	INTEGRA MINING LIMITED - PLACEMENT	0.0%	Good	Seek Approval
IHC	ISHARES CORE GLOBAL CORP BND(AUD HDG)ETF	0.0%	Good	Seek Approval
IHCB	ISHARES CORE GLOBAL CORP BOND AUD HEDGED	75.0%	Good	Seek Approval
IHD	ISHARES S&P/ASX DIVIDEND OPPORTUNITIES	70.0%	Good	Seek Approval
IHEB	ISHARES JP MORGAN USD EMERGING MKT BND	0.0%	Good	Seek Approval
IHF	ING REAL ESTATE HEALTHCARE FUND	0.0%	Good	Seek Approval
IHF1	ING REAL ESTATE HEALTHCARE FUND	0.0%	Good	Seek Approval
IHG	INTELLECT HOLDINGS LIMITED	0.0%	Good	Seek Approval
IHG1	INTELLECT HOLDINGS LIMITED	0.0%	Reserve	Seek Approval
IHGPT	INTECH HIGH GROWTH PLUS TRUST - CLASS A	75.0%	Good	Seek Approval
IHGR	INTELLECT HOLD LTD - RIGHTS CLS 24/1/05	0.0%	Reserve	Seek Approval
IHHY	ISHARES GLOBAL HIGH YIELD BOND (AUD HDG)	0.0%	Good	Seek Approval
IHIN	ISHARES US MEDICAL DEVICES ETF	0.0%	Good	Seek Approval
IHK2	ISHARES MSCI HONG KONG ETF	0.0%	Good	Seek Approval
IHN	INNERHADDEN LIMITED	0.0%	Reserve	Seek Approval
IHOO	ISHARES GLOBAL 100 EXCHANGE TRADED FUND	75.0%	Good	Seek Approval
IHOO2	ISHARES GLOBAL 100 EXCHANGE TRADED FUND	0.0%	Good	Seek Approval
IHOUT	MSTAR INT'L SHARES HIGH OPP (UNHEDGED)	0.0%	Good	Seek Approval
IHPS2	ONEPATH OA IP-ING HEINE PROPERTY SECS	65.0%	Good	Seek Approval
IHPSF	HEINE PROPERY SECURITIES ENTRY FEE	65.0%	Good	Seek Approval
IHS	INTERPOSE HOLDINGS LIMITED	0.0%	Good	Seek Approval
IHVV	ISHARES S&P 500 EXCHANGE TRADED	70.0%	Good	Seek Approval
IHWL	ISHARES CORE MSCI WORLD ALL CAP AUD HDG	75.0%	Good	Seek Approval
IHY	I.H.G. LTD FPO	0.0%	Good	Seek Approval
IHYOB	IHG LIMITED OPTION EXPIRING 30-JUN-2001	0.0%	Good	Seek Approval
II42	IPAC - INFLATION PLUS 4 STRATEGY	0.0%	Good	Seek Approval
IIBBN	ING OA IP-BLACKROCK BALANCED NEF	75.0%	Good	Seek Approval
IIDFI	ING OA IP-ING DIV FIX INT TRUST	75.0%	Good	Seek Approval
IIF	ING INDUSTRIAL FUND	0.0%	Good	Seek Approval
IIFXX	ING INDUSTRIAL FUND PLACEMENT	0.0%	Good	Seek Approval
IIG	INTERGRATED INVESTMENT GROUP LIMITED	0.0%	Good	Seek Approval
IIGDA	INTERGRATED INV GROUP LTD - DEFERRED SET	0.0%	Good	Seek Approval
IIGF	INTELLIGENT INVESTOR AUST EQUITY GROWTH	0.0%	Good	Seek Approval
IIGSF	ING GLOBAL SHARE TRUST	75.0%	Good	Seek Approval
III	ICON RESOURCES LIMITED	0.0%	Good	Seek Approval
IIIXX	ICON RESOURCES LTD PLACEMENT	0.0%	Good	Seek Approval
IIMAN	ING ONE ANSWER INVT. MUT. AUST SHA NEF	75.0%	Good	Seek Approval
IIMAS	ING ONE ANSWER INVTRS MUTUAL AUST SHARE	75.0%	Good	Seek Approval
IIN1	IINET	0.0%	Good	Seek Approval
IIND	BETASHARES INDIA QUALITY ETF	0.0%	Good	Seek Approval
IINXX	IINET LIMITED - IPO	0.0%	Good	Seek Approval
IIP2S	IPAC - INFLATION PLUS 2 STRATEGY	0.0%	Good	Seek Approval
IIP4S	IPAC - INFLATION PLUS 4 STRATEGY	0.0%	Good	Seek Approval
IIPIN	ING OA IP-PERPETUAL INT NEF	75.0%	Good	Seek Approval
IIPS	ING OA IP ING PROP SECS - EF/SEL	65.0%	Good	Seek Approval
IIQ	INOVIQ LTD	0.0%	Good	Seek Approval
IIRO	ING OA IP ING RES OPP - EF/SEL	0.0%	Good	Seek Approval
IISPH	IBBOTSON INTL SHARES PASSIVE HEDGED TR	75.0%	Good	Seek Approval
IISPU	MSTAR INT'L SHARES UNHDG FUND CLASS A	75.0%	Good	Seek Approval
IISV	INTELL INVEST SELECT VALUE SHR FUND	0.0%	Good	Seek Approval
IITN	INDUSTRIAL INVESTMENT TRUST	0.0%	Good	Seek Approval
IJH	ISHARES S&P MID-CAP ETF	70.0%	Good	Seek Approval
IJH1	ISHARES S&P MID-CAP ETF	0.0%	Good	Seek Approval
IJHN	ISHARES CORE S&P MID-CAP ETF	0.0%	Reserve	Seek Approval
IJP	ISHARES MSCI JAPAN ETF	75.0%	Good	Seek Approval
IJR	ISHARES S&P SMALL-CAP ETF	65.0%	Good	Seek Approval
IKE	IKEGPS GROUP LIMITED	0.0%	Good	Seek Approval
IKO	ISHARES MSCI SOUTH KOREA ETF	0.0%	Good	Seek Approval
IKWXX	IKWEZI MINING LIMITED	0.0%	Reserve	Seek Approval
ILA	ISLAND PHARMACEUTICALS LIMITED	0.0%	Good	Seek Approval
ILAO	ISLAND PHARMACEUTICALS LIMITED	0.0%	Good	Seek Approval
ILB	ISHARES GOVERNMENT INFLATION ETF	75.0%	Good	Seek Approval
ILC	ISHARES S&P/ASX 20 ETF	75.0%	Good	Seek Approval
ILCSG	ISHARES S & P ASX 20 INSTAL WAR 30-JUN	0.0%	Good	Seek Approval
ILF	ING REAL ESTATE COMMUNITY LIVING GROUP	0.0%	Good	Seek Approval
ILFDA	ING REAL ESTATE COMMUNITY LIVING FUND	0.0%	Good	Seek Approval
ILFNA	ING R/ESTATE COMM LIVING FD F/PAID-NEW	0.0%	Good	Seek Approval
ILFXX	ING REAL ESTATE COMM LIVING FUND PLACEM	0.0%	Good	Seek Approval
ILGLS	IRONBARK LHP GLOBAL LONG/SHORT FUND WHOL	0.0%	Good	Seek Approval
ILHO	ISLAND HOTELS LTD OPTION EXP 9/7/2001	0.0%	Reserve	Seek Approval
ILU	ILUKA RESOURCES LIMITED	65.0%	Good	Seek Approval
ILU1	ILUKA RESOURCES LIMITED	0.0%	Good	Seek Approval
ILUKC	RBS PLC 10.6838 ILU MINI LONG	0.0%	Good	Seek Approval
IMA	IMAGE RESOURCES NL	0.0%	Good	Seek Approval
IMALT	IOOF MULTIMIX CASH ENHANCED TRUST	85.0%	Good	Seek Approval
IMASF	INVESTORS MUTUAL AUSTRALIAN SHARE FUND W	75.0%	Good	Seek Approval
IMB	INTELLIGENT MONITORING GROUP LIMITED	0.0%	Good	Seek Approval
IMC	IMMURON LIMITED	0.0%	Good	Seek Approval
IMD	IMDEX LIMITED	45.0%	Good	Seek Approval
IMD2	IMDEX LIMITED	0.0%	Good	Seek Approval
IME	IMEXHS LIMITED	0.0%	Good	Seek Approval
IMEIF	INVESTORS MUTUAL EQUITY INCOME FUND	75.0%	Good	Seek Approval
IMFG	IMF AUST LTD CONV NOTE MAT 31/12/2014	0.0%	Good	Seek Approval
IMGNE	ING ONE ANSWER MFS GLOBAL SH NEF	75.0%	Good	Seek Approval
IMH	IMT HOLDINGS LIMITED	0.0%	Good	Seek Approval
IMI	INFINITY MINING LIMITED	0.0%	Good	Seek Approval
IMIF1	ING ONE ANSWER MONTHLY INCOME FUND	0.0%	Good	Seek Approval
IMIO	INFINITY MINING LIMITED	0.0%	Good	Seek Approval
IMIST	IOOF MULTIMIX INTERNATIONAL SHARES TRUST	75.0%	Good	Seek Approval
IML	IMD GROUP LIMITED	0.0%	Reserve	Seek Approval
IMLAC	INVESTORS MUTUAL AUST SMALL CO FUND (W)	65.0%	Good	Seek Approval
IMLAS	INVESTORS MUTUAL AUST SHARE FUND (W)	75.0%	Good	Seek Approval
IMLDV	INVESTORS MUTUAL EQUITY INCOME FUND	75.0%	Good	Seek Approval
IMLIS	INVESTORS MUTUAL INDUST SHARE FUND (W)	75.0%	Good	Seek Approval
IMM	IMMUTEP LIMITED	0.0%	Good	Seek Approval
IMP	IMPERIAL CORPORATION LIMITED	0.0%	Good	Seek Approval
IMPGT	ONEPATH OA IP-PLATINUM INT'L TRUST-EF	70.0%	Good	Seek Approval
IMPQ	EINVEST BETTER FUTURE (MANAGED FUND)	0.0%	Good	Seek Approval
IMR	IMRICOR MEDICAL SYSTEMS, INC.	0.0%	Good	Seek Approval
IMR1	INTERNAT MINERAL RES NL 25 CENTS ORD FP	0.0%	Good	Seek Approval
IMRDA	INT. MINERAL RESOURCES ORDINARY FULLY	0.0%	Good	Seek Approval
IMRDB	INT. MIN. RES. ORD. FULLY PAID	0.0%	Good	Seek Approval
IMRDC	OPTION EXP 30 JUN 2001 DEFERRED SETTLMEN	0.0%	Good	Seek Approval
IMRO	IMR OPTION EXPIRING 30-JUN-2001	0.0%	Good	Seek Approval
IMSCF	INVESTORS MUTUAL SMALL CAP FUND	65.0%	Good	Seek Approval
IMU	IMUGENE LIMITED	0.0%	Good	Seek Approval
IMUOD	IMUGENE LIMITED OPT EXP 31/8/2024	0.0%	Good	Seek Approval
IMUOE	IMUGENE LIMITED	0.0%	Good	Seek Approval
INA	INGENIA COMMUNITIES GROUP	50.0%	Good	Seek Approval
INABN	ANZ OA INV PF ING BALANCED NEF	75.0%	Good	Seek Approval
INAGE	ANZ OA IP ING GLOBAL EMERG MARKETS-NEF	65.0%	Good	Seek Approval
INAGN	ANZ OA INV PF ING ACTIVE GROWTH NEF	75.0%	Good	Seek Approval
INAGS	ANZ OA IP OPT GLOBAL SMALL COMPANIES-NEF	0.0%	Good	Seek Approval
INAOF	ANZ OA INV PF OPTIMIX AUSTRALIAN NEF	75.0%	Good	Seek Approval
INAOG	ANZ OA INV PF OPTIMIX GLOBAL NEF	75.0%	Good	Seek Approval
INAOI	ANZ OA INV PFOLIO-OPTIMIX MODERATE EF	75.0%	Good	Seek Approval
INAOM	ANZ OA IP OPTIMIX MODERATE - NEF	75.0%	Good	Seek Approval
INC	INT CONTRACT MANUFACTURING LIMITED	0.0%	Reserve	Seek Approval
INCM	BETASHARES GLOBAL INCOME LEADERS ETF	75.0%	Good	Seek Approval
INCR	INTL MANUFACTURING RIGHTS 03/04/00	0.0%	Good	Seek Approval
IND	INDUSTRIAL MINERALS LTD	0.0%	Good	Seek Approval
INE	INDIA EQUITIES FUND LIMITED	0.0%	Good	Seek Approval
INEO	INDIA EQUITIES FUND LIMITED	0.0%	Reserve	Seek Approval
INES	INVESTSMART ETHICAL SHARE FUND	0.0%	Good	Seek Approval
INES1	INDIA EQUITIES FUND LIMITED	0.0%	Good	Seek Approval
INF	INFINITY LITHIUM CORPORATION LIMITED	0.0%	Good	Seek Approval
ING	INGHAMS GROUP LIMITED	55.0%	Good	Seek Approval
INGAG	ING ONE ANSWER ACTIVE GROWTH TRUST	75.0%	Good	Seek Approval
INGAS	ING ONE ANSWER AUSTRALIAN SHARE TRUST	70.0%	Good	Seek Approval
INGBL	ING ONE ANSWER BALANCED TRUST	75.0%	Good	Seek Approval
INGCI	ING ONE ANSWER BLUE CHIP IMPUTATION TRST	75.0%	Good	Seek Approval
INGEC	ONEPATH OA IP-OP EMERGING COMPANIES EF	65.0%	Good	Seek Approval
INGIP	ING ONE ANSWER INCOME PLUS TRUST	0.0%	Good	Seek Approval
INGMI	ING ONE ANSWER MONTHLY INCOME TRUST	0.0%	Good	Seek Approval
INGOG	ING OA INV PFOLIO-OPT GROWTH TRUST	75.0%	Good	Seek Approval
INGPS	ONEPATH PROPERTY SECURITIES TRUST - NEF	65.0%	Good	Seek Approval
INGWB	ONEPATH WHOLESALE BALANCED TRUST	75.0%	Good	Seek Approval
INI	INTERCOAL LIMITED	0.0%	Good	Seek Approval
INIF	INVESTSMART AUSTRALIAN EQUITY ETF	0.0%	Good	Seek Approval
INIFA	ING OA INV FDLTY AUS EQT FD EF/SLT	75.0%	Good	Seek Approval
INIPC	ANZ OA INV PFOLIO-CREDIT SUISSE PROPERTY	60.0%	Good	Seek Approval
INIPI	ANZ OA INV PFOLIO-ING GLOB EMERG MARKETS	65.0%	Good	Seek Approval
INIPO	ANZ OA INV PFOLIO-OPTIMIX GLOBAL SMALLER	0.0%	Good	Seek Approval
INIPP	ANZ OA INV PFOLIO-PERPETUAL AUST EF	75.0%	Good	Seek Approval
INIPS	ANZ OA INV PFOLIO-SCHRODER AUS EQ EF	75.0%	Good	Seek Approval
INIVI	ANZ OA IP VNGRD INT SH IND HDGD EF	75.0%	Good	Seek Approval
INL	INNLANZ LIMITED	0.0%	Good	Seek Approval
INMAS	INVESTOR MUTUAL AUST SMALLER COMPANY FUN	65.0%	Good	Seek Approval
INMDN	INMODE LTD	0.0%	Reserve	Seek Approval
INMFU	INVESTORS MUTUAL FUTURE LEADERS FUND	70.0%	Good	Seek Approval
INO	INNOVONICS LIMITED	0.0%	Good	Seek Approval
INOBT	OA IP-OPTIMIX BALANCED NEF	75.0%	Good	Seek Approval
INOGN	ANZ OA INV PF OPTIMIX GROWTH NEF	75.0%	Good	Seek Approval
INOIP	ANZ OA INV PFOLIO-ING TAX EFFECTIVE EF	75.0%	Good	Seek Approval
INOIS	ANZ OA INV PF BT SML COMPS TRST EF	65.0%	Good	Seek Approval
INON	INOVIO PHARMACEUTICALS INC	0.0%	Reserve	Seek Approval
INOOI	ONEPATH OA IP-PLATINUM INT'L TRUST EF	70.0%	Good	Seek Approval
INP	INCENTIAPAY LIMITED	0.0%	Reserve	Seek Approval
INPST	ANZ OA INV PF BT SMALLER COMP TRUST NEF	65.0%	Good	Seek Approval
INPVA	ANZ OA INV PT VANGUARD AUST SHARES INDEX	75.0%	Good	Seek Approval
INR	IONEER LTD	0.0%	Good	Seek Approval
INSLN	ANZ OA INV ING SELECT LEADERS NEF	75.0%	Good	Seek Approval
INTCN	INTEL CORPORATION	0.0%	Good	Seek Approval
INTGT	MORNINGSTAR GROWTH REAL RETURN -CLASS A	75.0%	Good	Seek Approval
INTU	INTUIT INC.	0.0%	Good	Seek Approval
INTWC	IBBOTSON WS CONSERVATIVE TRUST	0.0%	Good	Seek Approval
INV	INVESTSMART GROUP LIMITED	0.0%	Good	Seek Approval
INVGM	INVESCO WHOLESALE GLOBAL MATRIX-CLASS R	70.0%	Good	Seek Approval
INVGT	INVESCO WS GLOBAL TARGETED RETURNS CLS A	50.0%	Good	Seek Approval
INVS1	INVESCO WS AUS SMALLER COMPANIES CLASS R	0.0%	Good	Seek Approval
INVSC	INVESCO WS SMALLER COMPANIES CLASS R	0.0%	Good	Seek Approval
INX	INOVAX LIMITED	0.0%	Good	Seek Approval
INY	INCOME ASSET MANAGEMENT GROUP LIMITED	0.0%	Good	Seek Approval
IOAAA	ING OA BLACKROCK ASSET ALLOCTN ALPHA	0.0%	Good	Seek Approval
IOAAE	ING OA IP AUSBL AUST EMERG LDRS - EF/SEL	70.0%	Good	Seek Approval
IOAAN	ING OA IP-AUSBIL AUST EM LDR NEF	70.0%	Good	Seek Approval
IOACA	ING OA IP-AMP CAP RESP INV LDRS AUS SH N	75.0%	Good	Seek Approval
IOACF	ING ONE ANSWER COL FS IMPUTATION TST NEF	0.0%	Good	Seek Approval
IOACI	ING OA IP-AMP CAP RESP INV LDRS INS EF/S	75.0%	Good	Seek Approval
IOACL	ING OA IP-AMP CAP RESP INV LDRD INTL NEF	75.0%	Good	Seek Approval
IOACR	ING OA IP-AMP CAP RESP INV LDRS AUS EF/S	75.0%	Good	Seek Approval
IOAGE	ING OA AXA GLBL EQTY VAL - EF/SEL	75.0%	Good	Seek Approval
IOAGN	ING OA INV PFOLIO-AXA GLOBAL EQTY VAL NE	75.0%	Good	Seek Approval
IOAPE	ING OA INV PFOLIO-AXA AUST PROPERTY EF	0.0%	Good	Seek Approval
IOASI	ING OA IP VNGRD AUST SHRS INDX TRST - EF	75.0%	Good	Seek Approval
IOAST	ING ONE ANSWER OPTIMIX AUST SHRS TRUST	75.0%	Good	Seek Approval
IOBA1	ING OA BGI AUST SHR TRUST - EF/SEL	0.0%	Good	Seek Approval
IOBAN	ING OA INV PFOLIO-BGI AUST SHARE TR NEF	75.0%	Good	Seek Approval
IOBAS	ING OA BGI AUST SHR TRUST - EF/SEL	75.0%	Good	Seek Approval
IOBBT	ING OA BLACKROCK BALANCED TRUST	75.0%	Good	Seek Approval
IOBEA	BENNELONG EX-20 AUST EQUITIES FUND	70.0%	Good	Seek Approval
IOBSC	ING OA IP BT SML COMP TRST - EF/SEL	65.0%	Good	Seek Approval
IOBSD	ING OA INV-BLACKROCK SCI DIV GRWTH EF	75.0%	Good	Seek Approval
IOBSE	ING OA INV-BLACKROCK SCI INTL EQUITY NEF	75.0%	Good	Seek Approval
IOBSN	ING OA INV-BLACKROCK SCI DIV GRWTH NEF	75.0%	Good	Seek Approval
IOBT	ING OA IP-OPT BALANCED TRUST	75.0%	Good	Seek Approval
IOC	INTEROIL CORPORATION	0.0%	Good	Seek Approval
IOCAS	ING OA IP-CHALLENGER AUST SH INC-EF/S	75.0%	Good	Seek Approval
IOCDN	ONEPATH SCHRODER REAL RETURN TRUST NEF	75.0%	Reserve	Seek Approval
IOCDT	ONEPATH SCHRODER REAL RETURN TRUST EF	75.0%	Reserve	Seek Approval
IOCH1	ING OA INV PFOLIO-CHAL HOWARD MORT TR	0.0%	Good	Seek Approval
IOCHM	ING OA INV PFOLIO-CHAL HOWARD MORT TR	0.0%	Good	Seek Approval
IOCI	ING OA CFS IMPUTATION - EF	75.0%	Good	Seek Approval
IOCIN	ING OA IP CFS IMP - NE	75.0%	Good	Seek Approval
IOCSF	ING OA INV PFOLIO-UBS BALANCED NEF	75.0%	Good	Seek Approval
IOCSH	IOOF CASH ACCOUNT	95.0%	Good	Seek Approval
IOCSI	ING OA IP CSAM INTL - EF/SEL	75.0%	Good	Seek Approval
IOCSN	ING OA INV PFOLIO-CREDIT SUISSE INT'L NE	75.0%	Good	Seek Approval
IOCSP	ING OA IP-CREDIT SUISSE PROP TR NEF	60.0%	Good	Seek Approval
IOCWI	ING OA PS CFS WSALE IMP - EF/SEL	0.0%	Good	Seek Approval
IOD	IODM LIMITED	0.0%	Good	Seek Approval
IODFI	ING OA IP-ING DIV FIX INT TRUST NEF	75.0%	Good	Seek Approval
IOF1	ING OFFICE FUND - STAPLED SECURITIES	0.0%	Good	Seek Approval
IOFAS	IOOF WEALTHBUILDER AUSTRALIAN SHARE FUND	0.0%	Good	Seek Approval
IOFCS	IOOF CASH ACCOUNT	95.0%	Good	Seek Approval
IOFID	FIDELITY INDIA FUND	45.0%	Good	Seek Approval
IOFMA	MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
IOFPA	IOOF PERENNIAL ASIAN SHARES WHOLES TRUST	60.0%	Good	Seek Approval
IOFPF	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
IOFPI	ONEPATH OA FR INV-PLATINUM INTERNATIONAL	70.0%	Good	Seek Approval
IOFVA	VANGUARD AUSTRALIAN W/S SHARES INDEX FND	75.0%	Good	Seek Approval
IOFWB	IOOF WEALTHBUILDER BALANCED FUND	0.0%	Good	Seek Approval
IOFWP	PERENNIAL AUSTRALIAN PROPERTY WHOLESALE	70.0%	Good	Seek Approval
IOFXX	ING OFFICE FUND - STAPLED SECURITIES	0.0%	Good	Seek Approval
IOGAS	ING ONE ANSWER OPTIMAX G.AUST SHARE EF	40.0%	Good	Seek Approval
IOGD	ONEANSWER VANGUARD GROWTH INDEX DEF	75.0%	Good	Seek Approval
IOGEM	ING OA IP-OPT GLBL EMERG MKTS EF/S	65.0%	Good	Seek Approval
IOGIP	ING OA IP-GSJBW INC PLUS-N	0.0%	Good	Seek Approval
IOGPS	ING OA IP GLBL PROP SECS	60.0%	Good	Seek Approval
IOGSN	ING ONE ANSWER OPTIMAX GBL SHARE TST NEF	75.0%	Good	Seek Approval
IOGST	ING ONE ANSWER OPTIMAL GBL SHARES TRUST	75.0%	Good	Seek Approval
IOHO	OPTION EXPIRING 30-APR-2011 DEFERRED	0.0%	Good	Seek Approval
IOHR	RIGHTS-APPLICATIONS CLOSE 13/05/08 DEFER	0.0%	Reserve	Seek Approval
IOIGE	ING OA INV PFOLIO-ING GLBL EM MKT SH NEF	65.0%	Good	Seek Approval
IOIPI	ING OA IP PLAT INTL - NE	70.0%	Good	Seek Approval
IOIPV	ING OA INV PFOLIO-IOOF/PERNL VAL SH TR N	75.0%	Good	Seek Approval
IOISH	ING OA IP VNGRD INTL SHRS INDX HDGD TRST	75.0%	Good	Seek Approval
IOISI	ING OA IP ING SUS INV AUST SHRS - NE	75.0%	Good	Seek Approval
IOMGE	ING OA INV PFOLIO MFS GLOBAL EQUITY EF	75.0%	Good	Seek Approval
IOMGT	MULTIMIX GROWTH TRUST	75.0%	Good	Seek Approval
IOMIF	MAGELLAN INFRASTRUCTURE FUND (UNHEDGED)	70.0%	Good	Seek Approval
IOMLM	ING OA INV - MERRILL LYNCH MTHLY INC TR	0.0%	Good	Seek Approval
ION	IONDRIVE LIMITED	0.0%	Good	Seek Approval
IOO	ISHARES S&P GLOBAL 100 ETF	75.0%	Good	Seek Approval
IOOAS	ING OA INV PFOLIO-OPT AUST SHARES TR NEF	75.0%	Good	Seek Approval
IOOAT	MULTIMIX AUSTRALIAN SHARES TRUST	75.0%	Good	Seek Approval
IOOBM	BT WHOLESALE MIDCAP FUND	70.0%	Good	Seek Approval
IOOBT	ING OA INV PFOLIO-OPTIMIX BAL TRUST NEF	75.0%	Good	Seek Approval
IOOCN	ING OA INV PFOLIO-OPTIMIX CONSERVT NEF	75.0%	Good	Seek Approval
IOOCT	MULTIMIX CONSERVATIVE TRUST	75.0%	Good	Seek Approval
IOOD	IOOF DEFENSIVE	0.0%	Good	Seek Approval
IOODF	MULTIMIX DIVERSIFIED FIXED INTEREST	75.0%	Good	Seek Approval
IOOGA	ING OA INV PFOLIO-OPTIMIX GR AUS SHR NEF	40.0%	Good	Seek Approval
IOOGE	ING OA IP- OPTIMIX GLOBAL EMERG MKTS TST	65.0%	Good	Seek Approval
IOOGS	ING OA IP OPT GLBL SML COMP S2 - EF/SEL	0.0%	Good	Seek Approval
IOOGT	ING OA INV PFOLIO-OPT GROWTH TRUST NEF	75.0%	Good	Seek Approval
IOOM	ING OA INV PFOLIO-OPT MODERATE TST	75.0%	Good	Seek Approval
IOOMT	MULTIMIX MODERATE TRUST	75.0%	Good	Seek Approval
IOON	ISHARES GLOBAL 100 ETF	0.0%	Good	Seek Approval
IOOPA	PENGANA AUSTRALIAN EQUITIES FUND	65.0%	Good	Seek Approval
IOOPL	PERPETUAL WS SHARE-PLUS LONG SHORT FUND	60.0%	Good	Seek Approval
IOOPR	ING OA INV PFOLIO OPTMX PROP SECURITIES	65.0%	Good	Seek Approval
IOOPS	ING OA INV PFOLIO OPTIMIX PROP SEC NEF	65.0%	Good	Seek Approval
IOOST	MULTIMIX CAPITAL STABLE TRUST	75.0%	Reserve	Seek Approval
IOOT1	MULTIMIX BALANCED GROWTH TRUST	75.0%	Good	Seek Approval
IOOVA	VANGUARD AUST SHARES HIGH YIELD FUND	75.0%	Good	Seek Approval
IOPAE	ING OA IP-PLATINUM ASIA EF/SLCT	65.0%	Good	Seek Approval
IOPAN	ING OA IP-PLATINUM ASIA NEF	65.0%	Good	Seek Approval
IOPAP	ING OA INV PFOLIO-AXA AUST PROPERTY EF	0.0%	Good	Seek Approval
IOPBG	ING OA IP-PERP BAL GR TR NEF	75.0%	Good	Seek Approval
IOPSN	ING OA IP-PROPERTY SECURITIES NEF	65.0%	Good	Seek Approval
IOPVS	ING OA IOOF PERNL VAL SHR TRST	75.0%	Good	Seek Approval
IOSAE	ING OA INV PFOLIO-SCHRDRS AUST EQ TR NEF	75.0%	Good	Seek Approval
IOSFI	ING OA IP-SCHRODER FIXED INCOME EF/SLCT	75.0%	Good	Seek Approval
IOSFN	ING OA IP-SCHRODER FIXED INCOME NEF	75.0%	Good	Seek Approval
IOSIA	ING OA SUSTAIN INVEST AUST SHRS - EF/SEL	75.0%	Good	Seek Approval
IOSL	ING OA SELECT LEADERS - EF/SEL	75.0%	Good	Seek Approval
IOTRP	ONEPATH T ROWE PRICE GLOBAL EQUITY EF/SL	75.0%	Good	Seek Approval
IOTUD	ING OA TAP UBS DEFENSIVE EF	0.0%	Good	Seek Approval
IOUBF	ING OA INV PFOLIO-UBS BALANCED FUND	75.0%	Good	Seek Approval
IOUFI	ING OA IP-UBS FIXED INC TR NEF	75.0%	Good	Seek Approval
IOVAI	VANGUARD INT'L SHARES INDEX FUND HEDGED	75.0%	Good	Seek Approval
IOVAS	ING OA IP VNGRD AUS SHR INDX TRUST - NE	75.0%	Good	Seek Approval
IOVGN	ONEPATH VANGUARD GROWTH INDEX NEF	75.0%	Good	Seek Approval
IOVHI	ONEPATH VANGUARD HG INDEX EF/SLCT	75.0%	Good	Seek Approval
IOVHN	ONEPATH VANGUARD HG INDEX NEF	75.0%	Good	Seek Approval
IOVIH	ING OA INV PFOLIO-VANG INT'L SH IDX HDG	75.0%	Good	Seek Approval
IOVIN	ING OA IP VNGRD INTL SHRS INDX - NE	75.0%	Good	Seek Approval
IOVIS	ING OA IP VNGRD INTL SHRS INDX - EF/SEL	75.0%	Good	Seek Approval
IOVPI	ING OA IP-VANGUARD PROP SEC IDX EF	70.0%	Good	Seek Approval
IOVPS	ING OA INV PFOLIO-VAN PROP SECS IND NEF	70.0%	Good	Seek Approval
IOVS	ONEPATH VG INDEX EF/SLCT	75.0%	Good	Seek Approval
IOWSE	ING OA IP-WALTER SCOTT GLBL EQ (HDG) EF	75.0%	Good	Seek Approval
IOWSN	ING OA IP-WALTER SCOTT GLBL EQ (HDG) NEF	75.0%	Good	Seek Approval
IOZ	ISHARES CORE S&P/ASX 200 ETF	75.0%	Good	Seek Approval
IOZGT	ONEANSWER - ANTIPODES GLOBAL (LONG ONLY)	75.0%	Good	Seek Approval
IOZIS	ING OA IP GLOBAL THEMATIC SHARES - NE	75.0%	Good	Seek Approval
IOZSW	ISHARES MSCI AUST 200 ETF 30/6/16	0.0%	Good	Seek Approval
IP1	INTEGRATED PAYMENT TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
IP85	IPAC - PATHWAYS 85	0.0%	Good	Seek Approval
IPA	INDIGO PROPERTIES AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
IPAAA	AUSIBIL AUSTRALIAN ACTIVE EQUITY FUND	75.0%	Good	Seek Approval
IPAAE	AUSBIL EMERGING LEADERS FUND	70.0%	Good	Seek Approval
IPAGS	PARADICE GLOBAL SMALL MID CAP FUND	55.0%	Good	Seek Approval
IPAPI	APN PROPERTY FOR INCOME FUND NO. 2	60.0%	Good	Seek Approval
IPAPS	IPAC - PATHWAYS AUST PROP SEC FUND	0.0%	Good	Seek Approval
IPAS	IPAC PATHWAYS AUSTRALIAN SHARES	75.0%	Good	Seek Approval
IPASF	ING ONE ANSWER PERPETUAL AUST SHARE TST	75.0%	Good	Seek Approval
IPASN	ING ONE ANSWER PERPETUAL AUST SHARES NEF	75.0%	Good	Seek Approval
IPAVH	ANTARES HIGH GROWTH SHARES FUND	60.0%	Good	Seek Approval
IPAVS	PERENNIAL AUST VALUE SHARES TST	75.0%	Good	Seek Approval
IPAXE	AMP CAPITAL WS GLOBAL EQUITY VALUE FUND	75.0%	Good	Seek Approval
IPAY	BETASHARES FUTURE OF PAYMENTS ETF	0.0%	Good	Seek Approval
IPB	IPB PETROLEUM LTD	0.0%	Good	Seek Approval
IPBAE	ISHARES AUSTRALIAN EQUITY INDEX FUND	75.0%	Good	Seek Approval
IPBG	ING ONE ANSWER PERPETUAL BALANCE GROWTH	75.0%	Good	Seek Approval
IPBIH	BLACK ROCK INDEXED HGD INT'L EQU FUND	70.0%	Good	Seek Approval
IPBIP	BLACKROCK INDEXED AUST LISTED PROP FUND	70.0%	Good	Seek Approval
IPBSD	BLACKROCK SCIENTIFIC DIVERSIFIED GROWTH	75.0%	Good	Seek Approval
IPBWB	BLACKROCK WHOLESALE BALANCED FUND	75.0%	Good	Seek Approval
IPBWI	BT WHOLESALE INTERNATIONAL SHARE FUND	75.0%	Good	Seek Approval
IPC	IMPERIAL PACIFIC LIMITED	0.0%	Good	Seek Approval
IPCFS	COLONIAL FS W/S PROPERTY SEC	65.0%	Good	Seek Approval
IPCGN	ING ONE ANSWER PERP CONS GROWTH TST NEF	75.0%	Good	Seek Approval
IPCGT	ING OA IP-PERPETUAL CNSRV GR TR	75.0%	Good	Seek Approval
IPCIS	ABERDEEN ACTIVELY HDGD INTER'L EQUITIES	75.0%	Good	Seek Approval
IPCSH	IOOF IPS CASH ACCOUNT	0.0%	Good	Seek Approval
IPCSI	ABERDEEN ACTIVELY HDGD INTER'L EQUITIES	75.0%	Good	Seek Approval
IPCT	PERENIAL CASH TRUST	0.0%	Good	Seek Approval
IPCWI	CFS W/S IMPUTATION FUND	75.0%	Good	Seek Approval
IPD	IMPEDIMED LIMITED	0.0%	Good	Seek Approval
IPDR	IMPEDIMED LIMITED	0.0%	Reserve	Seek Approval
IPDYY	IMPEDIMED LTD PLACEMENT EFF 21/3/16	0.0%	Good	Seek Approval
IPDZZ	IMPEDIMED LTD BROKER FIRM OFFER	0.0%	Good	Seek Approval
IPEO	ING PRIVATE EQUITY ACCESS LIMITED	0.0%	Reserve	Seek Approval
IPFAE	FIDELITY AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
IPFCI	IOOF/PERENNIAL FLEX CASH & INCOME FUND	0.0%	Good	Seek Approval
IPG	IPD GROUP LTD	0.0%	Good	Seek Approval
IPGGF	YARRA GLOBAL SMALL COMPANIES FUND	65.0%	Good	Seek Approval
IPGIF	IOOF GROWTH WITH INCOME FUND	0.0%	Good	Seek Approval
IPGPF	RESOLUTION CAPITAL GLB PRP SEC HEDGED II	65.0%	Good	Seek Approval
IPGSE	ONEPATH PERENNIAL GROWTH SHARE EF/SLCT	0.0%	Good	Seek Approval
IPGSN	ONEPATH OA PERENNIAL GROWTH SHARES NEF	0.0%	Good	Seek Approval
IPH	IPH LIMITED	50.0%	Good	Seek Approval
IPH2	IPH LIMITED	0.0%	Reserve	Seek Approval
IPHGP	INTECH HIGH GROWTH PLUS TRUST	75.0%	Good	Seek Approval
IPHHE	HUNTER HALL GLOBAL ETHICAL TRUST	70.0%	Good	Seek Approval
IPHR	IPOH LIMITED RIGHTS 6-DEC-00	0.0%	Reserve	Seek Approval
IPIAT	MORNINGSTAR AUST SHARES FUND - CLASS A	75.0%	Good	Seek Approval
IPIGT	MORNINGSTAR GROWTH REAL RETURN -CLASS A	75.0%	Good	Seek Approval
IPIHG	INTECH HIGH GROWTH PLUS TRUST	75.0%	Good	Seek Approval
IPIHZ	INTECH HIGH GROWTH PLUS TRUST DL	75.0%	Good	Seek Approval
IPIMI	INVESTORS MUTUAL INDUSTRIAL SHARE FUND	75.0%	Good	Seek Approval
IPISE	ING OA IP-PERPETUAL INTL SHR EF	75.0%	Good	Seek Approval
IPIWM	ONEPATH WHOLESALE MANAGED GROWTH	75.0%	Good	Seek Approval
IPL	INCITEC PIVOT LIMITED	65.0%	Good	Seek Approval
IPL1	INCITEC PIVOT LIMITED	0.0%	Good	Seek Approval
IPLAE	LAZARD AUSTRALIAN EQUITY FUND(I CLASS)	75.0%	Good	Seek Approval
IPLE7	IPLE78 $4.00 CALL OPTION EXP 27-OCT-2011	60.0%	Reserve	Seek Approval
IPLFM	IPLFM9 $3.30 CALL OPTION EXP 21-FEB-2013	60.0%	Good	Seek Approval
IPLY7	IPLY77 $4.25 CALL OPTION EXP 29-SEP-2011	60.0%	Reserve	Seek Approval
IPLYA	IPLYA7 $3.40 CALL OPTION EXP 27-OCT-2011	60.0%	Good	Seek Approval
IPLZQ	IPLZQ7 $4.75 CALL OPTION EXP 26-MAY-2011	60.0%	Reserve	Seek Approval
IPMGE	MFS GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
IPMII	MACQ INTERN'L INFRASTRCT SEC FND	65.0%	Good	Seek Approval
IPMU	INTERNATIONAL PRECIOUS METALS	0.0%	Reserve	Seek Approval
IPN	INDEPENDENT PRACTITIONER NETWORK LTD	0.0%	Good	Seek Approval
IPO	INTERNATIONAL PETROLEUM LIMITED	0.0%	Good	Seek Approval
IPOIB	IOOF OIS ABSOLUTE RETURN	0.0%	Good	Seek Approval
IPOWA	WAVESTONE WS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
IPPAF	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
IPPAL	PERENNIAL AUST LISTED PROP SECUR TRUST	0.0%	Good	Seek Approval
IPPCA	PM CAPITAL GLOBAL COMPANIES FUND	60.0%	Good	Seek Approval
IPPCF	PREMIUM CHINA FUND	0.0%	Good	Seek Approval
IPPFI	APN PROPERTY FOR INCOME FUND	60.0%	Good	Seek Approval
IPPGF	PIMCO GLOBAL CREDIT FUND	75.0%	Good	Seek Approval
IPPLF	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
IPPPF	IRONBARK PALADIN PROPERTY SECURITIES FND	70.0%	Good	Seek Approval
IPPWB	PERPETUAL WHOLESALE BALANCED GROWTH FUND	75.0%	Good	Seek Approval
IPPWI	PERPETUAL WHOLESALE INDUSTRIAL FUND	75.0%	Good	Seek Approval
IPR	IPERNICA LIMITED	0.0%	Good	Seek Approval
IPSAE	SCHRODER AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
IPSAF	SCHRODER AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
IPSAP	SCHRODER ASIA PACIFIC FUND	65.0%	Good	Seek Approval
IPSAZ	SCHRODER ASIA PACIFIC FUND	0.0%	Good	Seek Approval
IPSBF	SCHRODER BALANCED FUND	75.0%	Good	Seek Approval
IPSLZ	SGH LASALLE GLOBAL LISTED PROPERTY DL	65.0%	Good	Seek Approval
IPSO	INCOMEPLUS LIMITED - OPT EXP 30/06/06	0.0%	Good	Seek Approval
IPT	IMPACT MINERALS LIMITED	0.0%	Good	Seek Approval
IPTOB	IMPACT MINERALS LTD OPT EXP 26/5/2024	0.0%	Reserve	Seek Approval
IPUAS	UBS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
IPUCF	UBS CASH FUND	85.0%	Good	Seek Approval
IPUDZ	UBS INCOME SOLUTION FUND	55.0%	Good	Seek Approval
IPVSC	PERENNIAL VALUE SMALLER COMPANIES TRUST	65.0%	Good	Seek Approval
IPWCS	PERENNIAL CASH ENHANCED WHOLESALE TRUST	75.0%	Good	Seek Approval
IPWFI	HENDERSON AUSTRALIAN FIXED INTEREST FUND	70.0%	Good	Seek Approval
IPWGP	RESOLUTION CAPITAL GLB PRP SEC HEDGED II	65.0%	Good	Seek Approval
IPWSG	WALTER SCOTT GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
IPWVS	IOOF PERENNIAL WS VALUE SHARE TRUST	75.0%	Good	Seek Approval
IPX	IPERIONIX LIMITED	0.0%	Good	Seek Approval
IPXZZ	INTRAPOWER LIMITED BROKER FIRM OFFER	0.0%	Good	Seek Approval
IPYCA	INDUSTRIAL PROPERTY TRUST PARTLY PAID	0.0%	Good	Seek Approval
IPYN	INDUSTRIAL PROPERTY	0.0%	Reserve	Seek Approval
IPYRB	IPY RIGHTS APPLICATIONS CLOSE 10/12/98	0.0%	Reserve	Seek Approval
IR1	IRIS METALS LIMITED	0.0%	Good	Seek Approval
IRABI	AMS BALANCED INVESTMENT FUND	0.0%	Good	Seek Approval
IRCR	INTERMIN RESOURCES LIMITED RIGHTS - APPL	0.0%	Reserve	Seek Approval
IRD	IRON ROAD LIMITED	0.0%	Good	Seek Approval
IRDO	IRON ROAD LIMITED OPTION EXP 30-SEP-2010	0.0%	Good	Seek Approval
IRE	IRESS LIMITED	60.0%	Good	Seek Approval
IRH	INTERNATIONAL RESOURCE HOLDINGS LIMITED	0.0%	Reserve	Seek Approval
IRI	INTEGRATED RESEARCH LIMITED	0.0%	Good	Seek Approval
IRI1	INTEGRATED RESEARCH LIMITED	0.0%	Good	Seek Approval
IRIVE	ING OA IP-RARE INFRAS VAL EF/SLCT	70.0%	Good	Seek Approval
IRIVN	ING OA IP-RARE INFRASTRUCTURE VAL NEF	70.0%	Good	Seek Approval
IRLO	INDIA RESOURCES - OPTION EXP 31-DEC-2009	0.0%	Reserve	Seek Approval
IRNO	INDOPHIL RESOURCES NL - OPT EXP 31/12/04	0.0%	Good	Seek Approval
IRNYY	PLACEMENT	0.0%	Good	Seek Approval
IRO	INTREPID MINING CORP NL 20 CENTS ORD F/P	0.0%	Good	Seek Approval
IRU1	ISHARES RUSSELL 2000	0.0%	Good	Seek Approval
IRX	INHALERX LIMITED	0.0%	Good	Seek Approval
IS3	I SYNERGY GROUP LIMITED	0.0%	Reserve	Seek Approval
ISAET	ING ONE ANSWER SCHRODERS AUST EQT TRUST	75.0%	Good	Seek Approval
ISAHT	IBBOTSON INTL SHARES ACTIVE HEDGED TR	0.0%	Good	Seek Approval
ISAUT	IBBOTSON INTL SHARES ACTIVE UNHEDGED TR	0.0%	Good	Seek Approval
ISBT	ING OA IP-SCHRODERS BALANCED TR	75.0%	Good	Seek Approval
ISBTN	ING OA IP-SCHRODERS BALANCED TR NEF	75.0%	Good	Seek Approval
ISCO	ISIS COMMUNICATIONS LTD - FPO	0.0%	Good	Seek Approval
ISE	ISEC LIMITED	0.0%	Good	Seek Approval
ISEC	ISHARES ENHANCED CASH ETF	75.0%	Good	Seek Approval
ISEDA	ISEC LIMITED ODINARY FULLY PAID	0.0%	Good	Seek Approval
ISF	ISOFT GROUP LIMITED	0.0%	Good	Seek Approval
ISF1	ISOFT GROUP LIMITED	0.0%	Good	Seek Approval
ISG1	ISHARES MSCI SINGAPORE	0.0%	Good	Seek Approval
ISL	INTELLIGENT SOLAR LIMITED	0.0%	Reserve	Seek Approval
ISLTN	ING OA IP-SELECT LEADERS TRUST NEF	75.0%	Good	Seek Approval
ISNR	ISONEA LIMITED RIGHTS - APPLICATIONS CLO	0.0%	Reserve	Seek Approval
ISO	ISHARES S&P/ASX SMALL ORDINARIES ETF IND	65.0%	Good	Seek Approval
ISP	ISP LIMITED	0.0%	Good	Seek Approval
ISPOA	OPTION EXPIRING 1/12/2002	0.0%	Good	Seek Approval
ISR	ISR GROUP LTD	0.0%	Reserve	Seek Approval
ISRGN	INTUITIVE SURGICAL INC	0.0%	Reserve	Seek Approval
ISSAB	AXA SUMMIT SELECT ALTERNATIVE BALANCED	0.0%	Good	Seek Approval
ISSO	OPTION EXPIRING 30-9-08	0.0%	Reserve	Seek Approval
ISYO	IPT SYSTEMS LIMITED - OPT EXP 30/6/04	0.0%	Reserve	Seek Approval
ITC	IMPRESS ENERGY LIMITED	0.0%	Good	Seek Approval
ITCTA	INTECH CASH TRUST - CLASS A	85.0%	Good	Seek Approval
ITCXX	IMPRESS ENERGY LIMITED - PLACEMENT	0.0%	Good	Seek Approval
ITE	I.T.& E LIMITED	0.0%	Good	Seek Approval
ITEI	ONEPATH TAX EFFECTIVE INCOME TRUST	75.0%	Good	Seek Approval
ITEIN	ING ONE ANSWER TAX EFFECTIVE INC TST-NEF	75.0%	Good	Seek Approval
ITEIT	ONEPATH TAX EFFECTIVE INCOME TRUST - WS	75.0%	Good	Seek Approval
ITFN	INTEGRATED TREE CROPPING LTD - NEW DEFF	0.0%	Good	Seek Approval
ITFR	INTEGRATED TREE CROPPING LTD RTS-6/9/05	0.0%	Reserve	Seek Approval
ITGE	ONE ANSWER T ROWE GLOBAL EQUITY EF/SLCT	75.0%	Good	Seek Approval
ITGED	ONEANSWER T ROWE GLOBAL EQIUTY DEF	75.0%	Good	Seek Approval
ITL	INTEGRATED MEDIA TECHNOLOGY LIMITED	0.0%	Good	Seek Approval
ITM	ITECH MINERALS LTD	0.0%	Good	Seek Approval
ITO	INTOLL GROUP	0.0%	Good	Seek Approval
ITP	IT CAPITAL LIMITED	0.0%	Good	Seek Approval
ITPGN	ING INV T ROWE PRICE GLOBAL EQ NE	75.0%	Good	Seek Approval
ITPO	IT CAPITAL LTD OPTION EXP. 27/10/2000	0.0%	Good	Seek Approval
ITS	INTERSTAFF RECRUITMENT LIMITED	0.0%	Good	Seek Approval
ITSZZ	INTERSTAFF RECRUITMENT LIMITED	0.0%	Good	Seek Approval
ITX	ITX GROUP LIMITED	0.0%	Good	Seek Approval
IUDFI	ING OA IP-UBS DIV FIXED INC TR	75.0%	Good	Seek Approval
IUDT	ING OA IP-UBS DEFENSIVE TRUST	75.0%	Good	Seek Approval
IUDTN	ING OP IP-UBS DEFENSIVE TRUST NEF	75.0%	Good	Seek Approval
IUL	IMAGINE UN LIMITED	0.0%	Reserve	Seek Approval
IVAZZ	IVANHOE AUSTRALIA LIMITED	0.0%	Good	Seek Approval
IVC2	INVOCARE LIMITED	0.0%	Good	Seek Approval
IVCIE	ONEPATH OA INV-VANGUARD CONSERVATIVE IND	75.0%	Good	Seek Approval
IVE	ISHARES MSCI EAFE ETF	75.0%	Good	Seek Approval
IVE1	ISHARES MSCI EAFE ETF	0.0%	Good	Seek Approval
IVE2	ISHARES MSCI EAFE ETF	0.0%	Good	Seek Approval
IVG	INVICTUS GOLD LIMITED	0.0%	Good	Seek Approval
IVGIE	ONEANSWER VANGUARD G INDEX EF/SLCT	75.0%	Good	Seek Approval
IVGOA	NVICTUS GOLD LIMITED OPTION EXP 30-11-15	0.0%	Good	Seek Approval
IVHGI	ONEANSWER VANGUARD HG INDEX DEF	75.0%	Good	Seek Approval
IVHIS	ONEANSWER VANGUARD HG IDEF/SLCT	75.0%	Good	Seek Approval
IVIDN	ING OS IP-VANGUARD IDX DIVERS BD NEF	75.0%	Good	Seek Approval
IVIES	ONE ANSWER VAN CONS INDEX EF SELECT	75.0%	Good	Seek Approval
IVK	INVESTIKA LIMITED	0.0%	Good	Seek Approval
IVL	INNOVANCE LIMITED (NSX LISTED)	0.0%	Reserve	Seek Approval
IVLD	ING OA IP-VANGUARD IDX DIV BD EF/SLCT	75.0%	Good	Seek Approval
IVN	IVANHOE MINES LIMITED	0.0%	Good	Seek Approval
IVR	INVESTIGATOR RESOURCES LTD	0.0%	Good	Seek Approval
IVRO	INVESTIGATOR RESOURCES OPTION EXP 8/3/25	0.0%	Good	Seek Approval
IVSCT	PERENNIAL VALUE SMALLER COMPANIES TRUST	65.0%	Good	Seek Approval
IVT	INVENTIS LIMITED	0.0%	Good	Seek Approval
IVV	ISHARES S&P 500 ETF	75.0%	Good	Seek Approval
IVVDA	ISHARES $&P 500 DEFERRED EXCHANGE TRADED	0.0%	Good	Seek Approval
IVVI2	ISHARES CORE S&P 500 - NYSEARCA	0.0%	Good	Seek Approval
IVX	INVION LIMITED	0.0%	Good	Seek Approval
IVZ	INVICTUS ENERGY LTD	0.0%	Good	Seek Approval
IVZOA	INVICTUS ENERGY LTD OPTION EXP 7/6/2026	0.0%	Good	Seek Approval
IVZS2	INVESCO LTD	0.0%	Good	Seek Approval
IVZU1	INVESCO LTD	0.0%	Good	Seek Approval
IVZUS	INVESCO LTD	0.0%	Good	Seek Approval
IWAS	ONEPATH WHOLESALE AUSTRALIAN SHARE TRUST	70.0%	Good	Seek Approval
IWASC	INVESCO W/S AUST SMALLER CO'S FUND	65.0%	Good	Seek Approval
IWASF	INVESCO W/S AUST SHARE FUND	75.0%	Good	Seek Approval
IWBT	PERENNIAL BALANCED WHOLESALE	0.0%	Good	Seek Approval
IWCS	ING WHOLESALE INVESTMENT CAPITAL STABLE	0.0%	Good	Seek Approval
IWCST	IOOF/PERENNIAL W/S CAPITAL STABLE TRUST	0.0%	Good	Seek Approval
IWDFI	ONEPATH WS DIVERSIFIED FIXED INTEREST	75.0%	Good	Seek Approval
IWDHY	ING W/S DIVERSIFIED HIGH YIELD TRUST	0.0%	Good	Seek Approval
IWDN	ISHARES RUSSELL 1000 VALUE ETF	0.0%	Good	Seek Approval
IWEC	ONEPATH WS EMERGING COMPANIES TRUST	65.0%	Good	Seek Approval
IWFLF	INVESTORS MUTUAL FUTURE LEADERS FUND (W)	70.0%	Good	Seek Approval
IWGPI	UBS CLARION GLOBAL PROPERTY SEC FUND	60.0%	Good	Seek Approval
IWI1	INTERNATIONAL WINE INVESTMENT FUND	0.0%	Good	Seek Approval
IWIET	ANTIPODES GLOBAL FUND	70.0%	Good	Seek Approval
IWIGF	INVESCO WS GLOBAL MATRIX FND HEDGED	70.0%	Good	Seek Approval
IWJET	INVESCO W/S JAPANESE EQUITY TRUST	0.0%	Good	Seek Approval
IWL1	IWL LIMITED	0.0%	Good	Seek Approval
IWLD	ISHARES CORE MSCI WORLD ALL CAP ETF	75.0%	Good	Seek Approval
IWMG	ING WHOLESALE INVESTMENT MANAGED GROWTH	0.0%	Reserve	Seek Approval
IWMGF	ONEPATH WHOLESALE MANAGED GROWTH	75.0%	Good	Seek Approval
IWMN	ISHARES RUSSELL 2000 ETF	0.0%	Good	Seek Approval
IWPGF	INVESCO W/S PROTECTED GROWTH FUND	0.0%	Good	Seek Approval
IWPV	PERENNIAL W/S VALUE SHARES TRUST	75.0%	Good	Seek Approval
IWPV1	PERENNIAL W/S VALUE SHARES TRUST	0.0%	Good	Seek Approval
IWPV2	PERENNIAL W/S VALUE SHARES TRUST	0.0%	Good	Seek Approval
IWSCF	INVESCO WS AUST SMALLER COMPANIES FND	65.0%	Good	Seek Approval
IWSCS	ONEPATH WHOLESALE CAPITAL STABLE TRUST	75.0%	Good	Seek Approval
IWSIA	ING WS SUSTAINABLE INV AUST SHR	75.0%	Good	Seek Approval
IXC	INVEX THERAPEUTICS LTD	0.0%	Good	Seek Approval
IXI	ISHARES GLOBAL CONSUMER STAPLES ETF	65.0%	Good	Seek Approval
IXJ	ISHARES GLOBAL HEALTHCARE ETF	75.0%	Good	Seek Approval
IXJN	ISHARES TRUST GLOBAL HEALTHCARE ETF	0.0%	Good	Seek Approval
IXL	IXLA LIMITED	0.0%	Good	Seek Approval
IXLO	IXLA: OPTION EXPIRING 31 MAR 2000	0.0%	Good	Seek Approval
IXR	IONIC RARE EARTHS LIMITED	0.0%	Reserve	Seek Approval
IXU	IXUP LIMITED	0.0%	Good	Seek Approval
IYEN	ISHARES TRUST U.S. ENERGY ETF	0.0%	Good	Seek Approval
IYLD	ISHARES YIELD PLUS ETF	0.0%	Good	Seek Approval
IYS1	IYS INSTALMENT RECEIPT LIMITED	0.0%	Good	Seek Approval
IZZ	ISHARES FTSE CHINA LARGE-CAP ETF	55.0%	Good	Seek Approval
IZZ1	ISHARES FTSE/XINHUA CHINA 25	0.0%	Good	Seek Approval
IZZ5	ISHARES CHINA LARGE-CAP ETF CITIWARRANTS	0.0%	Good	Seek Approval
IZZJC	ISHARES CHINA LARGE-CAP CITIWARRANTS	0.0%	Good	Seek Approval
JAEKF	JB WERE ASIAN EQUITIES KEYSTONE FUND	0.0%	Good	Seek Approval
JAK	JACKSON MINERALS LIMITED	0.0%	Reserve	Seek Approval
JAKO	JACKSON GOLD LIMITED - OPT EXP 31/01/05	0.0%	Reserve	Seek Approval
JAL	JAMESON RESOURCES LIMITED	0.0%	Good	Seek Approval
JAMO	JAM DEVELOP. CAPITAL - OPT EXP 1/12/05	0.0%	Good	Seek Approval
JAN	JANISON EDUCATION GROUP LIMITED	0.0%	Good	Seek Approval
JASLT	JANA AUST SHARE LONG SHORT TST	0.0%	Good	Seek Approval
JAT	JATOIL LIMITED	0.0%	Good	Seek Approval
JATO	JATCORP LIMITED OPTION	0.0%	Reserve	Seek Approval
JAV	JAVELIN MINERALS LIMITED	0.0%	Reserve	Seek Approval
JAY	JAYRIDE GROUP LIMITED	0.0%	Good	Seek Approval
JBAEQ	GOLDMAN SACHS AUSTRALIAN EQUITIES WS FND	75.0%	Good	Seek Approval
JBAEW	GOLDMAN SACHS AUSTRALIAN EQUITIES WS FND	75.0%	Good	Seek Approval
JBAEZ	JBWERE ASIAN EQ KEYSTONE FD SERIES 1	0.0%	Good	Seek Approval
JBBEZ	JBWERE BRIC EQUITIES KEYSTONE FUND DL	0.0%	Good	Seek Approval
JBCMH	JB WERE COMMODITY HINDSIGHT KEYSTONE FND	0.0%	Good	Seek Approval
JBEEZ	JBWERE EUROPEAN EQUITIES KEYSTONE FND DL	0.0%	Good	Seek Approval
JBEK	GOLDMAN SACHS JBWERE BRIC EQT KEYSTONE	0.0%	Good	Seek Approval
JBELR	YARRA EMERGING LEADERS FUND (DIRECT)	65.0%	Good	Seek Approval
JBELW	YARRA EMERGING LEADERS FUND	65.0%	Good	Seek Approval
JBFFF	JB WERE FOOD, FEED, FUEL II FUND	0.0%	Good	Seek Approval
JBG	JUBILEE MINES NL	0.0%	Good	Seek Approval
JBGEH	JB WERE GLOBAL EQUITY HINDSIGHT KEYSTONE	0.0%	Good	Seek Approval
JBGSC	JB WERE GLOBAL SMALL COMPANIES FUND	0.0%	Good	Seek Approval
JBGSW	YARRA GLOBAL SMALL COMPANIES FUND	65.0%	Good	Seek Approval
JBH	JB HI-FI LIMITED	65.0%	Good	Seek Approval
JBH2	JB HI-FI LIMITED	0.0%	Good	Seek Approval
JBIT8	YARRA EMERGING LEADERS FUND	65.0%	Good	Seek Approval
JBM1	JUBILEE MINES NL	0.0%	Good	Seek Approval
JBM3Y	JBM - $15.00 PUT OPT EXP 25/10/07	0.0%	Good	Seek Approval
JBSKF	JB WERE SUSTAINABILITY KEYSTONE FUND	0.0%	Good	Seek Approval
JBWCT	JBWERE CASH TRUST	0.0%	Good	Seek Approval
JBWEI	JB WERE ENHANCED INCOME FUND	0.0%	Good	Seek Approval
JBWEL	YARRA EMERGING LEADERS FUND (DIRECT)	65.0%	Good	Seek Approval
JBWJF	JBWERE JAPAN FUND	0.0%	Good	Seek Approval
JBWLT	YARRA LEADERS FUND	75.0%	Good	Seek Approval
JBWWI	GOLDMAN SACHS INCOME PLUS WHOLESALE FUND	75.0%	Good	Seek Approval
JBY	JAMES BAY MINERALS LIMITED	0.0%	Good	Seek Approval
JCMGA	JB WERE - 8.75% NAB EXCH NOTE 31/12/03	0.0%	Good	Seek Approval
JCMGB	JB WERE - 7.75% FBG UNSEC NT MAT 31/3/02	0.0%	Good	Seek Approval
JCS	JCURVE SOLUTIONS LTD	0.0%	Good	Seek Approval
JDO	JUDO CAPITAL HOLDINGS LTD	0.0%	Good	Seek Approval
JDOPA	JUDO CAPITAL NOTES 16/11/2031	0.0%	Good	Seek Approval
JDV	JDV LIMITED	0.0%	Good	Seek Approval
JEEKF	JB WERE EUROPEAN EQUITIES KEYSTONE FUD	0.0%	Good	Seek Approval
JEML1	GOLDMAN SACHS EMERGING LEADERS WS FUND	0.0%	Good	Seek Approval
JEPI	JP MORGAN EQ PREM INCOME ACTIVE ETF	0.0%	Good	Seek Approval
JET7	JETSET TRAVELWORLD LTD	0.0%	Good	Seek Approval
JFC	JARDINE FLEMING CHINA	0.0%	Reserve	Seek Approval
JFM1	JF MERIDIAN TRUST	0.0%	Good	Seek Approval
JFM2	JF MERIDIAN TRUST	0.0%	Good	Seek Approval
JFMR	JF MERIDIAN - RIGHTS APP CLSE 26/02/04	0.0%	Reserve	Seek Approval
JFMYY	JF MERIDIAN TRUST - SHORT PLACEMENT	0.0%	Good	Seek Approval
JGH	JADE GAS HOLDINGS LIMITED	0.0%	Good	Seek Approval
JGL	JACKGREEN LIMITED	0.0%	Good	Seek Approval
JGL1	JACKGREEN LIMITED	0.0%	Good	Seek Approval
JGSC	JB WERE GLOBAL SMALL COMPANIES FUND	0.0%	Good	Seek Approval
JGSC8	JB WERE GLOBAL SMALL COMPANIES FUND	0.0%	Good	Seek Approval
JGSCF	GSJBWERE FOOD, FEED, FUEL 11 KEYSTON	0.0%	Good	Seek Approval
JHC1	JAPARA HEALTHCARE LIMITED	0.0%	Good	Seek Approval
JHC2	JAPARA HEALTHCARE LIMITED	0.0%	Good	Seek Approval
JHX	JAMES HARDIE INDUSTRIES PLC	65.0%	Good	Seek Approval
JHXKA	RBS PLC 7.9705 JHX MINI LONG	0.0%	Good	Seek Approval
JIGAB	ING OA IP VNGRD INTL SHRS INDX - NE	75.0%	Good	Seek Approval
JIN	JUMBO INTERACTIVE LIMITED	40.0%	Good	Seek Approval
JINGO	AUSTRALIAN ETHICAL INTERNATIONAL EQ TR	75.0%	Good	Seek Approval
JJS1	JUST JEANS HOLDINGS LTD	0.0%	Good	Seek Approval
JLAO	JULIA MINES OPTIONS 30/04/01	0.0%	Reserve	Seek Approval
JLAR	JULIA MINES RIGHTS 11-04-00	0.0%	Good	Seek Approval
JLG	JOHNS LYNG GROUP LIMITED	40.0%	Good	Seek Approval
JLG2	JOHNS LYNG GROUP LIMITED	0.0%	Good	Seek Approval
JLL	JINDALEE LITHIUM LIMITED	0.0%	Good	Seek Approval
JM	JM ASSET MANAGEMENT	0.0%	Good	Seek Approval
JMAT	JOHNSON MATTHEY PLC	0.0%	Good	Seek Approval
JML	JABIRU METALS LIMITED	0.0%	Good	Seek Approval
JMS	JUPITER MINES LIMITED.	0.0%	Good	Seek Approval
JMSO	JUPITER MINES LIMITED OPT EXP 31/01/07	0.0%	Good	Seek Approval
JMSXX	PLACEMENT	0.0%	Good	Seek Approval
JNA	JNA TELECOMMUNICATIONS LIMITED	0.0%	Good	Seek Approval
JNDQ	BETASHARES NASDAQ NEXT GEN 100 ETF	0.0%	Good	Seek Approval
JNJN	JOHNSON & JOHNSON	0.0%	Good	Seek Approval
JNO	JUNO MINERALS LIMITED	0.0%	Good	Seek Approval
JPAEF	JB WERE PREMIER AUSTRALIAN EQUITIES FD	70.0%	Good	Seek Approval
JPEQ	JPM US100Q EQ PREM INC ACTIVE	0.0%	Good	Seek Approval
JPMN	JPMORGAN CHASE & CO	0.0%	Good	Seek Approval
JPMU1	JP MORGAN CHASE & CO	0.0%	Good	Seek Approval
JPR	JUPITER ENERGY LTD	0.0%	Reserve	Seek Approval
JPRO	JUPITER ENERGY LTD OPTION EXP 31/10/06	0.0%	Reserve	Seek Approval
JRL	JINDALEE RESOURCES LIMITED	0.0%	Good	Seek Approval
JRR	JULIA ROSS RECRUITMENT LIMITED	0.0%	Good	Seek Approval
JRV	JERVOIS MINING LIMITED	0.0%	Reserve	Seek Approval
JRVOC	JERVOIS MINING NL - OPT EXP 28/2/02	0.0%	Reserve	Seek Approval
JST	JUST GROUP LIMITED	0.0%	Good	Seek Approval
JTL	JAYTEX TECHNOLOGY LIMITED	0.0%	Reserve	Seek Approval
JUI1	JF US INDUSTRIAL TRUST	0.0%	Good	Seek Approval
JUIZZ	JF US INDUSTRIAL TRUST - BKR FIRM	0.0%	Good	Seek Approval
JUM1	JUMBO CORPORATION LIMITED	0.0%	Good	Seek Approval
JUPXX	JUPITERS LIMITED - BROKER FIRM ALLOC	0.0%	Good	Seek Approval
JUPZZ	JUPITERS LIMITED RESET PREF SHARE OFFER	0.0%	Good	Seek Approval
JUT	JUTT HOLDINGS LIMITED	0.0%	Reserve	Seek Approval
JVGO	JV GLOBAL LTD - OPT EXP 15/10/08	0.0%	Reserve	Seek Approval
JWEIF	GOLDMAN SACHS ENHANCED INCOME WS FUND	75.0%	Good	Seek Approval
JWGSC	YARRA GLOBAL SMALL COMPANIES FUND	65.0%	Good	Seek Approval
JWIF1	GOLDMAN SACHS INCOME PLUS WHOLESALE FUND	0.0%	Good	Seek Approval
JWLT	YARRA LEADERS FUND	75.0%	Good	Seek Approval
JXTYY	JAXSTA LTD PLACEMENT	0.0%	Good	Seek Approval
JYC	JOYCE CORPORATION LIMITED	0.0%	Good	Seek Approval
JZRO	JANUS HDRSN ZR TRANS RES ACTIVE ETF	0.0%	Good	Seek Approval
K2F	K2FLY LIMITED	0.0%	Good	Seek Approval
K2IOF	K2 INTERNATIONAL OPPORTUNITIES FUND	0.0%	Good	Seek Approval
KAARF	K2 ASIAN ABSOLUTE RETURN FUND	0.0%	Good	Seek Approval
KAI	KAIROS MINERALS LIMITED	0.0%	Good	Seek Approval
KAL	KALGOORLIE GOLD MINING LIMITED	0.0%	Good	Seek Approval
KALO	KALGOORLIE - BOULDER RESOURCES	0.0%	Good	Seek Approval
KAM	K2 ASSET MANAGEMENT HOLDINGS LTD	0.0%	Reserve	Seek Approval
KAM07	K2 INTERNATIONAL OPPORTUNITIES FUND	0.0%	Good	Seek Approval
KAR	KAROON ENERGY LTD	0.0%	Good	Seek Approval
KARKM	KAROON GAS AUSTRALIA LIMITED RBS PLC 4.1	0.0%	Good	Seek Approval
KARO	KAROON GAS AUS LTD OPTION EXP 30/06/06	0.0%	Good	Seek Approval
KASA1	K2 ASIAN ABSOLUTE RETURN FUND	0.0%	Good	Seek Approval
KAT	KATANA CAPITAL LIMITED	0.0%	Good	Seek Approval
KATO	KATANA CAPITAL LIMITED	0.0%	Reserve	Seek Approval
KATZZ	KATANA CAPITAL LIMITED	0.0%	Good	Seek Approval
KAU	KAISER REEF LIMITED	0.0%	Good	Seek Approval
KAUAR	K2 AUSTRALIAN ABSOLUTE RETURN FD	0.0%	Reserve	Seek Approval
KAZ1	KAZ GROUP LIMITED	0.0%	Good	Seek Approval
KBC	KEYBRIDGE CAPITAL LTD ORD FULLY PAID	0.0%	Reserve	Seek Approval
KBC1	KEYBRIDGE CAPITAL LTD ORD FULLY PAID	0.0%	Reserve	Seek Approval
KBG	KOLBACK GROUP LIMITED	0.0%	Good	Seek Approval
KBO	KIMBERLEY OIL NL	0.0%	Good	Seek Approval
KCC	KINCORA COPPER LIMITED	0.0%	Good	Seek Approval
KCN	KINGSGATE CONSOLIDATED LIMITED	0.0%	Good	Seek Approval
KCNK	CITIWARRANTS 3.2207 KCN MINI LONG CITITW	0.0%	Good	Seek Approval
KCNO	OPTION EXPIRING 31/3/00	0.0%	Good	Seek Approval
KCNRA	KINGSGATE CONS NL - RIGHTS CL 16/10/01	0.0%	Good	Seek Approval
KDC	KIMBERLEY DIAMOND	0.0%	Reserve	Seek Approval
KDS	KIDS CAMPUS LIMITED	0.0%	Good	Seek Approval
KDY	KADDY LIMITED	0.0%	Good	Seek Approval
KED	KEYPATH EDUCATION INTERNATIONAL INC	0.0%	Good	Seek Approval
KELO	KING EQUIPMENT LTD OPT EXP 30/06/09	0.0%	Reserve	Seek Approval
KEY	KEY PETROLEUM LIMITED	0.0%	Reserve	Seek Approval
KEYO	KEY PETROLEUM LIMITED 30/11/11	0.0%	Reserve	Seek Approval
KFM	KINGFISHER MINING LTD	0.0%	Good	Seek Approval
KFMO	KINGFISHER MINING LTD OPT EXP 30/05/2025	0.0%	Good	Seek Approval
KGD	KULA GOLD LIMITED	0.0%	Reserve	Seek Approval
KGDZZ	KULA GOLD LIMITED BROKER FIRM OFFER	0.0%	Good	Seek Approval
KGL	KGL RESOURCES LIMITED	0.0%	Good	Seek Approval
KGLDA	ORDINARY FULLY PAID DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
KGN	KOGAN. COM LTD	45.0%	Good	Seek Approval
KGNXX	KOGAN. COM LTD IPO	0.0%	Good	Seek Approval
KGR	KALGOORLIE RESOURCES	0.0%	Reserve	Seek Approval
KGXD	KION GROUP AG	0.0%	Good	Seek Approval
KHF	KH FOODS LIMITED	0.0%	Reserve	Seek Approval
KIC	KING ISLAND COMPANY LIMITED (THE)	0.0%	Good	Seek Approval
KID	KIDZ.NET	0.0%	Good	Seek Approval
KIKRA	RIGHTS - APPLICATIONS CLOSE 11-MAR-2011	0.0%	Reserve	Seek Approval
KIM	KIMBERLEY DIAMOND COMPANY NL.	0.0%	Reserve	Seek Approval
KIM1	KIMBERLEY DIAMOND COMPANY NL	0.0%	Good	Seek Approval
KIMCA	KIMBERLEY DIAMOND CO NL - PARTLY PAID	0.0%	Good	Seek Approval
KIMCD	KIMBERLEY DIAMOND CO NL PART PAID 17.5C	0.0%	Good	Seek Approval
KIMOA	KIMBERLEY DIAM CO NL - OPT EXP 28/04/06	0.0%	Good	Seek Approval
KIMXE	KIMBERLY DIAMOND CO NL BONUS ISSUE DEF	0.0%	Good	Seek Approval
KIN	KIN MINING NL	0.0%	Good	Seek Approval
KIRO	KINGSTREAM OPTIONS NOV 98	0.0%	Good	Seek Approval
KIROA	KINGSTREAM OPTION EXPIRING 30-JUL-2002	0.0%	Good	Seek Approval
KIW	KIWI GOLD LIMITED	0.0%	Reserve	Seek Approval
KKC	KKR CREDIT INCOME FUND	0.0%	Good	Seek Approval
KKCZZ	KKR CREDIT INCOME FUND IPO	0.0%	Good	Seek Approval
KKO	KINETIKO ENERGY LTD	0.0%	Reserve	Seek Approval
KLAC	KLA CORPORATION	0.0%	Good	Seek Approval
KLI	KILLI RESOURCES LIMITED	0.0%	Good	Seek Approval
KLL	KALIUM LAKES LIMITED	0.0%	Good	Seek Approval
KLMOA	KLM GROUP LTD - OPT EXP 31/05/05	0.0%	Reserve	Seek Approval
KLR	KAILI RESOURCES LIMITED	0.0%	Good	Seek Approval
KLS	KELSIAN GROUP LIMITED	50.0%	Good	Seek Approval
KLZ	KLZ LIMITED	0.0%	Reserve	Seek Approval
KM1	KALI METALS LIMITED	0.0%	Good	Seek Approval
KMD	KATHMANDU HOLDINGS LTD	40.0%	Good	Seek Approval
KME	KIT MCGRATH EDUCATION SERVICES LIMITED	0.0%	Good	Seek Approval
KML	KANGAROO METALS LIMITED	0.0%	Reserve	Seek Approval
KMLO	KANGAROO METALS OPTIONS EXP19-8-09	0.0%	Reserve	Seek Approval
KMN	KINGS MINERALS NL	0.0%	Good	Seek Approval
KMXNY	CARMAX INC	0.0%	Good	Seek Approval
KNB	KOONENBERRY GOLD LIMITED	0.0%	Good	Seek Approval
KNG	KINGSLAND MINERALS LTD	0.0%	Good	Seek Approval
KNI	KUNIKO LIMITED	0.0%	Good	Seek Approval
KNM	KNEOMEDIA LIMITED	0.0%	Reserve	Seek Approval
KNO	KNOSYS LIMITED	0.0%	Good	Seek Approval
KNSL	KINSALE CAPITAL GROUP INC	0.0%	Good	Seek Approval
KO.NY	COCA-COLA CO	0.0%	Good	Seek Approval
KOB	KOBA RESOURCES LIMITED	0.0%	Good	Seek Approval
KOG	KILGORE OIL & GAS LIMITED	0.0%	Reserve	Seek Approval
KOGR	KILGORE OIL & GAS LIMITED	0.0%	Reserve	Seek Approval
KOR	KORAB RESOURCES LIMITED	0.0%	Reserve	Seek Approval
KOV	KORVEST LIMITED	0.0%	Good	Seek Approval
KP2	KORE POTASH PLC	0.0%	Good	Seek Approval
KPG	KELLY PARTNERS GROUP HOLDINGS LIMITED	0.0%	Good	Seek Approval
KPGZZ	KELLY PARTNERS GROUP HOLDINGS IPO	0.0%	Good	Seek Approval
KPLO	KINA PETROLEUM LIMITED OPTION EXPIRING 3	0.0%	Good	Seek Approval
KPO	KALINA POWER LIMITED	0.0%	Reserve	Seek Approval
KRB	KRUCIBLE METALS LIMITED	0.0%	Good	Seek Approval
KRBO	KRUCIBLE METALS LTD OPTION EXP 23/1/16	0.0%	Good	Seek Approval
KRE	KIMBERLEY RARE EARTHS LIMITED	0.0%	Reserve	Seek Approval
KRL1	KANGAROO RESOURCES LIMITED	0.0%	Good	Seek Approval
KRM	KINGSROSE MINING LIMITED	0.0%	Good	Seek Approval
KRR	KING RIVER RESOURCES LIMITED	0.0%	Good	Seek Approval
KRSDA	KRESTA HOLDINGS DEF SMENT	0.0%	Good	Seek Approval
KRSDB	KRESTA HOLDING CONV NOTE DEF SETTLEMENT	0.0%	Reserve	Seek Approval
KRSG	KRESTA HOLDINGS LTD - 10% CONVERT NOTE	0.0%	Reserve	Seek Approval
KRZ	KALREZ ENERGY LIMITED	0.0%	Reserve	Seek Approval
KSC	K & S CORPORATION LIMITED	0.0%	Good	Seek Approval
KSC1	K & S CORPORATION LIMITED	0.0%	Good	Seek Approval
KSC2	K & S CORPORATION LIMITED	0.0%	Good	Seek Approval
KSC7	K & S CORPORATION LIMITED	0.0%	Good	Seek Approval
KSIAR	K2 SELECT INTERNATIONAL ABSOLUTE RETURN	0.0%	Reserve	Seek Approval
KSL	KINA SECURITIES LIMITED	40.0%	Good	Seek Approval
KSM	K2 AUSTRALIAN SMALL CAP FUND HEDGE FUND	0.0%	Good	Seek Approval
KSN	KINGSTON RESOURCES LIMITED	0.0%	Good	Seek Approval
KSP	KUSP LTD ORD F/PD	0.0%	Reserve	Seek Approval
KSX	KARMELSONIX LTD	0.0%	Good	Seek Approval
KTA	KRAKATOA RESOURCES LIMITED	0.0%	Good	Seek Approval
KTG	K-TIG LIMITED	0.0%	Good	Seek Approval
KTO	K2 ENERGY LTD ORD FULLY PAID	0.0%	Good	Seek Approval
KTOO	OPTION EXPIRING 30-9-09	0.0%	Good	Seek Approval
KUG	KURNALPI GOLD NL	0.0%	Good	Seek Approval
KUP	PETER KURTS PROPERTIES DELISTED 8/5/98	0.0%	Good	Seek Approval
KWARI	KAPSTREAM WHSL ABSOLUTE RETURN INCOME FD	60.0%	Good	Seek Approval
KYC	KEYCORP LIMITED	0.0%	Reserve	Seek Approval
KYC1	KEYCORP LIMITED	0.0%	Good	Seek Approval
KYD	ACCESS1 LIMITED - FORMALLY KILKENNY GOLD	0.0%	Good	Seek Approval
KYP	KINATICO LTD	0.0%	Good	Seek Approval
KZLG	9.75% REDEEM CN NOTES MATURING 09/05/07	0.0%	Good	Seek Approval
KZLXX	PLACEMENT	0.0%	Good	Seek Approval
KZR	KALAMAZOO RESOURCES LIMITED	0.0%	Good	Seek Approval
L1M	LIGHTNING MINERALS LTD	0.0%	Good	Seek Approval
L1MO	LIGHTNING MINERALS LTD OPTION	0.0%	Good	Seek Approval
LAC1	LANG CORPORATION LIMITED	0.0%	Good	Seek Approval
LACN	LANG CORPORATION ORD FULLY PAID DEFFERED	0.0%	Good	Seek Approval
LACO	LANG CORP LTD OPTION EXP 30-DEC-2004	0.0%	Good	Seek Approval
LACOA	LANG OPTIONS 30/DEC/2004	0.0%	Good	Seek Approval
LACR	LANG CORPORATION LIMITED RIGHTS	0.0%	Good	Seek Approval
LAF	LAFAYETTE MINING LIMITED	0.0%	Good	Seek Approval
LAGLI	LAZARD GLOBAL LISTED INFRASTRUCTURE FUND	70.0%	Good	Seek Approval
LAK	LAKE TECHNOLOGY LIMITED	0.0%	Good	Seek Approval
LASCB	LENNOX AUSTRALIAN SMALL COMPANIES FUND	0.0%	Good	Seek Approval
LAU	LINDSAY AUSTRALIA LIMITED	0.0%	Good	Seek Approval
LAW	LAWFINANCE LIMITED	0.0%	Good	Seek Approval
LAZ14	LAZARD GLOBAL LISTED INFRASTRUCTURE FUND	70.0%	Good	Seek Approval
LAZAE	LAZARD FRERES AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
LAZBT	LAZARD EMERGING MARKET TOTAL RETURN DEBT	0.0%	Good	Seek Approval
LAZEM	LAZARD EMERGING MARKETS EQUITY FUND	65.0%	Good	Seek Approval
LAZPM	LAZARD GLOBAL SMALL CAP FUND (WA)	65.0%	Good	Seek Approval
LBL	LASERBOND LIMITED	0.0%	Good	Seek Approval
LBLO	LASERBOND LIMITED	0.0%	Reserve	Seek Approval
LBT	LABTECH SYTEMS LTD	0.0%	Good	Seek Approval
LCD	LATITUDE CONSOLIDATED LIMITED	0.0%	Good	Seek Approval
LCE	LONDON CITY EQUITIES LIMITED	0.0%	Reserve	Seek Approval
LCL	LOS CERROS LIMITED	0.0%	Good	Seek Approval
LCL2	LIGHTING CORPORATION LIMITED	0.0%	Good	Seek Approval
LCLO		0.0%	Reserve	Seek Approval
LCMZZ	LOGICAMMS LTD BROKER FIRM OFFER	0.0%	Good	Seek Approval
LCP	LOFTUS CAPITAL PARTNERS LIMITED	0.0%	Good	Seek Approval
LCPR	LOFTUS CAPITAL - RIGHTS APP CLSE 23/4/04	0.0%	Reserve	Seek Approval
LCY	LEGACY IRON ORE LIMITED	0.0%	Good	Seek Approval
LCYOB	OPTION EXPIRING 31-DEC-2012	0.0%	Reserve	Seek Approval
LDN	LINDEN & CONWAY LIMITED	0.0%	Good	Seek Approval
LDOS	LEIDOS HOLDINGS INC	0.0%	Good	Seek Approval
LDR	LODE RESOURCES LTD	0.0%	Good	Seek Approval
LDW	LUDOWICI LIMITED	0.0%	Good	Seek Approval
LDW1	LUDOWICI LIMITED	0.0%	Good	Seek Approval
LDWYY	PLACEMENT	0.0%	Good	Seek Approval
LDX	LUMOS DIAGNOSTICS HOLDINGS LIMITED	0.0%	Good	Seek Approval
LDXZZ	LUMOS DIAGNOSTICS HOLDINGS LIMITED IPO	0.0%	Good	Seek Approval
LEABT	LEGG MASON AUSTRALIAN BOND TRUST CLASS A	70.0%	Good	Seek Approval
LEF	LEFROY RESOURCES LIMITED	0.0%	Good	Seek Approval
LEFO	LEFROY RESOURCES LIMITED	0.0%	Reserve	Seek Approval
LEG	LEGEND MINING LIMITED	0.0%	Good	Seek Approval
LEGO	LEGEND MINING LIMITED - OPT EXP 30/04/05	0.0%	Reserve	Seek Approval
LEIBM	LEIBM9 $18.50 CALL OPT EXP 21-FEB-2013	60.0%	Good	Seek Approval
LEIEI	LEIEI7 $19.31 CALL OPT EXP 27-OCT-2011	60.0%	Reserve	Seek Approval
LEIPL	LEIPL7 $23.50 CALL OPT EXP 26-APR-2012	60.0%	Reserve	Seek Approval
LEISB	WBC $7.4686 LEI S/FUND INSTL WAR 30-6-16	0.0%	Good	Seek Approval
LEISC	WESTPAC 21.0176 LEI INSTAL WARR 30-06-16	0.0%	Good	Seek Approval
LEIWA	LEIGHTON , ANZ CALL WARRANT 25/3/99	0.0%	Reserve	Seek Approval
LEL	LITHIUM ENERGY LIMITED	0.0%	Good	Seek Approval
LEMMC	LEGG MASON MARTIN CURRIE EQUITY INCOME	75.0%	Good	Seek Approval
LEND	VANECK GLBL LISTED PRIVATE CREDIT	0.0%	Good	Seek Approval
LEO	SHIELD EQUITIES LIMITED	0.0%	Reserve	Seek Approval
LEP2	ALE PROPERTY GROUP	0.0%	Good	Seek Approval
LEV	LEMVEST LIMITED	0.0%	Good	Seek Approval
LEX	LEFROY EXPLORATION LIMITED	0.0%	Good	Seek Approval
LFE	LIFE THERAPEUTICS LIMITED	0.0%	Good	Seek Approval
LFG	LIBERTY FINANCIAL GROUP	0.0%	Good	Seek Approval
LFGXX	LIBERTY FINANCIAL GROUP IPO	0.0%	Good	Seek Approval
LFS	LATITUDE GROUP HOLDINGS LIMITED	40.0%	Good	Seek Approval
LFSPA	LATITUDE GROUP HOLDINGS LIMITED	0.0%	Good	Seek Approval
LGI	LGI LIMITED	0.0%	Good	Seek Approval
LGI1	LEGAL & GENERAL INDUSTRIAL PROP TRUST	0.0%	Good	Seek Approval
LGIF	LAZARD GLOBAL INFRASTRUCTURE FUND	70.0%	Good	Seek Approval
LGIXX	LGI LIMITED IPO	0.0%	Good	Seek Approval
LGL	LYNCH GROUP HOLDINGS LIMITED	0.0%	Good	Seek Approval
LGL2	LIHIR GOLD LIMITED	0.0%	Good	Seek Approval
LGLBV	LGL 3.00 PUT OPT EXP 24/07/08	0.0%	Good	Seek Approval
LGLBZ	LGL 3.25 PUT OPT EXP 24/07/08	0.0%	Good	Seek Approval
LGLIF	LAZARD GLOBAL LISTED INFRASTRUCTURE FUND	70.0%	Good	Seek Approval
LGLN8	LGL - 3.25 - PUT OPT EXP 23/04/08	0.0%	Good	Seek Approval
LGLZQ	LGL 3.07 PUT OPT EXP 26/06/08	0.0%	Good	Seek Approval
LGM	LEGACY MINERALS HOLDINGS LIMITED	0.0%	Good	Seek Approval
LGMDT	LEGG MASON - DIVERSIFIED TRUST	75.0%	Good	Seek Approval
LGP	LITTLE GREEN PHARMA LTD	0.0%	Good	Seek Approval
LGSCW	LAZARD GLOBAL SMALL CAP FUND - W CLASS	65.0%	Good	Seek Approval
LHAEU	DEUTSCHE LUFTHANSA AKTIENGESELLSCHAFT	0.0%	Good	Seek Approval
LHG1	LIHIR GOLD LIMITED	0.0%	Good	Seek Approval
LHG2	LIHIR GOLD LIMITED	0.0%	Good	Seek Approval
LHGQR	LHG $3.25 PUT OPT EXP 22-2-2007	0.0%	Good	Seek Approval
LHGRX	LHG $3.50 PUT OPT EXP 22-2-2007	0.0%	Good	Seek Approval
LHGX7	LHG $3.50 PUT OPT EXP 29-3-2007	0.0%	Good	Seek Approval
LHGYB	LHG $3.25 PUT OPT EXP 29-3-2007	0.0%	Reserve	Seek Approval
LHGYY	LIHIR GOLD LTD-INSTITUTIONAL BOOK BUILD	0.0%	Good	Seek Approval
LHGZZ	LIHIR GOLD LTD RETAIL BOOKBUILD	0.0%	Good	Seek Approval
LHM	LAND & HOMES GROUP LIMITED	0.0%	Good	Seek Approval
LIB	LIBERTYONE LIMITED	0.0%	Reserve	Seek Approval
LIBDA	DEFFERED SETTLEMENT	0.0%	Good	Seek Approval
LIC	LIFESTYLE COMMUNITIES LIMITED	40.0%	Good	Seek Approval
LIM1	LIONORE MINING INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
LIN	LINDIAN RESOURCES LIMITED	0.0%	Good	Seek Approval
LIO	LION ENERGY LIMITED	0.0%	Reserve	Seek Approval
LIOOA	LION ENERGY LIMITED OPTION	0.0%	Reserve	Seek Approval
LIP	LIPA PHARMACEUTICALS LIMITED	0.0%	Good	Seek Approval
LIPZZ	LIPA PHARMACEUTICALS LTD - BROKER FIRM	0.0%	Good	Seek Approval
LIS	LI-S ENERGY LIMITED	0.0%	Good	Seek Approval
LIT	LITHIUM AUSTRALIA NL	0.0%	Good	Seek Approval
LITNY	GLOBAL X LITHIUM & BATTERY TECH ETF	0.0%	Reserve	Seek Approval
LITOA	LITHIUM AUST OPTION EXP 3/3/2025	0.0%	Reserve	Seek Approval
LKE	LAKE RESOURCES N.L.	0.0%	Good	Seek Approval
LKO	LAKES OIL NL	0.0%	Good	Seek Approval
LKOO	LAKE OIL OPTIONS	0.0%	Reserve	Seek Approval
LKP	LAKO PACIFIC LIMITED	0.0%	Reserve	Seek Approval
LKY	LOCKSLEY RESOURCES LIMITED	0.0%	Good	Seek Approval
LLA	LIVING AND LEISURE AUSTRALIA GROUP	0.0%	Good	Seek Approval
LLAR	LIVING AND LEISURE AUSTRALIA GROUP	0.0%	Good	Seek Approval
LLC	LENDLEASE GROUP	65.0%	Good	Seek Approval
LLCSU	LEND LEASE GROUP RBS 4.5987	0.0%	Good	Seek Approval
LLDT1	LLOYDS TSB GROUP PLC INTERNATIONAL	0.0%	Reserve	Seek Approval
LLDTF	LLOYDS TSB GROUP PLC INTERNATIONAL	50.0%	Good	Seek Approval
LLI	LOYAL LITHIUM LIMITED	0.0%	Good	Seek Approval
LLL	LEO LITHIUM LIMITED	0.0%	Good	Seek Approval
LLO	LION ONE METALS LTD DEF SETT	0.0%	Good	Seek Approval
LLOY	LLOYDS BANKING GROUP PLC	0.0%	Good	Seek Approval
LLP1	LEND LEASE PRIMELIFE GROUP	0.0%	Good	Seek Approval
LLYN	ELI LILLY AND COMPANY	0.0%	Good	Seek Approval
LM1	LEEUWIN METALS LTD	0.0%	Good	Seek Approval
LM8	LUNNON METALS LIMITED	0.0%	Good	Seek Approval
LM8ZZ	LUNNON METALS LIMITED IPO	0.0%	Good	Seek Approval
LMARI	LEGG MASON AUSTRALIAN REAL INCOME FUND	70.0%	Good	Seek Approval
LMC1	LEMARNE CORPORATION LIMITED	0.0%	Good	Seek Approval
LMG	LATROBE MAGNESIUM LIMITED	0.0%	Good	Seek Approval
LML	LINCOLN MINERALS LIMITED	0.0%	Good	Seek Approval
LMLO	LINCOLN MINERALS OPTION EXP 30-JUN-2010	0.0%	Reserve	Seek Approval
LMP	L & M PETROLEUM LIMITED	0.0%	Good	Seek Approval
LMPST	LEGG MASON PROPERTY SECURITIES TRUST	65.0%	Good	Seek Approval
LMR	LEMUR RESOURCES LIMITED	0.0%	Reserve	Seek Approval
LMS	LITCHFIELD MINERALS LIMITED	0.0%	Good	Seek Approval
LNAS	ETFS ULTRA LONG NASDAQ 100 HEDGE FUND	0.0%	Good	Seek Approval
LNCXX	LINC ENERGY LTD	0.0%	Good	Seek Approval
LNK	LINK ADMINISTRATION HOLDINGS LIMITED	60.0%	Good	Seek Approval
LNK1	LINK ADMINISTRATION HOLDINGS LIMITED	0.0%	Good	Seek Approval
LNKTO	LNK TAKEOVER	60.0%	Good	Seek Approval
LNR	LANTHANEIN RESOURCES LTD	0.0%	Reserve	Seek Approval
LNU	LINIUS TECHNOLOGIES LIMITED	0.0%	Reserve	Seek Approval
LNW	LIGHT & WONDER INC.	0.0%	Good	Seek Approval
LOD	LODESTONE EXPLORATION LIMITED	0.0%	Reserve	Seek Approval
LOK	LOOKSMART LIMITED	0.0%	Good	Seek Approval
LOKDB	LOOKSMART LTD DEP INTEREST DEF SETT	0.0%	Good	Seek Approval
LOM	LUCAPA DIAMOND COMPANY LIMITED	0.0%	Good	Seek Approval
LOMDA	LUCAPA DIAMOND COMPANY LIMITED DEF SETT	0.0%	Good	Seek Approval
LOT	LOTUS RESOURCES LIMITED	0.0%	Good	Seek Approval
LOU	LOUISIANA PETROLEUM LIMITED	0.0%	Good	Seek Approval
LOUO	LOUISIANA PETROLEUM - OPT EXP 30/04/09	0.0%	Good	Seek Approval
LOV	LOVISA HOLDINGS LIMITED	45.0%	Good	Seek Approval
LOV1	LOVISA HOLDINGS LIMITED	0.0%	Good	Seek Approval
LOV2	LOVISA HOLDINGS LIMITED	0.0%	Good	Seek Approval
LOWN	LOWE'S CO INC.	0.0%	Reserve	Seek Approval
LOWN1	LOWE'S CO INC	65.0%	Reserve	Seek Approval
LOWRF	LOWELL RESOURCES FUND	0.0%	Good	Seek Approval
LPD	LEPIDICO LTD	0.0%	Good	Seek Approval
LPDO	LEPIDICO LTD OPTION EXP 4/10/2022	0.0%	Reserve	Seek Approval
LPDR	LEPIDICO LTD RIGHTS APP CLOSE 30/4/24	0.0%	Reserve	Seek Approval
LPE	LOCALITY PLANNING ENERGY HOLDINGS LTD	0.0%	Good	Seek Approval
LPGD	LOFTUS PEAK GLOBAL DISRUPTION FUND	0.0%	Good	Seek Approval
LPL	LIVINGSTONE PETROLEUM LIMITED	0.0%	Good	Seek Approval
LPM	LITHIUM PLUS MINERALS LTD	0.0%	Good	Seek Approval
LPMZZ	LITHIUM PLUS MINERALS LTD IPO	0.0%	Good	Seek Approval
LRAS	LINCOLN RETAIL AUSTRALIAN SHARE	0.0%	Good	Seek Approval
LRC	LAGUNA RESOURCES NL	0.0%	Good	Seek Approval
LRD	LORD RESOURCES LIMITED	0.0%	Good	Seek Approval
LRF1	LINQ RESOURCES FUND	0.0%	Good	Seek Approval
LRGG	10% UNSEC.RED.CONVERT NOTE MAT.31-10-08	0.0%	Good	Seek Approval
LRK	LARK DISTILLING CO. LTD	0.0%	Good	Seek Approval
LRL	LABYRINTH RESOURCES LIMITED	0.0%	Good	Seek Approval
LRLXX	LABYRINTH RESOURCES LTD PLACEMENT	0.0%	Good	Seek Approval
LRS	LATIN RESOURCES LIMITED	0.0%	Good	Seek Approval
LRT	LOWELL RESOURCES FUND	0.0%	Good	Seek Approval
LRV	LARVOTTO RESOURCES LIMITED	0.0%	Good	Seek Approval
LRVO	LARVOTTO RESOURCES LIMITED - LISTED OPT	0.0%	Good	Seek Approval
LRX	LONGREACH GROUP LIMITED	0.0%	Good	Seek Approval
LRXGA	LONGREACH 10% UNSEC.REDCONVNOTE 31/10/08	0.0%	Good	Seek Approval
LSA	LACHLAN STAR LIMITED	0.0%	Good	Seek Approval
LSAEI	LAZARD SELECT AUSTRALIAN EQUITY I CL	75.0%	Good	Seek Approval
LSF	L1 LONG SHORT FUND LIMITED	0.0%	Good	Seek Approval
LSFZZ	L1 LONG SHORT FUND LIMITED IPO	0.0%	Good	Seek Approval
LSG	LION SELECTION GROUP LIMITED	0.0%	Good	Seek Approval
LSR	LODESTAR MINERALS LIMITED	0.0%	Reserve	Seek Approval
LST	LION SELECTION LIMITED	0.0%	Good	Seek Approval
LST1	LION SELECTION LIMITED	0.0%	Good	Seek Approval
LSTO	OPTION EXPIRING 26-APR-2009 DEFERRED SET	0.0%	Good	Seek Approval
LSWF	LIFE SETTLEMENTS WHOLESALE FUND	0.0%	Good	Seek Approval
LSX	LION SELECTION GROUP LIMITED	0.0%	Good	Seek Approval
LTM	ARCADIUM LITHIUM PLC	50.0%	Good	Seek Approval
LTM2	ARCADIUM LITHIUM PLC	0.0%	Good	Seek Approval
LTP	LTR PHARMA LIMITED	0.0%	Good	Seek Approval
LTR	LIONTOWN RESOURCES LIMITED	0.0%	Good	Seek Approval
LU7	LITHIUM UNIVERSE LIMITED	0.0%	Good	Seek Approval
LUM	LUMACOM LIMITED	0.0%	Good	Seek Approval
LUMO	LUMACOM LTD - OPTION EXPIRING 31/12/08	0.0%	Good	Seek Approval
LUO1	LEND LEASE US OFFICE TRUST	0.0%	Good	Seek Approval
LVE	LOVE GROUP GLOBAL LTD	0.0%	Good	Seek Approval
LVG	LAVERTON GOLD NL	0.0%	Reserve	Seek Approval
LVH	LIVEHIRE LIMITED	0.0%	Reserve	Seek Approval
LVL	LV LIVING LIMITED	0.0%	Reserve	Seek Approval
LVN	LIVINGSTONE GROUP LIMITED	0.0%	Good	Seek Approval
LVNO	LIVINGSTONE GROUP OPTION EXP 31-JUL-2000	0.0%	Reserve	Seek Approval
LVR	LEVAITHAN RESOURCES LIMITED	0.0%	Good	Seek Approval
LVT	LIVETILES LIMITED	0.0%	Reserve	Seek Approval
LWAEF	LAZARD AUSTRALIAN EQUITY FUND - W CLASS	75.0%	Good	Seek Approval
LWB1	LITTLE WORLD BEVERAGES LIMITED	0.0%	Good	Seek Approval
LWBZZ	LITTLE WORLD BEVERAGES LIMITED	0.0%	Good	Seek Approval
LWT	LESURE WIDE PROPERTY TRUST	0.0%	Good	Seek Approval
LYC	LYNAS CORPORATION LIMITED	40.0%	Good	Seek Approval
LYCOB	OPTION EXPIRING 15 NOV 2000	0.0%	Good	Seek Approval
LYG	LYNAS GOLD NL 20 CENTS ORD FULLY PAID	0.0%	Good	Seek Approval
LYGDA	LYNAS GOLD DEFERRED SMENT	0.0%	Good	Seek Approval
LYL	LYCOPODIUM LIMITED	0.0%	Good	Seek Approval
LYL1	LYCOPODIUM LIMITED	0.0%	Good	Seek Approval
LYN	LYCAON RESOURCES LTD	0.0%	Good	Seek Approval
LZC	LAZCO LIMITED	0.0%	Good	Seek Approval
LZEM1	LAZARD EMERGING MARKETS EQUITY FUND	0.0%	Good	Seek Approval
LZSAE	LAZARD SELECT AUSTRALIAN EQUITY W CL	75.0%	Good	Seek Approval
M24	MAMBA EXPLORATION LIMITED	0.0%	Good	Seek Approval
M2AHL	MAN OM-IP 2AHL	0.0%	Good	Seek Approval
M2M	MT MALCOLM MINES	0.0%	Good	Seek Approval
M2R	MIRAMAR RESOURCES LIMITED	0.0%	Good	Seek Approval
M3M	M3 MINING LIMITED	0.0%	Good	Seek Approval
M4M	MACRO METALS LIMITED	0.0%	Good	Seek Approval
M7030	PIC WHOLESALE 70/30 PORTFOLIO	0.0%	Good	Seek Approval
M7T	MACH7 TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
M7TXX	MACH7 TECHNOLOGIES LTD PLACEMENT	0.0%	Good	Seek Approval
M7TYY	MACH7 TECHNOLOGIES LTD RETAIL ENT OFFER	0.0%	Good	Seek Approval
M8S	M8 SUSTAINABLE LIMITED	0.0%	Good	Seek Approval
MA.NY	MASTERCARD INC	0.0%	Good	Seek Approval
MA1ZZ	MONASH ABSOLUTE INV CO LTD IPO 6/4/16	0.0%	Good	Seek Approval
MAA	MEDEC LIMITED	0.0%	Good	Seek Approval
MAAAE	AUSBIL AUSTRALIAN ACTIVE EQUITY	75.0%	Good	Seek Approval
MAAAS	AIRLIE AUSTRALIAN SHARE FUND	70.0%	Good	Seek Approval
MAACT	ARMADA ARNDALE CENTRAL TRUST	0.0%	Good	Seek Approval
MAADC	ARES DIVERSIFIED CREDIT FUND	0.0%	Good	Seek Approval
MAAF	MACQUARIE ASIAN ALPHA FUND	0.0%	Good	Seek Approval
MAALR	MACQUARIE AUST LISTED REAL ESTATE FUND	70.0%	Good	Seek Approval
MAAMS	AVIVA INV MULTI STRATEGY TARGET RETURN	0.0%	Good	Seek Approval
MAAT	MONASH ABSOLUTE ACTIVE TRUST (HEDGE FUND	0.0%	Good	Seek Approval
MAAUF	AUST UNITY FUTURE OF HEALTHCARE FUND	0.0%	Good	Seek Approval
MABSI	BOMBARA SPECIAL INVESTMENTS GROWTH FUND	0.0%	Good	Seek Approval
MAC	METALS ACQUISITION LIMITED	0.0%	Good	Seek Approval
MACAG	ARROWSTREET GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
MACAT	ANZ TD 03MTH	0.0%	Good	Seek Approval
MACDF	DIMENSIONAL SUSTAINABILITY WORLD ALLOCAT	75.0%	Good	Seek Approval
MACDI	CHARTER HALL DIRECT INDUSTRIAL FUND NO 4	0.0%	Good	Seek Approval
MACDO	CHARTER HALL DIRECT OFFICE WS CLASS A	0.0%	Good	Seek Approval
MACED	CENTURIA DIVERSIFIED PROPERTY FUND	0.0%	Good	Seek Approval
MACGE	ARROWSTREET GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
MACHD	CHARTER HALL DIRECT PFA FUND - ORD UNITS	0.0%	Good	Seek Approval
MACIG	INTERMEDE GLOBAL EQUITIES FUND	65.0%	Good	Seek Approval
MACIO	MACQUARIE INCOME OPPORTUNITIES FUND	55.0%	Good	Seek Approval
MACMT	MACQUARIE TD 03MTH	0.0%	Good	Seek Approval
MACPI	MACQUARIE PROPERTY INCOME FUND	0.0%	Reserve	Seek Approval
MACPT	CROMWELL PROPERTY TRUST 12	0.0%	Good	Seek Approval
MACRU	RUFFER TOTAL RETURN INTERNATIONAL AUS FD	0.0%	Good	Seek Approval
MACSD	SPIRE US DATA CENTRE COLOCATION FUND	0.0%	Good	Seek Approval
MACTF	MACQUARIE W/S TREASURY FUND	85.0%	Good	Seek Approval
MACWS	MACQUARIE WALTER SCOTT GLOBAL EQUITY	75.0%	Good	Seek Approval
MAD	MADER GROUP LIMITED	0.0%	Good	Seek Approval
MADAS	DIMENSIONAL AUST SUSTAINABILITY TRUST	65.0%	Good	Seek Approval
MADCA	DNR CAPITAL AUST EMERGING COMPANIES FUND	65.0%	Good	Seek Approval
MADIG	DIMENSIONAL GLB SUSTAINABILITY TRT UNHDG	75.0%	Good	Seek Approval
MADIT	MAPLE BROWN DIVERSIFIED INVESTMENT TRUST	75.0%	Good	Seek Approval
MAE15	MLC -SCHRODER W/S AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
MAEET	MACQUARIE AUSTRALIAN ENHANCED EQUITY TR	0.0%	Good	Seek Approval
MAELF	MLC - AUSBIL EMERGING LEADERS FUND	70.0%	Good	Seek Approval
MAEM1	ARROWSTREET EMERGING MARKETS FUND	0.0%	Good	Seek Approval
MAET	MUNRO GLOBAL GROWTH FUND (HEDGED FUND)	65.0%	Good	Seek Approval
MAEXX	MARMION ENERGY LTD - INSTO OFFER	0.0%	Good	Seek Approval
MAF	MA FINANCIAL GROUP LIMITED	45.0%	Good	Seek Approval
MAFCB	MULTIPLEX PRIME PROPERTY FUND	0.0%	Good	Seek Approval
MAFIF	MAGELLAN INFRASTRUCTURE FUND	70.0%	Good	Seek Approval
MAG	MAGMATIC RESOURCES LIMITED	0.0%	Good	Seek Approval
MAGEF	ARROWSTREET GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
MAGEI	MAGELLAN INFRASTRUCTURE FUND UNHEDGED	70.0%	Good	Seek Approval
MAGFF	GCQ FLAGSHIP FUND CLASS P	0.0%	Good	Seek Approval
MAGGF	MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
MAGHE	MAGELLAN GLOBAL FUND (HEDGED)	75.0%	Good	Seek Approval
MAGIF	MAGELLAN INFRASTRUCTURE FUND	70.0%	Good	Seek Approval
MAGLM	MAGELLAN GLOBAL FUND ( HEDGED )	75.0%	Good	Seek Approval
MAGLR	MACQUARIE GLOBAL LISTED REAL ESTATE H	70.0%	Good	Seek Approval
MAH	MACMAHON HOLDINGS LIMITED	0.0%	Good	Seek Approval
MAHCF	MAGELLAN HIGH CONVICTION FUND	70.0%	Good	Seek Approval
MAHLA	MAN AHL ALPHA (AUD)	0.0%	Good	Seek Approval
MAHLG	HAMILTON LANE GLOBAL PRIVATE ASSETS FUND	0.0%	Good	Seek Approval
MAHOF	HAYBOROUGH OPPORTUNITIES FUND	0.0%	Good	Seek Approval
MAHR	MACMAHON HOLDINGS LTD - RHTS 24/10/05	0.0%	Good	Seek Approval
MAI15	MLC - VANGUARD AUST FX INTEREST FND	75.0%	Good	Seek Approval
MAIAE	INDIA AVENUE EQUITY FUND - M CLASS	0.0%	Good	Seek Approval
MAICP	INVESCO CREDIT PARTNERS OPP 2020 FUND	0.0%	Good	Seek Approval
MAIGM	IPM GLOBAL MACRO FUND	0.0%	Good	Seek Approval
MAIIS	MACQUARIE INT'L INFRASTRUCTURE SEC FUND	65.0%	Good	Seek Approval
MAIXX	MAINSTREAM GROUP HOLDINGS LTD PLACEMENT	0.0%	Good	Seek Approval
MAK	MINEMAKERS LIMITED	0.0%	Good	Seek Approval
MAKR	RIGHTS - APPLICATIONS 28-SEP-2007 DEFERR	0.0%	Reserve	Seek Approval
MAL	MATILDA MINERALS LTD	0.0%	Reserve	Seek Approval
MALR	MATILDA MINERALS LIMITED	0.0%	Reserve	Seek Approval
MAM	MICROEQUITIES ASSET MANAGEMENT GROUP	0.0%	Good	Seek Approval
MAMGF	MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
MAN	MANDRAKE RESOURCES LIMITED	0.0%	Good	Seek Approval
MANCT	NAB TD 01MTH	0.0%	Good	Seek Approval
MANGM	MAN GLG GLOBAL MACRO	0.0%	Good	Seek Approval
MANO	OPTION EXPIRING 13-11-09	0.0%	Reserve	Seek Approval
MAOGD	ORCA GLOBAL DISRUPTION FUND	0.0%	Good	Seek Approval
MAOGO	OPHIR GLOBAL OPPORTUNITIES FUND	0.0%	Good	Seek Approval
MAOHC	OPHIR HIGH CONVICTION FUND	0.0%	Good	Seek Approval
MAP	MACQUARIE AIRPORTS	0.0%	Good	Seek Approval
MAP1	MACQUARIE AIRPORTS	0.0%	Good	Seek Approval
MAP2	MACQUARIE AIRPORTS	0.0%	Good	Seek Approval
MAPDA	MAP GROUP	0.0%	Good	Seek Approval
MAPGA	P/E GLOBAL FX ALPHA FUND	0.0%	Good	Seek Approval
MAPI1	PIMCO INCOME FUND WHOLESALE CLASS	0.0%	Good	Seek Approval
MAPI2	APN PROPERTY FOR INCOME FUND NO 2	60.0%	Good	Seek Approval
MAPIF	PIMCO INCOME FUND WHOLESALE CLASS	60.0%	Good	Seek Approval
MAPN1	MACQ AIRPORTS STAPLED FULLY PAID CTG DEF	0.0%	Good	Seek Approval
MAQ	MACQUARIE CORPORATE TELECOM HOLDINGS LTD	0.0%	Good	Seek Approval
MAQDA	MACQUARIE CORPORATETELECOM HOLDINGS LTD	0.0%	Good	Seek Approval
MAQIF	IFP GLOBAL FRANCHISE FUND	75.0%	Good	Seek Approval
MAQMD	MACQUARIE INCOME OPPORTUNITIES FUND	55.0%	Good	Seek Approval
MAQMP	MACQUARIE MARTIN PLACE TRUST	0.0%	Good	Seek Approval
MAQPO	POLARIS GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
MAQXX	MACQUARIE TECH GROUP TRANCHE 1 PLACEMENT	0.0%	Good	Seek Approval
MAS15	MLC - VANGUARD AUSTRALIAN SHARES I/F	75.0%	Good	Seek Approval
MASAE	SELECTOR AUSTRALIAN EQUITIES FUND	0.0%	Good	Seek Approval
MASC	MACQUARIE AUSTRALIAN SMALL COMPANIES	65.0%	Good	Seek Approval
MASC1	MACQUARIE AUSTRALIA SMALLER COY	0.0%	Good	Seek Approval
MASF	MLC W/S AUSTRALIAN SHARES FUND	75.0%	Good	Seek Approval
MASFZ	MORNINGSTAR AUSTRALIAN SHARES FUND Z	75.0%	Good	Seek Approval
MASGF	IFP GLOBAL FRANCHISE FUND	75.0%	Good	Seek Approval
MASGS	MLC MKEY AUSTRALIAN SHARE GRTH STYLE FD	0.0%	Good	Seek Approval
MASV2	PIC WHLS AUSTRALIAN SH VALUE STYLE	0.0%	Good	Seek Approval
MASVS	MLC MKEY AUSTRALIAN SHARE VALUE STYLE FD	0.0%	Good	Seek Approval
MAT	MATSA RESOURCES LIMITED	0.0%	Good	Seek Approval
MATAD	ANZ TD 06MTH	0.0%	Good	Seek Approval
MATRO	T ROWE PRICE GLOBAL EQUITY FUND (M CLASS	75.0%	Good	Seek Approval
MAU	MAGNETIC RESOURCES NL	0.0%	Good	Seek Approval
MAUCA	MAU ORDINARY PARTLY PAID NIL, 20C UNPAID	0.0%	Good	Seek Approval
MAV	MAVUZI RESOURCES ORD FULLY PAID	0.0%	Good	Seek Approval
MAVO	OPTION EXPIRING 30-6-10	0.0%	Good	Seek Approval
MAWGE	AMP CAPITAL WS GLOBAL EQUITY VALUE FUND	75.0%	Good	Seek Approval
MAWIF	MAPLE-BROWN ABBOTT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
MAWPI	AUSTRALIAN UNITY WS PROPERTY INCOME FUND	0.0%	Good	Seek Approval
MAWSE	WALTER SCOTT EMERGING MARKETS FUND	0.0%	Good	Seek Approval
MAY	MELBANA ENERGY LIMITED	0.0%	Good	Seek Approval
MAY2	MAYNE GROUP LIMITED	0.0%	Good	Seek Approval
MAYXE	MAYNE NICKLESS LIMITED	0.0%	Good	Seek Approval
MAZPA	MACQUARIE AIRPORTS - TICKETS	0.0%	Good	Seek Approval
MBA	MOBILEACTIVE LIMITED.	0.0%	Good	Seek Approval
MBAAE	MAPLE BROWN AUSTRALIAN EQUITY TRUST	75.0%	Good	Seek Approval
MBADI	MAPLE-BROWN ABBOTT DIVERSIFIED INVEST TR	75.0%	Good	Seek Approval
MBC1	MOBILE COMMUNICATIONS	0.0%	Good	Seek Approval
MBE1	MOBILE EMBRACE LIMITED	0.0%	Reserve	Seek Approval
MBGF	MACQUARIE W/S BALANCED GROWTH FUND	75.0%	Good	Seek Approval
MBGR	MARLBO RES NL - RIGHTS APP CLSE 4/6/04	0.0%	Good	Seek Approval
MBH	MAGGIE BEER HOLDINGS LTD	0.0%	Good	Seek Approval
MBI	MOBI LIMITED	0.0%	Good	Seek Approval
MBK	METAL BANK LIMITED	0.0%	Good	Seek Approval
MBL_C	MACQUARIE BANK LIMITED	0.0%	Good	Seek Approval
MBL1	MACQUARIE BANK LIMITED	0.0%	Good	Seek Approval
MBL2	MACQUARIE BANK LIMITED	0.0%	Good	Seek Approval
MBLH1	MACQUARIE BANK LIMITED INCOME SECURITIES	0.0%	Good	Seek Approval
MBLH2	MACQUARIE BANK LIMITED INCOME SECURITIES	0.0%	Good	Seek Approval
MBLPC	MACQUARIE BANK CAPITAL NOTES 2	70.0%	Good	Seek Approval
MBLPD	MACQUARIE BANK CAPITAL NOTES 3	75.0%	Good	Seek Approval
MBMAP	MACQUARIE ALPHA PLUS	75.0%	Good	Seek Approval
MBNYY	PLACEMENT	0.0%	Good	Seek Approval
MBP	METABOLIC PHARMACEUTICALS LIMITED	0.0%	Good	Seek Approval
MBPO	METABOLIC PHARM LTD - OPT EXP 31/7/03	0.0%	Good	Seek Approval
MBRXX	MARINER BRIDGE INVEST PLACEMENT	0.0%	Good	Seek Approval
MBRZZ	MARINER BRIDGE INVESTMENTS LIMITED	0.0%	Good	Seek Approval
MBX	MBOX.COM LIMITED	0.0%	Good	Seek Approval
MCA	MURRAY COD AUSTRALIA LIMITED	0.0%	Good	Seek Approval
MCA1	MEDICA HOLDINGS LIMITED	0.0%	Good	Seek Approval
MCA15	PM CAPITAL GLOBAL COMPANIES FUND	60.0%	Good	Seek Approval
MCAO	MEDICA HOLDINGS OPTIONS EXP 12/05/01 DEF	0.0%	Good	Seek Approval
MCAPH	ANTARES HIGH GROWTH SHARES FUND	60.0%	Good	Seek Approval
MCAPO	ANTARES ELITE OPPORTUNITIES FUND	75.0%	Good	Seek Approval
MCAR	MEDICA RIGHTS 12/04/00	0.0%	Good	Seek Approval
MCASF	MLC MKEY AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
MCASH	AXA GENERATIONS WRAP CASH	95.0%	Good	Seek Approval
MCC	MACARTHUR COAL LIMITED	0.0%	Good	Seek Approval
MCC1	MACARTHUR COAL LIMITED	0.0%	Good	Seek Approval
MCC2	MACARTHUR COAL LIMITED	0.0%	Good	Seek Approval
MCCL	MUNRO CLIMATE CHANGE LEADERS FUND	0.0%	Good	Seek Approval
MCCR	MACARTHUR COAL LTD - RGHTS APP CL 6/4/04	0.0%	Good	Seek Approval
MCCXX	PLACEMENT	0.0%	Good	Seek Approval
MCDN	MCDONALD'S CORPORATION	0.0%	Good	Seek Approval
MCDPF	CHARTER HALL DIRECT PROPERTY FUND	0.0%	Good	Seek Approval
MCE	MATRIX COMPOSITES & ENGINEERING LIMITED	0.0%	Good	Seek Approval
MCEYY	MATRIX COMPOSITIES & ENG LTD PLACEMENT	0.0%	Good	Seek Approval
MCG	MACQUARIE COMMUNICATIONS INFRAST GROUP	0.0%	Good	Seek Approval
MCGGF	MUNRO CONCENTRATED GLOBAL GROWTH FUND	70.0%	Good	Seek Approval
MCGN	MACQUARIE COMMUNICATIONS INFRAST - DEFER	0.0%	Good	Seek Approval
MCGSM	MLC CORPORATE INV W/S - GLOBAL SHARE	0.0%	Good	Seek Approval
MCGSP	MCG SELECT PORTFOLIO	0.0%	Good	Seek Approval
MCGWW	MACQUARIE COMM INFRAST GROUP - IPO	0.0%	Good	Seek Approval
MCGXX	MACQ COMM INFRASTRUCTURE GROUP - PLACEMT	0.0%	Good	Seek Approval
MCGYY	MACQUARIE COMM INFRA GROUP CON PLACEMENT	0.0%	Good	Seek Approval
MCHMT	MACQUARIE CASH MANAGEMENT TRUST	95.0%	Good	Seek Approval
MCHO	OPTION EXPIRING 10-JAN-2009	0.0%	Reserve	Seek Approval
MCIND	MLC MKEY VANGUARD AUST SHARE INDEX FUND	75.0%	Good	Seek Approval
MCL	MIGHTY CRAFT LIMITED	0.0%	Good	Seek Approval
MCLO	M2M CORPORATION LTD - OPT EXP 14/2/10	0.0%	Reserve	Seek Approval
MCM	MC MINING LIMITED	0.0%	Good	Seek Approval
MCOOB	MORNING STAR GOLD N.L.	0.0%	Good	Seek Approval
MCP	MCPHERSON'S LIMITED	0.0%	Good	Seek Approval
MCPGF	MLC MKEY PLATINUM GLOBAL FUND	70.0%	Good	Seek Approval
MCPIF	BLACKROCK COMBINED PROPERTY INCOME FND C	0.0%	Good	Seek Approval
MCPSF	MASTERKEY UNIT TRUST PROPERTY SEC FUND	65.0%	Good	Seek Approval
MCQ1	MACQUARIE CAPITAL ALLIANCE GROUP	0.0%	Good	Seek Approval
MCQZZ	MACQUARIE CAPITAL ALLIANCE GROUP - BRO F	0.0%	Good	Seek Approval
MCSMA	BENTLEYS WEALTH CONSERVATIVE SMA	0.0%	Good	Seek Approval
MCT	METALICITY LIMITED	0.0%	Reserve	Seek Approval
MCTD	MUTUAL CASH TERM DEPOSITS & BANK BILLS	0.0%	Good	Seek Approval
MCTOA	METALICITY LIMITED CITIWARRANTS	0.0%	Reserve	Seek Approval
MCU	MITCHELL COMMUNICATION GROUP LIMITED	0.0%	Good	Seek Approval
MCU1	MITCHELL COMMUNICATION GROUP LIMITED	0.0%	Good	Seek Approval
MCW1	MACQUARIE COUNTRYWIDE TRUST	0.0%	Good	Seek Approval
MCWAS	ALPHINITY WS AUSTRALIAN SHARE FUND (WA)	75.0%	Good	Seek Approval
MCWGR	CFS WHOLESALE GLOBAL RESOURCES FUND (WA)	70.0%	Good	Seek Approval
MCWGS	FCS WS INV-FIRST SENTIER WS GEARED SHARE	40.0%	Good	Seek Approval
MCWHY	CHALLENGER WHOLESALE HIGH YIELD FUND	0.0%	Good	Seek Approval
MCWIM	COLONIAL FS WS IMPUTATION FND	75.0%	Good	Seek Approval
MCWIS	ABERDEEN W/SALE ACTIVELY HEDGED INTL EQU	75.0%	Good	Seek Approval
MCWN	MACQUARIE COUNTRYWIDE TRUST - NEW	0.0%	Good	Seek Approval
MCWNA	MACQUARIE COUNTRYWIDE TRUST - NEW	0.0%	Good	Seek Approval
MCY	MERCURY NZ LIMITED	0.0%	Good	Seek Approval
MDA	MODENA RESOURCES LTD ORD FULLY PAID	0.0%	Good	Seek Approval
MDC	MEDLAB CLINICAL LIMITED	0.0%	Good	Seek Approval
MDCOF	ARENA OFFICE FUND	0.0%	Good	Seek Approval
MDE	MEDAIRE INC - CHESS DEPOSITARY INTERESTS	0.0%	Good	Seek Approval
MDI	MIDDLE ISLAND RESOURCES LIMITED	0.0%	Good	Seek Approval
MDIO	MOONSTONE DIAMOND CORPORATION NL OPTIONS	0.0%	Reserve	Seek Approval
MDLZ	MONDELEZ INTL INC MDLZ	0.0%	Good	Seek Approval
MDOF	MULTIPLEX DEVELOPMENT & OPPORTUNITY FUND	0.0%	Good	Seek Approval
MDPF	CHARTER DIRECT PROPERTY FUND (MACQUARIE)	0.0%	Good	Seek Approval
MDPF1	MACQUARIE DIRECT PROPERTY FUND	0.0%	Good	Seek Approval
MDPFD	MULTIPLEX DIVERSIFIED PROPERTY FUND	0.0%	Good	Seek Approval
MDPW1	CHARTER HALL DIRECT PROPERTY WHOLESALE	0.0%	Good	Seek Approval
MDPWF	CHARTER HALL DIRECT PROPERTY WHOLESALE	0.0%	Good	Seek Approval
MDR	MEDADVISOR LIMITED	0.0%	Good	Seek Approval
MDSO	MIDAS RESOURCES LTD - OPT EXP 01/12/06	0.0%	Reserve	Seek Approval
MDSOA	MIDAS RESOURCES LTD OPTION EXP 30/09/09	0.0%	Good	Seek Approval
MDT	MEDTRONIC PLC	0.0%	Reserve	Seek Approval
MDT1	MACQUARIE DDR TRUST	0.0%	Good	Seek Approval
MDTF	MACQUARIE DIVERSIFIED TREASURY FUND	0.0%	Good	Seek Approval
MDTN	MEDTRONIC PLC	0.0%	Good	Seek Approval
MDTR	MACQUARIE DDR TRUST RIGHTS - APPS CLOSE	0.0%	Reserve	Seek Approval
MDTZZ	MACQUARIE DDR TRUST - BKR ALLOC	0.0%	Good	Seek Approval
MDX	MINDAX LIMITED	0.0%	Good	Seek Approval
MDXO	MINDAX LIMITED OPT EXP 01/12/11	0.0%	Good	Seek Approval
MDXOA	MINDAX LTD - OPTION EXPIRING 30-APR-12	0.0%	Good	Seek Approval
MDXR	RIGHTS - APPS CLOSE 30-NOV-2007 DEFF	0.0%	Reserve	Seek Approval
ME1	MELODIOL GLOBAL HEALTH LIMITED	0.0%	Reserve	Seek Approval
ME1O	MELODIOL GLOBAL HEALTH OPT EXP 2/11/2024	0.0%	Reserve	Seek Approval
ME1OD	MELODIOL GLOBAL HEALTH OPT EXP 31/1/2027	0.0%	Reserve	Seek Approval
ME1OE	MELODIOL GLOBAL HEALTH OPT EXP 15/11/28	0.0%	Reserve	Seek Approval
MEA	MCGRATH LIMITED	0.0%	Good	Seek Approval
MEA2T	MACQUARIE EQUINOX ASIA 2 TRUST FUND	0.0%	Good	Seek Approval
MEAAS	ADVANCE AUST SHARES MULTI BLEND FUND WS	75.0%	Good	Seek Approval
MEABM	ADVANCE BALANCED MULTI BLEND FUND	75.0%	Good	Seek Approval
MEAFI	MACQUARIE ENHANCED AUST FIXED INT FUND	75.0%	Good	Seek Approval
MEAGB	ADVANCE HIGH GROWTH MULTI BLEND WS	75.0%	Good	Seek Approval
MEAGM	ADVANCE GROWTH MULTI BLEND FUND	75.0%	Good	Seek Approval
MEAHG	ADVANCE HIGH GROWTH MULTI BLEND WS	75.0%	Good	Seek Approval
MEAHI	ADVANCE HIGH GROWTH MULTI BLEND FUND	75.0%	Good	Seek Approval
MEAIB	ADVANCE IN'T SHARES MULTI BLEND FUND WS	75.0%	Good	Seek Approval
MEAIS	ADVANCE INTERNATIONAL SHARES MULTI BLEND	75.0%	Good	Seek Approval
MEAMF	ADVANCE AUST SHARES MULTI BLEND FUND	75.0%	Good	Seek Approval
MEAPM	ADVANCE PROPERTY SEC MULTI BLEND FUND WS	65.0%	Good	Seek Approval
MEAPS	ADVANCE PROPERTY SEC MULTI BLEND FUND WS	65.0%	Good	Seek Approval
MEASM	ADVANCE IN'T SHARES MULTI BLEND FUND WS	75.0%	Good	Seek Approval
MEBAA	BLACKROCK ASSET ALL ALPHA FUND (C)	0.0%	Good	Seek Approval
MEBIG	BT MULTI MANAGER GROWTH FUND	75.0%	Good	Seek Approval
MEBMB	BT MULTI MANAGER BALANCED FUND	75.0%	Good	Seek Approval
MEBMG	BT MULTI MANAGER HIGH GROWTH FUND	75.0%	Good	Seek Approval
MEC	MORPHIC ETHICAL EQUITIES FUND LIMITED	0.0%	Good	Seek Approval
MEDO	MEDIA ENTERTAINMENT GROUP LTD OPTIONS	0.0%	Good	Seek Approval
MEE	METEX RESOURCES LIMITED	0.0%	Good	Seek Approval
MEG	MOUNT EDON GOLD MINES (AUST) LTD	0.0%	Good	Seek Approval
MEGAF	BLACKROCK GLOBAL ALL FUND AUST CLASS C	60.0%	Good	Seek Approval
MEGAZ	BLACKROCK GLOBAL ALLOCATION FUND AUST D	60.0%	Good	Seek Approval
MEI	METEORIC RESOURCES NL	0.0%	Good	Seek Approval
MEIAS	MERCER INDEXED AUSTRALIAN SHARES FUND	75.0%	Good	Seek Approval
MEIMB	ADVANCE INTERNATIONAL SHARES MULTI BLEND	75.0%	Good	Seek Approval
MEK	MEEKA GOLD LIMITED	0.0%	Good	Seek Approval
MEL	METGASCO LIMITED	0.0%	Reserve	Seek Approval
MEM	MEMPHASYS LIMITED	0.0%	Good	Seek Approval
MEN	MARYMIA EXPLORATION NL	0.0%	Good	Seek Approval
MENCH	MENTOR CASH ACCOUNT	0.0%	Good	Seek Approval
MEO1	MEO AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
MEOO	METHANOL AUSTRALIA LIMITED	0.0%	Good	Seek Approval
MEPS	MACQUARIE WS - ENHANCED PROP SECURITIES	70.0%	Good	Seek Approval
MEQA2	MACQ EQUINOX ASIA 2 TRUST-SUSP CLASS A	0.0%	Good	Seek Approval
MERBF	BLACKROCK WHOLESALE BALANCED FUND	75.0%	Good	Seek Approval
MERBT	BLACKROCK BALANCED FUND	75.0%	Good	Seek Approval
MERET	BLACKROCK EQUITY FUND	75.0%	Good	Seek Approval
MERGT	BLACKROCK SHARE PLUS FUND	75.0%	Good	Seek Approval
MERIM	BLACKROCK AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
MES	MESBON CHINA NYLON LIMITED	0.0%	Good	Seek Approval
MESAE	BLACKROCK SCIENTIFIC AUSTRALIAN EQUITY	75.0%	Good	Seek Approval
MESXX	MESBON CHINA NYLON LIMITED	0.0%	Good	Seek Approval
META	META PLATFORMS, INC.	70.0%	Good	Seek Approval
METAN	META PLATFORMS, INC.	0.0%	Good	Seek Approval
METXX	PLACEMENT	0.0%	Good	Seek Approval
MEU	MARMOTA ENERGY LIMITED	0.0%	Good	Seek Approval
MEX	METAL EXPLORATION LIMITED	0.0%	Reserve	Seek Approval
MEZ	MERIDIAN ENERGY LIMITED	50.0%	Good	Seek Approval
MFD	MAYFIELD CHILDCARE LIMITED	0.0%	Good	Seek Approval
MFF	MFF CAPITAL INVESTMENTS LIMITED	60.0%	Good	Seek Approval
MFG	MAGELLAN FINANCIAL GROUP LIMITED	60.0%	Good	Seek Approval
MFG1	MAGELLAN FINANCIAL GROUP LIMITED	0.0%	Good	Seek Approval
MFG8	MAGELLAN FINANCIAL GROUP LIMITED	50.0%	Good	Seek Approval
MFGET	MFS GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
MFGO	MAGELLAN FINANCIAL OPTION	0.0%	Good	Seek Approval
MFGOB	MAGELLAN FINANCIAL GROUP LIMITED	0.0%	Reserve	Seek Approval
MFGR	RIGHTS - APPLICATIONS CLOSE 8-MAY-2007 D	0.0%	Good	Seek Approval
MFHGE	MFS FULLY HEDGED GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
MFI	MARINER FINANCIAL LIMITED	0.0%	Good	Seek Approval
MFI1	MARINER FINANCIAL LIMITED	0.0%	Good	Seek Approval
MFL	MARKETFAXTS LIMITED - FULLY PAID ORD	0.0%	Good	Seek Approval
MFNHA	MACQUARIE FORTRESS AUST 1 FLTING NOTE	0.0%	Good	Seek Approval
MFNHB	MACQUARIE FORTRESS AUST 1 FRN 31/8/2035	0.0%	Good	Seek Approval
MFPAS	MLC MKEY ISF PERPETUAL W/S AUST SHARE FU	75.0%	Good	Seek Approval
MFPIF	MLC MKEY ISF PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
MFPVS	MLC MKEY ISF PERENNIAL VALUE SHARES W/S	75.0%	Good	Seek Approval
MFS1	MFS LIMITED	0.0%	Good	Seek Approval
MFS8	MFS LEVERAGED INVESTMENT LIMITED	0.0%	Good	Seek Approval
MFSCG	MFS CONCENTRATED GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
MFSG	UNSEC.NOTE/WARR 1:14EXP.30-DEC-11 STPLD	0.0%	Good	Seek Approval
MFSGE	MFS GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
MFSWW	MFS LIMITED INSTITUTIONAL OFFER	0.0%	Good	Seek Approval
MFSXX	MFS LIMITED - PLACEMENT	0.0%	Good	Seek Approval
MFSZZ	MFS LIMITED RETAIL BOOKBUILD	0.0%	Good	Seek Approval
MFT1	MFS DIVERSIFIED TRUST	0.0%	Good	Seek Approval
MFTXX	MFS DIVERSIFIED GROUP - PLACEMENT	0.0%	Good	Seek Approval
MFWAS	MLC MASTERKEY W/S AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
MFWIB	MLC WHOLESALE INCOMEBUILDER (TM)	75.0%	Good	Seek Approval
MGA	METALSGROVE MINING LTD	0.0%	Good	Seek Approval
MGA15	BLACKROCK GLOBAL ALLOCATION FUND AUST D	60.0%	Good	Seek Approval
MGAAD	BLACKROCK GLOBAL ALLOCCATION FUND AUST D	60.0%	Good	Seek Approval
MGAAS	BLACKROCK GLOBAL ALLOC FUND (AUST) CLS S	60.0%	Good	Seek Approval
MGCO	MINING CORPORATION OF AUSTRALIA OPTIONS	0.0%	Reserve	Seek Approval
MGDDB	MT GOLD MINING NL OP/X 30/6/99 DEF SMENT	0.0%	Reserve	Seek Approval
MGE15	C WORLDWIDE GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
MGEXU	MAGELLAN HIGH CONVICTION FUND	70.0%	Good	Seek Approval
MGF	MAGELLAN GLOBAL FUND	60.0%	Good	Seek Approval
MGFBT	MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
MGFFL	MONTGOMERY GLOBAL FUND	0.0%	Good	Seek Approval
MGG2	MAGELLAN GLOBAL TRUST	0.0%	Good	Seek Approval
MGGFF	MUNRO GLOBAL GROWTH FUND	65.0%	Good	Seek Approval
MGH	MAAS GROUP HOLDINGS LIMITED	0.0%	Good	Seek Approval
MGI1	MACQUARIE GOODMAN INDUSTRIAL TRUST	0.0%	Good	Seek Approval
MGIN	MACQUARIE GOODMAN INDUSTRIAL TRUST	0.0%	Good	Seek Approval
MGINA	MACQ GOODMAN INDUSTRIAL TRUST - NEW	0.0%	Good	Seek Approval
MGK	MAGNESIUM INTERNATIONAL LIMITED	0.0%	Reserve	Seek Approval
MGL	MAGONTEC LIMITED	0.0%	Good	Seek Approval
MGLR	MAGNOTEC LIMITED - RIGHTS	0.0%	Reserve	Seek Approval
MGM1	MACQUARIE GOODMAN MANAGEMENT LIMITED	0.0%	Good	Seek Approval
MGN	MAGELLAN PETROLEUM CORPORATION.	0.0%	Good	Seek Approval
MGOC	MAGELLAN GLOBAL FUND OPEN CLASS MF	75.0%	Good	Seek Approval
MGOCZ	MAGELLAN GLOBAL FUND OPEN CLASS DUMMY	75.0%	Good	Seek Approval
MGOO	MARENGO MINING LIMITED OPT EXP 28/02/08	0.0%	Reserve	Seek Approval
MGQIM	ARROWSTREET GLOBAL EQUITY FUND HEDGED	75.0%	Good	Seek Approval
MGR	MIRVAC GROUP - STAPLED SECURITIES	65.0%	Good	Seek Approval
MGR1	MIRVAC GROUP	0.0%	Good	Seek Approval
MGRAM	MIRVAC GROUP IR $0.83752 UNPAID	0.0%	Good	Seek Approval
MGS2	PIC WHLS GLOBAL SHARE GROWTH STYLE	0.0%	Good	Seek Approval
MGSGS	MLC MK INV SERV GLOBAL SHARE GROWTH STYL	0.0%	Good	Seek Approval
MGSVS	MLC WHOLESALE GLOBAL SHARE VALUE STYLE F	0.0%	Good	Seek Approval
MGT	MAGNETITE MINES LIMITED	0.0%	Good	Seek Approval
MGTO	MAGNETITE MINES LTD OPT EXP 23/5/2025	0.0%	Good	Seek Approval
MGU	MAGNUM MINING AND EXPLORATION LIMITED	0.0%	Good	Seek Approval
MGW1	BRIAN MCGUIGAN WINES LIMITED	0.0%	Good	Seek Approval
MGX	MOUNT GIBSON IRON LIMITED	40.0%	Good	Seek Approval
MGXO	MOUNT GIBSON IRON LTD - OPT EXP 15/10/05	0.0%	Good	Seek Approval
MGXOA	MOUNT GIBSON IRON LIMITED OPT EXP 31DEC6	0.0%	Good	Seek Approval
MH2IP	MLC HORIZON 2 - INCOME PORTFOLIO	75.0%	Good	Seek Approval
MH3CG	MLC W/S HORIZON3 CONS GROW PORTFOLIO	75.0%	Good	Seek Approval
MH6SP	MLC MKEY HORIZON 6 SHARE PORTFOLIO	75.0%	Good	Seek Approval
MH7A1	MLC MKEY HORIZON 7 ACCELERATED GRWTH	0.0%	Good	Seek Approval
MH7AG	MLC MKEY HORIZON 7 ACCELERATED GRWTH	40.0%	Good	Seek Approval
MH7AW	MLC MKEY HORIZON 7 W/S ACCELERATED GRWTH	40.0%	Good	Seek Approval
MHC	MANHATTAN CORPORATION LIMITED	0.0%	Reserve	Seek Approval
MHCF	MACQUARIE AUSTRALIAN SHARES	70.0%	Good	Seek Approval
MHG	MAGELLAN GLOBAL EQUITIES FUND	70.0%	Good	Seek Approval
MHHT	MAGELLAN HIGH CONVICTION TRUST	70.0%	Good	Seek Approval
MHHVG	PENGANA INTERNATIONAL ETHICAL FUND	70.0%	Good	Seek Approval
MHI	MERCHANT HOUSE INTERNATIONAL LIMITED	0.0%	Reserve	Seek Approval
MHJ	MICHAEL HILL INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
MHK	METAL HAWK LIMITED	0.0%	Good	Seek Approval
MHL	MONITOR ENERGY LIMITED	0.0%	Good	Seek Approval
MHLR	MONITOR ENERGY LIMITED	0.0%	Reserve	Seek Approval
MHLRA	MONITOR ENERGY LIMITED: 20/10/09	0.0%	Reserve	Seek Approval
MHMO	MACQUARIE HARBOUR MIN OPTION EXP 31-8-12	0.0%	Good	Seek Approval
MHOT	VANECK MORNINGSTAR WIDE MOAT AUD HEDGED	0.0%	Good	Seek Approval
MHYCA	FLOAT RATE UNSEC NOTE MATURING 10-12-11	0.0%	Good	Seek Approval
MHYHA	FLOATING RATE UNSEC NOTE MAT 10-12-11	0.0%	Good	Seek Approval
MHZHA	MAHOGANY CAPITAL LTD - NOTES SERIES II	0.0%	Good	Seek Approval
MI6	MINERALS 260 LIMITED	0.0%	Good	Seek Approval
MIASC	INVESCO WS AUST SMALLER COMPANIES FND	65.0%	Good	Seek Approval
MIC	MICHELAGO LIMITED	0.0%	Reserve	Seek Approval
MICH	MAGELLAN INFRASTRUCTURE FND(CURR HEDGED)	70.0%	Good	Seek Approval
MIF	MACARTHURCOOK INDUSTRIAL PROPERTY FUND	0.0%	Good	Seek Approval
MIF1	MACARTHURCOOK INDUSTRIAL PROPERTY FUND	0.0%	Good	Seek Approval
MIFO	OPTION EXPIRING 31-AUG-2009 DEFERRED SET	0.0%	Reserve	Seek Approval
MIFS1	MACARTHURCOOK INDUSTRIAL PROPERTY FUND	0.0%	Good	Seek Approval
MIFSF	MACQUARIE INT INFRASTRUCTURE SEC FUND	0.0%	Good	Seek Approval
MIG_C	MACQUARIE INFRASTRUCTURE GROUP	0.0%	Reserve	Seek Approval
MIG2	MACQUARIE INFRASTRUCTURE GROUP	0.0%	Good	Seek Approval
MIGMH	INVESCO WS GLOBAL MATRIX FND HEDGED	70.0%	Good	Seek Approval
MIGMU	INVESCO WS GLOBAL MATRIX FND UNHEDGED	75.0%	Good	Seek Approval
MIGPS	MLC I/S GLOBAL PROPERTY FUND	70.0%	Good	Seek Approval
MII	MERIDIAN MINERALS LIMITED	0.0%	Good	Seek Approval
MII15	MLC-VANGUARD INTL SHARES INDEX FND - HDG	75.0%	Good	Seek Approval
MIIGP	EII GLOBAL PROPERTY FUND	0.0%	Good	Seek Approval
MIK	MIKOH CORPORATION LIMITED	0.0%	Good	Seek Approval
MIKOA	MIKOH CORP. LTD - OPT EXP 30/7/04	0.0%	Reserve	Seek Approval
MIL	MILLENNIUM SERVICES GROUP LIMITED	0.0%	Good	Seek Approval
MILMS	MLC MKEY I/S LEGG MASON PROP SEC TRUST	65.0%	Good	Seek Approval
MILPS	MACQUARIE INDEX-LINKED PROPERTY SEC	0.0%	Good	Seek Approval
MIM1	MIM HOLDINGS LIMITED	0.0%	Good	Seek Approval
MIMAS	INVESTORS MUTUAL WS AUST SHARE FND	75.0%	Good	Seek Approval
MIMBT	THE MONTGOMERY FUND	0.0%	Good	Seek Approval
MIN	MINERAL RESOURCES LIMITED	55.0%	Good	Seek Approval
MIN1	MINERAL RESOURCES LIMITED	0.0%	Good	Seek Approval
MIN8	MINERAL RESOURCES LIMITED	45.0%	Good	Seek Approval
MINXX	MINERAL RESOURCES LIMITED	0.0%	Good	Seek Approval
MINZZ	MINERAL RESOURCES LTD BROKER FIRM OFFER	0.0%	Good	Seek Approval
MIO	MACARTHUR MINERALS LIMITED	0.0%	Good	Seek Approval
MIOO	MACARTHUR MINERALS LIMITED	0.0%	Good	Seek Approval
MIPF1	INCOME FUND	0.0%	Good	Seek Approval
MIPWS	MLC MKEY I/S PERPETUAL WS SMALL COMP 2	65.0%	Good	Seek Approval
MIR	MIRRABOOKA INVESTMENTS LIMITED	60.0%	Good	Seek Approval
MIRR	MIRRABOOKA INVEST LTD - CLOSE 22-FEB-08	0.0%	Good	Seek Approval
MIS	MIDWEST CORPORATION LIMITED	0.0%	Reserve	Seek Approval
MIS15	MLC - VANGUARD W/S INT SHARE INDX FD	75.0%	Good	Seek Approval
MISGS	MLC MKEY UNIT TRUST - GLOBAL SHARE FUND	75.0%	Good	Seek Approval
MISHG	MLC MKEY I/S HORIZON 5-GROWTH PORTFOLIO	75.0%	Good	Seek Approval
MIT	MARINER PIPELINE INCOME FUND	0.0%	Good	Seek Approval
MITBF	MLC WHOLESALE HORIZON 4 BALANCED PORT	75.0%	Good	Seek Approval
MITGF	MLC WHOLESALE HORIZON 5 GROWTH PORTFOLIO	75.0%	Good	Seek Approval
MITGS	MLC W/S GLOBAL SHARE FUND	75.0%	Good	Seek Approval
MITIB	MLC W/S INCOMEBUILDER	75.0%	Good	Seek Approval
MIV	MEDICAL INNOVATIONS LTD-C/CHANGE TO PSX	0.0%	Good	Seek Approval
MIW	MIDWARE LIMITED	0.0%	Reserve	Seek Approval
MIWAS	ONEPATH WHOLESALE AUSTRALIAN SHARE TRUST	70.0%	Good	Seek Approval
MJNO	MJN OPTION 30-SEP-96	0.0%	Reserve	Seek Approval
MJNOB	MAJESTIC RESOURCES NL - OPT EXP 30/6/03	0.0%	Good	Seek Approval
MJWAE	GOLDMAN SACHS AUSTRALIAN EQUITIES WS FND	75.0%	Good	Seek Approval
MKA	AUIRON ENERGY LTD -FORMALLY MEEKATHARRA	0.0%	Reserve	Seek Approval
MKAX	MONTAKA GLOBAL MANAGED HEDGED FUND	0.0%	Good	Seek Approval
MKG	MAKO GOLD LIMITED	0.0%	Good	Seek Approval
MKL	MIGHTY KINGDOM LIMITED	0.0%	Reserve	Seek Approval
MKLR	MIGHTY KINGDOM LIMITED	0.0%	Reserve	Seek Approval
MKM	MATLOCK MINING N.L.	0.0%	Reserve	Seek Approval
MKR	MANUKA RESOURCES LTD.	0.0%	Good	Seek Approval
MKT	THE MARKET LIMITED	0.0%	Good	Seek Approval
MKY	MKY RESOURCES LTD	0.0%	Good	Seek Approval
MLAMV	ALLIANCEBERNSTEIN MANAGED VOLATILITY EQU	75.0%	Good	Seek Approval
MLANC	ANTARES CORE OPPORTUNITIES SMA	75.0%	Good	Seek Approval
MLASI	MLC WHOLESALE AUSTRALIAN SHARE INDEX	75.0%	Good	Seek Approval
MLB2	MELBOURNE IT LIMITED	0.0%	Good	Seek Approval
MLC	MOTHERCARE AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
MLC3C	MLC MASTERKEY U/T HORIZON 3 CONS	75.0%	Good	Seek Approval
MLC4B	MLC MKEY I/S HORIZON 4 - BALANCED FND	75.0%	Good	Seek Approval
MLCAB	MLC MKEY HORIZON 4 - BALANCED FUND	75.0%	Good	Seek Approval
MLCAC	ANTARES CORE OPPORTUNITIES SMA	75.0%	Good	Seek Approval
MLCAD	ANTARES DIVIDEND BUILDER SMA MODEL	75.0%	Good	Seek Approval
MLCAE	MLC MKEY I/S AUSBIL AUST EMERGING LEADER	70.0%	Good	Seek Approval
MLCAG	CAPITAL GROUP NEW PERSPECTIVE FUND	75.0%	Good	Seek Approval
MLCAI	MLC MKEY UNIT TRUST - GLOBAL SHARE FUND	75.0%	Good	Seek Approval
MLCAN	ALTRINSIC GLOBAL EQUITIES TRUST	75.0%	Good	Seek Approval
MLCAR	PIC WHOLESALE LONG-TERM ABSOLUTE RETURN	0.0%	Good	Seek Approval
MLCAS	MLC MASETRKEY U/T MLC AUST SHARE FND	75.0%	Good	Seek Approval
MLCBA	MLC MKEY U/T MLC M/KEY HORIZON 4 - BALAN	75.0%	Good	Seek Approval
MLCBE	BENNELONG EX-20 AUSTRALIAN EQUITIES FUND	70.0%	Good	Seek Approval
MLCCF	MLC MASTERKEY I/S CASH FUND	85.0%	Good	Seek Approval
MLCCG	MLC MKEY HORIZON 3 - CONSERV GROWTH PORT	75.0%	Good	Seek Approval
MLCCH	MLC MASTERKEY U/T CASH FUND	85.0%	Good	Seek Approval
MLCDD	MLC WHOLESALE DIVERSIFIED DEBT A FUND	75.0%	Good	Seek Approval
MLCDF	MLC I/V DIVERSIFIED DEBT FUND	75.0%	Good	Seek Approval
MLCG3	MLC MKEY I/S MLC M/KEY HORIZON 3 - CONS	75.0%	Good	Seek Approval
MLCGC	PM CAPITAL GLOBAL COMPANIES FUND	60.0%	Good	Seek Approval
MLCGE	YARRA EMERGING LEADERS FUND	65.0%	Good	Seek Approval
MLCGG	MLC MKEY I/S GLOBAL SHARE GROWTH STYLE	0.0%	Good	Seek Approval
MLCGO	MLC MK GLOBAL SHARE GROWTH STYLE FUND	0.0%	Good	Seek Approval
MLCGP	MLC MKEY U/T MLC M/KEY HORIZON 5 - GROW	75.0%	Good	Seek Approval
MLCGR	MLC MKEY HORIZON 5 - GROWTH FUND	75.0%	Good	Seek Approval
MLCGS	MLC MKEY UNIT TRUST - GLOBAL SHARE FUND	75.0%	Good	Seek Approval
MLCGW	GREENCAPE BROADCAP FUND	75.0%	Good	Seek Approval
MLCH6	MLC MKEY U/T MLC M/KEY HORIZON 6 - SHARE	75.0%	Good	Seek Approval
MLCHA	HYPERION AUSTRALIAN GROWTH COMPANIES FD	75.0%	Good	Seek Approval
MLCHO	MLC HORIZON 2 - INCOME PORTFOLIO	75.0%	Good	Seek Approval
MLCI2	MLC MASTERKEY I/S INCOMEBUILDER	75.0%	Good	Seek Approval
MLCI5	IML CONCENTRATED AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
MLCI6	MLC MASTERKEY I/S HORIZON 6 SHARE FUND	75.0%	Good	Seek Approval
MLCIA	MLC MASTERKEY I/S AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
MLCIB	MLC WHOLESALE INCOMEBUILDER [TM]	75.0%	Good	Seek Approval
MLCIF	MLC MKEY I/S MLC VANGUARD AU SHARE INDEX	75.0%	Good	Seek Approval
MLCIM	MLC MKEY W/S INVESTORS MUTUAL AUST SHAR	75.0%	Good	Seek Approval
MLCIN	MLC MASTERKEY U/T MLC INCOMEBUILDER	75.0%	Good	Seek Approval
MLCIS	MLC MKEY I/S AUST SHARE GROWTH STYLE FUN	0.0%	Good	Seek Approval
MLCIV	MLC MKEY I/S GLOBAL SHARE VALUE STYLE FU	0.0%	Good	Seek Approval
MLCMA	MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
MLCMI	MAGELLAN INFRASTRUCTURE FUND	70.0%	Good	Seek Approval
MLCNC	NORTHWARD CAPITAL AUSTRALIAN EQUITY TRUS	0.0%	Good	Seek Approval
MLCOF	COLONIAL FIRST STATE WS IMPUTATION FUND	75.0%	Good	Seek Approval
MLCP1	PENDAL GLOBAL EMERGING MARKETS OPPOR FND	65.0%	Good	Seek Approval
MLCP2	PIMCO GLOBAL CREDIT FUND WS CLASS	75.0%	Good	Seek Approval
MLCPA	MLC MASTERKEY I/S PLATINUM ASIA FUND	65.0%	Good	Seek Approval
MLCPC	MLC MKEY CASH FUND	85.0%	Good	Seek Approval
MLCPD	PIMCO EQT W/S DIV FIXED INTEREST FUND	75.0%	Good	Seek Approval
MLCPE	PENGANA EMERGING COMPANIES FUND	65.0%	Good	Seek Approval
MLCPF	MLC I/S GLOBAL PROPERTY FUND	70.0%	Good	Seek Approval
MLCPG	MLC MKEY U/T MLC PLATINUM GLOBAL FND	70.0%	Good	Seek Approval
MLCPI	MLC MKEY I/S PLATINUM INTL FND	70.0%	Good	Seek Approval
MLCPS	MASTERKEY UNIT TRUST PROPERTY SEC FUND	65.0%	Good	Seek Approval
MLCPV	MLC M/KEY I/S PERENNIAL VALUE SHARES W/S	75.0%	Good	Seek Approval
MLCPW	PERPETUAL WS INDUSTRIAL SHARE FUND	75.0%	Good	Seek Approval
MLCSA	MLC MKEY I/S SCHRODER W/S AUST EQUITY	75.0%	Good	Seek Approval
MLCSG	MLC MKEY U/T MLC AUST SHARE GROWTH STYLE	0.0%	Good	Seek Approval
MLCSV	MLC MKEY U/T MLC AUST SHARE VALUE STYLE	0.0%	Good	Seek Approval
MLCU7	MLC MKEY U/T MLC HORIZON 7-ACCELERATED	40.0%	Good	Seek Approval
MLCUA	MLC MKEY I/S UBS AUST SHARE FND	75.0%	Good	Seek Approval
MLCVA	MLC MKEY I/S VANGUARD AUST SHARES INDEX	75.0%	Good	Seek Approval
MLCVI	MLC VANGUARD AUST SHARE INDEX FUND	0.0%	Good	Seek Approval
MLCVP	VANGUARD AUST PROPERTY SEC INDEX FND	70.0%	Good	Seek Approval
MLCVS	MLC MKEY U/T VANGUARD AUST SHARE	75.0%	Good	Seek Approval
MLCW6	MLC MKEY W/S HORIZON 6 SHARE PORTFOLIO	75.0%	Good	Seek Approval
MLCWA	MLC WHOLESALE AUSTRALIAN SHARE INDEX	75.0%	Good	Seek Approval
MLCWB	MLC WHOLESALE HORIZON 4 BALANCED PORT	75.0%	Good	Seek Approval
MLCWH	MLC WHOLESALE HORIZON 4 BALANCED PORT	75.0%	Good	Seek Approval
MLDDA	MLC WHOLESALE DIVERSIFIED DEBT A FUND	75.0%	Good	Seek Approval
MLE1	MACQUARIE LEISURE TRUST GROUP	0.0%	Good	Seek Approval
MLER	MACQ LEISURE RIGHTS 16/12/99	0.0%	Good	Seek Approval
MLFEE	FAIRVIEW EQUITY PART EMERGING COMPANIES	65.0%	Good	Seek Approval
MLFEP	FAIRVIEW EQUITY PARTNERS EMERGING CO FND	65.0%	Good	Seek Approval
MLG	MLG OZ LIMITED	0.0%	Good	Seek Approval
MLGPF	MLC I/S GLOBAL PROPERTY FUND	70.0%	Good	Seek Approval
MLHGP	MLC WS HORIZON 3 CONSERVATIVE GROWTH	75.0%	Good	Seek Approval
MLHIP	MLC MKEY HORIZON 2 - INCOME PORTFOLIO	75.0%	Good	Seek Approval
MLIGF	BLACKROCK INTL GOLD FND CLASS C	0.0%	Good	Seek Approval
MLIMP	MLC WS INFLATION PLUS MODERATE PORTFOLIO	0.0%	Good	Seek Approval
MLIO	MINTAILS LIMITED OPTION EXP 01/07/06	0.0%	Good	Seek Approval
MLIPG	MLC WHOLESALE INDEX PLUS GROWTH PORT	0.0%	Good	Seek Approval
MLK1	MILLKIRK INVESTMENT	0.0%	Good	Seek Approval
MLL	MALI LITHIUM LIMITED	0.0%	Good	Seek Approval
MLLYY	MALI LITHIUM LIMITED TRANCHE 2 PLACEMENT	0.0%	Good	Seek Approval
MLM	METALLICA MINERALS LTD	0.0%	Good	Seek Approval
MLMGE	ARROWSTREET GLOBAL EQUITY FUND (HEDGE)	75.0%	Good	Seek Approval
MLMIU	MAGELLAN INFRSTRUCTURE (UNHEDGED)	70.0%	Good	Seek Approval
MLMO	METALLICA MINERALS LTD OPT EXP 30/6/17	0.0%	Good	Seek Approval
MLMOB	METALLICA MINERALS LTD OPT EXP 25/3/2024	0.0%	Reserve	Seek Approval
MLNAB	NIT NATIONAL AUST BALANCED FD (NEF)	0.0%	Good	Seek Approval
MLPAE	PENGANA AUSTRALIAN EQUITIES FUND	65.0%	Good	Seek Approval
MLPCE	PM CAPITAL ENHANCED YIELD FUND	60.0%	Good	Seek Approval
MLPEF	PENGANA AUSTRALIAN EQUITIES FUND	65.0%	Good	Seek Approval
MLPEG	PENGANA GLOBAL SMALL COMPANIES FUND	60.0%	Good	Seek Approval
MLPES	PERPETUAL WS SMALLER COMPANIES FUND	65.0%	Good	Seek Approval
MLPGB	PIMCO GLOBAL BOND FUND WHOLESALE CLASS	70.0%	Good	Seek Approval
MLPRO	MLC PROPERTY SECURITIES FUND	0.0%	Good	Seek Approval
MLPSC	PERPETUAL WHOLESALE SMALLER COMPANIES	65.0%	Good	Seek Approval
MLPWE	MLC MKEY I/S PERPETUAL WS SRI FND	75.0%	Good	Seek Approval
MLS	METALS AUSTRALIA LTD	0.0%	Good	Seek Approval
MLS1	METALS AUSTRALIA LTD	0.0%	Good	Seek Approval
MLSAE	MLC MKEY I/S SCHRODER AUST EQUITY FND S	75.0%	Good	Seek Approval
MLSBC	SMA BLUE CHIP TOP 20	0.0%	Good	Seek Approval
MLSOC	METALS AUS OPT EXP 31/12/23	0.0%	Reserve	Seek Approval
MLSRI	AUSBIL INDUSTRIALS MODEL PORTFOLIO	75.0%	Good	Seek Approval
MLT1	MILTON CORPORATION LIMITED	0.0%	Good	Seek Approval
MLT2	MILTON CORPORATION LIMITED	0.0%	Good	Seek Approval
MLTED	$NATD6 - NATIONAL AUSTRALIA BANK 6 MONTH	0.0%	Good	Seek Approval
MLTR	MILTON CORP RIGHTS EX 2/6/99	0.0%	Good	Seek Approval
MLVAG	VANGUARD GLOBAL INFRASTRUCTURE FUND	0.0%	Good	Seek Approval
MLVAI	VANGUARD INTERNATIONAL SHARES INDEX FUND	75.0%	Good	Seek Approval
MLVAS	MLC VANGUARD INT'L SHARES INDEX FD UNHDG	0.0%	Good	Seek Approval
MLVCS	MLC VANGUARD AUSTSTRALIAN SHARE INDEX FU	75.0%	Good	Seek Approval
MLVSI	MLC VANGUARD AUST SHARE INDEX FUND	0.0%	Good	Seek Approval
MLWAS	MLC WHOLESALE AUSTRALIAN SHARE INDEX	75.0%	Good	Seek Approval
MLWGP	MLC WHOLESALE GLOBAL PROPERTY FUND	70.0%	Good	Seek Approval
MLWHG	MLC WHOLESALE HORIZON 5 GROWTH PORTFOLIO	75.0%	Good	Seek Approval
MLX	METALS X LIMITED	0.0%	Good	Seek Approval
MM1	MIDAS MINERALS LTD	0.0%	Good	Seek Approval
MM8	MEDALLION METALS LIMITED	0.0%	Good	Seek Approval
MMA	MMC CONTRARIAN LIMITED	0.0%	Good	Seek Approval
MMA1	MMC CONTRARIAN LIMITED	0.0%	Good	Seek Approval
MMA15	MLC- INVESTORS MUTUAL AUST SHARE FUND	75.0%	Good	Seek Approval
MMAGF	ONEPATH ACTIVE GROWTH TRUST	75.0%	Good	Seek Approval
MMAGN	ONEPATH ACTIVE GROWTH TRUST - NEF	75.0%	Good	Seek Approval
MMAP	MACQUARIE AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
MMASC	MA SECURED LOAN SERIES - CLASS B	0.0%	Good	Seek Approval
MMASN	ONEPATH AUSTRALIAN SHARES TRUST - NEF	70.0%	Good	Seek Approval
MMAST	ONEPATH AUSTRALIAN SHARE TRUST	70.0%	Good	Seek Approval
MMAZZ	MMC CONTRARIAN LTD - PLACEMENT	0.0%	Good	Seek Approval
MMB	MAGMA METALS LIMITED	0.0%	Good	Seek Approval
MMBCI	ONEPATH BLUE CHIP IMPUTATION TRUST	75.0%	Good	Seek Approval
MMBCN	ONEPATH BLUE CHIP IMPUTATION TRUST - NEF	75.0%	Good	Seek Approval
MMBF	ONEPATH BALANCED TRUST	75.0%	Good	Seek Approval
MMC	MITRE MINING CORPORATION LIMITED	0.0%	Good	Seek Approval
MMCF1	MLC MKEY CASH FUND	0.0%	Good	Seek Approval
MMCIP	INCOME FUND	0.0%	Good	Seek Approval
MMCN	MARSH & MCLENNAN COMPANIES INC	0.0%	Good	Seek Approval
MMCNY	MARSH & MCLENNAN COMPANIES INC	70.0%	Good	Seek Approval
MMCSC	HUON SMALL COMPANIES FUND	0.0%	Good	Seek Approval
MMDFI	MACQUARIE DYNAMIC BOND FUND	75.0%	Good	Seek Approval
MMDO	MICROMEDIC INDUSTRIES LIMITED OPTIONS	0.0%	Good	Seek Approval
MMDRA	MICROMEDIC RIGHTS 08/12/99	0.0%	Good	Seek Approval
MME	MONEYME LIMITED	0.0%	Good	Seek Approval
MME1	MTM ENTERTAINMENT TRUST	0.0%	Reserve	Seek Approval
MMECA	MTM ENTERTAINMENT TRUST $1.60 PAID TO $1	0.0%	Reserve	Seek Approval
MMECN	ONEPATH OA IP-OP EMERGING COMP NEF	65.0%	Good	Seek Approval
MMECT	ONEPATH OA IP-OP EMERGING COMPANIES EF	65.0%	Good	Seek Approval
MMEFI	MACQUARIE MASTER ENHANCED FIXED INT FUND	75.0%	Good	Seek Approval
MMFPA	MMF PREFERENCE	0.0%	Good	Seek Approval
MMGB	MACQUARIE GLOBAL BOND	0.0%	Good	Seek Approval
MMGSV	MLC MKEY GLOBAL SHARE VALUE STYLE FUND	0.0%	Good	Seek Approval
MMGYY	PLACEMENT	0.0%	Good	Seek Approval
MMHIP	MLC MKEY HORIZON 2 - INCOME PORTFOLIO	75.0%	Good	Seek Approval
MMI	METRO MINING LIMITED	0.0%	Good	Seek Approval
MMIB	MLC MKEY INCOME BUILDER	75.0%	Good	Seek Approval
MMICH	MMI CASH INVESTMENT VEHICLE -GIS	95.0%	Good	Seek Approval
MMIGS	ONEPATH GLOBAL SHARE TRUST EF	75.0%	Good	Seek Approval
MMJ	MMJ GROUP HOLDINGS LIMITED	0.0%	Good	Seek Approval
MMKT	BETASHARES AUST CASH PLUS FUND (MF)	0.0%	Good	Seek Approval
MMLO	MEDUSA MINING LTD - OPT EXP 31/06/07	0.0%	Good	Seek Approval
MMM	MARLEY SPOON AG	0.0%	Good	Seek Approval
MMMAP	MACQUARIE AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
MMMHC	MACQUARIE AUSTRALIAN SHARES	70.0%	Good	Seek Approval
MMN	MACMIN LIMITED	0.0%	Good	Seek Approval
MMNO	MACMIN SILVER LTD - OPT EXP 30/10/08	0.0%	Good	Seek Approval
MMNOB	MACMIN SILVER LTD	0.0%	Reserve	Seek Approval
MMO	MTM OFFICE TRUST UNITS FULLY PAID	0.0%	Good	Seek Approval
MMPSF	MACQUARIE MSTR PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
MMPT	MACQUARIE MARTIN PLACE TRUST	0.0%	Good	Seek Approval
MMR	MEC RESOURCES LIMITED	0.0%	Reserve	Seek Approval
MMRR	RIGHTS - APPLICATIONS CLOSE 17-JAN-2007	0.0%	Reserve	Seek Approval
MMS	MCMILLAN SHAKESPEARE LIMITED	55.0%	Good	Seek Approval
MMTEI	ONEPATH TAX EFFECTIVE INCOME TRUST	75.0%	Good	Seek Approval
MMTEN	ONEPATH TAX EFFECTIVE INCOME TRUST NEF	75.0%	Good	Seek Approval
MMU1	MMI LIMITED	0.0%	Good	Seek Approval
MMWSG	WALTER SCOTT GLOBAL EQUITY FD HDGD	75.0%	Good	Seek Approval
MMX1	MURCHISON METALS LTD	0.0%	Good	Seek Approval
MMXO	MURCHISON METALS LTD OPTION EXP 30/11/07	0.0%	Good	Seek Approval
MMXXX	PLACEMENT	0.0%	Good	Seek Approval
MMY	MERCURY MOBILITY LTD	0.0%	Good	Seek Approval
MNB	MINBOS RESOURCES LIMITED	0.0%	Good	Seek Approval
MND	MONADELPHOUS GROUP LIMITED	65.0%	Good	Seek Approval
MND1	MONADELPHOUS GROUP LIMITED	0.0%	Good	Seek Approval
MND2	MONADELPHOUS GROUP LIMITED	0.0%	Good	Seek Approval
MNDDA		0.0%	Good	Seek Approval
MNDKC	MONADELPHOUS GROUP LTD 25.9962	0.0%	Good	Seek Approval
MNE1	MINPROC ENGINEERS LIMITED	0.0%	Reserve	Seek Approval
MNFTF	MACQUARIE NINE FILM & TELEVISION FUND	0.0%	Good	Seek Approval
MNG	MINOTAUR GOLD LIMITED	0.0%	Reserve	Seek Approval
MNL	MANACCOM CORPORATION LIMITED	0.0%	Good	Seek Approval
MNMSF	MQ MULTI-STRATEGY FUND	0.0%	Good	Seek Approval
MNRO	MINOTAUR RESOURCES - OPT EXP 31/12/03	0.0%	Good	Seek Approval
MNRR	MINOTAUR RES LTD - RHTS APP CLE 13/10/03	0.0%	Good	Seek Approval
MNRS	BETASHARES GLOBAL GOLD MINERS ETF	70.0%	Good	Seek Approval
MNRS1	BETASHARES GLOBAL GOLD MINERS ETF	0.0%	Good	Seek Approval
MNS	MAGNIS ENERGY TECHNOLOGIES LTD	0.0%	Good	Seek Approval
MNY1	MONEY3 CORPORATION LIMITED	0.0%	Good	Seek Approval
MNY2	MONEY3 CORPORATION LIMITED	0.0%	Good	Seek Approval
MNYXX	MONEY3 CORP LTD PLACEMENT	0.0%	Good	Seek Approval
MNZPF	MULTIPLEX NZ PROPERTY FUND	0.0%	Good	Seek Approval
MOA	VANECK VECTORS MORNINGSTAR WIDE MOAT ETF	0.0%	Good	Seek Approval
MOAT	VANECK VECTORS MORNINGSTAR WIDE MOAT ETF	75.0%	Good	Seek Approval
MOCPO	MORTGAGE CHOICE PRIORITY OFFER (FIRM)	0.0%	Good	Seek Approval
MOCXX	MORTGAGE CHOICE LIMITED - INSTO OFFER	0.0%	Good	Seek Approval
MOCZZ	MORTGAGE CHOICE LTD - BROKER ALL	0.0%	Good	Seek Approval
MOEO	MOTO GOLDMINES LIMITED-OPT EXP 31/05/06	0.0%	Good	Seek Approval
MOFN	MACQUARIE OFFICE TRUST - NEW UNITS	0.0%	Good	Seek Approval
MOFRA	MACQ OFFICE RIGHTS	0.0%	Reserve	Seek Approval
MOGL	MONTGOMERY GLOBAL EQUITIES FUND (MF)	0.0%	Good	Seek Approval
MOGR	MOBY OIL & GAS LTD-RGHT 16/09/05 DEF	0.0%	Reserve	Seek Approval
MOGXX	PLACEMENT	0.0%	Good	Seek Approval
MOGYY	MOBY OIL & GAS LTD	0.0%	Good	Seek Approval
MOH	MOHO RESOURCES LIMITED	0.0%	Reserve	Seek Approval
MOM	MOAB MINERALS LIMITED	0.0%	Reserve	Seek Approval
MON	MONARCH GOLD MINING COMPANY LIMITED	0.0%	Good	Seek Approval
MONDA	MONARCH GOLD MINING COMPANY LIMITED	0.0%	Good	Seek Approval
MONO	MONARCH GOLD MINING LTD OPT EXP 31/07/06	0.0%	Reserve	Seek Approval
MONR	RIGHTS - APPLICATIONS CLOSE 21-APR-2008	0.0%	Reserve	Seek Approval
MOS	MOSAIC OIL NL	0.0%	Good	Seek Approval
MOS1	MOSAIC OIL NL	0.0%	Good	Seek Approval
MOSYY	MOSAIC OIL PLACEMENT	0.0%	Good	Seek Approval
MOT	MCP INCOME OPPORTUNITIES TRUST	0.0%	Good	Seek Approval
MOYOB	MILLENNIUM MINERALS LIMITED OPTION EXPIR	0.0%	Reserve	Seek Approval
MOZ	MOSAIC BRANDS LIMITED	0.0%	Good	Seek Approval
MOZG	MOSAIC BRANDS LIMITED CONVERT NOTES	0.0%	Good	Seek Approval
MP1	MEGAPORT LIMITED	0.0%	Good	Seek Approval
MPA	MAD PAWS HOLDINGS LIMITED	0.0%	Good	Seek Approval
MPA15	MLC - PERPETUAL W/S AUSTRALIAN FUND	75.0%	Good	Seek Approval
MPCF1	MACQUARIE PREMIUM CHINA FUND	0.0%	Good	Seek Approval
MPCF2	MACQUARIE PREMIUM CHINA FUND	0.0%	Reserve	Seek Approval
MPCN	MARATHON PETROLEUM CORP MPC	0.0%	Good	Seek Approval
MPCSH	MP CASH	0.0%	Good	Seek Approval
MPD	MILLEPEDE INTERNATIONAL LIMITED	0.0%	Reserve	Seek Approval
MPE15	MLC - PERPETUAL W/S ETHICAL SRI FUND	75.0%	Good	Seek Approval
MPF	MULTIPLEX ACUMEN PROPERTY FUND	0.0%	Good	Seek Approval
MPFR	RIGHTS - APPLICATIONS CLOSE 23-AUG-2010	0.0%	Reserve	Seek Approval
MPGAC	BLACKROCK P INV GLOBAL ALLOC (AUS) C	60.0%	Good	Seek Approval
MPHOB	MAGNA PAC (HLDS) LTD - OPT EXP 28/02/04	0.0%	Good	Seek Approval
MPI	MARK SENSING LIMITED	0.0%	Good	Seek Approval
MPI15	MLC - PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
MPL	MEDIBANK PRIVATE LIMITED	75.0%	Good	Seek Approval
MPLDA	MAPLE OIL NL DEFERRED SMENT	0.0%	Good	Seek Approval
MPLIF	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
MPLJZ	PLATINUM JAPAN FUND DL	70.0%	Good	Seek Approval
MPLO	MAPLE OIL NL OPTIONS EXPIRE 20/8/98	0.0%	Reserve	Seek Approval
MPLOB	MAPLE OIL - OPTIONS 31 - JUL 99	0.0%	Reserve	Seek Approval
MPM	MPI MINES LIMITED	0.0%	Good	Seek Approval
MPNZZ	MACQUARIE PROLOGIS INCOME TRUST - B/FIRM	0.0%	Good	Seek Approval
MPO1	MOLOPO AUSTRALIA LIMITED	0.0%	Good	Seek Approval
MPODA	MOLOPO AUSTRALIA LIMITED DEFERRED SETT.	0.0%	Good	Seek Approval
MPOO	MOLOPO AUSTRALIA NL - OPT EXP 30/9/03	0.0%	Reserve	Seek Approval
MPOOA	MOLOPO AUSTRALIA NL OPT. EXP. 30/6/07	0.0%	Good	Seek Approval
MPOXX	PLACEMENT	0.0%	Good	Seek Approval
MPOYY	MOLOPO ENERGY LIMITED	0.0%	Good	Seek Approval
MPP	METRO PERFORMANCE GLASS LIMITED	0.0%	Good	Seek Approval
MPPHG	ANTARES HIGH GROWTH SHARES FUND	60.0%	Good	Seek Approval
MPPLA	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
MPR	MPOWER GROUP LIMITED	0.0%	Good	Seek Approval
MPR1	MACQUARIE PROLOGIS TRUST	0.0%	Good	Seek Approval
MPRXX	MACQUARIE PROLOGIS TRUST - PLACEMENT	0.0%	Good	Seek Approval
MPSF	MAXIM PROPERTY SECURITIES FUND	0.0%	Good	Seek Approval
MPSR	RIGHTS - APPLICATIONS CLOSE 15-OCT-2007	0.0%	Reserve	Seek Approval
MPTR	MIRVAC PROPERTY TRUST RIGHTS ISSUE	0.0%	Reserve	Seek Approval
MPW1	PIC WHOLESALE 130/0 PORTFOLIO	0.0%	Good	Seek Approval
MPW1P	PIC WHOLESALE 100/0 PORTFOLIO	0.0%	Good	Seek Approval
MPW85	PIC WHOLESALE 85/15 PORTFOLIO	0.0%	Good	Seek Approval
MPWAF	MLC MKEY I/S PERPETUAL W/S AUST SHARE FD	75.0%	Good	Seek Approval
MPWGS	PIC WHLS GLOBAL SHARE	0.0%	Good	Seek Approval
MPWIF	PERPETUAL WS INDUSTRIAL SHARE FND	75.0%	Good	Seek Approval
MPWS2	MLC-PERPETUAL'S WS SMALLER CO FUND NO. 2	65.0%	Good	Seek Approval
MPWSC	PERPETUAL WS SMALLER COMPANIES FUND	65.0%	Good	Seek Approval
MPWSV	PIC WHLS GLOBAL SHARE VALUE STYLE	0.0%	Good	Seek Approval
MPWVS	MLC MKIS IOOF/PERENNIAL WS VAL SHARE TST	0.0%	Good	Seek Approval
MPY	MFS LIVING AND LEISURE GROUP	0.0%	Good	Seek Approval
MPY1	MFS LIVING AND LEISURE GROUP	0.0%	Good	Seek Approval
MPZ	MEGAPORT LIMITED	0.0%	Good	Seek Approval
MQCCT	MACQUARIE CONSOLIDATOR CASH ACCOUNT	95.0%	Good	Seek Approval
MQCMA	MACQUARIE CASH MANAGEMENT ACCOUNT	0.0%	Good	Seek Approval
MQED	EPSILON DIRECT LENDING FUND - CLASS B	0.0%	Good	Seek Approval
MQEQS	MACQUARIE EQUINOX LIMITED - CLASS F	0.0%	Good	Seek Approval
MQG	MACQUARIE GROUP LIMITED	75.0%	Good	Seek Approval
MQG2	MACQUARIE GROUP LIMITED	0.0%	Good	Seek Approval
MQG9D	MQG 58.00 PUT OPT EXP 24/07/08	0.0%	Good	Seek Approval
MQGB1	MQGB19 $30.00 CALL OPT EXP 25-AUG-2011	65.0%	Reserve	Seek Approval
MQGF2	MQGF29 $30.00 CALL OPT EXP 28-JUN-2012	65.0%	Reserve	Seek Approval
MQGIT	MACQ GLOBAL INFRASTRUCTURE TRUST II CL A	0.0%	Good	Seek Approval
MQGJC	MQGJC9 $28.50 CALL OPT EXP 29-MAR-2012	65.0%	Reserve	Seek Approval
MQGJW	MQGJW8 $35.00 CALL OPT EXP 26-MAY-2011	65.0%	Good	Seek Approval
MQGJY	MQGJY8 $35.50 CALL OPT EXP 26-MAY-2011	65.0%	Good	Seek Approval
MQGK1	MQGK18 $36.50 CALL OPT EXP 26-MAY-2011	65.0%	Good	Seek Approval
MQGK9	MQGK19 $24.00 CALL OPT EXP 25-AUG-2011	65.0%	Reserve	Seek Approval
MQGKU	RBS 50.2103 MQG MINI SHORT	0.0%	Good	Seek Approval
MQGNO	MQGNO9 $26.00 CALL OPT EXP 29-SEP-2011	65.0%	Reserve	Seek Approval
MQGNR	MQGNR9 $26.00 CALL OPT EXP 27-OCT-2011	65.0%	Reserve	Seek Approval
MQGP2	MACQUARIE GROUP LTD CAPITAL NOTES 3	0.0%	Good	Seek Approval
MQGPC	MACQUARIE GROUP LTD CAPITAL NOTES 3	75.0%	Good	Seek Approval
MQGPD	MACQUARIE GROUP LIMITED	75.0%	Good	Seek Approval
MQGPE	MACQUARIE GROUP LIMITED	75.0%	Good	Seek Approval
MQGPF	MQG CAPITAL NOTES 6	75.0%	Good	Seek Approval
MQGS2	MQG 50.00 PUT OPT EXP 24/07/08	0.0%	Good	Seek Approval
MQGSW	WESTPAC 34.6392 MQG INSTAL 30-JUN-16 DEF	0.0%	Good	Seek Approval
MQGUP	MQGUP8 $33.50 CALL OPT EXP 25-AUG-2011	65.0%	Reserve	Seek Approval
MQGW1	MQG 57.00 PUT OPT EXP 28/08/08	0.0%	Good	Seek Approval
MQGWS	WALTER SCOTT GLOBAL EQUITY FUND (HEDGED)	75.0%	Good	Seek Approval
MQGYK	MQGYK8 $39.00 CALL OPT EXP 23-DEC-2010	65.0%	Good	Seek Approval
MQGZ8	MQGZC8 $28.00 CALL OPT EXP 29-SEP-2011	65.0%	Reserve	Seek Approval
MQIIS	MACQUARIE INT INFRASTRUCTURE SEC FUND	65.0%	Good	Seek Approval
MQL	MEDICINE QUANTALE	0.0%	Good	Seek Approval
MQMBF	MACQUARIE MSTR BALANCED FUND	75.0%	Good	Seek Approval
MQMCF	MACQUARIE MSTR CASH FUND	85.0%	Good	Seek Approval
MQMCP	MACQUARIE MASTER CASH PLUS FUND	0.0%	Good	Seek Approval
MQMCS	MACQUARIE MSTR CAPITAL STABLE FUND	75.0%	Good	Seek Approval
MQMDT	MACQUARIE INCOME OPPORTUNITIES FUND	55.0%	Good	Seek Approval
MQMFI	MACQUARIE MSTR FIXED INTEREST FUND	75.0%	Good	Seek Approval
MQMGG	MACQUARIE MASTER GEARED GROWTH FUND	0.0%	Good	Seek Approval
MQMIM	PREMIUM ASIA FUND	0.0%	Good	Seek Approval
MQMIS	MACQ INTL INFRASTRUCTURE SEC FND	65.0%	Good	Seek Approval
MQMPS	MACQ MASTER PROPERTY SEC FND	65.0%	Good	Seek Approval
MQMSC	MACQUARIE MASTER SMALL COMPANIES FUND	65.0%	Good	Seek Approval
MQMSG	IFP GLOBAL FRANCHISE FUND	75.0%	Good	Seek Approval
MQR	MARQUEE RESOURCES LIMITED	0.0%	Good	Seek Approval
MQSEF	MACQUARIE SPECIAL EVENTS FUND	0.0%	Good	Seek Approval
MQWGA	WINTON GLOBAL ALPHA FUND	70.0%	Good	Seek Approval
MQWIG	WINTON GLOBAL ALPHA FUND	70.0%	Good	Seek Approval
MQWPS	MACQUARIE W/S PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
MRA1	MARINER AMERICAN PROPERTY INCOME TRUST	0.0%	Good	Seek Approval
MRAN	MARINER AMERICAN PROP NEW UNITS F/P	0.0%	Good	Seek Approval
MRB	MARGINBET LTD ORDINARY FULLY PAID	0.0%	Good	Seek Approval
MRBO	OPTION EXPIRING 28-8-2010	0.0%	Reserve	Seek Approval
MRC	MINERAL COMMODITIES LTD	0.0%	Good	Seek Approval
MRCO	MINERAL COMMODITIES OPT EXP 31/12/12	0.0%	Reserve	Seek Approval
MRD	MOUNT RIDLEY MINES LIMITED	0.0%	Reserve	Seek Approval
MRE	MINARA RESOURCES LIMITED	0.0%	Good	Seek Approval
MRER	RIGHTS - APPLICATIONS CLOSE 28-NOV-2008	0.0%	Reserve	Seek Approval
MRG2	MURRAY RIVER ORGANICS GROUP LIMITED	0.0%	Good	Seek Approval
MRH	MRI HOLDINGS 20 CENT ORD F/P	0.0%	Reserve	Seek Approval
MRHG	REDCAPE HOTEL GROUP	0.0%	Good	Seek Approval
MRI	MRI HOLDINGS LIMITED	0.0%	Good	Seek Approval
MRIVF	RARE INFRASTRUCTURE VALUE FUND	70.0%	Good	Seek Approval
MRJ	MERIDIEN RESOURCES LIMITED	0.0%	Good	Seek Approval
MRKN	MERCK & CO INC	0.0%	Good	Seek Approval
MRL	MAYUR RESOURCES LIMITED	0.0%	Good	Seek Approval
MRM	MMA OFFSHORE LIMITED	0.0%	Good	Seek Approval
MRO	MONARO MINING NL	0.0%	Reserve	Seek Approval
MROO	MONARO MINING NL - OPT EXP 31/07/07	0.0%	Good	Seek Approval
MROYY	PLACEMENT	0.0%	Reserve	Seek Approval
MRQ	MRG METALS LIMITED	0.0%	Reserve	Seek Approval
MRR	MINREX RESOURCES LIMITED	0.0%	Good	Seek Approval
MRRHA	MURRIN MURRIN UNSECURED NOTE 30/6/2000	0.0%	Good	Seek Approval
MRRHB	MURRIN MURRIN UNSECURED NOTE 20/6/2001	0.0%	Good	Seek Approval
MRSO	MONARCH RESOURCES LIMITED	0.0%	Reserve	Seek Approval
MRT	MARINER RETIREMENT SOLUTIONS LIMITED	0.0%	Good	Seek Approval
MRUO	MANTRA RESOURCES LTD OPT EXP 30-06-09	0.0%	Good	Seek Approval
MRVO	MIRVAC OPTIONS 30/6/01 VARIOUS PRICES	0.0%	Good	Seek Approval
MRVR	MRV RIGHTS	0.0%	Good	Seek Approval
MRY	MONTERAY GROUP LIMITED	0.0%	Reserve	Seek Approval
MRZ	MONT ROYAL RESOURCES LIMITED	0.0%	Good	Seek Approval
MRZ1	MIRVAC REAL ESTATE INVESTMENT TRUST	0.0%	Good	Seek Approval
MRZ2	MIRVAC REAL ESTATE INVESTMENT TRST	0.0%	Reserve	Seek Approval
MS.NY	MORGAN STANLEY	0.0%	Good	Seek Approval
MSA1	MACCOOK ASIAN SECURITIES REAL ESTATE FND	0.0%	Good	Seek Approval
MSAS	MACARTHURCOOK ASIAN SEC REAL EST-STAPLED	0.0%	Good	Seek Approval
MSASC	MACQ AUST SMALL COMPANIES FND	65.0%	Good	Seek Approval
MSB	MESOBLAST LIMITED	0.0%	Good	Seek Approval
MSBKP	RBS PLC 13.2563 MSB MINI SHORT	0.0%	Good	Seek Approval
MSBKS	MESOBLAST LIMITED	0.0%	Good	Seek Approval
MSC1	MINERALS CORPORATION LIMITED	0.0%	Good	Seek Approval
MSCC	MACQUARIE SMALL COMPANIES	65.0%	Good	Seek Approval
MSCHA	MINERALS CORP LTD 10.5% SER2 DEB 30/9/07	0.0%	Good	Seek Approval
MSCHB	10.5% SERIES 2 DEBENTURE MATURING 30-SEP	0.0%	Good	Seek Approval
MSCPA	MINERALS CORP LTD 7% CUL RED CON PREF	0.0%	Reserve	Seek Approval
MSFIF	SCHRODER FIXED INCOME FUND	75.0%	Good	Seek Approval
MSFT	MICROSOFT CORPORATION	70.0%	Good	Seek Approval
MSFTD	MICROSOFT CORPORATION	0.0%	Good	Seek Approval
MSFTN	MICROSOFT CORP	0.0%	Good	Seek Approval
MSFXX	MARYBOROUGH SUGAR FACTORY LTD - IPO	0.0%	Good	Seek Approval
MSFYY	PLACEMENT	0.0%	Good	Seek Approval
MSG	MCS SERVICES LIMITED	0.0%	Good	Seek Approval
MSH	MORNING STAR HOLDINGS (AUSTRALIA) LIMITE	0.0%	Good	Seek Approval
MSN	MINERAL SANDS LIMITED	0.0%	Reserve	Seek Approval
MSO	MOBILESOFT LIMITED	0.0%	Reserve	Seek Approval
MST01	IOOF LIFETRACK INVESTMENTS-CLSD TO NEW	0.0%	Good	Seek Approval
MST02	IOOF LIFETRACK INVEST.SERV - CLSD TO NEW	0.0%	Good	Seek Approval
MST04	AMP INVESTMENT SOLUTION	0.0%	Good	Seek Approval
MST05	ASGARD MANAGED AC (AIFA & ELEMENTS)	0.0%	Good	Seek Approval
MST08	BEACON INVESTMENT FUNDS ACCOUNT	0.0%	Good	Seek Approval
MST11	CSAM MASTERWRAP	0.0%	Good	Seek Approval
MST12	MASTERKEY CUSTOM INVESTMENT SERVICE	0.0%	Good	Seek Approval
MST17	MERCER PORTFOLIO SERVICE	0.0%	Good	Seek Approval
MST18	HARTLEY POYNTON MERIDIAN	0.0%	Good	Seek Approval
MST24	OASIS - DOMINION PORTFOLIO SERVICE	0.0%	Reserve	Seek Approval
MST25	OASIS - MENTOR PORTFOLIO SERVICE	0.0%	Good	Seek Approval
MST26	OASIS - MATRIX PORTFOLIO SERVICE	0.0%	Good	Seek Approval
MST27	OAM - PORTFOLIO FOCUS INVESTMENT SERVICE	0.0%	Good	Seek Approval
MST28	OASIS - STRATEGY PORTFOLIO SERVICE	0.0%	Good	Seek Approval
MST29	OASIS - VENTURA INVESTMENT PROGRAM	0.0%	Good	Seek Approval
MST30	OASIS - WEALTHTRAC PORTFOLIO SERVICE	0.0%	Good	Seek Approval
MST31	PERSONAL CHOICE INVESTMENT SERVICE	0.0%	Good	Seek Approval
MST33	DUMMY FUND RECEIVABLE	100.0%	Good	Seek Approval
MST36	SYNERGY INVESTMENT PLUS	0.0%	Good	Seek Approval
MSTG	METAL STORM LIMITED 10% CONVERTIBLE NOTE	0.0%	Good	Seek Approval
MSTGA	METAL STORM LIMITED	0.0%	Reserve	Seek Approval
MSTO	METAL STORM OPTION EXPIRING 01-SEP-2011	0.0%	Reserve	Seek Approval
MSTR	MORNINGSTAR INTERNATIONAL SHARES ACTIVE	0.0%	Good	Seek Approval
MSUS	MORGAN STANLEY INTERNATIONAL	65.0%	Reserve	Seek Approval
MSV	MITCHELL SERVICES LIMITED	0.0%	Good	Seek Approval
MSX	MINERAL SECURITIES LIMITED	0.0%	Good	Seek Approval
MSXO	MINERAL SECURITIES LTD- OPT EXP 31/01/08	0.0%	Good	Seek Approval
MTAV	BETASHARES METAVERSE ETF	0.0%	Good	Seek Approval
MTB	MOUNT BURGESS MINING NL	0.0%	Good	Seek Approval
MTC	METALSTECH LIMITED	0.0%	Good	Seek Approval
MTCOA	MIN - TECH OPT DEC04	0.0%	Good	Seek Approval
MTEXX	PLACEMENT	0.0%	Good	Seek Approval
MTEYY	METROCOAL LIMITED PLACEMENT	0.0%	Good	Seek Approval
MTH	MITHRIL RESOURCES LIMITED	0.0%	Good	Seek Approval
MTIAF	MACQUARIE TRUE INDEX AUST FIXED INT FUND	75.0%	Good	Seek Approval
MTIAS	MACQUARIE TRUE INDEX AUST SHARES FD	75.0%	Good	Seek Approval
MTIGB	MACQUARIE INDEX TRACKING GLOBAL BOND FND	75.0%	Good	Seek Approval
MTILP	MACQUARIE TRUE IND LISTED PROPERTY	65.0%	Good	Seek Approval
MTIO	OPTION EXPIRING 30-JUN-2008 DEFERRED	0.0%	Reserve	Seek Approval
MTKO	MT KERSEY MINING NL OPT EXP APR 2003	0.0%	Reserve	Seek Approval
MTKR	MT KERSEY - RIGHTS APPS CLOSE 25/3/98	0.0%	Reserve	Seek Approval
MTL	MANTLE MINERALS LIMITED	0.0%	Reserve	Seek Approval
MTLNA	METALCORP LIMITED - NEW	0.0%	Good	Seek Approval
MTLOA	MANTLE MINERALS LIMITED OPTIONS	0.0%	Reserve	Seek Approval
MTM	MT MONGER RESOURCES LIMITED	0.0%	Good	Seek Approval
MTO	MOTORCYCLE HOLDINGS LIMITED	0.0%	Good	Seek Approval
MTOO	MOTO GOLDMINES LIMITED-OPT EXP 31/05/06	0.0%	Good	Seek Approval
MTS	METCASH LIMITED	65.0%	Good	Seek Approval
MTSKC	METCASH LIMITED MINI LONG	0.0%	Good	Seek Approval
MTSN	METCASH LIMITED EX CON NOTE DEF	0.0%	Good	Seek Approval
MTTGC	METCASH TRADING LTD CULS 19/DEC/2005 DEF	0.0%	Good	Seek Approval
MTTN	METCASH TRADING LIMITED - DEFFERED	0.0%	Good	Seek Approval
MTTPA	METCASH TRADING LIMITED - CONVERT PREF	0.0%	Good	Seek Approval
MTUR	M2 TELECOMMUNICATIONS GROUP LIMITED	0.0%	Good	Seek Approval
MTX	METALS EXPLORATION LIMITED	0.0%	Good	Seek Approval
MTY	MEDICAL THERAPIES LIMITED	0.0%	Good	Seek Approval
MUA	MITULA GROUP LIMITED	0.0%	Reserve	Seek Approval
MUA1	MITULA GROUP LIMITED	0.0%	Good	Seek Approval
MUA15	MLC - UBS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
MUGFF	MUNRO GLOBAL GROWTH FUND FOUNDER CLASS	65.0%	Good	Seek Approval
MUGGF	MUNRO GLOBAL GROWTH FUND	0.0%	Good	Seek Approval
MUHIZ	UBS INCOME SOLUTION FUND	55.0%	Good	Seek Approval
MUL	MULTIEMEDIA LIMITED	0.0%	Good	Seek Approval
MUN	MUNDO MINERALS LIMITED	0.0%	Good	Seek Approval
MUNXX	PLACEMENT	0.0%	Good	Seek Approval
MUPI1	MULTIPLEX PROPERTY INCOME FUND	0.0%	Good	Seek Approval
MUPIF	MULTIPLEX PROPERTY INCOME FUND - SUSP	0.0%	Good	Seek Approval
MUPSF	UBS PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
MVA	VANECK VECTORS AUSTRALIAN PROPERTY ETF	65.0%	Good	Seek Approval
MVAFI	VANGUARD AUSTRALIAN FIXED INTEREST FUND	75.0%	Good	Seek Approval
MVB	VANECK VECTORS AUSTRALIAN BANKS ETF	70.0%	Good	Seek Approval
MVE	VANECK VECTORS S&P/ASX MIDCAP ETF	70.0%	Good	Seek Approval
MVEBA	MACQUARIE VAN EYK BLUEPRINT ALT FUND	0.0%	Good	Seek Approval
MVEGB	MAQ VAN EYK GOLD BULLION FUND	0.0%	Good	Seek Approval
MVF	MONASH IVF GROUP LIMITED	45.0%	Good	Seek Approval
MVF2	MONASH IVF GROUP LIMITED	0.0%	Good	Seek Approval
MVG70	VENTURA GROWTH 70 FUND	75.0%	Good	Seek Approval
MVH	MEDIC VISION LIMITED	0.0%	Reserve	Seek Approval
MVHOA	MEDIC VISION LIMITED-OPTION 17/01/2012	0.0%	Good	Seek Approval
MVIPS	VANGUARD INT PROPERTY SEC INDEX FUND HED	65.0%	Good	Seek Approval
MVL	MARVEL GOLD LIMITED	0.0%	Good	Seek Approval
MVOL	ISHARES EDGE MSCI AUST MINIMUM VOLATIL	75.0%	Good	Seek Approval
MVP	MEDICAL DEVELOPMENTS INTERNATIONAL LTD	0.0%	Good	Seek Approval
MVP1	MEDICAL DEVELOPMENTS INTERNATIONAL LTD	0.0%	Good	Seek Approval
MVP2	MEDICAL DEVELOPMENTS INTERNATIONAL LTD	0.0%	Good	Seek Approval
MVPO	MEDICAL DEVELOPMENTS INT'L LTD	0.0%	Reserve	Seek Approval
MVR	VANECK VECTORS AUSTRALIAN RESOURCES ETF	65.0%	Good	Seek Approval
MVS	VANECK VECTORS SMALL COMPANIES MASTERS	60.0%	Good	Seek Approval
MVS15	MLC - PERENNIAL W/S VALUE SHARES TRUST	75.0%	Good	Seek Approval
MVW	VANECK VECTORS AUS EQUAL WEIGHT ETF	75.0%	Good	Seek Approval
MW30P	PIC WHOLESALE 30/70 PORTFOLIO	0.0%	Good	Seek Approval
MW50P	PIC WHOLESALE 50/50 PORTFOLIO	0.0%	Good	Seek Approval
MWAGS	PIC WHLS AUSTRALIAN SH GROWTH STYLE	0.0%	Good	Seek Approval
MWAS	PIC WHLS AUSTRALIAN SHARE	0.0%	Good	Seek Approval
MWASG	MLC WS AUST SHARE GROWTH STYLE	0.0%	Good	Seek Approval
MWASI	MERLON WS AUSTRALIAN SHARE INCOME FUND	75.0%	Good	Seek Approval
MWASV	MLC WHOLESALE AUSTRALIAN SHARE VALUE STY	0.0%	Good	Seek Approval
MWBR	MWB RIGHTS 26-SEP-95	0.0%	Good	Seek Approval
MWC	MEDIA WORLD COMMUNICATIONS LIMITED	0.0%	Good	Seek Approval
MWCGP	MLC W/S HORIZON 3 CONSERV GROWTH	0.0%	Good	Seek Approval
MWE	MAWSON WEST LTD	0.0%	Reserve	Seek Approval
MWEO	MAWSON WEST LTD - OPT EXP 31/5/07	0.0%	Good	Seek Approval
MWG	MACQUARIE WINTON GLOBAL OPP TRUST	0.0%	Good	Seek Approval
MWGEV	AMP CAPITAL WS GLOBAL EQUITY VALUE FUND	75.0%	Good	Seek Approval
MWGSG	MLC WHOLESALE GLOBAL SHARE GROWTH STYLE	0.0%	Good	Seek Approval
MWGSH	PIC WHLS HEDGED GLOBAL SHARE	0.0%	Good	Seek Approval
MWH6S	MLC WHOLESALE HORIZON 6 SHARE PORTFOLIO	75.0%	Good	Seek Approval
MWIB	PIC WHLS INCOME BUILDER	0.0%	Good	Seek Approval
MWLTA	MLC WS INFLATION PLUS-ASSERT PORTFOLIO	0.0%	Good	Seek Approval
MWM	MARINER WEALTH MANAGEMENT LIMITED	0.0%	Good	Seek Approval
MWMT	MARINER WHOLESALE MORTGAGE TRUST - SUSP	0.0%	Good	Seek Approval
MWPS	MACQUARIE WS PROPERTY SECURITIES	65.0%	Good	Seek Approval
MWPSE	PIC WHLS PROPERTY SECURITIES	0.0%	Good	Seek Approval
MWPSF	MLC W/S PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
MWSCA	MACQUARIE WRAP SOLUTIONS CASH ACCOUNT	95.0%	Good	Seek Approval
MWSGE	WALTER SCOTT GLOBAL EQUITY FD	75.0%	Good	Seek Approval
MWY	MIDWAY LIMITED	0.0%	Good	Seek Approval
MWY2	MIDWAY LIMITED	0.0%	Good	Seek Approval
MX1	MICRO-X LIMITED	0.0%	Good	Seek Approval
MX1XX	MICRO-X LIMITED TRANCE 1 PLACEMENT	0.0%	Good	Seek Approval
MXA	MAXE-TEC AUSTRALIA LIMITED	0.0%	Good	Seek Approval
MXADA	MAXE-TEC AUSTRALIA LIMITED - DEF SET	0.0%	Good	Seek Approval
MXAO	MAXE-TEC AUSTRALIA LTD - OPT EXP 31/3/03	0.0%	Reserve	Seek Approval
MXE	MXL LIMITED	0.0%	Good	Seek Approval
MXG1	MULTIPLEX GROUP LTD	0.0%	Good	Seek Approval
MXGN	MULTIPLEX GROUP LTD - NEW SHARES	0.0%	Good	Seek Approval
MXI	MAXITRANS INDUSTRIES LIMITED	0.0%	Good	Seek Approval
MXI1	MAXITRANS INDUSTRIES LIMITED	0.0%	Good	Seek Approval
MXL	MXL LIMITED	0.0%	Good	Seek Approval
MXLO	MOSAIX TECHNOLOGIES LIMITED	0.0%	Reserve	Seek Approval
MXM	MAX MULTIMEDIA LTD ORD FULLY PAID	0.0%	Good	Seek Approval
MXO	MOTIO LIMITED	0.0%	Good	Seek Approval
MXR	MAXIMUS RESOURCES LIMITED	0.0%	Good	Seek Approval
MXS	MAXIS CORPORATION LIMITED	0.0%	Good	Seek Approval
MXS1	MAXIS CORPORATION LIMITED	0.0%	Good	Seek Approval
MXT	MCP MASTER INCOME TRUST	0.0%	Good	Seek Approval
MXUXX	MULTIPLEX SITES PTY LTD - INSTO OFFER	0.0%	Good	Seek Approval
MXUZZ	MULTIPLEX SITES PTY LTD - BROKER FIRM	0.0%	Good	Seek Approval
MXX	MINERAL SECURITIES LIMITED	0.0%	Good	Seek Approval
MXXO	MINSEC - OPT EXP 31-JAN-2008 CDI DEF SET	0.0%	Reserve	Seek Approval
MYC	MY CASINO LIMITED	0.0%	Reserve	Seek Approval
MYDZZ	MYDEAL.COM.AU LIMITED IPO	0.0%	Good	Seek Approval
MYE	MASTERMYNE GROUP LIMITED	0.0%	Good	Seek Approval
MYFG1	MYER REDEEM EXCH SUBORDINATED SECURE	0.0%	Good	Seek Approval
MYG	MAYFIELD GROUP HOLDINGS LIMITED	0.0%	Good	Seek Approval
MYM	MY MONEY GROUP LIMITED	0.0%	Good	Seek Approval
MYO1	MYOB LIMITED	0.0%	Good	Seek Approval
MYO2	MYOB GROUP LIMITED	0.0%	Good	Seek Approval
MYP	MAYNE PHARMA LIMITED	0.0%	Good	Seek Approval
MYP2	MAYNE PHARMA LIMITED	0.0%	Good	Seek Approval
MYR	MYER HOLDINGS LIMITED	0.0%	Good	Seek Approval
MYS	MYSTATE LIMITED	55.0%	Good	Seek Approval
MYX	MAYNE PHARMA GROUP LIMITED	0.0%	Good	Seek Approval
MYX2	MAYNE PHARMA GROUP LIMITED	0.0%	Good	Seek Approval
MZG1	MENZIES GOLD LIMITED	0.0%	Good	Seek Approval
MZMO	MONTEZUMA OPTION EXP. 31-08-2011	0.0%	Reserve	Seek Approval
MZZ	MATADOR MINING LIMITED	0.0%	Good	Seek Approval
N100	GLOBAL X US 100 ETF	0.0%	Good	Seek Approval
N1H	N1 HOLDINGS LIMITED	0.0%	Good	Seek Approval
NAACM	ANTARES CORE OPPORTUNITIES MODEL PORTFOL	0.0%	Good	Seek Approval
NAADB	ANTARES DIVIDEND BUILDER SMA MODEL	75.0%	Good	Seek Approval
NAADM	ANTARES DIVIDEND BUILDER MODEL PORTFOLIO	75.0%	Good	Seek Approval
NAAGF	ANTIPODES GLOBAL FUND CLASS P	70.0%	Good	Seek Approval
NAALM	ANTARES LISTED PROPERTY MODEL PORTFOLIO	70.0%	Good	Seek Approval
NAASM	ABERDEEN MULTI-ASSET REAL RETURN FUND	0.0%	Good	Seek Approval
NAB	NATIONAL AUSTRALIA BANK LIMITED	75.0%	Good	Seek Approval
NAB_C	NATIONAL AUSTRALIA BANK LIMITED	0.0%	Good	Seek Approval
NAB2	NATIONAL AUSTRALIA BANK LIMITED	0.0%	Good	Seek Approval
NAB2P	NAB CAPITAL NOTES	0.0%	Good	Seek Approval
NAB94	NAB - $43.00 CALL OPT EXP 29/05/08	0.0%	Good	Seek Approval
NAB9W	NAB - 30.50 - PUT OPT EXP 23/04/08	0.0%	Good	Seek Approval
NABAE	BENNELONG EX-20 AUST EQUITIES FUND	70.0%	Good	Seek Approval
NABB8	NABSB8 $29.00 CALL OPT EXP 27-MAR-2013	70.0%	Good	Seek Approval
NABBX	NABBX8 $27.00 CALL OPT EXP 23-JUN-2011	70.0%	Good	Seek Approval
NABC3	NABC39 $25.51 CALL OPT EXP 25-OCT-2012	70.0%	Reserve	Seek Approval
NABCA	BENNELONG CONCENTRATED AUST EQUITIES FND	70.0%	Good	Seek Approval
NABDR	NABDR7 $23.00 CALL OPT EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
NABDW	NABDW9 $26.51 CALL OPT EXP 27-JUN-2013	70.0%	Reserve	Seek Approval
NABE8	NABE87 $23.50 CALL OPT EXP 27-OCT-2011	70.0%	Good	Seek Approval
NABEA	CHALLENGER NAB ENDOW WARRANT 15-02-12	0.0%	Good	Seek Approval
NABEO	NABEO7 $26.00 CALL OPT EXP 26-MAY-2011	70.0%	Good	Seek Approval
NABF4	NABF49 $26.50 CALL OPT EXP 24-MAR-2011	70.0%	Good	Seek Approval
NABGZ	NATIONAL AUST BANK LTD CAPITAL NOTES	0.0%	Good	Seek Approval
NABH2	NATIONAL AUST BANK - INCOME SECURITIES	0.0%	Good	Seek Approval
NABIO	NATIONAL AUSRALIA BANK LTD INSTALMENT	0.0%	Good	Seek Approval
NABJ1	NATIONAL AUST BANK LTD CITIWARRANTS	0.0%	Good	Seek Approval
NABJ5	NATIONAL AUSTRALIA BANK LIMITED RBS PLC	0.0%	Good	Seek Approval
NABJL	NABJL7 $25.50 CALL OPT EXP 28-JUL-2011	70.0%	Good	Seek Approval
NABK7	NABKL7 $27.00 CALL OPT EXP 28-JUL-2011	70.0%	Good	Seek Approval
NABKB	NABKB7 $26.00 CALL OPT EXP 28-JUL-2011	70.0%	Good	Seek Approval
NABKG	NABKG9 $25.50 CALL OPT EXP 28-OCT-2010	70.0%	Good	Seek Approval
NABKK	NABKK9 $25.50 CALL OPT EXP 24-MAR-2011	70.0%	Good	Seek Approval
NABKS	NATIONAL AUSTRALIA BANK LIMITED MACQUAR	0.0%	Good	Seek Approval
NABKZ	RBS 18.7644 NAB MINI LONG	0.0%	Good	Seek Approval
NABLE	NABLE7 $27.50 CALL OPT EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
NABMR	NABMR7 $23.50 CALL OPT EXP 29-MAR-2012	70.0%	Good	Seek Approval
NABMT	NABMT7 $24.00 CALL OPT EXP 29-MAR-2012	70.0%	Good	Seek Approval
NABMX	NABMX7 $25.00 CALL OPT EXP 29-MAR-2012	70.0%	Good	Seek Approval
NABMY	NATIONAL AUST BANK LTD SELF WARR 30-JUN-	0.0%	Good	Seek Approval
NABOO	CTW 1800 NAB ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
NABP1	NAB CAPITAL NOTES 3	0.0%	Good	Seek Approval
NABPF	NAB CAPITAL NOTES 3	75.0%	Good	Seek Approval
NABPH	NAB CAPITAL NOTES 5	75.0%	Good	Seek Approval
NABPI	NAB CAPITAL NOTES 6	75.0%	Good	Seek Approval
NABPJ	NATIONAL AUST BANK CAPITAL NOTE 3	75.0%	Good	Seek Approval
NABPN	NABPN9 $25.51 CALL OPT EXP 29-NOV-2012	70.0%	Good	Seek Approval
NABR8	NABRP8 $23.50 CALL OPT EXP 27-MAR-2013	70.0%	Good	Seek Approval
NABRC	NAB AUSTRALIA BANK CITIWARRANTS	0.0%	Good	Seek Approval
NABRM	NABRM8 $23.00 CALL OPT EXP 27-MAR-2013	70.0%	Good	Seek Approval
NABRY	NABRY8 $26.00 CALL OPT EXP 27-MAR-2013	65.0%	Good	Seek Approval
NABS2	NATIONAL AUST BANK LTD CITIWARRANT	0.0%	Good	Seek Approval
NABS3	NABS38 $27.00 CALL OPT EXP 27-MAR-2013	70.0%	Reserve	Seek Approval
NABSC	NAB SELF FUND INSTAL WARR 30-JUN-16	0.0%	Good	Seek Approval
NABSD	WBC 27.9586 NAB S/F WARRANT 30-JUN-16	0.0%	Good	Seek Approval
NABSJ	NAB WESTPAC 11.244 NAB INSTAL 30-JUN-17	0.0%	Good	Seek Approval
NABSK	NATIONAL AUST BANK LTD INSTAL 30/6/17	0.0%	Good	Seek Approval
NABSM	NABSM9 $26.00 CALL OPT EXP 21-FEB-2013	70.0%	Good	Seek Approval
NABSO	NABSO9 $27.00 CALL OPT EXP 21-FEB-2013	70.0%	Reserve	Seek Approval
NABSQ	NABSQ9 $28.00 CALL OPT EXP 21-FEB-2013	70.0%	Good	Seek Approval
NABSU	NABSU9 $25.50 CALL OPT EXP 21-FEB-2013	70.0%	Reserve	Seek Approval
NABSW	NAB RBS PLC 12.9967 WARRANT 06AUG2	0.0%	Good	Seek Approval
NABW5	NABW58 $24.01 CALL OPT EXP 26-JUL-2012	70.0%	Reserve	Seek Approval
NABX9	NABX97 $25.00 CALL OPT EXP 23-FEB-2012	70.0%	Reserve	Seek Approval
NABXO	NABXO9 $26.00 CALL OPT EXP 29-SEP-2011	70.0%	Good	Seek Approval
NABY6	NABY69 $26.00 CALL OPT EXP 23-APRL-2013	0.0%	Good	Seek Approval
NABYB	NABYB9 $24.50 CALL OPT EXP 29-SEP-2011	70.0%	Good	Seek Approval
NABYM	NABYM9 $29.00 CALL OPT EXP 23-APR-2013	0.0%	Reserve	Seek Approval
NABYN	NABYN9 $26.50 CALL OPT EXP 28-JUN-2012	70.0%	Good	Seek Approval
NABZ5	NATIONAL AUSTRALIA BANK LTD HYBRID	0.0%	Good	Seek Approval
NABZ9	NABZ99 $24.01 CALL OPT EXP 29-MAR-2012	70.0%	Reserve	Seek Approval
NABZT	NABZT7 $24.00 CALL OPT EXP 27-SEP-2012	70.0%	Good	Seek Approval
NAC	NAOS EX-50 OPPORTUNITIES COMPANY LIMITED	0.0%	Good	Seek Approval
NACO	NAOS EX-50 OPPORTUNITIES COM LTD	0.0%	Good	Seek Approval
NACOF	ARENA OFFICE FUND	0.0%	Good	Seek Approval
NAD	NORTH AUSTRALIAN DIAMONDS LTD	0.0%	Good	Seek Approval
NADCA	DNR CAPITAL AUST EQT HIGH CONVICTION FND	75.0%	Good	Seek Approval
NADOA	NORTH AUST DIAMONDS LTD OPT - 30/11/05	0.0%	Reserve	Seek Approval
NAE	NEW AGE EXPLORATION LIMITED	0.0%	Reserve	Seek Approval
NAFAE	FIDELITY AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
NAFAF	FIDELITY ASIA FUND	65.0%	Good	Seek Approval
NAFPF	NATIONAL INVESTMENT TRUST PROPERTY FUND	0.0%	Good	Seek Approval
NAG	NAGAMBIE RESOURCES LIMITED	0.0%	Good	Seek Approval
NAGGS	GRANT SAMUEL GBL E SHLDR YIELD UNHDG	75.0%	Good	Seek Approval
NAL	NORWOOD ABBEY LIMITED	0.0%	Reserve	Seek Approval
NAM	NAMOI COTTON LIMITED	0.0%	Good	Seek Approval
NAM1	NAMOI COTTON CO-OPERATIVE LIMITED	0.0%	Good	Seek Approval
NAMGE	MFS GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
NAMHB	MLC WHOLESALE HORIZON 4 - BALANCED	75.0%	Good	Seek Approval
NAMML	LEGG MASON MC REAL INCOME FUND CLASS A	70.0%	Good	Seek Approval
NAMXX	NAMOI COTTON LIMITED PLACEMENT	0.0%	Good	Seek Approval
NAN	NANOSONICS LIMITED	40.0%	Good	Seek Approval
NANAG	NIKKO AM GLOBAL SHARE FUND	75.0%	Good	Seek Approval
NAOEC	NAOS EMERGING COMPANIES LONG SHORT EQUIT	0.0%	Good	Seek Approval
NAPBG	PERPETUAL W/S BALANCED GROWTH FUND	75.0%	Good	Seek Approval
NAPDR	PERPETUAL DIVERSIFIED REAL RETURN FUND	70.0%	Good	Seek Approval
NAPEV	PERENNIAL VALUE SHARES FOR INCOME SMA	75.0%	Good	Seek Approval
NAPGS	PARADICE GLOBAL SMALL CAP FUND - CLASS A	55.0%	Good	Seek Approval
NAPWS	PERPETUAL WS SHARE PLUS LONG SHORT	60.0%	Good	Seek Approval
NARIV	RARE INFRASTRUCTURE VALUE FUND -UNHEDGED	70.0%	Good	Seek Approval
NARPE	T. ROWE PRICE GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
NASMA	SMA BLUE CHIP TOP 20	0.0%	Good	Seek Approval
NAUR	NAUTILUS AUST LTD RIGHTS ISSUE	0.0%	Reserve	Seek Approval
NAV1	NAVIGATOR RESOURCES LIMITED	0.0%	Reserve	Seek Approval
NAVAG	ARROWSTREET GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
NAVAY	AMP CAPTIAL ENHANCED YIELD FUND	0.0%	Good	Seek Approval
NAVEC	VANGUARD ETHICALLY CONSCIOUS INTERNATION	0.0%	Good	Seek Approval
NAVEG	VENTURA GROWTH 70 FUND	75.0%	Good	Seek Approval
NAVFI	FIDELITY INDIA	45.0%	Good	Seek Approval
NAVIG	INTERMEDE GLOBAL EQUITIES FUND	65.0%	Good	Seek Approval
NAVMI	BT WS MICROCAP OPPORTUNITIES FUND	50.0%	Good	Seek Approval
NAVO	NAVIGATOR RESOURCES OPT EXP 30/11/2011	0.0%	Good	Seek Approval
NAVPA	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
NAVPG	EQT PIMCO W/S GLOBA BOND FUND	70.0%	Reserve	Seek Approval
NAVPI	EQT PIMCO WHOLESALE AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
NAVPW	PERPETUAL WS GEARED AUST FND	40.0%	Good	Seek Approval
NAVRA	NAVIGATOR RESOURCES LIMITED RIGHTS - APP	0.0%	Reserve	Seek Approval
NAYEL	YARRA EMERGING LEADERS FUND	65.0%	Good	Seek Approval
NBAAA	AUSBIL AUSTRALIAN ACTIVE EQUITY	75.0%	Good	Seek Approval
NBAP2	APN PROPERTY FOR INCOME FUND NO 2	0.0%	Good	Seek Approval
NBCPS	COLONIAL FS WS PROPERTY SEC FND	65.0%	Good	Seek Approval
NBFAE	FIDELITY AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
NBFIF	FIDELITY INDIA FUND	45.0%	Good	Seek Approval
NBFN	NATIONAL INV TST BALANCED FUND NEF	0.0%	Good	Seek Approval
NBHAA	AUSBIL AUSTRALIAN ACTIVE EQUITY FUND	75.0%	Good	Seek Approval
NBHDI	IRONBARK LHP DIVERSIFIED INVESTMENTS	0.0%	Good	Seek Approval
NBHMD	MACQUARIE DYNAMIC BOND FUND	75.0%	Good	Seek Approval
NBHPV	PERENNIAL VALUE SHARES WHOLESALE TRUST	75.0%	Good	Seek Approval
NBHSS	STATE STREET GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
NBI	NB GLOBAL CORPORATE INCOME TRUST	0.0%	Good	Seek Approval
NBIXX	NB GLOBAL CORPORATE INCOME TRUST	0.0%	Good	Seek Approval
NBMMC	MACQUARIE MASTER CASH FUND	85.0%	Good	Seek Approval
NBMPS	MACQUARIE MASTER PROPERTY SECURITIES	65.0%	Good	Seek Approval
NBPAF	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
NBPAS	PERPETUAL W/S AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
NBPAV	AMP CAPITAL WS GLOBAL EQUITY VALUE FUND	75.0%	Good	Seek Approval
NBPBI	BT WHOLESALE IMPUTATION FUND	75.0%	Good	Seek Approval
NBPCA	ALPHINITY WS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
NBPCE	PERPETUAL WS CONCENTRATED EQUITY FND	75.0%	Good	Seek Approval
NBPCH	BLUEPRINT CASH ACCOUNT	75.0%	Good	Seek Approval
NBPDC	ARENA OFFICE FUND	0.0%	Good	Seek Approval
NBPGA	PERPETUAL WS GEARED AUST FND	40.0%	Good	Seek Approval
NBPGP	AMP CAPITAL GLOBAL PROPERTY SEC FUND CLA	0.0%	Good	Seek Approval
NBPGZ	AMP CAPITAL GLOBAL PROP SEC FND A DL	70.0%	Good	Seek Approval
NBPIM	INVESCO WS GLOBAL MATRIX FND HEDGED	70.0%	Good	Seek Approval
NBPIS	PERPETUAL WS INDUSTRIAL SHARE FND	75.0%	Good	Seek Approval
NBPPL	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
NBPUP	UBS PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
NBPUS	UBS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
NBPVG	VENTURA GROWTH 70 FUND	75.0%	Good	Seek Approval
NBS	NEXBIS LIMITED	0.0%	Good	Seek Approval
NC1	NICO RESOURCES LIMITED	0.0%	Good	Seek Approval
NC6	NANOLLOSE LIMITED	0.0%	Good	Seek Approval
NCBL7	NCM $24.50 CALL OPT EXP 24/11/16	0.0%	Reserve	Seek Approval
NCC	NAOS EMERGING OPPORTUNITIES CO LTD	0.0%	Good	Seek Approval
NCCG	NCC UNSECURED CONVERTING NOTE	0.0%	Good	Seek Approval
NCCGA	NAOS EMERGING OPPORTUNITIES CO LTD NOTES	0.0%	Good	Seek Approval
NCCR	NEW CAP REINSURANCE RTS 31/12/98	0.0%	Reserve	Seek Approval
NCCR1	NEW CAP REINSURANCE RTS 31/12/98	0.0%	Reserve	Seek Approval
NCE	NORGUARD CLOHESSY EQUITY LIMITED	0.0%	Good	Seek Approval
NCFHA	COOLABAH FLOATING-RATE HI YLD FUND AI	0.0%	Good	Seek Approval
NCFHY	COOLABAH FLOATING-RATE HI YLD INST CLASS	0.0%	Good	Seek Approval
NCI	NATIONAL CAN INDUSTRIES LIMITED	0.0%	Reserve	Seek Approval
NCI1	NATIONAL CAN INDUSTRIES LIMITED	0.0%	Good	Seek Approval
NCK	NICK SCALI LIMITED	45.0%	Good	Seek Approval
NCKZZ	NICK SCALI LIMITED - BROKER FIRM ALL	0.0%	Good	Seek Approval
NCL1	NCL	0.0%	Good	Seek Approval
NCM2	NEWCREST MINING LIMITED	0.0%	Good	Seek Approval
NCM8E	NCM $23.00 PUT OPT EXP 22/2/2007	0.0%	Good	Seek Approval
NCMBP	NCMBP7 $42.00 CALL OPT EXP 29-SEP-2011	65.0%	Reserve	Seek Approval
NCMCK	NCMCK7 $39.50 CALL OPT EXP 29-SEP-2011	65.0%	Reserve	Seek Approval
NCMIZ	ABN AMRO 900 NCM ROLL INSTAL WARR	0.0%	Good	Seek Approval
NCMKG	RBS 23.6575 MINI LONG	0.0%	Good	Seek Approval
NCMLI	NCMLI7 $40.00 CALL OPT EXP 26-MAY-2011	65.0%	Reserve	Seek Approval
NCMLK	NCMLK7 $41.00 CALL OPT EXP 26-MAY-2011	65.0%	Reserve	Seek Approval
NCMLN	NCM 22.19 PUT OPT EXP 28/08/08	0.0%	Good	Seek Approval
NCMMK	NCMMK9 $39.00 CALL OPT EXP 23-JUN-2011	65.0%	Reserve	Seek Approval
NCMQL	NCMQL8 $25.00 CALL OPT EXP 27-MAR-2013	65.0%	Good	Seek Approval
NCMQM	NEWCREST MINING LTD MACQUARIE 6.5214	0.0%	Good	Seek Approval
NCMWC	NEWCREST MINING LTD RBS PLC 24.00 NCM CA	0.0%	Reserve	Seek Approval
NCMZC	NCM $21.00 PUT OPT EXP 26-4-2007	0.0%	Good	Seek Approval
NCP_C	NEWS CORPORATION LIMITED (THE)	0.0%	Reserve	Seek Approval
NCP2	NEWS CORPORATION LIMITED (THE)	0.0%	Good	Seek Approval
NCR	NUCOAL RESOURCES NL	0.0%	Reserve	Seek Approval
NCR1	NEW CAP REINSURANCE 40 CENTS ORD F/P	0.0%	Good	Seek Approval
NCRXX	NUCOAL RESOURCES NL PLACEMENT	0.0%	Good	Seek Approval
NDB	NATIONAL DATABANK LIMITED	0.0%	Reserve	Seek Approval
NDC	NAMAKWA DIAMOND COMPANY NL	0.0%	Good	Seek Approval
NDIA	RELIANCE INDIA NIFTY 50 ETF	0.0%	Good	Seek Approval
NDIF1	NAT INV TST-NAT AUST DIVIDEND IMPUTATION	0.0%	Good	Seek Approval
NDM	NARE DIAMONDS LIMITED	0.0%	Good	Seek Approval
NDO	NIDO EDUCATION LIMITED	0.0%	Good	Seek Approval
NDOO	NIDO PETROLEUM LTD-OPTION EXP 30/06/05	0.0%	Reserve	Seek Approval
NDP	NORD PACIFIC LIMITED	0.0%	Reserve	Seek Approval
NDQ	BETASHARES NASDAQ 100 ETF	65.0%	Good	Seek Approval
NDSN	NORDSON CORPORATION	0.0%	Reserve	Seek Approval
NDY	NORMANDY MINING LIMITED	0.0%	Good	Seek Approval
NDYO		0.0%	Good	Seek Approval
NEACA	AB CONCENTRATED AUST EQUITIES FUND	0.0%	Good	Seek Approval
NEACB	ARTESIAN CORPORATE BOND FUND - CLASS A	0.0%	Good	Seek Approval
NEACO	ALEXANDER CREDIT OPPORTUNITIES FUND	0.0%	Good	Seek Approval
NEAEH	ARROWSTREET GLOBAL EQUITY NO 2 HEDGED	0.0%	Good	Seek Approval
NEAGF	ANTIPODES GLOBAL FUND	70.0%	Good	Seek Approval
NEAIF	AORIS INTERNATIONAL FUND - CLASS B UNITS	0.0%	Good	Seek Approval
NEANZ	TERM DEPOSIT ANZ - 1 YR 5.26% 30/09/2024	0.0%	Good	Seek Approval
NEBCA	BENNELONG CONCENTRATED AUST EQUITIES	70.0%	Good	Seek Approval
NEBMA	BENNELONG MARKET NEUTRAL FUND	0.0%	Good	Seek Approval
NEC	NINE ENTERTAINMENT CO. HOLDINGS LIMITED	60.0%	Good	Seek Approval
NEC2	NINE ENTERTAINMENT CO. HOLDINGS LIMITED	0.0%	Good	Seek Approval
NECAL	L1 CAPITAL LONG SHORT FUND RETAIL CLASS	0.0%	Good	Seek Approval
NECAR	L1 CAPITAL LONG SHORT FUND RETAIL CLASS	0.0%	Good	Seek Approval
NECLS	NAOS EMERGING COMP LONG/SHORT EQUITY	0.0%	Good	Seek Approval
NECOC	COR CAPITAL FUND	0.0%	Good	Seek Approval
NECSA	CC SAGE CAPITAL EQUITY PLUS FUND	0.0%	Good	Seek Approval
NECSH	NETCASH	0.0%	Good	Seek Approval
NEFAS	FAIRLIGHT GLOBAL SMALL & MID CAP CLASS C	0.0%	Good	Seek Approval
NEIGC	IAM GLOBAL CREDIT OPPORTUNITIES FUND	0.0%	Good	Seek Approval
NEIRL	IRONBARK ROYAL LONDON CONCENTRATED GLOBA	0.0%	Good	Seek Approval
NEL	NOVA ENERGY LIMITED	0.0%	Good	Seek Approval
NELAT	LA TROBE 12 MONTH TERM ACCOUNT	0.0%	Good	Seek Approval
NELGO	LAZARD GLOBAL LISTED INFRASTRUCTURE FUND	70.0%	Good	Seek Approval
NEM	NEWMONT CORPORATION	70.0%	Good	Seek Approval
NEM2	NEWMONT CORPORATION	0.0%	Good	Seek Approval
NEMAH	MAGELLAN HIGH CONVICTION	70.0%	Good	Seek Approval
NEMAI	MONASH ABSOLUTE INVESTMENT FUND	0.0%	Good	Seek Approval
NEMEC	MERRICKS CAPITAL PARTNERS FUND	0.0%	Good	Seek Approval
NEMIU	MAGELLAN INFRASTRUCTURE (UNHEDGED)	70.0%	Good	Seek Approval
NEMPI	MA PRIORITY INCOME FUND	0.0%	Good	Seek Approval
NEPAF	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
NEPAS	PIMCO AUST SHORT TERM BOND WHOLESALE	75.0%	Good	Seek Approval
NEPGF	PZENA GLOBAL FOCUSED VALUE FUND	0.0%	Good	Seek Approval
NEPGS	PENDAL GLOBAL SELECT FUND CLASS W	0.0%	Good	Seek Approval
NEPIF	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
NEPPC	PERPETUAL PURE CREDIT ALPHA FUND CLASS W	50.0%	Good	Seek Approval
NEQGR	AUSBIL AUST CONCENTRATED EQUITY FUND	0.0%	Good	Seek Approval
NEQOF	QVG OPPORTUNITIES FUND	0.0%	Good	Seek Approval
NES	NELSON RESOURCES LIMITED	0.0%	Reserve	Seek Approval
NESGA	SUSTAINABLE GROWTH ADVISERS GLOBAL GRTH	0.0%	Good	Seek Approval
NESGE	SKERRYVORE GLOBAL EMERGING MKTS ALL CAP	0.0%	Good	Seek Approval
NESMA	SMARTER MONEY FUND - ASSISTED INVESTOR	75.0%	Good	Seek Approval
NET	NETLINKZ LIMITED	0.0%	Reserve	Seek Approval
NET1	NETCOMM LIMITED	0.0%	Reserve	Seek Approval
NET5	CLOUDFLARE INC	0.0%	Good	Seek Approval
NETAE	NETWEALTH AUSTRALIAN EQUITY INDEX FUND	0.0%	Good	Seek Approval
NETAZ	TERM DEPOSIT ANZ - 3 MTH 5.10% -16/10/23	0.0%	Good	Seek Approval
NETBO	TERM DEPOSIT BOQ 3 MTH 4.85% 21/12/23	0.0%	Good	Seek Approval
NETDA	TERM DEPOSIT ANZ 3 MTH 4.05% 24/05/2023	0.0%	Good	Seek Approval
NETDB	TERM DEPOSIT BOQ 1 YR 3.85% 25/09/2023	0.0%	Good	Seek Approval
NETDE	TERM DEPOSIT BOQ 3 MTH 4.95% 18/09/2023	0.0%	Good	Seek Approval
NETDM	TERM DEPOSIT BOQ 3 MTH 4.30% 06/07/2023	0.0%	Good	Seek Approval
NETDN	TERM DEPOSIT NAB 6 MTH 5.10% 9/5/2024	0.0%	Good	Seek Approval
NETDQ	TERM DEPOSIT BOQ 1 YR 3.75% 4/9/2023	0.0%	Good	Seek Approval
NETDT	TERM DEP NAB - 3 MTH 5.00% 28/03/2024	0.0%	Good	Seek Approval
NETDZ	TERM DEPOSIT ANZ - 6 MTH 5.25% 9/5/2024	0.0%	Good	Seek Approval
NETED	TERM DEPOSIT NAB 6 MTH 5.15%	0.0%	Good	Seek Approval
NETER	TERM DEPOSIT ANZ - 3 MTH 5.05% 4/7/24	0.0%	Good	Seek Approval
NETGS	FAIRLIGHT GLOBAL SMALL & MID CAP CLASS C	0.0%	Good	Seek Approval
NETTD	TERM DEPOSIT ANZ 3 MTH 4.75% 30/11/2023	0.0%	Good	Seek Approval
NETUM	THB US MICRO CAP FUND	0.0%	Good	Seek Approval
NETW1	NETWEALTH INDEX OPPORTUNITIES GROWTH FUN	0.0%	Good	Seek Approval
NETWD	TERM DEPOSIT ANZ 3 MTH 5.05% 11/6/2024	0.0%	Good	Seek Approval
NETWS	NETWEALTH INVESTMENT WRAP	0.0%	Good	Seek Approval
NETWT	TERM DEPOSIT ANZ 3 MTH 5.05% 29/2/24	0.0%	Good	Seek Approval
NEU	NEUREN PHARMACEUTICALS LIMITED	0.0%	Good	Seek Approval
NEU1	NEUREN PHARMACEUTICALS LTD	0.0%	Reserve	Seek Approval
NEVAH	VANGUARD HIGH GROWTH INDEX FUND	75.0%	Good	Seek Approval
NEVGS	VINVA GLOBAL SYSTEMATIC EQUITIES CLASS B	0.0%	Good	Seek Approval
NFEZZ	NORTHERN IRON LIMITED	0.0%	Good	Seek Approval
NFGEF	FIDELITY GLOBAL EQUITIES FUND	75.0%	Good	Seek Approval
NFK1	NORFOLK GROUP LIMITED	0.0%	Good	Seek Approval
NFKR	NORFOLK GROUP LIMITED RIGHTS - 26/04/10	0.0%	Reserve	Seek Approval
NFL	NORFOLK METALS LTD	0.0%	Good	Seek Approval
NFLX	NETFLIX INC	0.0%	Good	Seek Approval
NFLX1	NETFLIX INC	0.0%	Good	Seek Approval
NFM1	NORMANDY NFM LIMITED	0.0%	Good	Seek Approval
NFN	NUFARM FINANCE (NZ) LIMITED	0.0%	Good	Seek Approval
NFNG	PERP.REDEEM EXCH.STEP-UP 24-11-11 DEF ST	60.0%	Good	Seek Approval
NFNZZ	NUFARM FINANCE (NZ) LIMITED	0.0%	Good	Seek Approval
NGA	NATURAL GAS AUSTRALIA LIMITED FPO	0.0%	Good	Seek Approval
NGAO	NATURAL GAS AUST OPT 31-MAR-05	0.0%	Good	Seek Approval
NGE	NGE CAPITAL LIMITED	0.0%	Good	Seek Approval
NGEXX	PLACEMENT	0.0%	Good	Seek Approval
NGH	NUGOLD HILL MINES LIMITED	0.0%	Good	Seek Approval
NGI	NAVIGATOR GLOBAL INVESTMENTS LIMITED	40.0%	Good	Seek Approval
NGL	NIGHTINGALE INTELLIGENT SYSTEMS INC	0.0%	Good	Seek Approval
NGM	NGM RESOURCES LIMITED	0.0%	Good	Seek Approval
NGS	NUTRITIONAL GROWTH SOLUTIONS LTD	0.0%	Good	Seek Approval
NGSC	NETWEALTH GLOBAL SPECIALIST CONS	0.0%	Good	Seek Approval
NGX	NGX LIMITED	0.0%	Good	Seek Approval
NGY	NUENERGY CAPITAL LIMITED	0.0%	Good	Seek Approval
NHC	NEW HOPE CORPORATION LIMITED	50.0%	Good	Seek Approval
NHCJO	NEW HOPE CORP LTD - INSTALMENT MINI	0.0%	Good	Seek Approval
NHCKC	NEW HOPE CORP LTD MINI LONG	0.0%	Good	Seek Approval
NHCO	NEW HOPE CORP LTD - OPTIONS	0.0%	Good	Seek Approval
NHDR	900 DEGREES LIMITED	0.0%	Reserve	Seek Approval
NHE	NOBLE HELIUM LIMITED	0.0%	Good	Seek Approval
NHEO	NOBLE HELIUM LTD OPTION EXP 3/5/2025	0.0%	Good	Seek Approval
NHF	NIB HOLDINGS LTD ORD FULLY PAID	65.0%	Good	Seek Approval
NHG	NEW HAMPTON GOLDFIELDS	0.0%	Good	Seek Approval
NHGO	NEW HAMPTON	0.0%	Good	Seek Approval
NHLXX	NOVITA HEALTHCARE LTD PLACEMENT	0.0%	Good	Seek Approval
NHLYY	NOVITA HEALTHCARE LIMITED PLACEMENT	0.0%	Good	Seek Approval
NHM	NEW HOLLAND MINING LIMITED	0.0%	Good	Seek Approval
NHR1	NATIONAL HIRE GROUP LIMITED	0.0%	Good	Seek Approval
NHRR	NATIONAL HIRE GP LTD - RTS CLSE 26/09/03	0.0%	Reserve	Seek Approval
NHRX1	NATIONAL HIRE GROUP LIMITED (DUMMY CODE)	0.0%	Good	Seek Approval
NHRXX	NATIONAL HIRE GROUP LTD - PLACEMENT	0.0%	Good	Seek Approval
NIA	NIAGARA MINING LIMITED	0.0%	Good	Seek Approval
NIADA	ORDINARY FULLY PAID DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
NIAO	NIAGRA MINING LTD - OPT. EXP. 5-12-09	0.0%	Good	Seek Approval
NIAOA	NIAGRA MINING LTD - OPT. EXP. 05-12-2011	0.0%	Good	Seek Approval
NIC	NICKEL MINES LIMITED	50.0%	Good	Seek Approval
NIGCF	HYPERION AUST GROWTH COMPANIES FND	75.0%	Good	Seek Approval
NIM	NIMY RESOURCES LIMITED	0.0%	Reserve	Seek Approval
NIP	NIPLATS AUSTRALIA LTD ORD FULLY PAID	0.0%	Good	Seek Approval
NIS	NICKELSEARCH LIMITED	0.0%	Good	Seek Approval
NITDI	NATIONAL INV TST DIVIDEND IMPUTATION NEF	0.0%	Good	Seek Approval
NIVO	NATIONAL INVESTMENTS OPTION EXP 23/05/99	0.0%	Reserve	Seek Approval
NIX	NAUTRONIX LIMITED	0.0%	Good	Seek Approval
NKENY	NIKE INC CLASS B	0.0%	Good	Seek Approval
NKL	NICKELXLIMITED	0.0%	Good	Seek Approval
NKLO	NICKELX LIMITED	0.0%	Reserve	Seek Approval
NLB	NULLARBOR HOLDINGS LIMITED	0.0%	Good	Seek Approval
NLX	NYLEX LIMITED	0.0%	Good	Seek Approval
NLX1	NYLEX LIMITED	0.0%	Reserve	Seek Approval
NLXDA	NYLEX LIMITED - DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
NLXDB	OPTION EXPIRING 8-12-09 DEF. SETT.	0.0%	Good	Seek Approval
NLXG	10% UNSECURED CONVERTIBLE NOTE DEFERRED	0.0%	Good	Seek Approval
NLXO	OPTION EXPIRING 12-DEC-2009 DEFERRED	0.0%	Good	Seek Approval
NLXR	RIGHTS-APP. TO SHARES CLOSE 4-12-06 DEF	0.0%	Good	Seek Approval
NLXRA	RIGHTS - APP. TO CONV NTES CLOSE 4-DEC-0	0.0%	Good	Seek Approval
NLXYY	NYLEX LIMITED PLACEMENT	0.0%	Good	Seek Approval
NLY1	NORMANDY MT LEYSHON LIMITED	0.0%	Good	Seek Approval
NMAPF	AXA AUSTRALIAN PROPERTY FUND	0.0%	Good	Seek Approval
NMB	NAMBERRY LIMITED	0.0%	Reserve	Seek Approval
NMCDA	NUSTAR MINING ORD FULL PAID DEF SETT	0.0%	Good	Seek Approval
NME	NEX METALS EXPLORATIONS LIMITED	0.0%	Good	Seek Approval
NMF	NMFM ASIA INVESTMENT FUND	0.0%	Good	Seek Approval
NMGYY	NOBLE MINERAL RESOURCES LIMITED	0.0%	Good	Seek Approval
NMIR	RIGHTS - APPLICATIONS CLOSE 21-NOV-O7	0.0%	Reserve	Seek Approval
NML	NAVARRE MINERALS LIMITED	0.0%	Good	Seek Approval
NMMA	NORTH MULTI MANAGER ACTIVE HIGH G/ FUND	75.0%	Good	Seek Approval
NMN	NEWPORT MINING LTD ORD FULLY PAID	0.0%	Good	Seek Approval
NMPN	NATIONAL MUTUAL PROPERTY TRUST - NEW	0.0%	Good	Seek Approval
NMPNA	NMP NEW UNITS FPO	0.0%	Good	Seek Approval
NMPR	NAT.MUT.PROP.TST.RIGHTS CLOSE 7/12/98	0.0%	Good	Seek Approval
NMR	NATIVE MINERAL RESOURCES HOLDINGS LTD	0.0%	Good	Seek Approval
NMS1	NEPTUNE MARINE SERVICES LIMITED	0.0%	Good	Seek Approval
NMSMT	SUMMIT MASTER TRUST	0.0%	Good	Seek Approval
NMSO	OPTION EXPIRING 31-12-10	0.0%	Good	Seek Approval
NMSR	NEPTUNE MARINE SERVICES - APPS 23/11/06	0.0%	Good	Seek Approval
NMSSA	SUMMIT SELECT - ACTIVE BALANCED	0.0%	Good	Seek Approval
NMSXX	PLACEMENT	0.0%	Good	Seek Approval
NMT	NEOMETALS LTD	0.0%	Good	Seek Approval
NMW	NORMANS WINES LIMITED	0.0%	Good	Seek Approval
NNG	NEXION GROUP LTD	0.0%	Good	Seek Approval
NNL	NORDIC NICKEL LIMITED	0.0%	Good	Seek Approval
NNZG	NYLEX (NZ) LTD - 9.5% CONV MAT 31/10/04	0.0%	Good	Seek Approval
NOC	NORTHERN CREST INVESTMENTS LIMITED	0.0%	Good	Seek Approval
NODXX	NOMAD BUILDING SOLUTIONS LIMITED	0.0%	Good	Seek Approval
NOL	NOBLEOAK LIFE LIMITED	0.0%	Good	Seek Approval
NOL1	NATIONAL 1 LIMITED	0.0%	Good	Seek Approval
NOP	NEW OPPORTUNITY LIMITED	0.0%	Reserve	Seek Approval
NOR	NORWOOD SYSTEMS LIMITED	0.0%	Good	Seek Approval
NOROD	NORWOOD SYSTEMS LIMITED	0.0%	Good	Seek Approval
NOU	NOUMI LIMITED	0.0%	Good	Seek Approval
NOUO	NOUMI LIMITED OPTION EXP 30/07/2027	0.0%	Good	Seek Approval
NOV	NOVATTI GROUP LIMITED	0.0%	Good	Seek Approval
NOWN	SERVICENOW INC	0.0%	Good	Seek Approval
NOX	NOXOPHARM LIMITED	0.0%	Good	Seek Approval
NPC	NOVA PACIFIC CAPITAL LIMITED	0.0%	Good	Seek Approval
NPCDA	NOVA PACIFIC CAPITAL LIMITED DEFER DEL	0.0%	Good	Seek Approval
NPCO	NPC OPTION 31-MAR-99	0.0%	Reserve	Seek Approval
NPH	NEW PRIVATEER HOLDINGS LIMITED	0.0%	Good	Seek Approval
NPHN	NEW PRIVATEER HOLDINGS LIMITED	0.0%	Good	Seek Approval
NPHOA	NEW PRIVATEER HLDGS LTD-OPT EXP 31 DEC 7	0.0%	Good	Seek Approval
NPHR	NEW PRIVATEER - RIGHTS APP CLOSE 8/06/06	0.0%	Good	Seek Approval
NPM	NEWPEAK METALS LIMITED	0.0%	Good	Seek Approval
NPR	NEWMARK PROPERTY REIT	0.0%	Good	Seek Approval
NPS	NEWHAVEN HOTELS LIMITED	0.0%	Good	Seek Approval
NPSAS	NAV ACC PRE SELECT AUSTRALIAN SMALL CO A	0.0%	Good	Seek Approval
NPSG	NAVIGATOR - PRE SELECT GROWTH FUND	75.0%	Good	Seek Approval
NPSGF	NAVIGATOR ACCESS - PRE SELECT GROWTH	75.0%	Good	Seek Approval
NPSHG	NAVIGATOR ACCESS PRE SELECT HIGH GROWTH	65.0%	Good	Seek Approval
NPWSC	NOVAPORT WHOLESALE SMALLER COMPANIES FUN	70.0%	Good	Seek Approval
NPX1	NUPLEX INDUSTRIES LIMITED	0.0%	Good	Seek Approval
NPXR	NUPLEX INDUSTRIES LIMITED	0.0%	Reserve	Seek Approval
NQM	NORTH QLD METALS LTD ORD FULLY PAID	0.0%	Good	Seek Approval
NRLXX	NEWLAND RESOURCES LIMITED	0.0%	Reserve	Seek Approval
NRU1	NEWERA URANIUM LTD	0.0%	Reserve	Seek Approval
NRUO	NEWERA RESOURCES LTD OPT EXP 31/7/16	0.0%	Reserve	Seek Approval
NRX	NORONEX LIMITED	0.0%	Good	Seek Approval
NRZ	NEURIZER LTD	0.0%	Reserve	Seek Approval
NRZO	NEURIZER LTD	0.0%	Reserve	Seek Approval
NRZOA	NEURIZER LTD OPTION	0.0%	Good	Seek Approval
NSB	NEUROSCIENTIFIC BIOPHARMACEUTICALS LTD	0.0%	Good	Seek Approval
NSC	NAOS SMALL CAP OPPORTUNITIES COMPANY LTD	0.0%	Good	Seek Approval
NSCOA	NAOS SMALL CAP OPPORTUNITIES CO WARRANT	0.0%	Reserve	Seek Approval
NSEXX	PLACEMENT	0.0%	Good	Seek Approval
NSLR	NSL CONSOLIDATED LIMITED RIGHTS - APPLIC	0.0%	Reserve	Seek Approval
NSM	NORTH STAWELL MINERALS LTD	0.0%	Good	Seek Approval
NSMAR	AUSBIL INDUSTRIALS MODEL PORTFOLIO	75.0%	Good	Seek Approval
NSMZZ	NORTH STAWELL MINERALS PLACEMENT	0.0%	Good	Seek Approval
NSPO	OPTION EXPIRING 31-3-08	0.0%	Reserve	Seek Approval
NSPOA	NUSEP HOLDINGS LTD OPTION EXPIRING 31-MA	0.0%	Reserve	Seek Approval
NSR	NATIONAL STORAGE REIT	55.0%	Good	Seek Approval
NSRGY	NESTLE SA ADR	0.0%	Good	Seek Approval
NST	NORTHERN STAR RESOURCES LIMITED	60.0%	Good	Seek Approval
NST2	NORTHERN STAR RESOURCES LIMITED	0.0%	Good	Seek Approval
NSTK	NORTHERN STAR RESOURCES LTD WARRANT	0.0%	Good	Seek Approval
NSTKO	NORTHERN STAR RESOURCES LTD CITIWARRANTS	0.0%	Good	Seek Approval
NSTO	OPTION EXPIRING 30-SEP-2008 DEFERRED	0.0%	Reserve	Seek Approval
NSTXX	NORTHERN STAR RESOURCES LTD PLACEMENT	0.0%	Good	Seek Approval
NSX	NSX LIMITED	0.0%	Good	Seek Approval
NSXZZ	NEXUS ENERGY LIMITED - BROKER FIRM	0.0%	Good	Seek Approval
NTCSH	NETWEALTH CASH ACCOUNT PLATFORM	95.0%	Good	Seek Approval
NTD	NATIONAL TYRE & WHEEL LIMITED	0.0%	Good	Seek Approval
NTDZZ	NATIONAL TYRE & WHEEL LIMITED IPO	0.0%	Good	Seek Approval
NTG	NATIONAL TELECOMS GROUP LIMITED	0.0%	Good	Seek Approval
NTI	NEUROTECH INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
NTIOA	NEUROTECH INTERNATIONAL OPT EXP 30/1/25	0.0%	Good	Seek Approval
NTIXX	NEUROTECH INTERNATIONAL LIMITED PLACEMEN	0.0%	Good	Seek Approval
NTL	NEW TALISMAN GOLD MINES LIMITED	0.0%	Reserve	Seek Approval
NTM	NT MINERALS LIMITED	0.0%	Good	Seek Approval
NTR	NT RESOURCES LIMITED	0.0%	Good	Seek Approval
NTSO	OPTION EXPIRING 31-DEC-2002	0.0%	Good	Seek Approval
NTSR	RIGHTS - APPLIC CLOSE 16-MAR-98	0.0%	Reserve	Seek Approval
NTU	NORTHERN URANIUM LIMITED.	0.0%	Good	Seek Approval
NTUOA	NORTHERN URANIUM LIMITED OPTION EXPIRING	0.0%	Reserve	Seek Approval
NTUR	NORTHERN URANIUM LIMITED 17/9/09	0.0%	Reserve	Seek Approval
NTURA	RIGHTS - APPLICATIONS CLOSE 31-MAR-2010	0.0%	Reserve	Seek Approval
NTURB	NORTHERN URANIUM LIMITED RIGHTS - APPLIC	0.0%	Good	Seek Approval
NTW	NETWORK ENTERTAINMENT LIMITED	0.0%	Good	Seek Approval
NTWVS	TRIBECA GLOBAL NATURAL RESOURCES SPV	0.0%	Good	Seek Approval
NUC	NUCHEV LIMITED	0.0%	Good	Seek Approval
NUENY	NUCOR CORP	0.0%	Good	Seek Approval
NUF	NUFARM LIMITED	60.0%	Good	Seek Approval
NUFKC	NUFARM LIMITED CITIWARRANTS	0.0%	Good	Seek Approval
NUGG	VANECK GOLD BULLION ETF	0.0%	Good	Seek Approval
NUH	NUHEARA LIMITED	0.0%	Good	Seek Approval
NUP	NUPOWER RESOURCES LIMITED	0.0%	Reserve	Seek Approval
NUPO	OPTION EXPIRING 30-6-08	0.0%	Good	Seek Approval
NVA	NOVA MINERALS LIMITED	0.0%	Good	Seek Approval
NVAAA	AUSBIL AUSTRALIAN ACTIVE EQUITY	75.0%	Good	Seek Approval
NVAAS	NOVA MINERALS LTD OPTION EXP 30/4/2024	0.0%	Good	Seek Approval
NVAAZ	ABERDEEN STD ASIAN OPPORTUNITIES FUND	65.0%	Good	Seek Approval
NVACB	AMP CAPITAL CORP BOND INDEX FUND CLASS A	75.0%	Good	Seek Approval
NVACC	AMP CAPITAL CORE INFRASTRUCTURE FUND CLA	0.0%	Good	Seek Approval
NVACE	DIMENSIONAL W/S AUST CORE EQUITY TRUST	75.0%	Good	Seek Approval
NVAEF	AMP CAPITAL EQUITY FUND - CLASS A UNITS	75.0%	Good	Seek Approval
NVAEO	ABERDEEN EMERGING OPPORTUNITIES FUND	65.0%	Good	Seek Approval
NVAGV	AMP CAPITAL WS GLOBAL EQUITY VALUE FUND	75.0%	Good	Seek Approval
NVAIF	MAPLE-BROWN ABBOTT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
NVAIP	ANTARES DIVIDEND BUILDER	75.0%	Good	Seek Approval
NVAOF	PM CAPITAL AUSTRALIAN OPPORTUNITIES FUND	0.0%	Good	Seek Approval
NVAP2	APN PROPERTY FOR INCOME FUND NO 2	60.0%	Good	Seek Approval
NVAPI	APN PROPERTY FOR INCOME FUND	60.0%	Good	Seek Approval
NVATE	AUSBIL INVESTMENT TRUST EMERGING LEADERS	70.0%	Good	Seek Approval
NVAVT	DIMENSIONAL W/S AUSTRALIAN VALUE TRUST	75.0%	Good	Seek Approval
NVAWI	MAPLE-BROWN ABBOTT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
NVBAF	BT WHOLESALE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
NVBAZ	BT WHOLESALE ASIAN SHARE FUND	65.0%	Good	Seek Approval
NVBBF	BT BALANCED RETURNS FUND	75.0%	Good	Seek Approval
NVBCI	OA IP ONEPATH BLUE CHIP IMP'TN EF	0.0%	Good	Seek Approval
NVBGI	BENTHAM WHOLESALE GLOBAL INCOME FUND	50.0%	Good	Seek Approval
NVBIS	BT WHOLESALE INTERNATIONAL SHARE FUND	75.0%	Good	Seek Approval
NVBMA	BARCLAYS WS MIF AUST SHARE FND	75.0%	Good	Seek Approval
NVCA4	CFS INTEGRITY WS AUST SHARE FUND - NO. 2	75.0%	Good	Seek Approval
NVCAP	PM CAPITAL GLOBAL COMPANIES FUND	60.0%	Good	Seek Approval
NVCAS	COLONIAL FS W/S AUST SHARE FND	75.0%	Good	Seek Approval
NVCBA	ALPHINITY WS AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
NVCFI	COLONIAL FIRST STATE W/S IMPUTATION FUND	75.0%	Good	Seek Approval
NVCGR	CFS FC-JANUS HENDERSON WS GLB NAT RES	70.0%	Good	Seek Approval
NVCGS	FCS WS INV-FIRST SENTIER WS GEARED SHARE	40.0%	Good	Seek Approval
NVCGT	COLONIAL F/S W/S GLOBAL TECH & COMMS FND	65.0%	Good	Seek Approval
NVCHA	ALPHINITY WS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
NVCHY	CHALLENGER HIGH YIELD FUND - IDPS	0.0%	Good	Seek Approval
NVCHZ	CHALLENGER WS MICROCAP FUND DL	0.0%	Good	Seek Approval
NVCIF	ABERDEEN W/SALE ACTIVELY HEDGED INTL EQU	75.0%	Good	Seek Approval
NVCIS	STEWART INV WS WORLDWIDE LEADERS	75.0%	Good	Seek Approval
NVCLP	AMP CAPITAL WS LISTED PROPERTY CLASS A	70.0%	Good	Seek Approval
NVCOA	WAVESTONE WS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
NVCPC	CFS FC WS INV-ANTARES W ELITE OPPORT	75.0%	Good	Seek Approval
NVCPS	COLONIAL FS W/S PROPERTY SEC FND	65.0%	Good	Seek Approval
NVCR	NOVOCURE LIMITED	0.0%	Good	Seek Approval
NVCSH	NAVIGATOR CASH ACCOUNT	80.0%	Good	Seek Approval
NVCSR	ALPHINITY WS SOCIALLY RESPONSIBLE SHARE	75.0%	Good	Seek Approval
NVCWS	ABERDEEN WS CLASSIC SERIES AUST SML COMP	65.0%	Good	Seek Approval
NVDA	NVIDIA CORPORATION	0.0%	Good	Seek Approval
NVDA1	NVIDIA CORP COM	70.0%	Good	Seek Approval
NVDGE	IRONBARK ROYAL LONDON CONC GLOBAL SHARE	75.0%	Good	Seek Approval
NVDGZ	IRONBARK GLOBAL (EX-AUST) PROPERTY SECS	65.0%	Good	Seek Approval
NVDSV	DEUTSCHE STRATEGIC VALUE TRUST	0.0%	Good	Seek Approval
NVE	NOVERA ENERGY LIMITED	0.0%	Good	Seek Approval
NVEBT	AUST ETHICAL INV BALANCED TRUST	75.0%	Good	Seek Approval
NVEGG	ELEY GRIFFITHS GROUP SMALL COMPANIES FND	65.0%	Good	Seek Approval
NVEIT	AUST ETHICAL AUST SHARES FUND WS-CLASS B	70.0%	Good	Seek Approval
NVEO	NOVERA ENERGY LTD - OPT EXP 1/12/05	0.0%	Reserve	Seek Approval
NVESC	AUSTRALIAN ETHICAL AUST SHARES FUND	70.0%	Good	Seek Approval
NVEVI	EQT VALU-TRAC EQUITY INC GENERATION FUND	0.0%	Good	Seek Approval
NVFAE	FIDELITY AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
NVFCF	FIDELITY CHINA FUND	55.0%	Good	Seek Approval
NVFEP	FAIRVIEW EQUITY PARTNERS EMERGING COMP	65.0%	Good	Seek Approval
NVFPI	PERP WLTHFCS INV PERPETUAL GLOBAL SHARE	75.0%	Good	Seek Approval
NVGCE	DIMENSIONAL GLOBAL CORE EQ TRUST - UNHGD	75.0%	Good	Seek Approval
NVGSP	PRE SELECT GROWTH	75.0%	Good	Seek Approval
NVGVT	DIMENSIONAL GLOBAL VALUE TRUST	75.0%	Good	Seek Approval
NVHAD	IRONBARK LHP DIVERSIFIED INVESTMENTS	0.0%	Good	Seek Approval
NVHAG	HYPERION AUSTRALIAN GROWTH COMPANIES FUN	75.0%	Good	Seek Approval
NVHDI	IRONBARK LHP DIVERSIFIED INVESTMENTS	0.0%	Good	Seek Approval
NVHHE	HUNTER HALL GLOBAL ETHICAL TRUST	70.0%	Good	Seek Approval
NVHHV	PENGANA INTERNATION ETHICAL FUND	70.0%	Good	Seek Approval
NVHIG	MERLON WS AUSTRALIAN SHARE INCOME FUND	75.0%	Good	Seek Approval
NVHIH	LHP GLOBAL LONG/SHORT FUND WHOLESALE	0.0%	Good	Seek Approval
NVHPS	SG HISCOCK WS PROPERTY SECURITIES FUND	60.0%	Good	Seek Approval
NVIAS	INVESTORS MUTUAL W/S AUST SHARE FND	75.0%	Good	Seek Approval
NVIFL	INVESTORS MUTUAL FUTURE LEADERS FUND	70.0%	Good	Seek Approval
NVIGZ	RESOLUTION CAPITAL GLB PRP SEC HEDGED II	65.0%	Good	Seek Approval
NVIIG	INVESCO WS GLOBAL MATRIX FND HEDGED	70.0%	Good	Seek Approval
NVIMS	INVESTORS MUTUAL AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
NVIPC	NAVCASH MLC NAVIGATOR INV PLAN (CASH)	0.0%	Good	Seek Approval
NVIPV	IOOF PERENNIAL WS VALUE SHARE TRUST	75.0%	Good	Seek Approval
NVIPZ	VANGUARD W/S INT PROPERTY SEC INDEX FND	65.0%	Good	Seek Approval
NVIWS	INVESCO WS AUST SMALLER COMPANIES FND	65.0%	Good	Seek Approval
NVJAE	GOLDMAN SACHS AUSTRALIAN EQUITIES WS FND	75.0%	Good	Seek Approval
NVJGS	YARRA GLOBAL SMALL COMPANIES FUND	65.0%	Good	Seek Approval
NVJHB	JB WERE GLOBAL HEALTH & BIOTECH W/SALE F	0.0%	Good	Seek Approval
NVJIP	GOLDMAN SACHS INCOME PLUS WHOLESALE FUND	75.0%	Good	Seek Approval
NVLXX	NATIONAL VETERINARY CARE LTD PLACEMENT	0.0%	Good	Seek Approval
NVMAE	ONEPATH WHOLESALE AUSTRALIAN SHARE TRUST	70.0%	Good	Seek Approval
NVMAF	MAGELLAN INFRASTRUCTURE FUND	70.0%	Good	Seek Approval
NVMBC	ING BLUE CHIP IMPUTATION TRUST	75.0%	Good	Seek Approval
NVMBT	ONEPATH WHOLESALE BALANCED TRUST	75.0%	Good	Seek Approval
NVMEC	ONEPATH OA IP-OP EMERGING COMPANIES EF	65.0%	Good	Seek Approval
NVMGF	NAVIGATOR MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
NVMGZ	BLACKROCK GLOBAL ALLOCATION FUND AUST D	60.0%	Good	Seek Approval
NVMIB	MLC INVESTMENT TRUST INCOMEBUILDER	75.0%	Good	Seek Approval
NVMII	MACQ INTL INFRASTRUCTURE SEC FND	65.0%	Good	Seek Approval
NVMIM	MACQUARIE BALANCED GROWTH FUND	75.0%	Good	Seek Approval
NVMLB	BLACKROCK WHOLESALE BALANCED FUND	75.0%	Good	Seek Approval
NVMLG	MACQ ARROWSTREET GLOBAL EQUITY HEDGED FD	75.0%	Good	Seek Approval
NVMMB	MACQUARIE MASTER BALANCED FUND	75.0%	Good	Seek Approval
NVMMM	ING MONTHLY INCOME TRUST	0.0%	Good	Seek Approval
NVMMP	MACQ MASTER PROPERTY SEC FND	65.0%	Good	Seek Approval
NVMMS	IFP GLOBAL FRANCHISE FUND	75.0%	Good	Seek Approval
NVMMU	MASTERKEY UNIT TRUST PROPERTY SEC FUND	65.0%	Good	Seek Approval
NVMTE	ONEPATH TAX EFFECTIVE INCOME TRUST	75.0%	Good	Seek Approval
NVMWD	CHARTER HALL DIRECT PROPERTY WHOLESALE	0.0%	Good	Seek Approval
NVMWS	MACQUARIE WALTER SCOTT GLOBAL EQUITY	75.0%	Good	Seek Approval
NVNHG	ANTARES HIGH GROWTH SHARES FUND	60.0%	Good	Seek Approval
NVNSF	NOVAPORT WS SMALLER COMPANIES FUND	70.0%	Good	Seek Approval
NVON	NOVO NORDISK A/S	0.0%	Good	Seek Approval
NVPAE	PLATYPUS AUST EQ FUND - WHOLESALE UNITS	75.0%	Good	Seek Approval
NVPAT	PERPETUAL W/S CONCENTRATED EQUITY FUND	75.0%	Good	Seek Approval
NVPBG	PERPETUAL BALANCED GROWTH FUND	75.0%	Good	Seek Approval
NVPC1	PREMIUM CHINA FUND	0.0%	Good	Seek Approval
NVPDF	EQT PIMCO WS DIVERSIFIED FIXED INTEREST	75.0%	Good	Seek Approval
NVPEO	ANTARES ELITE OPPORTUNITIES FUND	75.0%	Good	Seek Approval
NVPEY	PM CAPITAL ENHANCED YIELD FUND	60.0%	Good	Seek Approval
NVPGP	AMP CAPITAL PROPERTY SEC FUND CLASS A	70.0%	Good	Seek Approval
NVPGZ	AMP CAPITAL PROPERTY SEC FND A DL	0.0%	Good	Seek Approval
NVPIB	PLATINUM INTERNATIONAL BRANDS FUNDS	70.0%	Good	Seek Approval
NVPIF	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
NVPIS	PERPETUAL WFI-PERPETUAL INDUSTRIAL SHARE	75.0%	Good	Seek Approval
NVPPS	IRONBARK PALADIN PROPERTY SECURITIES FND	70.0%	Good	Seek Approval
NVPSC	PERPETUAL WS SMALLER COMPANIES FND	65.0%	Good	Seek Approval
NVPSG	ACCESS PRE SELECT GROWTH	75.0%	Good	Seek Approval
NVPSH	NAVIGATOR ACCESS - PRE SELECT HIGH GROWT	65.0%	Good	Seek Approval
NVPWA	PERPATUAL WS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
NVPWD	PERPETUAL WHOLESALE DIVERSIFIED INCOME	60.0%	Good	Seek Approval
NVPWI	PERPETUAL W/S INTERNATIONAL SHARE	75.0%	Good	Seek Approval
NVPWN	PERPETUAL WS INDUSTRIAL SHARE FND	75.0%	Good	Seek Approval
NVQ	NOVIQTECH LIMITED	0.0%	Good	Seek Approval
NVRAT	BT WHOLESALE CORE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
NVRBC	RUSSELL BALANCED FUND CLASS C	75.0%	Good	Seek Approval
NVRBF	RUSSELL BALANCED FUND	75.0%	Good	Seek Approval
NVRBT	BT WHOLSEALE ACTIVE BALANCE TRUST	75.0%	Good	Seek Approval
NVRDG	BT WHOLESALE CORE GLOBAL TRUST	75.0%	Good	Seek Approval
NVRIS	RUSSELL INTL SHARES FND - CLASS C	75.0%	Good	Seek Approval
NVRPT	BT WS PROPERTY INVESTMENT FUND	70.0%	Good	Seek Approval
NVSAE	SCHRODER WS AUST EQUITY FND	75.0%	Good	Seek Approval
NVSFI	SCHRODER FIXED INCOME FUND WHOLESALE	75.0%	Good	Seek Approval
NVSHS	SCHRODER HYBRID SEC FND - W CLASS	50.0%	Good	Seek Approval
NVSIW	BT WHOLESALE IMPUTATION FUND	75.0%	Good	Seek Approval
NVSR	NOVUS PETROLEUM LIMITED RIGHTS	0.0%	Reserve	Seek Approval
NVT1	NAVITAS LIMITED	0.0%	Good	Seek Approval
NVTAS	TYNDALL AUSTRALIAN SHARE WHOLESALE FUND	75.0%	Good	Seek Approval
NVTXX	NAVITAS LIMITED	0.0%	Good	Seek Approval
NVU	NANOVEU LIMITED	0.0%	Good	Seek Approval
NVUAS	UBS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
NVUBS	UBS PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
NVUCF	UBS CASH FUND	85.0%	Good	Seek Approval
NVUCG	UBS CLARION GLOBAL PROPERTY SEC FUND	60.0%	Good	Seek Approval
NVUCP	UBS CASH PLUS FUND	75.0%	Good	Seek Approval
NVUHV	UBS HYBRID INCOME FUND	55.0%	Good	Seek Approval
NVUIS	UBS INTERNATIONAL SHARE FUND	75.0%	Good	Seek Approval
NVVAS	VANGUARD AUST SHARES INDEX FND	75.0%	Good	Seek Approval
NVVDF	VENTURA WHOLESALE DIVIERSIFIED 50 FUND	75.0%	Good	Seek Approval
NVVFI	VANGUARD AUST FIXED INT INDEX FUND	75.0%	Good	Seek Approval
NVVGF	VENTURA WHOLESALE GROWTH 70 FUND	75.0%	Good	Seek Approval
NVVIH	VANGUARD INTL SHARE INDEX FND HEDGE	75.0%	Good	Seek Approval
NVVIS	VANGUARD W/S INTL SHARES INDEX FND	75.0%	Good	Seek Approval
NVVPS	VANGUARD W/S PROPERTY SEC INDEX FND	70.0%	Good	Seek Approval
NVWCI	CFS WS GLOBAL PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
NVWGA	NAVIGATOR WINTON GLOBAL ALPHA FUND	70.0%	Good	Seek Approval
NVWIS	PERPETUAL WFI-PERPETUAL INDUSTRIAL SHARE	0.0%	Good	Seek Approval
NVX	NOVONIX LIMITED	0.0%	Good	Seek Approval
NVZIS	ZURICH INV GLOBAL THEMATIC SHARE FUND	75.0%	Good	Seek Approval
NVZMG	ZURICH INVESTMENT MANAGED GROWTH FUND	75.0%	Good	Seek Approval
NW1Y3	NW1 - 29.00 CALL OPT EXP 24/05/07	0.0%	Good	Seek Approval
NWA	NEW WORLD ALLOYS LIMITED	0.0%	Reserve	Seek Approval
NWAAA	AUSBIL AUSTRALIAN ACTIVE EQUITY FUND	75.0%	Good	Seek Approval
NWAR	AUSTRALIAN RARE EARTHS UNLISTED OPTION	0.0%	Good	Seek Approval
NWAR3	AUST RARE EARTHS LTD UNL OPT EXP 1/5/25	0.0%	Good	Seek Approval
NWAWG	AMP CAPITAL WS GLOBAL EQUITY VALUE FUND	75.0%	Good	Seek Approval
NWC	NEW WORLD COBAL LIMITED	0.0%	Good	Seek Approval
NWCHN	CC SAGE CAPITAL ABSOLUTE RETURN FUND	0.0%	Good	Seek Approval
NWCSG	BENTHAM WHOLESALE GLOBAL INCOME FUND	50.0%	Good	Seek Approval
NWCSH	NETWEALTH CASH ACCOUNT	0.0%	Good	Seek Approval
NWDF	DORADO FIRST MORTGAGE FUND 2	0.0%	Good	Seek Approval
NWDF6	DORADO FIRST MORTGATE 62 2019 TRANCHE 1	0.0%	Good	Seek Approval
NWDF8	DORADO FIRST MORTGAGE 88	0.0%	Good	Seek Approval
NWEGG	ELEY GRIFFITHS GROUP SMALL COMPANIES FND	65.0%	Good	Seek Approval
NWEWG	EQT PIMCO WHOLESALE GLOBAL BOND FUND	70.0%	Reserve	Seek Approval
NWF	NEWFIELD RESOURCES LIMITED	0.0%	Good	Seek Approval
NWFOX	TWENTY FIRST CENTURY FOX INC CL B	0.0%	Good	Seek Approval
NWGPE	GQG PARTNERS EMERGING MARKETS EQUITY FUN	65.0%	Good	Seek Approval
NWH	NRW HOLDINGS LIMITED	35.0%	Good	Seek Approval
NWHXX	NRW HOLDINGS LTD INSTITUTIONAL PLACEMENT	0.0%	Good	Seek Approval
NWIWG	UBS CLARION GLOBAL PROPERTY SEC FUND	60.0%	Good	Seek Approval
NWK	NETWORK LIMITED	0.0%	Good	Seek Approval
NWL	NETWEALTH GROUP LIMITED	50.0%	Good	Seek Approval
NWLO	NEWTEL OPTIONS EX 30/6/99	0.0%	Good	Seek Approval
NWLOA	NEW TEL LTD - OPT EXP 31/12/04	0.0%	Reserve	Seek Approval
NWLZZ	NETWEALTH GROUP LIMITED IPO	0.0%	Good	Seek Approval
NWM	NORWEST MINERALS LIMITED	0.0%	Good	Seek Approval
NWMII	MACQ INT INFRASTRUCTURE SEC FND	65.0%	Good	Seek Approval
NWPIF	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
NWPSH	ANTARES HIGH GROWTH SHARES FUND	60.0%	Good	Seek Approval
NWQG	QUAY GLOBAL REAL ESTATE FUND (AUD HEDGED	0.0%	Good	Seek Approval
NWS	NEWS CORPORATION - CLASS B VOTING CDI	60.0%	Good	Seek Approval
NWSL2	NEWS CORPORATION-CLASS A NON-VOTING CDI	0.0%	Good	Seek Approval
NWSLV	NEWS CORPORATION-CLASS A NON-VOTING CDI	0.0%	Good	Seek Approval
NWTAS	TYNDALL AUSTRALIAN SHARE WHOLESALE FUND	75.0%	Good	Seek Approval
NWVAF	VANGUARD AUST FIXED INTEREST INDEX FND	75.0%	Good	Seek Approval
NWVPS	VANGUARD PROPERTY SECURITIES FUND	70.0%	Good	Seek Approval
NWZIG	ZURICH INV GLOBAL THEMATIC SHARE FUND	75.0%	Good	Seek Approval
NXBH1	NEXUS4 TOPAZ NOTES	0.0%	Good	Seek Approval
NXBHA	NEXUS BONDS LTD - 10.25% MAT 4 DEC 07	0.0%	Good	Seek Approval
NXBHC	NEXUS BONDS LTD-PORT LINK FRN 14/12/10	0.0%	Good	Seek Approval
NXD	NEXTED GROUP LIMITED	0.0%	Good	Seek Approval
NXG	NEXGEN ENERGY (CANADA) LTD	0.0%	Good	Seek Approval
NXL	NUIX LIMITED	0.0%	Good	Seek Approval
NXLXX	NUIX LIMITED BROKER FIRM	0.0%	Good	Seek Approval
NXM	NEXUS MINERALS LIMITED	0.0%	Good	Seek Approval
NXMO	NEXUS MINERALS LTD OPTION	0.0%	Good	Seek Approval
NXS	NEXT SCIENCE LIMITED	0.0%	Good	Seek Approval
NXS1	NEXUS ENERGY LIMITED	0.0%	Good	Seek Approval
NXSKA	NEXUS ENERGY LTD CREDITSUISSE 0.0791 MIN	0.0%	Reserve	Seek Approval
NXT	NEXTDC LIMITED	50.0%	Good	Seek Approval
NXT2	NEXTDC LIMITED	0.0%	Good	Seek Approval
NYM	NARRYER METALS LIMITED	0.0%	Good	Seek Approval
NYR	NYRADA INC.	0.0%	Good	Seek Approval
NZK	NEW ZEALAND KING SALMON INVESTMENTS LTD	0.0%	Good	Seek Approval
NZM	NZME LIMITED	0.0%	Good	Seek Approval
NZO	NEW ZEALAND OIL & GAS LIMITED	0.0%	Good	Seek Approval
NZO1	NEW ZEALAND OIL & GAS LIMITED	0.0%	Good	Seek Approval
NZOO	NEW ZEALAND OIL & GAS LTD OPT. 30-JUN-08	0.0%	Good	Seek Approval
NZS	NEW ZEALAND & COASTAL SEAFOODS LTD	0.0%	Reserve	Seek Approval
NZX	NEW ZEALAND EXCHANGE LIMITED	0.0%	Good	Seek Approval
OAAAA	ING OA MERRIL LYNCH ASSET ALLOCATION ALP	0.0%	Good	Seek Approval
OAAAE	ONEPATH AUSBIL EMERGING LEADERS TRUST	70.0%	Good	Seek Approval
OAAGE	ING AXA GLOBAL EQUITY VALUE TRUST NEF	75.0%	Good	Seek Approval
OAAGV	ONEPATH MFS GLOBAL EQ VALUE TRUST (ENTRY	75.0%	Good	Seek Approval
OAASI	VANGUARD AUST SHARES INDEX(ENTRY FEE 2)	75.0%	Good	Seek Approval
OAAST	ONEPATH OPTIMIX AUSTRALIAN SHARE TRUST	75.0%	Good	Seek Approval
OABAS	ING OA BT CORE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
OABCI	ONEPATH BLUE CHIP IMPUTATION FUND	0.0%	Good	Seek Approval
OABGI	ING OA BARCLAYS GLOBAL INVESTORS AUST SH	75.0%	Good	Seek Approval
OABTS	ING OA BT SMALLER COMPANIES	65.0%	Good	Seek Approval
OACP2	ANZ OA CREDIT SUISSE PROPERTY TRUST - NE	60.0%	Good	Seek Approval
OACSI	CREDIT SUISSE INTERNATIONAL SHARE TRUST	75.0%	Good	Seek Approval
OAEF	ALLAN GRAY AUSTRALIA EQUITY FUND	70.0%	Good	Seek Approval
OAEMC	ONEPATH OA IP-OP EMERGING COMPANIES EF	65.0%	Good	Seek Approval
OAGEM	ONEPATH GLOBAL EMERGING MARKERS SHARE TR	65.0%	Good	Seek Approval
OAGEN	ONEPATH GLOBAL EMERGING MKTS SHARE TRUST	65.0%	Good	Seek Approval
OAGPS	ONEPATH GLOBAL PROPERTY SECURITIES FUND	60.0%	Good	Seek Approval
OAIFA	ING OA INV FIDELITY AUS EQUITY FD NEF	75.0%	Good	Seek Approval
OAIMA	ONEPATH INVESTORS MUTURAL AUST SHARE FND	75.0%	Good	Seek Approval
OAIPA	ANZ OA IP PERPETUAL AUST SHARES - NE	75.0%	Good	Seek Approval
OAIPG	ONEPATH INV PFOLIO-GLOBAL SHARE NEF	75.0%	Good	Seek Approval
OAIPT	ANZ OAIP PLAT INT TRST - NE	0.0%	Good	Seek Approval
OAIPV	ING OA IOOF/PERENNIAL VALUE SHARE FUND	75.0%	Good	Seek Approval
OAISA	ONEPATH IP SUSTAINABLE AUS SHRS EF & SEL	75.0%	Good	Seek Approval
OAISL	ONEPATH IP SELECT LEADERS TRUST EF & SEL	75.0%	Good	Seek Approval
OAIZI	ING OA IP ZUR INTL SHRS - EF/SEL	75.0%	Good	Seek Approval
OAK	OAKRIDGE INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
OAK1	OAKS HOTEL & RESORTS LIMITED	0.0%	Good	Seek Approval
OAKR	RIGHTS - APP CLOSE 13-DEC-2006 DEFFERED	0.0%	Good	Seek Approval
OAKXX	OAKS HOTELS & RESORT PLACEMENT	0.0%	Good	Seek Approval
OAKZZ	OAKS HOTELS & RESORTS LIMITED	0.0%	Good	Seek Approval
OAMAF	MACQUARIE INCOME OPPORTUNITIES FUND	0.0%	Good	Seek Approval
OAMIO	MACQUARIE INCOME OPPORTUNITIES FUND	55.0%	Good	Seek Approval
OAML	OAM - OASIS ASSET MANAGEMENT LIMITED	0.0%	Good	Seek Approval
OANAN	ING OA COLONIAL FS IMPUTATION NEF	75.0%	Good	Seek Approval
OAOAF	ONEPATH IP-OPTIMIX AUST FIXED INT NEF	0.0%	Good	Seek Approval
OAOAP	ONEPATH IP OPTIMIX AUST PROP SEC EF & SE	65.0%	Good	Seek Approval
OAOAS	ONEPATH IP OPTIMIX AUS SHARE EF & SELECT	75.0%	Good	Seek Approval
OAOBT	ONEPATH IP OPTIMIX BAL TRUST EF & SELECT	75.0%	Good	Seek Approval
OAOGT	ONEPATH OPTIMIX GROWTH TRUST	75.0%	Good	Seek Approval
OAOMG	ONEPATH OA IP-MFS GLOBAL EQUITY EF	75.0%	Good	Seek Approval
OAPAS	PERPETUAL AUSTRALIAN SHARE TRUST NEF	75.0%	Good	Seek Approval
OAPIF	ING OA PLATINUM INTERNATIONAL TRUST NEF	70.0%	Good	Seek Approval
OAPIN	ING OA PERPETUAL INTERNATIONAL SHARE NEF	75.0%	Good	Seek Approval
OAPIT	ANZ OA IP PLAT INT TRST - NE	70.0%	Good	Seek Approval
OAPST	PERPETUAL AUSTRALIAN SHARE TRUST	75.0%	Good	Seek Approval
OAR	OAKDALE RESOURCES LIMITED	0.0%	Reserve	Seek Approval
OARIV	ONEPATH RARE INFRASTRUCTURE VALUE NEF	70.0%	Good	Seek Approval
OASAE	ING OA SCHRODER AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
OASE2	ANZ OA SCHRODER AUST EQUITY TRUST - NEF	75.0%	Good	Seek Approval
OASFI	ONE PATH OA IP-SCHRODER FIXED INCOME	75.0%	Good	Seek Approval
OASS2	ANZ ONE ANSWER VANGUARD INT SHR IND (HDG	75.0%	Good	Seek Approval
OAST	OPTIMIX - AUSTRALIAN SHARE TRUST	75.0%	Good	Seek Approval
OASTN	OPTIMIX - AUSTRALIAN SHARE TRUST NEF	75.0%	Good	Seek Approval
OASUN	ONEPATH INVESTORS MUTUAL AUST SHARE FUND	75.0%	Good	Seek Approval
OATAS	TYNDALL AUSTRALIAN SHARE WHOLESALE FUND	75.0%	Good	Seek Approval
OATAX	ONEPATH TAX EFFECTIVE INCOME TRUST	75.0%	Good	Seek Approval
OATE2	ANZ OA ING TAX EFFECTIVE TRUST - NEF	75.0%	Good	Seek Approval
OAU	ORA GOLD LIMITED	0.0%	Good	Seek Approval
OAVAS	ING OA IP VANGARD AUS SHRS INDEX FND NEF	75.0%	Good	Seek Approval
OAVBI	ONEPATH OA FR INV-VANGUARD BALANCED IDX	75.0%	Good	Seek Approval
OAVCD	ANZ OA INV-VANGUARD CNSRV IDX DEF	75.0%	Good	Seek Approval
OAVCI	ONEPATH OA FR INV-VANGUARD CNSRV IDX	75.0%	Good	Seek Approval
OAVDI	ING OA IP-VANGUARD INDEX BONDS NEF	75.0%	Good	Seek Approval
OAVII	ONEPATH OA OP - VANGAURD INTER INDEX EF	75.0%	Good	Seek Approval
OAVSI	ANZ OA IP VNGRD AUST SHRS INDEX - NE	75.0%	Good	Seek Approval
OAZIE	ING OA ZURICH INTERNATIONAL SHARES NEF	75.0%	Good	Seek Approval
OAZIG	ZURICH INVESTMENTS GBL THEMATIC SHR FUND	75.0%	Good	Seek Approval
OBL	OMNI BRIDGEWAY LIMITED	50.0%	Good	Seek Approval
OBLOA	OIL BASINS LIMITED - OPTION EXPIRING 30-	0.0%	Reserve	Seek Approval
OBM	ORA BANDA MINING LTD	0.0%	Good	Seek Approval
OBTNE	OPTIMIX - BALANCED TRUST NEF	75.0%	Good	Seek Approval
OCA	OCEANIA HEALTHCARE LIMITED	0.0%	Good	Seek Approval
OCC	ORTHOCELL LIMITED	0.0%	Good	Seek Approval
OCDEF	OPIS CAPITAL DYNAMIC EQUITY FUND	65.0%	Good	Seek Approval
OCE	OCEAN CAPITAL LIMITED	0.0%	Good	Seek Approval
OCL	OBJECTIVE CORPORATION LIMITED	0.0%	Good	Seek Approval
OCN	OCEAN RESOURCES	0.0%	Reserve	Seek Approval
OCO	ORIEL COMMUNICATIONS LIMITED	0.0%	Good	Seek Approval
OCOO	ORIEL COMMS LTD - OPT EXP 30/9/04	0.0%	Good	Seek Approval
OCOP	ORCHARD COMMERICAL OFFICE PROPERTY FUND	0.0%	Good	Seek Approval
OCPE1	OC PREMIUM SMALL COMPANIES FUND	0.0%	Good	Seek Approval
OCPEF	OC PREMIUM SMALL COMPANIES FUND	65.0%	Good	Seek Approval
OCPR	OCEANIA CAPITAL PARTNERS - RIGHTS	0.0%	Reserve	Seek Approval
OCR	ORIENTAL CRYSTAL (INTERNATIONAL) LIMITED	0.0%	Good	Seek Approval
OCT		0.0%	Good	Seek Approval
OCVG	OCTAVIAR LIMITED	0.0%	Good	Seek Approval
OD6	OD6 METALS LIMITED	0.0%	Good	Seek Approval
ODA	ORCODA LIMITED	0.0%	Good	Seek Approval
ODE	ODESSA MINERALS LIMITED	0.0%	Reserve	Seek Approval
ODEIF	ODEY INTERNATIONAL FUND	0.0%	Good	Seek Approval
ODG	ODYSSEY GAMING LIMITED	0.0%	Reserve	Seek Approval
ODM	ODIN METALS LIMITED	0.0%	Good	Seek Approval
ODY	ODYSSEY ENERGY LIMITED	0.0%	Good	Seek Approval
OEC	ORBITAL CORPORATION LIMITED	0.0%	Good	Seek Approval
OEC1	ORBITAL ENGINE CORPORATION LIMITED	0.0%	Good	Seek Approval
OEL	OTTO ENERGY LIMITED	0.0%	Good	Seek Approval
OELO	OTTO ENERGY LTD OPT EXP 01/12/06	0.0%	Reserve	Seek Approval
OEQ	ORION EQUITIES LIMITED	0.0%	Good	Seek Approval
OFG	OVER FIFTY GROUP LIMITED	0.0%	Reserve	Seek Approval
OFG1	OVER FIFTY GROUP LIMITED	0.0%	Good	Seek Approval
OFMSC	SAVILLE CAPITAL EMERGING COMPANIES FUND	0.0%	Good	Seek Approval
OFX	OFX GROUP LIMITED	50.0%	Good	Seek Approval
OGD1	OCEANA GOLD LIMITED	0.0%	Good	Seek Approval
OGDO	OCEANA GOLD LIMITED OPT EXP 01/01/09	0.0%	Good	Seek Approval
OGDXX	OCEANA GOLD LTD - INSTO OFFER	0.0%	Good	Seek Approval
OGI	OGI GROUP LTD	0.0%	Good	Seek Approval
OGNN	ORGANON & CO OGN	0.0%	Reserve	Seek Approval
OGST	OPTIMIX - GLOBAL SHARE TRUST	75.0%	Good	Seek Approval
OGSTN	OPTIMIX - GLOBAL SHARE TRUST NEF	75.0%	Good	Seek Approval
OGTNE	OPTIMIX - GROWTH TRUST NEF	75.0%	Good	Seek Approval
OGTR	OPTIMIX - GROWTH TRUST	75.0%	Good	Seek Approval
OGYO	ORCA ENERGY LIMITED OPTION EXPIRING 31-A	0.0%	Reserve	Seek Approval
OHCXX	NUTRICARE NON-DVP NUTRICARE PR	0.0%	Good	Seek Approval
OI041	OM IP GLOBAL	0.0%	Good	Seek Approval
OIF	ORCHARD INDUSTRIAL PROPERTY FUND	0.0%	Good	Seek Approval
OIL	OPTISCAN IMAGING LIMITED	0.0%	Good	Seek Approval
OILO	OPTISCAN IMAGING LTD - OPT EXP 31/3/02	0.0%	Good	Seek Approval
OIP	ORION PETROLEUM LIMITED	0.0%	Reserve	Seek Approval
OIPZZ	ORION PETROLEUM LIMITED	0.0%	Good	Seek Approval
OJC	THE ORIGINAL JUICE CO. LTD	0.0%	Good	Seek Approval
OKF	OAKFORD PROPERTY TRUST	0.0%	Good	Seek Approval
OKJ	OAKAJEE CORPORATION LIMITED	0.0%	Good	Seek Approval
OKUO	OKLO RESOURCES LTD OPTION	0.0%	Good	Seek Approval
OLE	OLEA AUSTRALIS LIMITED	0.0%	Reserve	Seek Approval
OLH	ORDINARY FULLY PAID	0.0%	Good	Seek Approval
OLI	OLIVER'S REAL FOOD LIMITED	0.0%	Good	Seek Approval
OLL	OPENLEARNING LIMITED	0.0%	Good	Seek Approval
OLP	OLYMPUS RESOURCES LIMITED	0.0%	Good	Seek Approval
OLS	CHINA PROSPERITY INTERN HOLDINGS LIMITED	0.0%	Reserve	Seek Approval
OLY	OLYMPIO METALS LIMITED	0.0%	Good	Seek Approval
OLYR	RIGHTS - APPS CLOSE 8-JUN-2007 DEFERRED	0.0%	Reserve	Seek Approval
OM1	OMNIA METALS GROUP LTD	0.0%	Good	Seek Approval
OM3AH	MAN OM-IP 3AHL LIMITED	0.0%	Good	Seek Approval
OMA	OMEGA OIL & GAS LIMITED	0.0%	Good	Seek Approval
OMC	OMEGACORP LIMITED	0.0%	Good	Seek Approval
OMH	OM HOLDINGS LIMITED	0.0%	Good	Seek Approval
OMI2A	MAN OM-IP 2AHL LTD	0.0%	Good	Seek Approval
OML	OOH!MEDIA LIMITED	0.0%	Good	Seek Approval
OMLCR	OREGON CASH RECEIVABLE	0.0%	Reserve	Seek Approval
OMO	OMEGA OIL NL	0.0%	Reserve	Seek Approval
OMOO	OMO OPTION 30-JUN-00 DEFERRED	0.0%	Reserve	Seek Approval
OMP1	OAMPS LIMITED	0.0%	Good	Seek Approval
OMPBN	OAMPS LIMITED FULL PAID BONUS DEF	0.0%	Good	Seek Approval
OMRHI	REALM HIGH INCOME FUND - WHOLESALE	0.0%	Good	Seek Approval
OMX	ORANGE MINERALS NL	0.0%	Good	Seek Approval
ONE	ONEVIEW HEALTCARE PLC	0.0%	Good	Seek Approval
ONEDA	ONE.TEL LIMITED	0.0%	Good	Seek Approval
ONEIC	ONEPATH OA IP-OP EMERGING COMP NEF	65.0%	Good	Seek Approval
ONEVA	ONEPATH OA VANGUARD AUST SHARES INDEX	75.0%	Good	Seek Approval
ONEWG	WALTER SCOTT GLOBAL EQUITY HEDGED TRUST	75.0%	Good	Seek Approval
ONGEM	ONEPATH GLOBAL EMERGING MARKETS SHARE	65.0%	Good	Seek Approval
ONMAG	ONEPATH OA FR IP-OP MANAGED GROWTH	75.0%	Good	Seek Approval
ONPAG	ONEPATH ALTERNATIVES GROWTH TRUST	0.0%	Good	Seek Approval
ONPFE	OA FRONTIER IP-T ROWE PRICE GLB EQUITY	75.0%	Good	Seek Approval
ONPGI	OA FRONTIER IP-BENTHAM GLOBAL INCOME	50.0%	Good	Seek Approval
ONPIS	OA FRONTIER IP-VANGUARD INT'L SHARES HDG	75.0%	Good	Seek Approval
ONPOB	OA FRONTIER IP-BENNELONG AUST EQUITIES	70.0%	Good	Seek Approval
ONPRS	ONEPATH OA FR IP-OP PROPERTY SECURITIES	65.0%	Good	Seek Approval
ONPVI	OA FRONTIER IP-VANGUARD BALANCED INDEX	75.0%	Good	Seek Approval
ONQ	ON Q GROUP LIMITED	0.0%	Good	Seek Approval
ONT1	1300 SMILES LIMITED	0.0%	Good	Seek Approval
ONT2	1300 SMILES LIMITED	0.0%	Good	Seek Approval
ONVAS	ONEPATH OA FR IP VANGUARD AUST SHARE	75.0%	Good	Seek Approval
ONVGF	VANGUARD HIGH GROWTH FUND	75.0%	Good	Seek Approval
ONVHG	ONEPATH OA FR IP-VANGUARD HIGH GROWTH	75.0%	Good	Seek Approval
OOH	OOHMEDIA GROUP LIMITED	0.0%	Good	Seek Approval
OOHXX	OOHMEDIA GROUP LIMITED PLACEMENT	0.0%	Good	Seek Approval
OOHYY	OOHMEDIA GROUP LIMITED	0.0%	Good	Seek Approval
OOO	BETASHARES CRUDE OIL INDEX ETF CURR HDG	0.0%	Good	Seek Approval
OPBT	OPTIMIX - BALANCED TRUST	75.0%	Good	Seek Approval
OPCEF	OC PREMIUM SMALL COMPANIES FUND	65.0%	Good	Seek Approval
OPCO	OPTIMA CORP LTD - OPT EXP 31/12/04	0.0%	Reserve	Seek Approval
OPCPE	OPIS CAPITAL DYNAMIC EQUITY FUND	0.0%	Good	Seek Approval
OPH	OPHIR HIGH CONVICTION FUND	40.0%	Good	Seek Approval
OPI	OPTIMA ICM LIMITED	0.0%	Reserve	Seek Approval
OPL	OPYL LIMITED	0.0%	Good	Seek Approval
OPMGE	ONEPATH OA FR IP-MFS GLOBAL EQUITY	75.0%	Good	Seek Approval
OPN	OPENN NEGOTIATION LIMITED	0.0%	Good	Seek Approval
OPT	OPTHEA LIMITED	0.0%	Good	Seek Approval
OPTOA	OPTHEA LIMITED OPT EXP 31/8/2025	0.0%	Good	Seek Approval
ORA	ORORA LIMITED	70.0%	Good	Seek Approval
ORA2	ORORA LIMITED	0.0%	Good	Seek Approval
ORC	ORCHID CAPITAL LIMITED	0.0%	Good	Seek Approval
ORCO	ORCHID CAPITAL LTD - OPT EXP 30/11/06	0.0%	Reserve	Seek Approval
ORD	ORD RIVER RESOURCES LIMITED	0.0%	Good	Seek Approval
ORG	ORIGIN ENERGY LIMITED	70.0%	Good	Seek Approval
ORGCY	ORGCY8 $13.00 CALL OPT EXP 29-MAR-2012	70.0%	Good	Seek Approval
ORGM	ORIGIN ENERGY FPO BUY-BACK UNITS	0.0%	Good	Seek Approval
ORGQO	ORIGIN ENERGY LTD CITIWARRANTS	0.0%	Good	Seek Approval
ORGSB	WESTPAC 4.0051 ORG S/F INSTAL EXP 30-6-	0.0%	Good	Seek Approval
ORGZJ	ORGZJ7 $13.00 CALL OPT EXP 24-MAY-2012	70.0%	Good	Seek Approval
ORGZW	ORGZW7 $15.07 CALL OPT EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
ORI	ORICA LIMITED	75.0%	Good	Seek Approval
ORI_C	ORICA LIMITED	0.0%	Reserve	Seek Approval
ORI2	ORICA LIMITED	0.0%	Good	Seek Approval
ORIGZ	ORI 29.00 - 29 MAY 2008	0.0%	Good	Seek Approval
ORIPA	ORICA LIMITED - 5% CUMULATIVE PREF	0.0%	Good	Seek Approval
ORIPB	ORICA STEP UP PREFERENCE SECURITIES	0.0%	Good	Seek Approval
ORIR	ORICA LIMITED RIGHTS CLOSE 14/12/05	0.0%	Good	Seek Approval
ORIZZ	ORICA LIMITED	0.0%	Good	Seek Approval
ORM	ORION METALS LIMITED	0.0%	Reserve	Seek Approval
ORMO	ORION METALS LIMITED OPTION EXPIRING 25-	0.0%	Reserve	Seek Approval
ORN	ORION MINERALS LTD	0.0%	Good	Seek Approval
ORO	OROYA MINING LIMITED	0.0%	Good	Seek Approval
ORO1	OROYA MINING LIMITED	0.0%	Reserve	Seek Approval
OROOA	OROYA MINING LIMITED: 1/12/11	0.0%	Reserve	Seek Approval
ORP	ORPHEUS URANIUM NL	0.0%	Good	Seek Approval
ORPOA	OROPA LIMITED OPTION EXPIRING 31-01-2010	0.0%	Reserve	Seek Approval
ORPR	RIGHTS - APPS CLOSE 9-MAY-2007 DEFERRED	0.0%	Reserve	Seek Approval
ORR	ORECORP LIMITED	0.0%	Good	Seek Approval
ORSAE	ALLAN GRAY AUSTRALIA EQUITY FUND	70.0%	Good	Seek Approval
ORT	ORT LIMITED	0.0%	Reserve	Seek Approval
OSH2	OIL SEARCH LIMITED	0.0%	Good	Seek Approval
OSH64	OSH 5.50 - 29 MAY 2008	0.0%	Good	Seek Approval
OSHPB	OIL SEARCH LIMITED - CONVERTING PREF	0.0%	Good	Seek Approval
OSHRB	OIL SEARCH LIMITED RBS PLC 4.2865 OSH MI	0.0%	Good	Seek Approval
OSL	ONCOSIL MEDICAL LTD	0.0%	Good	Seek Approval
OSLO	ONCOSIL MEDICAL LTD	0.0%	Reserve	Seek Approval
OSM	OSMERE N/L	0.0%	Good	Seek Approval
OSTVN	OSTVN7 $2.00 CALL OPTION EXP 26-MAY-2011	65.0%	Reserve	Seek Approval
OSTWT	OSTWT7 $2.55 CALL OPTION EXP 25-AUG-2011	65.0%	Reserve	Seek Approval
OSX	OSTEOPORE LIMITED	0.0%	Good	Seek Approval
OSXO	OSTEOPORE LTD OPTION EXP 13/4/26	0.0%	Good	Seek Approval
OSXR	OSTEOPORE LIMITED	0.0%	Reserve	Seek Approval
OTL	ORION TELECOMMUNICATIONS LIMITED	0.0%	Good	Seek Approval
OTPSE	OPTIMIX TRUSTS PROPERTY SECURITIES - EF	65.0%	Good	Seek Approval
OTPSN	OPTIMIX TRUSTS PROPERTY SECURITIES - NEF	65.0%	Good	Seek Approval
OTT	OPEN TELECOMMUNICATIONS LIMITED	0.0%	Good	Seek Approval
OTTO	OPEN TELECOMMUNICATIONS LIMITED - OPTION	0.0%	Reserve	Seek Approval
OVT	OVANTI LIMITED	0.0%	Good	Seek Approval
OWASA	OPTIMIX WSALE-AUSTRALIAN SHARE - CLASS A	75.0%	Good	Seek Approval
OWAST	OPTIMIX WS - AUSTRALIAN SHARE NO.2 TRUST	75.0%	Good	Seek Approval
OWBCA	OPTIMIX WSALE-BALANCED - CLASS A	75.0%	Good	Seek Approval
OWBT	OPTIMIX WS - BALANCED TRUST	75.0%	Good	Seek Approval
OWCCA	OPTIMIX WSALE-CONSERVATIVE - CLASS A	75.0%	Good	Seek Approval
OWGAB	OPTIMIX W/S GEARED AUST SH TRUST CLASS B	40.0%	Good	Seek Approval
OWGCA	OPTIMIX WSALE-GROWTH - CLASS A	75.0%	Good	Seek Approval
OWGT	OPTIMIX WS - GROWTH TRUST	75.0%	Good	Seek Approval
OWPSB	OPTIMIX WS PROP SECS B	65.0%	Good	Seek Approval
OWPTA	OPTIMIX WHOLESALE PROPERTY TRUST - CLASS	65.0%	Good	Seek Approval
OXR1	OXIANA RESOURCES NL	0.0%	Good	Seek Approval
OXRKV	OXR - $2.98 PUT OPT EXP 27/11/08	0.0%	Good	Seek Approval
OXRKX	OXR 3.05 PUT OPT EXP 27/11/08	0.0%	Good	Seek Approval
OXRN	OXIANA LIMITED FPO DEFERRED EX ZFX	0.0%	Good	Seek Approval
OXRO	OXR OPTION 30-JUN-96	0.0%	Reserve	Seek Approval
OXROA	OXIANA RESOURCES NL - OPT EXP 30/9/02	0.0%	Good	Seek Approval
OXRR	OXIANA LIMITED - RIGHTS CLSE 18/02/04	0.0%	Reserve	Seek Approval
OXRTA	OXR - $3.25 CALL OPT EXP 24/05/07	0.0%	Good	Seek Approval
OXT	OREXPLORE TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
OXYN	OCCIDENTAL PETROLEUM CORPORATION	0.0%	Good	Seek Approval
OYM	OLYMPUS PACIFIC MINERALS INC	0.0%	Good	Seek Approval
OZBD	BETASHARES AUSTRALIAN COMPOSITE BOND ETF	0.0%	Good	Seek Approval
OZBO	OPTION EXPIRY VARIOUS DATES	0.0%	Reserve	Seek Approval
OZF	EXCHANGE TRADED FUND UNITS FULLY PAID	70.0%	Good	Seek Approval
OZL1	OZ MINERALS LIMITED	0.0%	Good	Seek Approval
OZLB6	OZL 2.00 PUT OPT EXP 18-12-08	0.0%	Good	Seek Approval
OZLKV	OZL 2.98 PUT OPT EXP 27/11/08	0.0%	Good	Seek Approval
OZLKX	OZL 3.05 PUT OPT EXP 27/11/08	0.0%	Good	Seek Approval
OZM	OZAURUM RESOURCES LIMITED	0.0%	Good	Seek Approval
OZR	SPDR S&P/ASX 200 RESOURCES FUND	70.0%	Good	Seek Approval
OZR2	SPDR S&P/ASX 200 RESOURCES FUND	0.0%	Good	Seek Approval
OZZ	OZZ RESOURCES LIMITED	0.0%	Good	Seek Approval
OZZO	OZZ RESOURCES LTD OPT EXP 25/10/2024	0.0%	Reserve	Seek Approval
P2PZZ	P2P TRANSPORT LIMITED PLACEMENT	0.0%	Good	Seek Approval
PAA	PHARMAUST LIMITED	0.0%	Good	Seek Approval
PAAEL	PERP WFIA - AUSBIL AUST. EMERGING LDRS	70.0%	Good	Seek Approval
PAAGG	PERPETUAL WFIA - MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
PAAOA	PHARMAUST LTD OPT EXP 30/04/26	0.0%	Good	Seek Approval
PAB	PATRYS LIMITED	0.0%	Good	Seek Approval
PAC	PACIFIC CURRENT GROUP LIMITED	0.0%	Good	Seek Approval
PACGZ	P/FOLIOFOCUS AMP CAPITAL GLOBAL PROP SEC	70.0%	Good	Seek Approval
PACSS	PERP WFIA - AMP CAPITAL SUST. SHARE FND	0.0%	Good	Seek Approval
PAD	PLANTARD LIMITED	0.0%	Good	Seek Approval
PAEC	PENGANA AUSTRALIAN EQUITIES CORE	65.0%	Good	Seek Approval
PAEMN	PENGANA AUST EQT MARKET NEUTRAL FUND	0.0%	Good	Seek Approval
PAF15	MLC - PLATINUM ASIA FUND	65.0%	Good	Seek Approval
PAFSG	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
PAI	PLATINUM ASIA INVESTMENTS LIMITED	55.0%	Good	Seek Approval
PAI2	PLATINUM ASIA INVESTMENTS LIMITED	0.0%	Good	Seek Approval
PAIO	PLATINUM ASIA INV OPTION EXP 28/4/2024	0.0%	Reserve	Seek Approval
PAJAP	PLATINUM JAPAN FUND	70.0%	Good	Seek Approval
PALPS	PERENNIAL AUSTRALIAN LISTED PROPERTY SEC	0.0%	Good	Seek Approval
PALRF	PENDAL AUSTRALIAN LONG/SHORT	55.0%	Good	Seek Approval
PAM	PAN ASIA METALS LIMITED	0.0%	Good	Seek Approval
PAMAF	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
PAMEF	PLATINUM EUROPEAN FUND	70.0%	Good	Seek Approval
PAMEU	PLATINUM EUROPEAN FUND	70.0%	Good	Seek Approval
PAMHF	PLATINUM INTERNATIONAL HEALTH CARE FUND	70.0%	Good	Seek Approval
PAMIB	PLATINUM INTERNATIONAL BRANDS FUND	70.0%	Good	Seek Approval
PAMIF	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
PAMIT	PLATINUM INTERNATIONAL TECHNOLOGY FUND	65.0%	Good	Seek Approval
PAMJF	PLATINUM JAPAN FUND	70.0%	Good	Seek Approval
PAMUF	PLATINUM UNHEDGED FUND	70.0%	Good	Seek Approval
PAN	PANORAMIC RESOURCES LIMITED	0.0%	Good	Seek Approval
PANWN	PALO ALTO NETWORKS INC	0.0%	Good	Seek Approval
PAOF1	PM CAPITAL AUSTRALIA OPPORTUNITIES FUND	0.0%	Good	Seek Approval
PAPMF	PERPETUAL WFI PERPETUAL'S MORTGAGE FUND	0.0%	Good	Seek Approval
PAR	PARADIGM BIOPHARMACEUTICALS LIMITED	0.0%	Good	Seek Approval
PARF1	PENGANA ABSOLUTE RETURN ASIA PACIFIC FUN	0.0%	Good	Seek Approval
PARN	PARNELL PHARMACEUTICALS HOLDINGS LTD.	0.0%	Reserve	Seek Approval
PARO	PARADIGM BIOPHARMACEUTICALS EXP 30/11/24	0.0%	Good	Seek Approval
PAS	PASMINCO LIMITED	0.0%	Good	Seek Approval
PAS1	PASMINCO LIMITED	0.0%	Good	Seek Approval
PASBT	PLATO AUST SHARES INCOME FUND (MR)	0.0%	Good	Seek Approval
PASC	IRONBARK KARARA AUST SMALL COMPANIES FND	65.0%	Good	Seek Approval
PASCO	IRONBARK KARARA AUST SMALL COMPANIES FND	65.0%	Good	Seek Approval
PAT	PATRIOT LITHIUM LIMITED	0.0%	Good	Seek Approval
PATRP	PERP WFI ADV T ROWE PRICE GLOBAL EQUITY	75.0%	Good	Seek Approval
PATWE	PATERSONS WHOLESALE 80:20 EQUITY FUND	0.0%	Good	Seek Approval
PAVAI	PERPETUAL WFI ADV VANGUARD AUST INDEX	75.0%	Good	Seek Approval
PAVIS	PER WFI ADV VANG INTL SHARES INDEX HDG	75.0%	Good	Seek Approval
PAXX	PLATINUM ASIA FUND QUOTED MANAGED HEDGE	65.0%	Good	Seek Approval
PAYP1	PAYPAL HOLDINGS INC	0.0%	Reserve	Seek Approval
PBA	PEOPLEBANK AUSTRALIA LIMITED	0.0%	Good	Seek Approval
PBAS	WFIA PENDAL AUSTRALIAN EQUITY	75.0%	Good	Seek Approval
PBDO	PBD DEVELOPMENTS LTD OPT EXP 31/12/15	0.0%	Reserve	Seek Approval
PBDS	WFIA BLACKROCK DIVERSIFIED ESG GROWTH	75.0%	Good	Seek Approval
PBDT	PERP WFIA - BARCLAYS DIVERSIFIED STABLE	75.0%	Good	Seek Approval
PBDXX	PORT BOUVARD LTD PLACEMENT	0.0%	Good	Seek Approval
PBG3	PACIFIC BRANDS LIMITED	0.0%	Good	Seek Approval
PBG87	PBG -$2.25 CALL OPT EXP 24/08/06	0.0%	Good	Seek Approval
PBGSB	WBC $1.223 PBG SELF/FND INSTAL WARR 30-6	0.0%	Good	Seek Approval
PBGXX	PACIFIC BRANDS LIMITED - INSTO	0.0%	Good	Seek Approval
PBH	POINTSBET HOLDINGS LIMITED	0.0%	Good	Seek Approval
PBI	PREMIER BIONICS LIMITED	0.0%	Good	Seek Approval
PBIF1	PLATINUM INTERNATIONAL BRANDS FUND	70.0%	Reserve	Seek Approval
PBL2	PUBLISHING & BROADCASTING LIMITED	0.0%	Good	Seek Approval
PBLDA	CONSOLIDATED MEDIA HOLDINGS LIMITED	0.0%	Good	Seek Approval
PBO	PANBIO LIMITED	0.0%	Reserve	Seek Approval
PBP	PROBIOTEC LIMITED	0.0%	Good	Seek Approval
PBPSI	PERP WFIA BARCLAYS PROPERTY SEC INDEX	0.0%	Good	Seek Approval
PBPZZ	PROBIOTEC LIMITED BROKER FIRM	0.0%	Good	Seek Approval
PBS	PIONEER PERMANENT BUILDING SOCIETY LTD	0.0%	Good	Seek Approval
PBV	PIPERS BROOK VINEYARD LIMITED	0.0%	Good	Seek Approval
PBVR	PIPERS BROOK VINEYARD RHTS 8/11/99	0.0%	Reserve	Seek Approval
PBY	PARBURY LIMITED	0.0%	Good	Seek Approval
PCAAA	AUSBIL AUSTRALIAN ACTIVE EQUITY FUND	75.0%	Good	Seek Approval
PCAAG	C WORLDWIDE GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
PCABG	AMP CAPITAL BALANCED GROWTH FUND	75.0%	Good	Seek Approval
PCACB	AMP CAPITAL CORP BOND FUND - CLASS A	75.0%	Good	Seek Approval
PCACC	AMP CAPITAL CORE INFRASTRUCTURE FUND CLA	0.0%	Good	Seek Approval
PCACP	AMP CAPITAL CORE PROP FD CLASS A UNITS	0.0%	Good	Seek Approval
PCADA	AUSBIL DEXIA AUST EMERGING LEADERS FUND	70.0%	Good	Seek Approval
PCAEA	AMP CAPITAL INV - EQ FUND - CLASS A	75.0%	Good	Seek Approval
PCAEF	AMP CAPITAL EQUITY FUND	75.0%	Good	Seek Approval
PCAEO	ABERDEEN EMERGING OPPORTUNITIES FUND	65.0%	Good	Seek Approval
PCAEY	AMP ENHANCED YIELD FUND CLASS A	0.0%	Good	Seek Approval
PCAGC	HYPERION AUST GROWTH COMPANIES FND	75.0%	Good	Seek Approval
PCAGE	ARROWSTREET GLOBAL EQUITIES FD (HEDGED)	75.0%	Good	Seek Approval
PCAGG	AMP GLOBAL GROWTH OPPORTUNITIES FUND	0.0%	Reserve	Seek Approval
PCAGP	AMP CAPITAL GLOBAL PROPERTY SEC FUND CLA	70.0%	Good	Seek Approval
PCAGV	AMP CAPITAL WS GLOBAL EQUITY VALUE FUND	75.0%	Good	Seek Approval
PCAGX	AMP CAPITAL GLOBAL PROPERTY SEC A DL	0.0%	Good	Seek Approval
PCAHY	AMP CAPITAL STRUCTURED HIGH YEILD FUND C	0.0%	Good	Seek Approval
PCAIA	AUSBIL INV AUST ACTIVE EQUITY FND	75.0%	Good	Seek Approval
PCAIF	MAPLE-BROWN ABBOTT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
PCALP	AMP CAPITAL LISTED PROPERTY TRUSTS FUND	70.0%	Good	Seek Approval
PCAP1	PREFERRED CAPITAL LTD - PEARLS LLL	0.0%	Good	Seek Approval
PCAP8	PM CAPITAL GLOBAL COMPANIES FUND	60.0%	Good	Seek Approval
PCAPF	PM CAPITAL GLOBAL COMPANIES FUND	60.0%	Good	Seek Approval
PCAS	PERP WFIA - CHALLENGER AUSTRALIAN SHARE	0.0%	Good	Seek Approval
PCASH	PREMIUMCHOICE CASH ACCOUNT	0.0%	Good	Seek Approval
PCAWP	DEXUS WHOLESALE AUSTRALIAN PROPERTY FUND	0.0%	Good	Seek Approval
PCB	COMMONWEALTH BANK PERLS II	0.0%	Good	Seek Approval
PCBAF	BT WHOLESALE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
PCBAI	BLACKROCK INDEXED AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
PCBAS	BT WHOLESALE ASIAN SHARE FUND	65.0%	Good	Seek Approval
PCBBF	BLACKROCK BALANCED FUND	75.0%	Good	Seek Approval
PCBCA	BARCLAYS MGD INV FND AUST SHARE FND	75.0%	Good	Seek Approval
PCBDG	BLACKROCK SCIENTIFIC DIV GROWTH FUND	75.0%	Good	Seek Approval
PCBDS	BLACKROCK SCIENTIFIC DIV STABLE FUND	75.0%	Good	Seek Approval
PCBGA	BLACKROCK GLOBAL ALLOCATION FUND CLASS D	60.0%	Good	Seek Approval
PCBGF	PERPETUAL WFIA PERPETUAL BALANCED GROWTH	75.0%	Good	Seek Approval
PCBGM	BLACKROCK SCIENTIFIC GLOBAL MARKETS FUND	0.0%	Good	Seek Approval
PCBHI	BLACKROCK SCIENTIFIC HEDGED INT'L EQUITY	70.0%	Good	Seek Approval
PCBIN	BLACKROCK SCIENTIFIC INT'L EQUITY FUND	75.0%	Good	Seek Approval
PCBIS	BT WHOLESALE INTERNATIONAL SHARE FUND	75.0%	Good	Seek Approval
PCBLG	BLACKROCK INDEXED INT'L EQUITY FUND	75.0%	Good	Seek Approval
PCBPS	BLACKROCK INDEXED AUST LISTED PROP FUND	70.0%	Good	Seek Approval
PCBTW	BT WHOLESALE CORE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
PCC	PROBIOMICS LIMITED	0.0%	Reserve	Seek Approval
PCCAH	PORTFOLIOCARE CASH ACCOUNT	95.0%	Good	Seek Approval
PCCCG	ABERDEEN MULTI-ASSET REAL RETURN FUND	0.0%	Good	Seek Approval
PCCFA	COLONIAL FS W/S AUST SHARE FND	75.0%	Good	Seek Approval
PCCGR	CFS FC-JANUS HENDERSON WS GLB NAT RES	70.0%	Good	Seek Approval
PCCGS	FCS WS INV-FIRST SENTIER WS GEARED SHARE	40.0%	Good	Seek Approval
PCCHS	NOVAPORT WS SMALLER COMPANIES FUND	70.0%	Good	Seek Approval
PCCIS	ABERDEEN ACTIVELY HDGD INTER'L EQUITIES	75.0%	Good	Seek Approval
PCCMT	AMP CAPITAL MANAGED TREASURY FUND	0.0%	Good	Seek Approval
PCCPS	COLONIAL FS W/S PROPERTY SEC FND	65.0%	Good	Seek Approval
PCCSZ	BENTHAM WS GLOBAL INCOME FUND	50.0%	Good	Seek Approval
PCCWI	COLONIAL FIRST STATE W/S IMPUTATION FUND	75.0%	Good	Seek Approval
PCDAS	DIMENSIONAL AUST SMALL COMPANY TRUST	65.0%	Good	Seek Approval
PCDGE	IRONBARK ROYAL LONDON CONC GLOBAL SHARE	75.0%	Good	Seek Approval
PCDSV	DEUTSCHE STRATEGIC VALUE TRUST	0.0%	Good	Seek Approval
PCE	PINNACLE VRB LIMITED	0.0%	Reserve	Seek Approval
PCEAS	EXPERTS CHOICE AUSTRALIAN SHARES FUND	75.0%	Good	Seek Approval
PCEBF	EXPERTS CHOICE BALANCED FUND	75.0%	Good	Seek Approval
PCECF	EXPERT'S CHOICE CONSERVATIVE FUND	0.0%	Good	Seek Approval
PCECS	EXPERTS CHOICE SMALL COMPANIES FUND	0.0%	Good	Seek Approval
PCEDC	PINNACLE MINING NL DEFERRED SMENT	0.0%	Good	Seek Approval
PCEGF	EXPERTS CHOICE GROWTH FUND	75.0%	Good	Seek Approval
PCEIF	EXPERTS CHOICE INTERNATIONAL SHARES FUND	75.0%	Good	Seek Approval
PCEOA	PINNACLE OPTIONS EX 1/2/2001	0.0%	Good	Seek Approval
PCEOS	AVIVA INVESTORS PERS ELITE OPPORTUNITIES	0.0%	Good	Seek Approval
PCEPS	EXPERTS CHOICE PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
PCESM	EXPERTS CHOICE SHORT TERM MONEY MARKET F	85.0%	Good	Seek Approval
PCEWF	EQT WHOLESALE FLAGSHIP FUND	0.0%	Good	Seek Approval
PCEYB	PM CAPITAL ENHANCED YIELD FUND - CLASS B	0.0%	Good	Seek Approval
PCEYF	PM CAPITAL ENHANCED YIELD FUND - CLASS B	0.0%	Good	Seek Approval
PCFAE	FIDELITY AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
PCFCH	FIDELITY CHINA FUND	55.0%	Good	Seek Approval
PCFDA	AMP SPECIALIST AUST SHARE FUND-WT UNITS	75.0%	Good	Seek Approval
PCFDI	FIDELITY INDIA FUND	45.0%	Good	Seek Approval
PCFIZ	FIDELITY INDIA FUND	45.0%	Good	Seek Approval
PCFLD	PREMIUM CHINA FUND DL	0.0%	Good	Seek Approval
PCFSZ	FCS WS INV-FIRST SENTIER WS GEARED SHARE	40.0%	Good	Seek Approval
PCG	PENGANA CAPITAL GROUP LIMITED	0.0%	Good	Seek Approval
PCG1	PCH GROUP LIMITED	0.0%	Good	Seek Approval
PCGCI	CFS WS GLOBAL CREDIT INCOME FUND	60.0%	Good	Seek Approval
PCGEV	AMP CAPITAL WS GLOBAL EQUITY VALUE FUND	75.0%	Good	Seek Approval
PCGF	PERPETUAL CONSERVATIVE GROWTH FUND	0.0%	Good	Seek Approval
PCGRF	CFS FC-JANUS HENDERSON WS GLB NAT RES	70.0%	Good	Seek Approval
PCGSC	LAZARD GLOBAL SMALL CAP FUND - CLASS W	65.0%	Good	Seek Approval
PCGSE	GRANT SAM EPOCH GLB EQT SH YIELD UNHEDGE	75.0%	Good	Seek Approval
PCHAG	HYPERION AUST GROWTH COMPANIES FND	75.0%	Good	Seek Approval
PCHDI	IRONBARK LHP DIVERSIFIED INVESTMENTS	0.0%	Good	Seek Approval
PCHIG	MERLON WS AUSTRALIAN SHARE INCOME FUND	75.0%	Good	Seek Approval
PCI	PERPETUAL CREDIT INCOME TRUST	0.0%	Good	Seek Approval
PCIAS	INVESTORS MUTUAL W/S AUST SHARE FND	75.0%	Good	Seek Approval
PCIBF	PLATINUM INTERNATIONAL BRANDS FUND	70.0%	Good	Seek Approval
PCIFW	SCHRODER FIXED INCOME FUND WS CLASS	75.0%	Good	Seek Approval
PCIGT	INVESCO WS GLOBAL TARGETED RETURNS CLS A	50.0%	Good	Seek Approval
PCIPH	INV PROFILE HOLDING ACCOUNT - PCARE INV	0.0%	Good	Seek Approval
PCIPV	IOOF PERENNIAL VALUE WS SHARES TRUST	75.0%	Good	Seek Approval
PCIS	PREMIUMCHOICE INVESTMENT SERVICE	0.0%	Good	Seek Approval
PCISF	PERPETUAL WFIA-BARROW HANLEY GLOBAL SHR	75.0%	Good	Seek Approval
PCITE	ONEPATH TAX EFFECTIVE INCOME TRUST	75.0%	Good	Seek Approval
PCIVS	IOOF PERENNIAL WS VALUE SHARES TRUST	75.0%	Good	Seek Approval
PCK	PAINCHEK LTD	0.0%	Good	Seek Approval
PCL	PANCONTINENTAL ENERGY NL	0.0%	Good	Seek Approval
PCL1	PANCONTINENTAL OIL & GAS NL	0.0%	Reserve	Seek Approval
PCLEM	LAZARD EMERGING MARKETS EQUITY FUND	65.0%	Good	Seek Approval
PCLGL	LAZARD GLOBAL LISTED INFRASTRUCTURE FUND	70.0%	Good	Seek Approval
PCLO	PANCONTINENTAL ENERGLY OPTION EXP 8/8/25	0.0%	Good	Seek Approval
PCMAC	MONEY MARKET INVESTMENT ACCOUNT	0.0%	Good	Seek Approval
PCMAI	MONEY MARKET INVESTMENT ACCOUNT	95.0%	Good	Seek Approval
PCMCF	MACQUARIE MASTER CASH FUND	85.0%	Good	Seek Approval
PCMDP	CHARTER HALL DIRECT PROPERTY WHOLESALE	0.0%	Good	Seek Approval
PCMEC	ONEPATH WS EMERGING COMPANIES TRUST	65.0%	Good	Seek Approval
PCMFH	MAGELLAN GLOBAL FUND (HEDGED)	75.0%	Good	Seek Approval
PCMGA	MERRILL LYNCH GLOBAL ALLOC AUS CLASS C	60.0%	Good	Seek Approval
PCMGF	MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
PCMIA	PORTCARE MONEY MARKET INV ACCOUNT	0.0%	Good	Seek Approval
PCMII	MACQ INTL INFRASTRUCTURE SEC FND	65.0%	Good	Seek Approval
PCMMA	ONEPATH WHOLESALE AUSTRALIAN SHARE TRUST	70.0%	Good	Seek Approval
PCMMF	IFP GLOBAL FRANCHISE FUND	75.0%	Good	Seek Approval
PCMMG	ONEPATH WHOLESALE MANAGED GROWTH	75.0%	Good	Seek Approval
PCMPS	MLC INV TRUST PROPERTY SEC FND	65.0%	Good	Seek Approval
PCMSG	IFP GLOBAL FRANCHISE FUND	75.0%	Good	Seek Approval
PCMWB	BLACKROCK WHOLESALE BALANCED FUND	75.0%	Good	Seek Approval
PCMWG	WALTER SCOTT GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
PCOAS	WAVESTONE WS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
PCPAP	PM CAPITAL GLOBAL COMPANIES FUND	60.0%	Good	Seek Approval
PCPAS	PLATO AUSTRALIAN SHARES INCOME	75.0%	Good	Seek Approval
PCPAX	PM CAPITAL AUST OPPORTUNITIES FND DL	65.0%	Reserve	Seek Approval
PCPBF	PLATINUM INTERNATIONAL BRANDS FUND	70.0%	Good	Seek Approval
PCPBG	PERPETUAL WHOLESALE BALANCED GROWTH FUND	75.0%	Good	Seek Approval
PCPCE	PERPETUAL WS CONCENTRATED EQUITY FND	75.0%	Good	Seek Approval
PCPDF	PIMCO DIV FIXED INTEREST FUND - WS CLASS	75.0%	Good	Seek Approval
PCPEI	PERPETUAL WHOLESALE INDUSTRIAL FUND	75.0%	Good	Seek Approval
PCPEW	PIMCO EQT WHOLESALE GLOBAL BOND FUND	70.0%	Good	Seek Approval
PCPHG	ANTARES HIGH GROWTH SHARES FUND	60.0%	Good	Seek Approval
PCPHI	ANTARES HIGH GROWTH SHARES FUND	60.0%	Good	Seek Approval
PCPIF	PERPETUAL WS INDUSTRIAL SHARE FND	75.0%	Good	Seek Approval
PCPIN	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
PCPIS	PERPETUAL WFI-PERPETUAL INDUSTRIAL SHARE	75.0%	Good	Seek Approval
PCPLA	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
PCPLI	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
PCPMF	PENDAL MIDCAP FUND	70.0%	Good	Seek Approval
PCPSC	PERPETUAL WS SMALLER COMPANIES FND	65.0%	Good	Seek Approval
PCPSH	PRE SELECT HIGH GROWTH FUND	65.0%	Good	Seek Approval
PCPWI	PERPETUAL W/S INTERNATIONAL SHARE	75.0%	Good	Seek Approval
PCR	PACIFIC RIM INVESTMENT CORPORATION LTD	0.0%	Good	Seek Approval
PCRIV	RARE INFRASTRUCTURE VALUE FUND	70.0%	Good	Seek Approval
PCRO	PACIFIC RIM INVESTMENT CORP LTD OPTIONS	0.0%	Reserve	Seek Approval
PCRPT	BT WS PROPERTY INVESTMENT FUND	70.0%	Good	Seek Approval
PCRSC	BT WHOLESALE SMALLER COMPANIES TRUST	65.0%	Good	Seek Approval
PCSAP	SCHRODER ASIA PACIFIC FUND	65.0%	Good	Seek Approval
PCSAW	SCHRODER WS AUST EQUITIES FND	75.0%	Good	Seek Approval
PCSC	PERPETUAL WFIA PERPETUAL'S SMALLER CO	65.0%	Good	Seek Approval
PCSCF	SOLARIS CORE FUND	75.0%	Good	Seek Approval
PCSGA	SCHRODER GLOBAL VALUE FUND HEDGED	70.0%	Good	Seek Approval
PCSGE	SCHRODER GLOBAL EMERGING MARKETS FUND	65.0%	Good	Seek Approval
PCSGZ	BENTHAM WS GLOBAL INCOME FUND	50.0%	Good	Seek Approval
PCSH	PLATFORM CASH	95.0%	Good	Seek Approval
PCTAS	TYNDALL AUSTRALIAN SHARE WHOLESALE FUND	75.0%	Good	Seek Approval
PCTRP	T ROWE PRICE GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
PCTSI	TYNDALL AUST SHARE INCOME FUND	75.0%	Good	Seek Approval
PCUCF	UBS CASH FUND	85.0%	Good	Seek Approval
PCUDC	UBS INCOME SOLUTION FUND	55.0%	Good	Seek Approval
PCUDF	UBS DIVERSIFIED FIXED INCOME FUND	75.0%	Good	Seek Approval
PCUPS	RBS PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
PCVAF	VANGUARD AUST FIXED INTEREST INDEX FUND	75.0%	Good	Seek Approval
PCVAI	VANGUARD INT SHARES INDEX FUND (HEDGED)	75.0%	Good	Seek Approval
PCVAS	VANGUARD AUST SHARES INDEX FND	75.0%	Good	Seek Approval
PCVCI	VANGUARD CONSERVATIVE INDEX FUND	75.0%	Good	Seek Approval
PCVIF	VANGUARD INT FIXED INT INDEX FUND-HEDGED	75.0%	Good	Seek Approval
PCVIH	VANGUARD INTL SHARES INDEX (HEDGED)	75.0%	Good	Seek Approval
PCVIS	VANGUARD INTERNATIONAL SHARES INDEX FUND	75.0%	Good	Seek Approval
PCVPS	VANGUARD PROPERTY SEC INDEX FUND	70.0%	Good	Seek Approval
PCWAS	INVESTORS MUTUAL WS AUS SML COMP FUND	65.0%	Good	Seek Approval
PCWCI	COLONIAL WHOLESALE IMPUTATION FUND	75.0%	Good	Seek Approval
PCWGA	WINTON GLOBAL ALPHA FUND	70.0%	Good	Seek Approval
PCWIF	BT WHOLESALE IMPUTATION FUND	75.0%	Good	Seek Approval
PCWPS	SG HISCOCK WS PROPERTY SECURITIES FUND	60.0%	Good	Seek Approval
PCZEI	ZURICH INVESTMENTS EQUITY INCOME FUND	0.0%	Good	Seek Approval
PCZGT	ZURICH INV GLOBAL THEMATIC SHARE FUND	75.0%	Good	Seek Approval
PDFBG	PERP WFIA - BALANCED GROWTH FUND	75.0%	Good	Seek Approval
PDI	PREDICTIVE DISCOVERY LIMITED	0.0%	Good	Seek Approval
PDIBT	PERPETUAL DIVERSIFIED INCOME	0.0%	Good	Seek Approval
PDL1	PENDAL GROUP LIMITED	0.0%	Good	Seek Approval
PDL2	PENDAL GROUP LIMITED	0.0%	Good	Seek Approval
PDN	PALADIN ENERGY LTD	0.0%	Good	Seek Approval
PDNDA	PALADIN ENERGY LTD	0.0%	Good	Seek Approval
PDNO	PALADIN RESOURCES LTD - OPT EXP 21/1/04	0.0%	Reserve	Seek Approval
PDNOB	PALADIN RESOURCES LTD - OPT EXP 31/5/03	0.0%	Good	Seek Approval
PDO	PALADIO GROUP LIMITED	0.0%	Good	Seek Approval
PDP1	PACIFIC DUNLOP LIMITED	0.0%	Good	Seek Approval
PDRG	PORT DOUGLAS REEF - 9% UNSEC CN 1/4/04	0.0%	Good	Seek Approval
PDZO	PRAIRIE DOWNS MET LTD - OPT EXP 31/05/08	0.0%	Good	Seek Approval
PE1	PENGANA PRIVATE EQUITY TRUST - FLOAT	0.0%	Good	Seek Approval
PE1Z	PENGANA PRIVATE EQUITY TRUST - FLOAT	0.0%	Good	Seek Approval
PEAEF	PENDAL AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
PEAHG	PENDAL ACTIVE HIGH GROWTH FUND	75.0%	Good	Seek Approval
PEAIF	AORIS INTERNATIONAL FUND HEDGED CLASS D	0.0%	Good	Seek Approval
PEAMF	AQR WHOLESALE MANAGER FUTURES FUND	0.0%	Good	Seek Approval
PEASE	PENGANA ASIA SPECIAL EVENTS	0.0%	Good	Seek Approval
PEASF	PENDAL AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
PEASL	WFI ADV PERPETUAL SHARE-PLUS LONG SHORT	60.0%	Good	Seek Approval
PEASP	IMPLEMENTED AUSTRALIAN SHARE PORTFOLIO	75.0%	Good	Seek Approval
PEB	PACIFIC EDGE LIMITED	0.0%	Good	Seek Approval
PEC	PERPETUAL RESOURCES LTD	0.0%	Good	Seek Approval
PECAS	PENDAL ENHANCED CASH FUND	85.0%	Good	Seek Approval
PECGS	PENDAL CONCENTRATED GLOBAL SHARE FUND	75.0%	Good	Seek Approval
PECOG	PENDAL CONCENTRATED GLOBAL SHARE FUND	75.0%	Good	Seek Approval
PEECA	PENDAL ENHANCED CASH FUND	85.0%	Good	Seek Approval
PEF1	PLATINUM EUROPEAN FUND	0.0%	Good	Seek Approval
PEF8	PLATINUM EUROPEAN FUND	0.0%	Good	Seek Approval
PEFAS	PENDAL FOCUS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
PEFIA	PLATINUM EUROPEAN FUND	70.0%	Good	Seek Approval
PEFIF	PENDAL FIXED INTEREST FUND	75.0%	Good	Seek Approval
PEFIP	IMPLEMENTED FIXED INCOME PORTFOLIO	75.0%	Good	Seek Approval
PEG1	PEG TECHNOLOGY LIMITED	0.0%	Good	Seek Approval
PEGEM	PENDAL GLOBAL EMERGING MARKETS OPP WS	65.0%	Good	Seek Approval
PEGO	PEG TECHNOLOGY LTD OPTION 31-MAY-01	0.0%	Reserve	Seek Approval
PEGOB	PENDAL GOVERNMENT BOND FUND	75.0%	Good	Seek Approval
PEGOF	JPMORGAN GLOBAL STRATEGIC BOND FUND	60.0%	Good	Seek Approval
PEGSF	PENDAL CONCENTRATED GLOBAL SHARE NO 2	75.0%	Good	Seek Approval
PEHHG	HUNTER HALL GLOBAL EQUITIES TRUST	70.0%	Good	Seek Approval
PEHHV	PENGANA INTERNATIONAL ETHICAL FUND	70.0%	Good	Seek Approval
PEHUV	PENGANA INTERNATIONAL ETHICAL FUND	70.0%	Good	Seek Approval
PEISP	IMPLEMENTED INTERNATIONAL SHR PORTFOLIO	75.0%	Good	Seek Approval
PEK	PEAK RESOURCES LIMITED ORD FULLY PAID	0.0%	Good	Seek Approval
PEMCF	PERPETUAL'S EXACT MARKET CASH FUND	75.0%	Good	Seek Approval
PEMGF	PERPETUAL WFIA - MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
PEMIF	PENDAL MIDCAP FUND	70.0%	Good	Seek Approval
PEMOF	PENDAL MICROCAP OPPORTUNITIES FUND	50.0%	Good	Seek Approval
PEMOI	PENDAL MONTHLY INCOME PLUS FUND	75.0%	Good	Seek Approval
PEN	PENINSULA ENERGY LIMITED	0.0%	Good	Seek Approval
PENAE	PENGANA AUSTRALIAN EQUITIES FUND CLASS A	65.0%	Good	Seek Approval
PENCF	PENDAL CONCENTRATED GLOBAL SHARE NO 3	75.0%	Good	Seek Approval
PENCG	PENDAL MICROCAP OPPORTUNITIES FUND	50.0%	Good	Seek Approval
PENCO	PENDAL SMALLER COMPANIES FUND	65.0%	Good	Seek Approval
PENEC	PENGANA EMERGING COMPANIES FUND	65.0%	Good	Seek Approval
PENGF	PENDAL CONCENTRATED GLOBAL SHARE FUND	75.0%	Good	Seek Approval
PENHF	PENDAL HORIZON FUND	75.0%	Good	Seek Approval
PENOC	PENINSULA MINERALS LIMITED OPTION EXPIRI	0.0%	Reserve	Seek Approval
PENSC	PENGANA SMALL COMPANIES FUND	60.0%	Good	Seek Approval
PEO	PEOPLE TELECOM LIMITED	0.0%	Reserve	Seek Approval
PEP1	PEPPER GROUP LIMITED	0.0%	Good	Seek Approval
PEPCO	PERPETUAL WFIA PERPETUAL CONSERVATIVE GR	75.0%	Good	Seek Approval
PEPEA	PERPETUAL PURE EQUITY ALPHA FUND	55.0%	Good	Seek Approval
PEPFI	PENDAL PURE FIXED INCOME FUND	0.0%	Good	Seek Approval
PEPMF	PERPETUAL PURE MICROCAP FUND	55.0%	Good	Seek Approval
PEPMI	PERPETUAL PURE MICROCAP FUND	0.0%	Good	Seek Approval
PEPO	PEPLIN LTD - OPT EXP 30/06/10	0.0%	Good	Seek Approval
PEPR	PEPLIN LTD - RIGHTS EXP 06/12/04	0.0%	Reserve	Seek Approval
PER	PERCHERON THERAPEUTICS LIMITED	0.0%	Good	Seek Approval
PERAC	WEALTHFOCUS AMP CAPITAL GLOBAL PROP SEC	0.0%	Good	Seek Approval
PERDI	PERPETUAL DIVERSIFIED INCOME	60.0%	Good	Seek Approval
PEREP	IMPLEMENTED REAL ESTATE PORTFOLIO	70.0%	Good	Seek Approval
PERFW	HENDERSON AUSTRALIAN FIXED INTEREST FUND	70.0%	Good	Seek Approval
PERGO	PERPETUAL GROWTH OPPOTUNITIES FUND	0.0%	Good	Seek Approval
PERHG	PERPETUAL HIGH GRADE TREASURY CLASS R	75.0%	Good	Seek Approval
PERIC	PERPETUAL WFIA PERPETUAL INDUSTRIAL SHAR	75.0%	Good	Seek Approval
PERMI	PERPETUAL MONTHLY INCOME FUND (FROZEN)	0.0%	Good	Seek Approval
PERSP	PERPETUAL SELECT REAL ESTATE FUND	0.0%	Good	Seek Approval
PERTI	HENDERSON TACTICAL INCOME FUND	75.0%	Good	Seek Approval
PERVB	BARROW HANLEY GLOBAL SHARE FUND	75.0%	Good	Seek Approval
PERVS	BARROW HANLEY GLOBAL SHARE FUND	75.0%	Good	Seek Approval
PERWG	PERPETUAL WFP GLOBAL SHARE	0.0%	Good	Seek Approval
PES	PURE ENERGY RESOURCES LIMITED	0.0%	Good	Seek Approval
PESCF	PENDAL SMALLER COMPANIES FUND	65.0%	Good	Seek Approval
PESO	PURE ENERGY RESOURCES OPTION EXP 31/12/	0.0%	Good	Seek Approval
PESXX	PURE ENERGY RESOURCES LIMITED PLACEMENT	0.0%	Good	Seek Approval
PET	PHOSLOCK ENVIRONMENTAL TECHNOLOGIES LTD	0.0%	Good	Seek Approval
PEV	PACIFIC ENVIROMIN LTD ORD FULLY PAID	0.0%	Good	Seek Approval
PEVAA	VANGUARD AUSTRALIAN SHARES INDEX	75.0%	Good	Seek Approval
PEVAC	PERENNIAL VALUE SMALLER COMPANIES TRUST	65.0%	Good	Seek Approval
PEVAF	VANGUARD AUSTRALIAN FIXED INTEREST INDEX	75.0%	Good	Seek Approval
PEVAS	VANGUARD AUSTRALIAN SHARES INDEX FUND	75.0%	Good	Seek Approval
PEWAV	PERPETUAL WFIA VANGUARD AUST FL INDEX	75.0%	Good	Seek Approval
PEWGC	PIMCO EQT WHOLESALE GLOBAL CREDIT (WHOLE	75.0%	Good	Seek Approval
PEX	PEEL MINING LIMITED	0.0%	Good	Seek Approval
PEXZZ	PEEL EXPLORATION LTD BROKER FIRM OFFER	0.0%	Good	Seek Approval
PFAA	PROPERTY FOX NO 1	0.0%	Good	Seek Approval
PFAE	PERP WFIA - FIDELITY AUSTRALIAN EQUITIES	75.0%	Good	Seek Approval
PFE	PANTERA MINERALS LIMITED	0.0%	Good	Seek Approval
PFEOA	PANTERA MINERALS LTD OPT EXP 1/5/2026	0.0%	Good	Seek Approval
PFG	PRIME FINANCIAL GROUP LIMITED	0.0%	Good	Seek Approval
PFL1	PATTIES FOODS LTD	0.0%	Good	Seek Approval
PFP	PROPEL FUNERAL PARTNERS LIMITED	50.0%	Good	Seek Approval
PFP2	PROPEL FUNERAL PARTNERS LIMITED	0.0%	Good	Seek Approval
PFT	PURE FOODS TASMANAI LIMITED	0.0%	Good	Seek Approval
PG1XX	PEARL GLOBAL LIMITED PLACEMENT	0.0%	Good	Seek Approval
PG1ZZ	PEARL GLOBAL LIMITED PLACEMENT	0.0%	Good	Seek Approval
PGA	PHOTON GROUP LIMITED	0.0%	Good	Seek Approval
PGA1	PHOTON GROUP LIMITED	0.0%	Good	Seek Approval
PGA8	PHOTON GROUP LIMITED	0.0%	Good	Seek Approval
PGADC	PHOTON GROUP LIMITED	0.0%	Good	Seek Approval
PGAZZ	PHOTON GROUP LIMITED - BROKER FIRM	0.0%	Good	Seek Approval
PGC	PARAGON CARE LIMITED	0.0%	Good	Seek Approval
PGDAA	PINEBRIDGE GLOBAL DYNAMIC ASSET ALLO WS	0.0%	Good	Seek Approval
PGECF	PENGANA EMERGING COMPANIES FUND	65.0%	Good	Seek Approval
PGF	PM CAPITAL GLOBAL OPPORTUNITIES FUND LTD	0.0%	Good	Seek Approval
PGFAM	PARTNERS GROUP GLOBAL MULTI-ASSET FUND	0.0%	Good	Seek Approval
PGGBT	PARTNERS GROUP GLOBAL VALUE FUND (AUD)	0.0%	Good	Seek Approval
PGGVR	PARTNERS GROUP GLOBAL VALUE FUND (AUD)	0.0%	Good	Seek Approval
PGGZZ	PARTNERS GROUP GLOBAL INCOME FUND IPO	0.0%	Good	Seek Approval
PGH	PACT GROUP HOLDINGS LTD	0.0%	Good	Seek Approval
PGL	PROSPA GROUP LIMITED	0.0%	Good	Seek Approval
PGLDA	PROGEN INDUS - RECONSTUCTED - DEF DEL	0.0%	Good	Seek Approval
PGLXX	PROGEN PHARMACUETICALS LTD PLACEMENT	0.0%	Good	Seek Approval
PGLYY	PROSPA GROUP LTD BROKER FIRM OFFER	0.0%	Good	Seek Approval
PGM	PLATINA RESOURCES LIMITED	0.0%	Good	Seek Approval
PGMR	RIGHTS - APPLICATIONS CLOSE 13-JUN-2008	0.0%	Reserve	Seek Approval
PGN	PENGANA HEDGEFUNDS GROUP	0.0%	Good	Seek Approval
PGO	PACGOLD LIMITED	0.0%	Good	Seek Approval
PGOLD	PERTH MINT GOLD	0.0%	Good	Seek Approval
PGP	STARTRACK LIMITED	0.0%	Reserve	Seek Approval
PGRFB	PERPETUAL W/S GLOB RES FUND CLASS B	0.0%	Good	Seek Approval
PGSIF	PRINCIPAL GLOBAL STRATEGIC INCOME FUND	65.0%	Good	Seek Approval
PGSXX	PLANET GAS LTD PLACEMENT	0.0%	Good	Seek Approval
PGT	PAGET MINING LIMITED	0.0%	Reserve	Seek Approval
PGXXX	PRIMERO GROUP LIMITED PLACEMENT	0.0%	Good	Seek Approval
PGY	PILOT ENERGY LIMITED	0.0%	Good	Seek Approval
PH2	PURE HYDROGEN CORPORATION LIMITED	0.0%	Good	Seek Approval
PHDDA	PHARMACTION HOLDINGS DEFERRED SMENT	0.0%	Reserve	Seek Approval
PHDOA	PHD BONUS ISSUE	0.0%	Reserve	Seek Approval
PHGO	PULSE HEALTH OPTION EXPIRING 31-DEC-2007	0.0%	Reserve	Seek Approval
PHL	PROPELL HOLDINGS LIMITED	0.0%	Good	Seek Approval
PHL1	PEARL HEALTHCARE LIMITED	0.0%	Reserve	Seek Approval
PHMUS	PULTEGROUP INC	0.0%	Good	Seek Approval
PHO	PHOSCO LTD	0.0%	Good	Seek Approval
PHX	PHARMX TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
PHYDB	PACIFIC HYDRO - CONVERTABLE NOTES	0.0%	Reserve	Seek Approval
PHYG	PACIFIC HYDRO - CONVERTABLE NOTE	0.0%	Reserve	Seek Approval
PIA	PENGANA INTERNATIONAL EQUITIES LIMITED	60.0%	Good	Seek Approval
PIAGF	ANTIPODES GLOBAL FUND CLASS P	70.0%	Good	Seek Approval
PIASA	PERPETUAL WFA INTECH AUS SHARES ACTIVE	0.0%	Good	Seek Approval
PIC	PERPETUAL EQUITY INVESTMENT COMPANY LTD	60.0%	Good	Seek Approval
PICAS	PERPETUAL INV CHOICE AUST SHARE FND	75.0%	Good	Seek Approval
PICBG	PERPETUAL INV CHOICE BALANCED GROWTH FND	75.0%	Good	Seek Approval
PICC	PERPETUAL INV CHOICE CASH FUND	85.0%	Good	Seek Approval
PICCF	PERPETUAL INVESTOR CHOICE CASH FUND	85.0%	Good	Seek Approval
PICCG	PERPETUAL WFIA PERPETUAL CONSERVATIVE GR	75.0%	Good	Seek Approval
PICF2	PERPETUAL WFIA PERPETUAL INDUSTRIAL SHAR	0.0%	Good	Seek Approval
PICIS	PERPETUAL INV CHOICE IND SHARE FUND	75.0%	Good	Seek Approval
PICIT	PERPETUAL WFIA-BARROW HANLEY GLOBAL SHR	75.0%	Good	Seek Approval
PICOF	ARENA OFFICE FUND	0.0%	Good	Seek Approval
PICSC	PERPETUAL INV CHOICE SMLR COMPANIES FD	65.0%	Good	Seek Approval
PIF1	PRIME INFRASTRUCTURE GROUP	0.0%	Good	Seek Approval
PIF2	PRIME INFRASTRUCTURE GROUP	0.0%	Good	Seek Approval
PIFAR	FIRETRAIL ABSOLUTE RETURN FUND CLASS A	0.0%	Good	Seek Approval
PIFXX	PRIME INFRASTRUCTURE FUND - PLACEMENT	0.0%	Good	Seek Approval
PIGGC	HYPERION GLOBAL GROWTH CO FUND CLASS B	75.0%	Good	Seek Approval
PIH	PRIME INFRASTRUCTURE GROUP	0.0%	Good	Seek Approval
PIHAG	HYPERION AUSTRALIAN GROWTH COMPANIES FND	75.0%	Good	Seek Approval
PIHGG	HYPERION GLOBAL GROWTH COMPANIES	75.0%	Good	Seek Approval
PII1	PROPERTY INCOME INVEST TRST $1 UNITS F/P	0.0%	Good	Seek Approval
PIIN	PROPERTY INCOME $1.00 F/P NEW	0.0%	Good	Seek Approval
PIIR	PROPERTY INC.INV.TST. RIGHTS CLOSE 14/12	0.0%	Good	Seek Approval
PIL	PEPPERMING INNOVATION LIMITED	0.0%	Good	Seek Approval
PIM	PINNACLE MINERALS LIMITED	0.0%	Good	Seek Approval
PIMAS	PERP WFIA - INVESTORS MUTUAL AUST SHARE	75.0%	Good	Seek Approval
PIMCO	PIMCO GLOBAL CREDIT FUND	75.0%	Good	Seek Approval
PIMDP	CHARTER HALL DIRECT PROPERTY WHOLESALE	0.0%	Good	Seek Approval
PINSF	PERP WLTHFCS INV PERPETUAL GLOBAL SHARE	75.0%	Good	Seek Approval
PIO	PIONEER RESOURCES LIMITED	0.0%	Good	Seek Approval
PIPAI	PLATO AUSTRALIAN SHARES INCOME FUND	75.0%	Good	Seek Approval
PIPAS	PLATO AUSTRALIAN SHARES INCOME FUND	75.0%	Good	Seek Approval
PIPRA	PRIME INDUSTRIAL PROPERTY RIGHTS	0.0%	Reserve	Seek Approval
PIQ	PROTEOMICS INTERNATIONAL LABORATORIES LT	0.0%	Good	Seek Approval
PIRCG	RESOLUTION CAPITAL GLB PRP SEC HEDGED II	65.0%	Good	Seek Approval
PIRGP	RESOLUTION CAPITAL GLOBAL PROPERTY SEC	65.0%	Good	Seek Approval
PIROA	OPTION EXPIRING 31-DEC-2012	0.0%	Good	Seek Approval
PIV1	PEPPERCORN INVESTMENT FUND	0.0%	Good	Seek Approval
PIVXX	PEPPERCORN INVESTMENT FUND - PLACEMENT	0.0%	Good	Seek Approval
PIXX	PLATINUM INTERNATIONAL FUND (QUOTED MHF)	70.0%	Good	Seek Approval
PJAP8	PLATINUM JAPAN FUND	0.0%	Good	Seek Approval
PKD	PARKD LTD	0.0%	Good	Seek Approval
PKO	PEAKO LIMITED	0.0%	Reserve	Seek Approval
PKT	POCKETMAIL GROUP LIMITED	0.0%	Good	Seek Approval
PL3	PATAGONIA LITHIUM LTD	0.0%	Good	Seek Approval
PL8	PLATO INCOME MAXIMISER LIMITED	60.0%	Good	Seek Approval
PL81	PLATO INCOME MAXIMISER LIMITED	0.0%	Good	Seek Approval
PLA1	PLATINUM AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
PLAAF	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
PLAHI	PLATINUM INTERNATIONAL HEALTHCARE FUND	70.0%	Good	Seek Approval
PLAIB	PLATINUM INTERNATIONAL BRANDS FUND	70.0%	Good	Seek Approval
PLAIT	PLATINUM INTERNATIONAL TECHNOLOGY FUND	65.0%	Good	Seek Approval
PLAO	PLATINUM AUSTRALIA LTD - OPT EXP 1/9/04	0.0%	Reserve	Seek Approval
PLARA	PLATINUM AUSTRALIA LIMITED RIGHTS - APPL	0.0%	Reserve	Seek Approval
PLATI	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
PLAXX	PLATINUM AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
PLB	PLAN B GROUP HOLDINGS LIMITED	0.0%	Good	Seek Approval
PLC	PREMIER1 LITHIUM LIMITED	0.0%	Good	Seek Approval
PLDXX	PORTLAND ORTHOPAEDICS LIMITED PLACEMENT	0.0%	Good	Seek Approval
PLF1	PRIMELIFE CORPORATION LIMITED	0.0%	Good	Seek Approval
PLFDA	PRIMELIFE CORPORATION LIMITED DEF SET	0.0%	Good	Seek Approval
PLFG	PRIMELIFE CORP LTD 9.5% CON NOTE 31/1/05	0.0%	Good	Seek Approval
PLFGA	PRIMELIFE CORP LTD-CONV/NOT MAT 31/01/08	0.0%	Good	Seek Approval
PLFGB	9.5% UNSEC RED CONVER NOT 14/12/06	0.0%	Good	Seek Approval
PLFR	RIGHTS APPLICATION CLOSE 14 DEC 98	0.0%	Good	Seek Approval
PLG	PEARL GULL IRON LIMITED	0.0%	Good	Seek Approval
PLGLI	WFIA LAZARD GLOBAL LISTED INFRASTRUCTURE	70.0%	Good	Seek Approval
PLI	PEPLIN INC CHESS DEPOSITORY INTEREST	0.0%	Good	Seek Approval
PLIBT	PLATINUM INTERNATIONAL	0.0%	Good	Seek Approval
PLIO	OPTION EXPIRING 30-JUN-2010 CDI DEF SETT	0.0%	Reserve	Seek Approval
PLL	PIEDMONT LITHIUM LTD	0.0%	Good	Seek Approval
PLLR	RIGHTS 5-JAN-01	0.0%	Good	Seek Approval
PLM	PETALUMA LIMITED	0.0%	Good	Seek Approval
PLM1	PETALUMA LIMITED FPO	0.0%	Good	Seek Approval
PLN	PIONEER LITHIUM LIMITED	0.0%	Good	Seek Approval
PLPDB	ANTARES DIVIDEND BUILDER	75.0%	Good	Seek Approval
PLS	PILBARA MINERALS LIMITED	50.0%	Good	Seek Approval
PLS1	PAULS LIMITED 50 CENTS ORD FULLY PAID	0.0%	Good	Seek Approval
PLS2	PILBARA MINERALS LIMITED	0.0%	Good	Seek Approval
PLSKO	PILBARA MINERALS LIMITED CITIWARRANTS	0.0%	Good	Seek Approval
PLSO	PILBARA MINEROPTION EXPIRING 18-SEP-2010	0.0%	Reserve	Seek Approval
PLT	PLENTI GROUP LIMITED	0.0%	Good	Seek Approval
PLT1	POLARTECHNICS LIMITED	0.0%	Good	Seek Approval
PLTO	POLARTECHNICS LTD OPTION EXP 28/12/06	0.0%	Reserve	Seek Approval
PLTR	PLUTONIC RESOURCES RIGHTS EXP 21/12/01	0.0%	Reserve	Seek Approval
PLUS	VANECK VECTORS AUS CORP BOND PLUS ETF	0.0%	Good	Seek Approval
PLVOA	PLUTON RESOURCES LTD OPTION EXP 31/3/17	0.0%	Good	Seek Approval
PLW1	PETER LEHMANN WINES LIMITED	0.0%	Good	Seek Approval
PLY	PLAYSIDE STUDIOS LIMITED	0.0%	Good	Seek Approval
PMA	PRECIOUS METALS AUSTRALIA LIMITED	0.0%	Good	Seek Approval
PMAOB	PRECIOUS METALS AUST - OPT EXP 1/12/05	0.0%	Reserve	Seek Approval
PMAOF	PM CAPITAL AUSTRALIAN OPPORTUNITIES FUND	0.0%	Good	Seek Approval
PMAOZ	PM CAPITAL AUST OPPORTUNITIES FND DL	65.0%	Good	Seek Approval
PMAPF	PM CAPITAL GLOBAL COMPANIES FUND	60.0%	Good	Seek Approval
PMC	PLATINUM CAPITAL LIMITED	55.0%	Good	Seek Approval
PMCA1	PM CAPITAL AUSTRALIAN COMPANIES	0.0%	Good	Seek Approval
PMCAO	PM CAPITAL AUSTRALIAN OPPORTUNITIES FUND	65.0%	Good	Seek Approval
PMCAP	PM CAPITAL GLOBAL COMPANIES FUND	60.0%	Good	Seek Approval
PMCEY	PM CAPITAL ENHANCED YIELD FUND	60.0%	Good	Seek Approval
PMCO	PLATINUM CAPITAL LTD OPTION EXP 28/3/24	0.0%	Reserve	Seek Approval
PMCPI	PLATINUM INTERNATIONAL HEALTHCARE P	70.0%	Good	Seek Approval
PME	PRO MEDICUS LIMITED	40.0%	Good	Seek Approval
PMG1	PEPERCORN MANAGEMENT GROUP LTD	0.0%	Good	Seek Approval
PMGEF	PM CAPITAL GLOBAL EQUITY INCOME FUND	0.0%	Good	Seek Approval
PMH	PACMAG METALS LIMITED	0.0%	Good	Seek Approval
PMHO	PACIFIC MAGNESIUM CORP LTD-EXP 30/11/06	0.0%	Reserve	Seek Approval
PMHOA	PACIFIC MAGNESIUM - OPT EXP 31/03/08	0.0%	Reserve	Seek Approval
PMIF1	PERPETUAL MONTHLY INCOME FUND	0.0%	Good	Seek Approval
PMLDA	PLATINUM MINES DEF SMENT	0.0%	Reserve	Seek Approval
PMM1	PORTMAN LIMITED	0.0%	Good	Seek Approval
PMMR	PMM RIGHTS 4-DEC-95	0.0%	Good	Seek Approval
PMT	PATRIOT BATTERY METALS INC	0.0%	Good	Seek Approval
PMU	PACIFIC MUTUAL AUSTRALIA LIMITED	0.0%	Good	Seek Approval
PMV	PREMIER INVESTMENTS LIMITED	65.0%	Good	Seek Approval
PNAKB	CREDITSUISSE 2.5088 PNA MINI LONG	0.0%	Good	Seek Approval
PNAWW	PAN AUSTRALIAN RESOURCES LTD INST PLACEM	0.0%	Good	Seek Approval
PNC	PIONEER CREDIT LIMITED	0.0%	Good	Seek Approval
PNCO	PIONEER CREDIT LTD OPTION EXP 31/3/2025	0.0%	Good	Seek Approval
PNEO	PAYNES FIND GOLD LIMITED OPTION EXPIRING	0.0%	Reserve	Seek Approval
PNH	PINEAPPLEHEAD LIMITED	0.0%	Reserve	Seek Approval
PNI	PINNACLE INVESTMENT MANAGEMENT GROUP LTD	50.0%	Good	Seek Approval
PNI2	PINNACLE INVESTMENT MANAGEMENT GROUP LTD	0.0%	Good	Seek Approval
PNK	PACIFIC NICKEL LIMITED $1 ORDINARY F/P	0.0%	Good	Seek Approval
PNLZZ	PARINGA RESOURCES LTD BROKER FIRM OFFER	0.0%	Reserve	Seek Approval
PNM	PACIFIC NICKEL MINES LIMITED	0.0%	Good	Seek Approval
PNN	PEPINNINI LITHIUM LIMITED	0.0%	Good	Seek Approval
PNR	PANTORO LIMITED	0.0%	Good	Seek Approval
PNT	PANTHER METALS LTD	0.0%	Good	Seek Approval
PNTZZ	PANTHER METALS LTD IPO	0.0%	Good	Seek Approval
PNV	POLYNOVO LIMITED	0.0%	Good	Seek Approval
PNW	PACIFIC STAR NETWORK LIMITED	0.0%	Good	Seek Approval
PNX	PNX METALS LIMITED	0.0%	Reserve	Seek Approval
PO3	PURIFLOH LIMITED	0.0%	Good	Seek Approval
POBSL	BENTHAM WHOLESALE SYNDICATED LOAN FUND	0.0%	Good	Seek Approval
POD	PODIUM MINERALS LIMITED	0.0%	Good	Seek Approval
PODOA	PODIUM MINERALS LTD OPT EXP 22/12/2026	0.0%	Good	Seek Approval
POL	POLYMETALS RESOURCES LTD	0.0%	Good	Seek Approval
POLO	OPTION EXPIRING 31-12-08	0.0%	Reserve	Seek Approval
POLR	RIGHTS - APPLICATIONS CLOSE 28-NOV-2007	0.0%	Reserve	Seek Approval
POLRA	RIGHTS - APPLICATIONS CLOSE 05-JUN-2008	0.0%	Reserve	Seek Approval
POMAG	MAGELLAN GLOBAL FUND	75.0%	Good	Seek Approval
POMFE	MFS GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
PORCG	RESOLUTION CAP GLOBAL PROPERTY SEC FUND	65.0%	Good	Seek Approval
POS	POSEIDON NICKEL ORD FULLY PAID	0.0%	Good	Seek Approval
POSO	OPTION EXPIRING 5-DEC-2009	0.0%	Good	Seek Approval
POSXX	POSEIDON NICKEL LIMITED PLACEMENT	0.0%	Good	Seek Approval
POVIP	VANGUARD INT'L PROPERTY SEC INDEX FUND	70.0%	Good	Seek Approval
POW	PROTEAN ENERGY LIMITED	0.0%	Good	Seek Approval
POZZZ	PHOSPHATE AUSTRALIA LIMITED	0.0%	Good	Seek Approval
PPAS	PERPETUAL WFIA PERPETUAL'S AUSTRALIAN SH	75.0%	Good	Seek Approval
PPC	PEET LIMITED	50.0%	Good	Seek Approval
PPC1	PEET LIMITED	0.0%	Good	Seek Approval
PPCA	PERPETUAL PRIVATE CASH ACCOUNT	95.0%	Good	Seek Approval
PPD	PAN PALLADIUM LTD	0.0%	Reserve	Seek Approval
PPE	PEOPLE INFRASTRUCTURE LTD	40.0%	Good	Seek Approval
PPEOT	PORTFOLIO PARTNERS ELITE OPPORTUNITIES T	0.0%	Good	Seek Approval
PPESR	PERP WFI ADV PERPETUAL ETHICAL SRI	75.0%	Good	Seek Approval
PPG	PRO-PAC PAKAGING LIMITED	0.0%	Good	Seek Approval
PPGFP	ANTARES HIGH GROWTH SHARES FUND	60.0%	Good	Seek Approval
PPGT	PORT PART GROWTH TRUST	0.0%	Good	Seek Approval
PPHGF	ANTARES HIGH GROWTH SHARES FUND	60.0%	Good	Seek Approval
PPHGS	AVIVA INVESTORS PERS HIGH GROWTH SHARES	60.0%	Good	Seek Approval
PPI	PELORUS PROPERTY GROUP LIMITED	0.0%	Good	Seek Approval
PPIF	PERPETUAL WFI - PERP. PROPERTY INCOME FD	0.0%	Good	Seek Approval
PPIF1	PERPETUAL WFI - PERP. PROPERTY INCOME FD	0.0%	Good	Seek Approval
PPIMF	PERPETUAL PRIVATE INVESTOR MORTGAGE FUND	0.0%	Good	Seek Approval
PPK	PPK GROUP LIMITED	0.0%	Good	Seek Approval
PPL	PUREPROFILE LTD	0.0%	Good	Seek Approval
PPM	PEPPER MONEY LIMITED	0.0%	Good	Seek Approval
PPNIT	PORTFILIO PARTNERS NORWICH INVT TR. CLSD	0.0%	Good	Seek Approval
PPPO	PAN PACIFIC PETROLEUM - OPT EXP 30/6/07	0.0%	Good	Seek Approval
PPPR	PAN PACIFIC PETRO RIGHTS CLOSE 13/12/05	0.0%	Reserve	Seek Approval
PPPT	PERENNIAL PARTNERS TRUST	0.0%	Good	Seek Approval
PPR	PROMENTUM LIMITED	0.0%	Good	Seek Approval
PPR1	PROMENTUM LIMITED	0.0%	Good	Seek Approval
PPS	PRAEMIUM LIMITED	40.0%	Good	Seek Approval
PPSEO	ANTARES ELITE OPPORTUNITIES FUND	75.0%	Good	Seek Approval
PPSF5	IRONBARK PALADIN PROPERTY SECURITIES FND	70.0%	Good	Seek Approval
PPSGF	WF INV ADV PERP GLOBAL ALLOCATION ALLPHA	75.0%	Good	Seek Approval
PPSP	PERP WFI ADV PERP SHARE PLUS LONG SHORT	60.0%	Good	Seek Approval
PPSXX	PRAEMIUM LIMITED INSTITUTIONAL PLACEMENT	0.0%	Good	Seek Approval
PPT	PERPETUAL LIMITED	60.0%	Good	Seek Approval
PPT1	PERPETUAL TRUSTEES AUSTRALIA LIMITED	0.0%	Good	Seek Approval
PPT2	PERPETUAL TRUSTEES AUSTRALIA LIMITED	0.0%	Good	Seek Approval
PPTXX	PERPETUAL LIMITED PLACEMENT	0.0%	Good	Seek Approval
PPVS	PERPETUAL PURE VALUE SHARE FUND	70.0%	Good	Seek Approval
PPX1	PAPERLINX LIMITED	0.0%	Reserve	Seek Approval
PPXN	PAPERLINX LIMITED NEW SHARES	0.0%	Good	Seek Approval
PPY	PAPYRUS AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
PPYO	PAPYRUS AUST LIMITED - OPT EXP 31/03/08	0.0%	Good	Seek Approval
PQB	PIQUANT BLUE LIMITED	0.0%	Good	Seek Approval
PRAPM	APPLICATION MONEY	0.0%	Good	Seek Approval
PRB	PROBE RESOURCES	0.0%	Good	Seek Approval
PRC	PIKE RIVER COAL LIMITED	0.0%	Good	Seek Approval
PRCO	PIKE RIVER COAL LIMITED OPTION EXPIRING	0.0%	Reserve	Seek Approval
PRCRA	PIKE RIVER COAL LIMITED	0.0%	Reserve	Seek Approval
PRCRC	PIKE RIVER COAL LIMITEDRIGHTS - APPLICAT	0.0%	Good	Seek Approval
PRCZZ	PIKE RIVER COAL LIMITED	0.0%	Good	Seek Approval
PRDCA	PRUDENTIAL DEVELOPMENT TRUST CTG $1	0.0%	Reserve	Seek Approval
PRDCB	PRD ORDINARY PARTLY PAID TO $2.00	0.0%	Good	Seek Approval
PRE	PACRIM ENERGY LIMITED	0.0%	Good	Seek Approval
PRE1	PACRIM ENERGY LIMITED	0.0%	Good	Seek Approval
PRECA	ORD PARTLY PAID TO 0.01 ,0.04 UNPAID	0.0%	Reserve	Seek Approval
PRENA	PACRIM ENERGY LTD	0.0%	Good	Seek Approval
PRFMA	FOLKESTONE MAXIM A-REIT SECURITIES FUND	0.0%	Good	Seek Approval
PRG	PRL GLOBAL LTD	0.0%	Good	Seek Approval
PRGRS	PERPETUAL GLOBAL RESOURCES SHARE	0.0%	Good	Seek Approval
PRI	PROTEL INTERNATIONAL	0.0%	Good	Seek Approval
PRK	PATRICK CORPORATION LIMITED	0.0%	Good	Seek Approval
PRK1	PATRICK CORPORATION LIMITED	0.0%	Good	Seek Approval
PRK2	PATRICK CORPORATION LIMITED	0.0%	Good	Seek Approval
PRKDA	PATRICK CORPORATION LIMITED - DEFERRED	0.0%	Good	Seek Approval
PRKG	PATRICK CORPORATION LTD - CRANES	0.0%	Good	Seek Approval
PRKG2	PATRICK CORPORATION LTD - CRANES	0.0%	Good	Seek Approval
PRKO	PATRICK CORPORATION - OPT EXP 30/12/04	0.0%	Good	Seek Approval
PRKXX	PATRICK CORPORATION LIMITED - PLACEMENT	0.0%	Good	Seek Approval
PRKZZ	PATRICK CORPORATION LTD - BKR OFFER	0.0%	Good	Seek Approval
PRL	PROVINCE RESOURCES LTD	0.0%	Good	Seek Approval
PRM	PROMINENCE ENERGY NL	0.0%	Good	Seek Approval
PRN	PERENTI GLOBAL LIMITED	0.0%	Good	Seek Approval
PRO	PROPHECY INTERNATIONAL HOLDINGS LIMITED	0.0%	Good	Seek Approval
PRPNB	PRIME CREDIT PROPERTY TRUST NEW	0.0%	Good	Seek Approval
PRPNC	PRIME CREDIT PROPERTY $1.00 DEF	0.0%	Good	Seek Approval
PRPRA	PRIME CREDIT PROPERTY TRUST RIGHT 8/8/97	0.0%	Reserve	Seek Approval
PRPRB	PRIME CREDIT RTS APPS CLOSE 20/1/99	0.0%	Good	Seek Approval
PRS	PROSPECH LIMITED	0.0%	Good	Seek Approval
PRSGH	SPW GLOBAL HIGH QUALITY FUND - INST	0.0%	Good	Seek Approval
PRSOA	PROSPECH LTD OPTION EXP 26/04/2025	0.0%	Good	Seek Approval
PRT1	PRIME TELEVISION LIMITED	0.0%	Good	Seek Approval
PRTPA	PRIME TELEVISION LIMITED - 8% CONV PREF	0.0%	Good	Seek Approval
PRU	PERSEUS MINING LTD	40.0%	Good	Seek Approval
PRUKA	PERSEUS MINING LTD RBS PLC 1.5075 PRU MI	0.0%	Good	Seek Approval
PRV1	PREMIUM INVESTORS LIMITED	0.0%	Good	Seek Approval
PRVEO	PRIME VALUE EMERGING OPPORTUNITIES FUND	0.0%	Good	Seek Approval
PRVO	PREMIUM INVESTORS LTD - OPT EXP 31/12/04	0.0%	Reserve	Seek Approval
PRVZZ	PREMIUM INVESTORS LIMITED - BROKER FIRM	0.0%	Good	Seek Approval
PRWBG	PERPETUAL W/S BALANCED GROWTH FUND	75.0%	Good	Seek Approval
PRWPA	PERPETUAL WFIA - PLATINUM ASIA	65.0%	Good	Seek Approval
PRWSG	PERPETUAL W/S SPLIT GROWTH FUND	75.0%	Good	Seek Approval
PRX	PRODIGY GOLD NL	0.0%	Reserve	Seek Approval
PRY1	PRIMARY HEALTH CARE LIMITED	0.0%	Good	Seek Approval
PRYN	PRIMARY HEALTH CARE LIMITED - NEW SHARE	0.0%	Good	Seek Approval
PRYXX	PRIMARY HEALTH CARE INSTO OFFER	0.0%	Good	Seek Approval
PSA1	PETSEC ENERGY LIMITED	0.0%	Reserve	Seek Approval
PSAE	PERP WFI ADV SCHRODER AUST EQUITY	75.0%	Good	Seek Approval
PSASC	PRE SELECT AUST. SMALL COMPANIES FUND	0.0%	Good	Seek Approval
PSAXX	PETSEC ENERGY LIMITED - BKR ALLOCATION	0.0%	Good	Seek Approval
PSBF	PERP WFI ADV SCHRODER BALANCED FUND	75.0%	Good	Seek Approval
PSC	PROSPECT RESOURCES LIMITED	0.0%	Good	Seek Approval
PSD	PSIVIDA LIMITED	0.0%	Good	Seek Approval
PSG	PALM SPRINGS LIMITED	0.0%	Good	Seek Approval
PSG_C	PALM SPRINGS LTD	0.0%	Good	Seek Approval
PSGEM	PERP WFI ADV SCHRODER GLOBAL EMERG MKTS	0.0%	Reserve	Seek Approval
PSH	PENRICE SODA HOLDINGS LIMITED	0.0%	Good	Seek Approval
PSHG	PRE SELECT HIGH GROWTH	65.0%	Good	Seek Approval
PSHZZ	PENRICE SODA BROKER FIRM ALLOC	0.0%	Good	Seek Approval
PSI	PSC INSURANCE GROUP LIMITED	0.0%	Good	Seek Approval
PSI2	PSC INSURANCE GROUP LIMITED	0.0%	Good	Seek Approval
PSIO	PACIFIC STRAT INV - OPT EXP 31/3/04	0.0%	Reserve	Seek Approval
PSIR	PSI RIGHTS - APPS CLOSE 13/5/02	0.0%	Reserve	Seek Approval
PSL	PATERSON RESOURCES LTD	0.0%	Good	Seek Approval
PSQ	PACIFIC SMILES GROUP LIMITED	0.0%	Good	Seek Approval
PSQN	PROSHARES SHORT QQQ	0.0%	Good	Seek Approval
PSREF	PEPRETUAL'S SELECT REAL ESTATE FUND	0.0%	Good	Seek Approval
PSROA	PRESTON RESOURCES - OPTIONS	0.0%	Reserve	Seek Approval
PST	PEARLSTREET LTD ORDINARY FULLY PAID	0.0%	Good	Seek Approval
PSTXX	PEARLSTREET LTD PLACEMENT	0.0%	Good	Seek Approval
PSTZZ	PEARLSTREET LIMITED BROKER FIRM OFFER	0.0%	Good	Seek Approval
PSV	PERSEVERANCE CORPORATION LIMITED	0.0%	Good	Seek Approval
PSV1	PERSEVERANCE CORPORATION LIMITED	0.0%	Good	Seek Approval
PSVXX	PERSEVERANCE CORPORATION LTD - PLACEMENT	0.0%	Good	Seek Approval
PSX	PSIRON LTD	0.0%	Good	Seek Approval
PTASB	PERPETUAL WFI ADVANTAGE SCHRODER BALANCE	75.0%	Good	Seek Approval
PTBTP	WFIA PENDAL PROPERTY SECURITIES	70.0%	Good	Seek Approval
PTD1	PEPTECH LIMITED	0.0%	Good	Seek Approval
PTGAS	PAN-TRIBAL GLOBAL EQUITY FUND	0.0%	Good	Seek Approval
PTGE	PERP WFI ADV TEMPLETON GLOBAL EQUITY	0.0%	Good	Seek Approval
PTGRB	PERPETUAL WS GLOBAL RESOURCES CLASS B	0.0%	Good	Seek Approval
PTISF	PERPETUAL WFI-PERPETUAL INDUSTRIAL SHARE	75.0%	Good	Seek Approval
PTL	PENTAL LIMITED	0.0%	Good	Seek Approval
PTM	PLATINUM ASSET MANAGEMENT LIMITED	60.0%	Good	Seek Approval
PTM3	PLATINUM ASSET MANAGEMENT LIMITED	0.0%	Good	Seek Approval
PTPIF	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
PTR	PETRATHERM LTD	0.0%	Good	Seek Approval
PTWCE	PERPETUAL WS CONCENTRATED EQUITY FND	75.0%	Good	Seek Approval
PTWGA	PERPETUAL WS GEARED AUST FND	40.0%	Good	Seek Approval
PTWGR	PERPETUAL WS GLOBAL RESOURCES-CLASS A	0.0%	Good	Seek Approval
PTWIF	PERPETUAL WS INDUSTRIAL SHARE FND	75.0%	Good	Seek Approval
PTWSC	PERPETUAL WS SMALLER COMPANIES FND	65.0%	Good	Seek Approval
PTWSF	PERPETUAL WS AUST SHARE FND	75.0%	Good	Seek Approval
PTWSP	PERPETUAL WS SHARE PLUS LONG SHORT FUND	60.0%	Good	Seek Approval
PTX	PRESCIENT THERAPEUTICS LIMITED	0.0%	Good	Seek Approval
PTZ	PETROZ N.L.	0.0%	Good	Seek Approval
PTZ1	PETROZ NL	0.0%	Good	Seek Approval
PTZR	PETROZ NL - RIGHTS APPS CLOSE 7/8	0.0%	Reserve	Seek Approval
PUA	PEAK MINERALS LIMITED	0.0%	Reserve	Seek Approval
PUF	PLATINUM UNHEDGED FUND	70.0%	Good	Seek Approval
PUL	PULSAT COMMUNICATIONS LIMITED	0.0%	Good	Seek Approval
PULO	PULSAT COMM LIMITED - OPT EXP 30/9/03	0.0%	Good	Seek Approval
PUNO	PEGASUS METALS OPTION EXP 31-MAR-2010	0.0%	Reserve	Seek Approval
PUR	PURSUIT MINERALS LIMITED	0.0%	Reserve	Seek Approval
PV1	PROVARIS ENERGY LTD	0.0%	Good	Seek Approval
PVAPS	PERP WFI ADV VANG AUST PROPERTY SEC	70.0%	Good	Seek Approval
PVE	PO VALLEY ENERGY LIMITED	0.0%	Good	Seek Approval
PVEZZ	PO VALLEY ENERGY LIMITED - IPO	0.0%	Good	Seek Approval
PVGF	PRIME VALUE GROWTH FUND	0.0%	Good	Seek Approval
PVGFD	PRIME VALUE GROWTH FUND	0.0%	Good	Seek Approval
PVGFI	PRIME VALUE GROWTH FUND	0.0%	Good	Seek Approval
PVHYS	PERENNIAL VALUE SHARES FOR INCOME TRUST	75.0%	Good	Seek Approval
PVIF	PRIME VALUE IMPUTATION FUND	0.0%	Good	Seek Approval
PVIFD	PRIME VALUE IMPUTATION FUND	0.0%	Good	Seek Approval
PVL	POWERHOUSE VENTURES LIMITED	0.0%	Good	Seek Approval
PVLO	POWERHOUSE VENTURES LTD OPT EXP 31/12/23	0.0%	Reserve	Seek Approval
PVSCT	PERENNIAL VALUE SMALLER COMPANIES TRUST	65.0%	Good	Seek Approval
PVT	PIVOTAL METALS LIMITED	0.0%	Good	Seek Approval
PVW	PVW RESOURCES LIMITED	0.0%	Good	Seek Approval
PWAA	PERPETUAL WFIA AUSBIL AUST ACTIVE EQUITY	75.0%	Good	Seek Approval
PWAA1	PERPETUAL WFIA AUSBIL AUST ACTIVE EQUITY	0.0%	Good	Seek Approval
PWAAA	PERPETUAL WFIA AUSBIL AUST ACTIVE EQUITY	75.0%	Good	Seek Approval
PWAAD	PWFIA - ASPECT DIVERSIFIED FUND	0.0%	Good	Seek Approval
PWAAE	AUSBIL INV TRUSTS AUST ACTIVE EQUITY FND	75.0%	Good	Seek Approval
PWAAO	ABERDEEN STD ASIAN OPPORTUNITIES FUND	65.0%	Good	Seek Approval
PWAAS	PERPETUAL WFIA PERPETUAL AUST SHARE	75.0%	Good	Seek Approval
PWABS	WFIA PENDAL AUSTRALIAN EQUITY	75.0%	Good	Seek Approval
PWACC	AMP CAPITAL CORE PROPERTY FUND CLASS A	0.0%	Good	Seek Approval
PWACG	PERPETUAL WFIA AMP CAPITAL GLOBAL PROPER	70.0%	Good	Seek Approval
PWADG	WFIA BLACKROCK DIVERSIFIED ESG GROWTH	75.0%	Good	Seek Approval
PWAEL	AUSBIL AUST EMERGING LEADERS FUND	70.0%	Good	Seek Approval
PWAEO	ABERDEEN EMERGING OPPORTUNITIES FUND	65.0%	Good	Seek Approval
PWAFG	TYNDALL AUSTRALIAN SHARE WHOLESALE FUND	75.0%	Good	Seek Approval
PWAFT	PM CAPITAL AUSTRALIAN OPPORTUNITIES FUND	0.0%	Good	Seek Approval
PWAGE	ARROWSTREET GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
PWAIE	ABERDEEN INTERNATIONAL EQUITY FUND	75.0%	Good	Seek Approval
PWAII	PERP WFI ADV INTECH INTL SHARES ACTIV UH	0.0%	Good	Seek Approval
PWAIS	PERPETUAL WFIA-BARROW HANLEY GLOBAL SHR	75.0%	Good	Seek Approval
PWAPD	PERP WFI ADV PERP DIVERSIFIED GROWTH	75.0%	Good	Seek Approval
PWASF	PERPETUAL W/S AUSTRALIAN FUND	75.0%	Good	Seek Approval
PWASI	PERPETUAL WFI ADV SCHRODER FIXED INCOME	75.0%	Good	Seek Approval
PWATT	PM CAPITAL GLOBAL COMPANIES FUND	60.0%	Good	Seek Approval
PWAVA	PERPETUAL WFI ADV VANGUARD AUST FI INDEX	75.0%	Good	Seek Approval
PWAXG	AMP CAPITAL WS GLOBAL EQUITY VALUE FUND	75.0%	Good	Seek Approval
PWBAS	BARCLAYS MGD INV FND AUST SHARE FND	75.0%	Good	Seek Approval
PWBB	WFIA ADVANTAGE BLACKROCK TACTICAL GROWTH	75.0%	Good	Seek Approval
PWBGI	BLACKROCK SCIENTIFIC INT'L EQUITY FUND	75.0%	Good	Seek Approval
PWBPS	WFIA PENDAL PROPERTY SECURITIES	70.0%	Good	Seek Approval
PWCAA	CENTURIA 8 AUSTRALIA AVENUE FUND	0.0%	Good	Seek Approval
PWCEF	PERPETUAL W/S CONCENTRATED EQUITY FUND	75.0%	Good	Seek Approval
PWCFB	PERP WFIA - COLONIAL FS BALANCED	0.0%	Good	Seek Approval
PWCGF	PERPETUAL W/S CONSERVATIVE GROWTH FUND	75.0%	Good	Seek Approval
PWCIM	COLONIAL FIRST STATE IMPUTATION FUND	75.0%	Good	Seek Approval
PWCIS	ABERDEEN ACTIVELY HDGD INTER'L EQUITIES	75.0%	Good	Seek Approval
PWDGE	PERP WFIA DWS GLOBAL EQUITY THEMATIC FND	0.0%	Good	Seek Approval
PWDGF	PERPETUAL WHOLESALE DIVERSIFIED GROWTH	75.0%	Good	Seek Approval
PWDIF	PERPETUAL WHOLESALE DIVERSIFIED INCOME	60.0%	Good	Seek Approval
PWEGS	ELEY GRIFFITHS GROUP SMALL COMPANIES FND	65.0%	Good	Seek Approval
PWERF	PLATINUM EUROPEAN FUND	70.0%	Good	Seek Approval
PWESF	PERPETUAL W/S ETHICAL SRI FUND	75.0%	Good	Seek Approval
PWEYF	PM CAPITAL ENHANCED YIELD FUND	60.0%	Good	Seek Approval
PWFAA	PERPETUAL WFI ADV VANGUARD AUST INDEX	75.0%	Good	Seek Approval
PWFCE	PERPETUAL WFIA PERPETUAL CONCENTRATED EQ	75.0%	Good	Seek Approval
PWGEF	PERP WFIA - MFS GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
PWGEH	CAPITAL GUARANTEED HINDSIGHT II SEC	0.0%	Good	Seek Approval
PWGPS	BT GLOBAL PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
PWGRA	PERPETUAL WHOLESALE GLOBAL RESOURCES A	0.0%	Good	Seek Approval
PWGRB	PERPETUAL W/S GLOB RES FUND CLASS B	0.0%	Good	Seek Approval
PWH	PWR HOLDINGS LIMITED	40.0%	Good	Seek Approval
PWHKP	HEATHLEY KEYSTONE PROPERTY FUND	0.0%	Good	Seek Approval
PWHVG	PENGANA INTERNATIONAL ETHICAL FUND	70.0%	Good	Seek Approval
PWIAS	WEALTHFOCUS INVEST AD SCH AUS EQU	75.0%	Good	Seek Approval
PWIB	PERPETUAL WFI - INTEH BALANCED GROWTH	0.0%	Good	Seek Approval
PWIBF	PLATINUM INTERNATIONAL BRANDS FUND	70.0%	Good	Seek Approval
PWIDF	WFIA PENDAL PROPERTY SECURITIES	0.0%	Good	Seek Approval
PWIFA	PERPETUAL WHOLESALE INDUSTRIAL FUND	75.0%	Good	Seek Approval
PWIMA	WFIA - INVESTORS MUTUAL AUSTRALIAN SHARE	75.0%	Good	Seek Approval
PWIMG	PERP WFIA - ING MANAGED GROWTH FUND	0.0%	Good	Seek Approval
PWIPI	PERPETUAL INVS PRIV INV MORTGAGE FND	0.0%	Good	Seek Approval
PWIPP	PERPETUAL WFIA-AUSBIL AUST EMERG LEADERS	70.0%	Good	Seek Approval
PWIS	PERPETUAL W/S INDUSTRIAL SHARE FUND	75.0%	Good	Seek Approval
PWISF	PERPETUAL WHOLESALE INTERNATIONAL FUND	75.0%	Good	Seek Approval
PWITS	PERPETUAL W/S INTL SHARE FUND	75.0%	Good	Seek Approval
PWIVI	EQT INTRINSIC VAL INT SHAREMARKET PLUS F	0.0%	Good	Seek Approval
PWJGS	YARRA GLOBAL SMALL COMPANIES FUND	65.0%	Good	Seek Approval
PWK	PIPE NETWORKS LIMITED	0.0%	Good	Seek Approval
PWK1	PIPE NETWORKS LIMITED	0.0%	Good	Seek Approval
PWK7	PIPE NETWORKS LIMITED	0.0%	Good	Seek Approval
PWKR	RIGHTS - APPS CLOSE 3/02/06 DEFERRED	0.0%	Good	Seek Approval
PWKXX	PIPE NETWORKS LIMITED PLACEMENT	0.0%	Good	Seek Approval
PWMAZ	PLATINUM ASIA FUND DL	65.0%	Good	Seek Approval
PWMBT	BLACKROCK BALANCED FUND	75.0%	Good	Seek Approval
PWMET	BLACKROCK EQUITY FUND	75.0%	Good	Seek Approval
PWMFG	PERPETUAL WFIA MFS GLOBAL EQUITY	75.0%	Good	Seek Approval
PWMFH	MFS FULLY HEDGED GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
PWMGE	MFS GLOBAL EQUITY TRUST	75.0%	Good	Seek Approval
PWMGT	BLACKROCK AUSTRALIAN SHARE FUND PLUS	75.0%	Good	Seek Approval
PWMI	PERPETUAL W/S MONTHLY INCOME FUND - SUSP	0.0%	Good	Seek Approval
PWMI1	PERPETUAL W/S MONTHLY INCOME FUND	0.0%	Good	Seek Approval
PWMIF	PERPETUAL WHOLESALE MONTHLY INCOME FUND	0.0%	Good	Seek Approval
PWMII	MACQ INTL INFRASTRUCTURE SEC FND	65.0%	Good	Seek Approval
PWMMI	BLACKROCK MANAGED INCOME FUND	0.0%	Good	Seek Approval
PWMWB	BLACKROCK WS BALANCED FUND	75.0%	Good	Seek Approval
PWN	PARKWAY MINERALS NL	0.0%	Good	Seek Approval
PWPAS	PERPETUAL WS AUST SHARE FND	75.0%	Good	Seek Approval
PWPAU	PERPETUAL WFS PERPETUAL'S AUSTRALIAN SHA	0.0%	Good	Seek Approval
PWPCE	WFIA - PERPETUALS CONCENTRATED EQUITY	75.0%	Good	Seek Approval
PWPCI	PERPETUAL CREDIT INCOME FUND	0.0%	Good	Seek Approval
PWPDG	WFIA - PERPETUALS DIVERSIFIED GROWTH	75.0%	Good	Seek Approval
PWPEC	PENGANA EMERGING COMPANIES FUND	65.0%	Good	Seek Approval
PWPEM	PERPETUAL EXACT MARKET CASH FUND	75.0%	Good	Seek Approval
PWPGA	PERPETUAL WFIA PERPETUAL'S GEARED AUSTRA	40.0%	Good	Seek Approval
PWPGR	PERPETUAL WFIA PERPETUAL GLOBAL RESOURCE	0.0%	Good	Seek Approval
PWPI	PWFIA - PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
PWPIF	PERPETUAL W/S PROPERTY INCOME FUND	0.0%	Good	Seek Approval
PWPIR	PERPETUAL WFI-PERPETUAL INDUSTRIAL SHARE	75.0%	Good	Seek Approval
PWPIS	PERPETUAL WS INDUSTRIAL SHARE FND	75.0%	Good	Seek Approval
PWPJZ	PLATINUM JAPAN FUND DL	70.0%	Good	Seek Approval
PWPLA	WFIA - PLATINUM ASIA	65.0%	Good	Seek Approval
PWPLI	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
PWPPV	PERPETUAL PURE VALUE SHARE FUND	70.0%	Good	Seek Approval
PWPS1	PERPETUAL WFIA PERPETUAL'S SMALLER CO	0.0%	Good	Seek Approval
PWPSG	WF INV ADV PERP GLOBAL ALLOCATION ALPHA	75.0%	Good	Seek Approval
PWPWS	PERPETUAL PURE VALUE SHARE FUND	70.0%	Good	Seek Approval
PWR	PETER WARREN AUTOMOTIVE HOLDINGS LIMITED	0.0%	Good	Seek Approval
PWR1	POWERLAN LIMITED	0.0%	Good	Seek Approval
PWR8	POWERLAN LIMITED	0.0%	Good	Seek Approval
PWS	POWERS TRUST	0.0%	Good	Seek Approval
PWSAF	PERPETUAL W/S GEARED AUST FUND	40.0%	Good	Seek Approval
PWSCS	PERPETUAL W/S SMALLER COMPANIES FUND	65.0%	Good	Seek Approval
PWSFI	SCHRODER FIXED INCOME FUND	75.0%	Good	Seek Approval
PWSHS	SCHRODER WS HYBRID SEC FND	50.0%	Good	Seek Approval
PWSP	PERPETUAL WS SHARE PLUS LONG SHORT FUND	60.0%	Good	Seek Approval
PWSPA	POWERS TRUST - 2.65% + BBSW RESET PREF	0.0%	Good	Seek Approval
PWT	POWERTEL LIMITED	0.0%	Good	Seek Approval
PWT1	POWERTEL LIMITED	0.0%	Good	Seek Approval
PWTR	POWERTEL RIGHTS - APPS CLOSE 23/10/03	0.0%	Good	Seek Approval
PWUAS	UBS YARRA AUST SMALL COMPANIES FUND	70.0%	Good	Seek Approval
PWVAF	VANGUARD AUST FIXED INTEREST INDEX	75.0%	Good	Seek Approval
PWVAS	VANGUARD AUSTRALIAN SHARE INDEX FUND	75.0%	Good	Seek Approval
PWVIF	VANGUARD INT FIXED INTEREST INDEX FUND H	75.0%	Good	Seek Approval
PWVII	WFIA - VANGUARD INT SHARES INDEX (HEDGED	75.0%	Good	Seek Approval
PWVIS	VANGUARD INTERNATIONAL SHARES INDEX FUND	75.0%	Good	Seek Approval
PWVPS	VANGUARD W/S PROPERTY SEC INDEX FND	70.0%	Good	Seek Approval
PWVST	PERENNIAL W/S VALUE SHARES TRUST	0.0%	Good	Seek Approval
PWVWI	VANGUARD INTL SHARES INDEX FND-HDGED	75.0%	Good	Seek Approval
PWWCA	BT WHOLESALE CORE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
PWWEC	PERPETUAL WHOLESALE ETHICAL FUND	75.0%	Good	Seek Approval
PX1ZZ	PLEXURE GROUP LIMITED	0.0%	Good	Seek Approval
PXA	PEXA GROUP LIMITED	60.0%	Good	Seek Approval
PXGO	PHOENIX GOLD LIMITED OPTION	0.0%	Reserve	Seek Approval
PXL	PROTEOME SYSTEMS LIMITED	0.0%	Reserve	Seek Approval
PXSZZ	PHARMAXIS LIMITED - PLACEMENT	0.0%	Good	Seek Approval
PXUPA	STEP UP PERPETUAL REDEEMABLE PREF DEFER	0.0%	Good	Seek Approval
PXUZZ	PAPERLINX SPS TRUST BROKER FIRM OFFER	0.0%	Good	Seek Approval
PXX	POLARX LIMITED	0.0%	Good	Seek Approval
PYC	PHYLOGICA LIMITED	0.0%	Good	Seek Approval
QAD	QUADRANT IRIDIUM LIMITED	0.0%	Good	Seek Approval
QADDA	QUADRANT FPO DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
QADO	QUADRANT OPTIONS EX 30/1/2000	0.0%	Good	Seek Approval
QAGF	DDH AGGRESSIVE GROWTH FUND	65.0%	Good	Seek Approval
QAL	QUALITAS LIMITED	0.0%	Good	Seek Approval
QALXX	QUALITAS LIMITED	0.0%	Good	Seek Approval
QAN	QANTAS AIRWAYS LIMITED	60.0%	Good	Seek Approval
QAN2	QANTAS AIRWAYS LIMITED	0.0%	Good	Seek Approval
QANWA	QANTAS AIRWAYS LIMITED INSTALL WARR 30-J	0.0%	Good	Seek Approval
QASF	DDH AUSTRALIAN SHARES FUND	70.0%	Good	Seek Approval
QAU	EXCHANGE TRADED FUND UNITS FULLY PAID	0.0%	Good	Seek Approval
QBE	QBE INSURANCE GROUP LIMITED	70.0%	Good	Seek Approval
QBE1	QBE INSURANCE GROUP LIMITED	0.0%	Good	Seek Approval
QBE2	QBE INSURANCE GROUP LIMITED	0.0%	Reserve	Seek Approval
QBEDN	QBEDN9 $18.00 CALL OPT EXP 28-APR-2011	70.0%	Good	Seek Approval
QBEET	QBEET9 $12.01 CALL OPT EXP 27-MAR-2013	70.0%	Reserve	Seek Approval
QBEFL	QBEFL9 $14.00 CALL OPT EXP 27-OCT-2011	70.0%	Reserve	Seek Approval
QBEFN	QBEFN9 $19.50 CALL OPT EXP 26-MAY-2011	70.0%	Good	Seek Approval
QBEI1	QBE INSURANCE GROUP LTD WARRANT 8/5/15	0.0%	Good	Seek Approval
QBEJ5	QBEJ59 $13.50 CALL OPT EXP 27-OCT-2011	70.0%	Reserve	Seek Approval
QBEK5	QBE INSURANCE GROUP LTD CITIWARRANTS	0.0%	Good	Seek Approval
QBELF	QBELF9 $17.50 CALL OPT EXP 25-AUG-2011	70.0%	Reserve	Seek Approval
QBELO	QBE INSURANCE GROUP CITIWARRANTS 8.6696	0.0%	Good	Seek Approval
QBEM7	QBEM77 $18.00 CALL OPT EXP 23-DEC-2010	70.0%	Good	Seek Approval
QBENR	QBENR8 $18.00 CALL OPT EXP 28-OCT-2010	70.0%	Good	Seek Approval
QBENV	QBENV8 $18.00 CALL OPT EXP 24-MAR-2011	70.0%	Good	Seek Approval
QBEPW	QBEPW9 $14.00 CALL OPT EXP 30-MAY-2013	0.0%	Reserve	Seek Approval
QBEQ1	QBEQ19 $17.50 CALL OPT EXP 27-OCT-2011	70.0%	Reserve	Seek Approval
QBEQC	QBEQC8 $11.50 CALL OPT EXP 21-FEB-2013	70.0%	Good	Seek Approval
QBEQR	QBEQR9 $12.50 CALL OPT EXP 29-MAR-2012	70.0%	Good	Seek Approval
QBESC	QBE SELF FUND INSTAL WARR 30-JUN-16	0.0%	Good	Seek Approval
QBESD	QBE SELF FUNDING WARRANT 30-JUN-16	0.0%	Good	Seek Approval
QBESW	QBE INSURANCE GROUP LIMITED RBS 8.233 QB	0.0%	Good	Seek Approval
QBESX	QBE INSURANCE GRP SELF FUND INST WAR 30-	0.0%	Good	Seek Approval
QBEWW	QBEWW8 $19.00 CALL OPT EXP 27-JAN-2011	70.0%	Good	Seek Approval
QBEZR	QBE - $12.50 CALL OPT EXP 28/10/04	0.0%	Good	Seek Approval
QBEZY	QBEZY8 $13.50 CALL OPT EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
QBGF	DDH BALANCED GROWTH FUND	65.0%	Good	Seek Approval
QCGF	DDH CONSERVATIVE GROWTH FUND	75.0%	Good	Seek Approval
QCH1	QUEENSLAND COTTON HOLDINGS LIMITED	0.0%	Good	Seek Approval
QCOM	QUALCOMM INCORPORATED	70.0%	Good	Seek Approval
QDEL1	QUIDEL CORPORATION	0.0%	Reserve	Seek Approval
QED	QED OCCTECH LIMITED	0.0%	Reserve	Seek Approval
QEM	QEM LIMITED	0.0%	Good	Seek Approval
QFE	QUICKFEE LIMITED	0.0%	Good	Seek Approval
QFN	BETASHARES S&P/ASX 200 FINANCIALS SECTOR	70.0%	Good	Seek Approval
QGC	QUEENSLAND GAS COMPANY LIMITED	0.0%	Good	Seek Approval
QGCR	QLD GAS RIGHTS - APP CLOSE 7-SEP-2006	0.0%	Good	Seek Approval
QGL	QUANTUM GRAPHITE LIMITED	0.0%	Good	Seek Approval
QGM	QUEENSLAND GOLD & MINERALS LIMITED	0.0%	Good	Seek Approval
QHAL	VANECK VECTORS MSCI WORLD EX AUST QUAL	70.0%	Good	Seek Approval
QHL	QUICKSTEP HOLDINGS LIMITED	0.0%	Good	Seek Approval
QIABG	DDH BALANCED GROWTH FUND	65.0%	Good	Seek Approval
QIIAG	DDH AGGRESSIVE GROWTH FUND	0.0%	Good	Seek Approval
QIL	QUOIN (INT)LIMITED 25 TOEA FPO	0.0%	Good	Seek Approval
QILOA	QUOIN (INT) LIMITED - OPT EXP 10/7/03	0.0%	Reserve	Seek Approval
QIP	QANTM INTELLECTUAL PROPERTY LIMITED	0.0%	Good	Seek Approval
QLTY	BETASHARES EXCHANGE GLB QUALITY LEADERS	65.0%	Good	Seek Approval
QLYS	QUALYS INC	0.0%	Good	Seek Approval
QMAX	BETASHARES NASDAQ 100 YIELD MAX (MF)	0.0%	Good	Seek Approval
QMCRA	RIGHTS APPLICATIONS CLOSE 8 OCT 99	0.0%	Reserve	Seek Approval
QMIX	SPDR MSCI WORLD QUALITY MIX EXC TRADED	75.0%	Good	Seek Approval
QML	QMINES LIMITED	0.0%	Good	Seek Approval
QNDQ	BETASHARES NASDAQ 100 EQUAL WEIGHT ETF	0.0%	Good	Seek Approval
QNLOA	QUEST MINERALS LIMITED	0.0%	Reserve	Seek Approval
QOL	QUEENSLAND ORES LIMITED	0.0%	Good	Seek Approval
QOLO	QUEENSLAND ORES LTD - OPT EXP 31/1/07	0.0%	Reserve	Seek Approval
QOP	QUEENSLAND OPALS NL	0.0%	Reserve	Seek Approval
QOR	QORIA LIMITED	0.0%	Good	Seek Approval
QOZ	BETASHARES FTSE RAFI AUST 200 ETF	75.0%	Good	Seek Approval
QPIPF	THE PROPERTY INCOME PLUS FUND	0.0%	Good	Seek Approval
QPM	QUEENSLAND PACIFIC METALS LIMITED	0.0%	Good	Seek Approval
QPON	BETASHARES AUS BANK SENIOR BOND FLT ETF	75.0%	Good	Seek Approval
QPX	QPSX LIMITED	0.0%	Reserve	Seek Approval
QQQND	INVESCO QQQ ETF USD	0.0%	Good	Seek Approval
QRE	BETASHARES S&P/ASX 200 RESOURCES SECTOR	70.0%	Good	Seek Approval
QRI	QUALITAS REAL ESTATE INCOME FUND	0.0%	Good	Seek Approval
QRN	QR NATIONAL LIMITED ORDINARY FULLY PAID	0.0%	Good	Seek Approval
QRS	QRSCIENCES HOLDINGS LIMITED	0.0%	Good	Seek Approval
QRS1	QRSCIENCES HOLDING LIMITED	0.0%	Reserve	Seek Approval
QRSDA	QRSCIENCES ORDINARY FULLY PAID DEF SETT	0.0%	Good	Seek Approval
QRXXX	QRXPHARMA LTD INSTITUTIONAL OFFER	0.0%	Good	Seek Approval
QSML	VANECK VECTORS MSCI INTER SMALL CO QUAL	65.0%	Good	Seek Approval
QTI	QUEENSLAND TRUSTEES & INVESTMENT LIMITED	0.0%	Good	Seek Approval
QTK	QUIKTRAK NETWORKS LIMITED	0.0%	Reserve	Seek Approval
QTK2	QUIKTRAK RESOURCES	0.0%	Reserve	Seek Approval
QTKO	QUICKTRACK NETWORKS - OPT EXP 31/3/02	0.0%	Reserve	Seek Approval
QTKOB	QUICKTRACK NETWORKS - OPT EXP 31/12/04	0.0%	Reserve	Seek Approval
QUAL	VANECK MSCI INTERNATIONAL QUALITY ETF	75.0%	Good	Seek Approval
QUB	QUBE HOLDINGS LIMITED	65.0%	Good	Seek Approval
QUB1	QUBE LOGISTICS	0.0%	Good	Seek Approval
QUB2	QUBE HOLDINGS LIMITED	0.0%	Reserve	Seek Approval
QUBDA	QUBE LOGISTICS HOLDINGS LIMITED ORDINARY	0.0%	Good	Seek Approval
QUE	QUESTE COMMUNICATIONS LIMITED	0.0%	Reserve	Seek Approval
QUICR	QUIRIS CURRENCY RETURN	0.0%	Good	Seek Approval
QUN	QUOIN LTD FPO	0.0%	Good	Seek Approval
QUNOA	QUOIN (INT) LTD OPTION 10-JUL-03	0.0%	Reserve	Seek Approval
QUS	BETASHARES FTSE RAFI U.S. 1000 ETF	75.0%	Good	Seek Approval
QVE	QV EQUITIES LIMITED	60.0%	Good	Seek Approval
QVGFO	QVG OPPORTUNITIES FUND	0.0%	Good	Seek Approval
QVL	Q-VIS LIMITED	0.0%	Good	Seek Approval
QXR	QX RESOURCES LIMITED	0.0%	Good	Seek Approval
QYLD	GLOBAL NASDAQ 100 COVERED CALL ETF	0.0%	Good	Seek Approval
RAC	RACE ONCOLOGY LTD	0.0%	Good	Seek Approval
RAD	RADIOPHARM THERANOSTICS LIMITED	0.0%	Good	Seek Approval
RADO	RADIOPHARM THERANOSTICS OPT EXP 30/11/26	0.0%	Good	Seek Approval
RAEWT	BT WHOLESALE CORE AUSTRALIAN SHARE TRUST	75.0%	Good	Seek Approval
RAG	RAGNAR METALS LIMITED	0.0%	Good	Seek Approval
RAI	RAISAMA LIMITED	0.0%	Reserve	Seek Approval
RAIO		0.0%	Reserve	Seek Approval
RAIVU	RARE INFRASTRUCTURE VALUE FUND UNHEDGED	70.0%	Good	Seek Approval
RAN	RANGE INTERNATIONAL LIMITED	0.0%	Reserve	Seek Approval
RAOF	RUSSELL AUSTRALIAN OPPORTUNITIES FUND	75.0%	Good	Seek Approval
RAREV	RARE INFRUSTRUCTURE VALUE FUND	70.0%	Good	Seek Approval
RARI	RUSSELL INVESTMENTS AUS RESPONSIBLE ETF	75.0%	Good	Seek Approval
RAS	RAGUSA MINERALS LTD	0.0%	Good	Seek Approval
RAS1	BT CORE AUSTRALIAN SHARE FUND	0.0%	Good	Seek Approval
RASFA	RUSSELL AUSTRALIAN SHARE FUND - CLASS A	75.0%	Good	Seek Approval
RASFC	RUSSELL AUSTRALIAN SHARES FUND CLS C	75.0%	Good	Seek Approval
RASHF	RUSSELL AUSTRALIAN SELECT HOLDINGS FUND	0.0%	Good	Seek Approval
RATN	RUBICON AMERICA TRUST FULLY PAID DEF NEW	0.0%	Good	Seek Approval
RATNB	RUBICON AMERICA TRUST - NEW	0.0%	Good	Seek Approval
RAUYY	REPUBLIC GOLD LIMITED RIGHTS ISSUE	0.0%	Reserve	Seek Approval
RB6	RUBIX RESOURCES LIMITED	0.0%	Good	Seek Approval
RB6O	RUBIX RESOURCES LTD OPT EXP 16/6/2025	0.0%	Good	Seek Approval
RBC	RUBICON LIMITED	0.0%	Good	Seek Approval
RBD	RESTAURANT BRANDS NEW ZEALAND LIMITED	0.0%	Good	Seek Approval
RBFCA	RUSSELL BALANCED FUND CLASS A UNITS	75.0%	Good	Seek Approval
RBFCC	RUSSELL BALANCED FUND CLASS C	75.0%	Good	Seek Approval
RBK	RED BACK MINING NL	0.0%	Good	Seek Approval
RBLXN	ROBLOX CORPORATION	0.0%	Reserve	Seek Approval
RBM	REDBANK MINES LTD	0.0%	Good	Seek Approval
RBMO	OPTION EXPIRING 31/05/08	0.0%	Reserve	Seek Approval
RBR	RBR GROUP LIMITED	0.0%	Good	Seek Approval
RBT	RAMBORA TECHNOLOGIES LIMITED	0.0%	Reserve	Seek Approval
RBTZ	BETASHARES GLB ROBOTICS & ARTIFICIAL INT	60.0%	Good	Seek Approval
RBX	RESOURCE BASE LIMITED	0.0%	Good	Seek Approval
RBY	ROCKEBY BIOMED LIMITED	0.0%	Good	Seek Approval
RBY1	ROCKEBY BIOMED LIMITED	0.0%	Good	Seek Approval
RC1		0.0%	Good	Seek Approval
RCA	RAW CAPITAL PARTNERS LIMITED	0.0%	Reserve	Seek Approval
RCAP	RESOLUTION CAP GLOBAL PROP SEC (MGD FND)	65.0%	Good	Seek Approval
RCB	RUSSELL INV AUST SELECT CORP BOND ETF	75.0%	Good	Seek Approval
RCD_C	RECORD INVESTMENTS LIMITED	0.0%	Good	Seek Approval
RCD1	RECORD INVESTMENTS LIMITED	0.0%	Good	Seek Approval
RCD2	RECORD INVESTMENTS LIMITED	0.0%	Good	Seek Approval
RCDCA	RECORD INVESTMENTS LIMITED - PARTLY PD	0.0%	Good	Seek Approval
RCDR	RECORD INVEST - RIGHTS APP CLSE 17/05/04	0.0%	Good	Seek Approval
RCDR2	RECORD INVEST - RIGHTS APP CLSE 17/05/04	0.0%	Good	Seek Approval
RCDYY	RECORD INVESTMENTS LTD - SHORTFALL PLCMT	0.0%	Good	Seek Approval
RCE	REECE PHARMACEUTICALS LTD	0.0%	Good	Seek Approval
RCFA1	RUSSELL CONSERVATIVE FUND CLASS A	0.0%	Good	Seek Approval
RCFBT	RUSSELL CONSERVATIVE FUND CLASS C	75.0%	Reserve	Seek Approval
RCFCA	RUSSELL CONSERVATIVE FUND CLASS A	75.0%	Good	Seek Approval
RCFCC	RUSSELL CONSERVATIVE FUND CLASS C	75.0%	Good	Seek Approval
RCGPS	RESOLUTION CAPITAL GLOBAL PROPERTY SECUR	65.0%	Good	Seek Approval
RCI	ROCKLANDS RICHFIELD LTD	0.0%	Good	Seek Approval
RCIO	ROCKLANDS RICHFIELD OPT EXP 30/11/09	0.0%	Good	Seek Approval
RCL	READCLOUD LIMITED	0.0%	Good	Seek Approval
RCLXX	REPCO CORPORATION - PLACEMENT	0.0%	Good	Seek Approval
RCR	RCR TOMLINSON LIMITED	0.0%	Good	Seek Approval
RCR1	RCR TOMLINSON LIMITED	0.0%	Good	Seek Approval
RCT	REEF CASINO TRUST	0.0%	Good	Seek Approval
RCU1	REAL ESTATE CAPITAL PARTNERS USA PROPERT	0.0%	Reserve	Seek Approval
RCWBF	CFS WHOLESALE BALANCED FUND	0.0%	Good	Seek Approval
RCY	RIVERCITY MOTORWAY GROUP	0.0%	Reserve	Seek Approval
RDBN1	ROYAL DUTCH SHELL PLC B	0.0%	Good	Seek Approval
RDC2	REDCAPE HOTEL GROUP	0.0%	Good	Seek Approval
RDFA1	RUSSELL DIVERSIFIED 50 FUND CLASS A	0.0%	Good	Seek Approval
RDFC	RUSSELL DIVERSIFIED 50 FUND CLS C	75.0%	Good	Seek Approval
RDFCA	RUSSELL DIVERSIFIED 50 FUND CLASS A	75.0%	Good	Seek Approval
RDFO	REDFLEX HOLDINGS LTD:EXP 31/12/99	0.0%	Good	Seek Approval
RDFR	REDFLEX HOLDINGS LTD - RIGHTS CL 8/3/02	0.0%	Good	Seek Approval
RDG	RESOURCE DEVELOPMENT GROUP LIMITED	0.0%	Reserve	Seek Approval
RDGW	BT WHOLESALE CORE GLOBAL SHARE FUND	75.0%	Good	Seek Approval
RDM	RED METAL LIMITED	0.0%	Good	Seek Approval
RDN	RAIDEN RESOURCES LIMITED	0.0%	Good	Seek Approval
RDNOA	RAIDEN RESOURCES LTD OPT EXP 30/11/2024	0.0%	Good	Seek Approval
RDV	RUSSELL INV HIGH DIVIDEND AUST SHARES	70.0%	Good	Seek Approval
RDX	REDOX LIMITED	0.0%	Good	Seek Approval
RDY	READYTECH HOLDINGS LIMITED	0.0%	Good	Seek Approval
RE1XX	RESA GROUP LIMITED PLACEMENT	0.0%	Good	Seek Approval
REA	REA GROUP LTD	65.0%	Good	Seek Approval
REA1	REALESTATE.COM.AU LIMITED	0.0%	Good	Seek Approval
REAL1	REGAL AUSTRALIAN LONG SHORT EQUITY FUND	0.0%	Good	Seek Approval
REAR	REALESTATE.COM RIG - APPS CLOSE 08/06/06	0.0%	Good	Seek Approval
REB	REBEL SPORT LIMITED	0.0%	Reserve	Seek Approval
REBBN	REBEL - BONUS	0.0%	Reserve	Seek Approval
REBR	REBEL SPORTS LTD - RIGHTS APP	0.0%	Reserve	Seek Approval
REC	RECHARGE METALS LIMITED	0.0%	Good	Seek Approval
RED	RED 5 LIMITED	40.0%	Good	Seek Approval
REDO	RED 5 LIMITED - OPT EXP 31/01/04	0.0%	Reserve	Seek Approval
REE	RAREX LIMITED	0.0%	Good	Seek Approval
REG	REGIS HEALTHCARE LIMITED	0.0%	Good	Seek Approval
REGAE	REGAL LONG SHORT AUSTRALIAN EQUITY FUND	0.0%	Good	Seek Approval
REH	REECE LIMITED	55.0%	Good	Seek Approval
REH2	REECE AUSTRALIA LIMITED	0.0%	Good	Seek Approval
REIT	VANECK VECTORS FTSE INT'L PROPERTY	65.0%	Good	Seek Approval
RELOA	RENEWABLE ENERGY OPTS EXP 30/11/01	0.0%	Good	Seek Approval
RELSA	REGAL LONG SHORT AUSTRALIAN EQUITY FUND	0.0%	Good	Seek Approval
REM	REMSENSE TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
REMF	RUSSELL EMERGING MARKETS FUND	0.0%	Good	Seek Approval
REO	RECO FINANCIAL SERVICES LTD	0.0%	Reserve	Seek Approval
REOO	RECO FINANCIAL SER LD - OPT EXP 28/02/07	0.0%	Reserve	Seek Approval
REP	RAM ESSENTIAL SERVICES PROPERTY FUND	50.0%	Good	Seek Approval
REPHA	REPCO LTD 10% UNSECD FIXED NOTE 15/4/07	0.0%	Good	Seek Approval
RESXX	RESOURCE GENERATION LIMITED PLACEMENT	0.0%	Good	Seek Approval
RESYY	RESOURCE GENERATION LIMITED PLACEMENT	0.0%	Good	Seek Approval
REUVV	RETAIL RIGHTS SHORTFALL	0.0%	Good	Seek Approval
REX	REGIONAL EXPRESS HOLDINGS LIMITED	0.0%	Good	Seek Approval
REY	REY RESOURCES LIMITED	0.0%	Good	Seek Approval
REYXX	REY RESOURCES LIMITED	0.0%	Good	Seek Approval
REYYY	BROKER OFFER	0.0%	Good	Seek Approval
REZ	RESOURCES & ENERGY GROUP LIMITED	0.0%	Reserve	Seek Approval
RF1	REGAL INVESTMENT FUND	0.0%	Good	Seek Approval
RFA	RARE FOODS AUSTRALIA LIMITED	0.0%	Good	Seek Approval
RFAAS	BT CORE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
RFABT	BT CLASSIC ACTIVE BALANCED FUND NEF	75.0%	Good	Seek Approval
RFAES	BT WHOLESALE ETHICAL SHARE FUND	75.0%	Good	Seek Approval
RFAGG	RUSSELL AUST OPPORTUNITIES FND CLASS A	75.0%	Good	Seek Approval
RFANR	BT NATURAL RESOURCES FUND	70.0%	Good	Seek Approval
RFASC	BT SMALLER COMPANIES FUND	65.0%	Good	Seek Approval
RFAUS	RUSSELL AUSTRALIAN SHARES FUND	75.0%	Good	Seek Approval
RFEO	RED FOX ENERGY OPT EXP 30/04/09	0.0%	Good	Seek Approval
RFF	RURAL FUNDS GROUP	50.0%	Good	Seek Approval
RFG	RETAIL FOOD GROUP LIMITED	0.0%	Good	Seek Approval
RFGOH	RUSSELL GLOBAL OPPORTUNITIES $A HEDGED C	75.0%	Good	Seek Approval
RFGYY	RETAIL FOOD GROUP PLACEMENT	0.0%	Good	Seek Approval
RFGZZ	RETAIL FOOD GROUP LIMITED	0.0%	Good	Seek Approval
RFI	RESOURCE FINANCE & INVESTMENT LIMITED	0.0%	Good	Seek Approval
RFIAG	RUSSELL GLOBAL OPPORTUNITIES FND CLASS A	75.0%	Good	Seek Approval
RFINH	RUSSELL INTL SHARES FND - $A HEDGED	75.0%	Good	Seek Approval
RFINT	RUSSELL INTERNATIONAL SHARES FUND	75.0%	Good	Seek Approval
RFIO	RESOURCE FIN & INV LTD-OPT EXP 31/07/07	0.0%	Reserve	Seek Approval
RFIPZ	RUSSELL INT'L PROPERTY SEC $A HEDGED	65.0%	Good	Seek Approval
RFIVP	RUSSELL IV PORTFOLIO - CLASS A	75.0%	Good	Seek Approval
RFM1	DO NOT USE	0.0%	Reserve	Seek Approval
RFMAC	RFM AUSTRALIAN COTTON FUND	0.0%	Good	Seek Approval
RFMRB	RFM RIVERBANK	0.0%	Good	Seek Approval
RFNY	REGIONS FINANCIAL CORPORATION	0.0%	Reserve	Seek Approval
RFRN	REDFIRE RESOURCES BONUS SHARES	0.0%	Reserve	Seek Approval
RFSIF	BT IMPUTATION FUND	75.0%	Good	Seek Approval
RFT	RECTIFIER TECHNOLOGIES LTD	0.0%	Reserve	Seek Approval
RFVIP	RUSSELL V PORTFOLIO - CLASS A	75.0%	Good	Seek Approval
RFX	REDFLOW LIMITED	0.0%	Good	Seek Approval
RFXZZ	REDFLOW LIMITED PLACEMENT	0.0%	Good	Seek Approval
RG8	REGAL ASIAN INVESTMENTS LIMITED	0.0%	Good	Seek Approval
RGA	REGENERA LTD	0.0%	Reserve	Seek Approval
RGB	RUSSELL INV AUST GOVERNMENT BOND ETF	75.0%	Good	Seek Approval
RGD	RER GROUP LIMITED	0.0%	Good	Seek Approval
RGDO	RER GROUP LIMITED	0.0%	Good	Seek Approval
RGEAP	IRONBARK GLOBAL (EX-AUST) PROPERTY SECS	65.0%	Good	Seek Approval
RGFCA	RUSSELL GROWTH FUND CLASS A	75.0%	Good	Seek Approval
RGFCC	RUSSELL GROWTH FUND CLASS C	75.0%	Good	Seek Approval
RGL	RIVERSGOLD LIMITED	0.0%	Good	Seek Approval
RGM	RGM MEDIA LIMITED	0.0%	Reserve	Seek Approval
RGN	REGION GROUP	65.0%	Good	Seek Approval
RGOAH	RUSSELL GLOBAL OPP. $A HEDGED CLASS A	75.0%	Good	Seek Approval
RGPSF	IRONBARK GLOBAL PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
RGR	INTERNET SOLUTIONS AUSTRALIA LIMITED	0.0%	Good	Seek Approval
RGR1	RAMSGATE RESOURCES N.L.	0.0%	Good	Seek Approval
RGS1	RANGER MINERALS LIMITED	0.0%	Good	Seek Approval
RGT	ARGENT BIOPHARMA LIMITED	0.0%	Good	Seek Approval
RHC	RAMSAY HEALTH CARE LIMITED	70.0%	Good	Seek Approval
RHC2	RAMSAY HEALTH CARE LIMITED	0.0%	Good	Seek Approval
RHCPA	RAMSAY HEALTH CARE LIMITED - CARES	70.0%	Good	Seek Approval
RHD	ROSS HUMAN DIRECTIONS LIMITED	0.0%	Good	Seek Approval
RHG1	RAMS HOME LOANS GROUP LIMITED	0.0%	Good	Seek Approval
RHGFA	RUSSELL HIGH GROWTH FUND CLASS A	75.0%	Good	Seek Approval
RHGFC	RUSSELL HIGH GROWTH FUND - CLASS C	75.0%	Good	Seek Approval
RHHBY	ROCHE HOLDINGS AG ADR	0.0%	Good	Seek Approval
RHI	RED HILL IRON LIMITED	0.0%	Good	Seek Approval
RHK	RED HAWK MINING LIMITED	0.0%	Good	Seek Approval
RHM	RICHMOND MINING LIMITED	0.0%	Good	Seek Approval
RHT	RESONANCE HEALTH LIMITED	0.0%	Good	Seek Approval
RHTOA	RESONANCE HEALTH LIMITED EXP 15-JAN-2007	0.0%	Reserve	Seek Approval
RHY	RHYTHM BIOSCIENCES LIMITED	0.0%	Good	Seek Approval
RHYO	RHYTHM BIOSCIENCES OPTION EXP 31/3/2026	0.0%	Good	Seek Approval
RIAO	RIALTO ENERGY LIMITED OPT EXP 30/06/11	0.0%	Reserve	Seek Approval
RIC	RIDLEY CORPORATION LIMITED	45.0%	Good	Seek Approval
RIC1	RIDLEY CORPORATION LIMITED	0.0%	Good	Seek Approval
RICGA	RIDLEY CORP - 7.5% CONV NOTE 15/12/02	0.0%	Good	Seek Approval
RICO	RIDLEY CORPORATION LTD - OPT EXP 30/4/02	0.0%	Good	Seek Approval
RICR	RIDLEY CORPORATION RENOUNCEABLE RIGHTS	0.0%	Reserve	Seek Approval
RIE	RIEDEL RESOURCES LIMITED	0.0%	Reserve	Seek Approval
RIF2P	RUSSELL II PORTFOLIO - CLASS A	75.0%	Good	Seek Approval
RIL	REDIVIUM LIMITED	0.0%	Reserve	Seek Approval
RIM	RIMFIRE PACIFIC MINING NL	0.0%	Good	Seek Approval
RIN1	RINKER GROUP LIMITED	0.0%	Good	Seek Approval
RINC	BETASHARES LEGG MASON REAL INCOME	75.0%	Good	Seek Approval
RIO	RIO TINTO LIMITED	75.0%	Good	Seek Approval
RIO2	RIO TINTO LIMITED	0.0%	Good	Seek Approval
RIO58	RION58 $79.00 CALL OPT EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
RIOCQ	RIOCQ9 $76.00 CALL OPT EXP 27-OCT-2011	70.0%	Reserve	Seek Approval
RIOII	RIO TINTO LIMITED INSTALMENT WARRANT 15/	0.0%	Good	Seek Approval
RIOIM	RIOIM9 $68.00 CALL OPT EXP 27-OCT-2011	70.0%	Reserve	Seek Approval
RIOKE	RIOKE9 $69.00 CALL OPT EXP 27-OCT-2011	70.0%	Reserve	Seek Approval
RIOKL	RIOKL9 $65.00 CALL OPT EXP 27-OCT-2011	70.0%	Reserve	Seek Approval
RIOMA	MQB 76.462 RIO SELF FUND INSTAF WARR 28-	0.0%	Good	Seek Approval
RIOMR	RIOMR8 $80.00 CALL OPT EXP 24-MAR-2011	70.0%	Good	Seek Approval
RION6	RION69 $68.60 CALL OPT EXP 27-MAR-2013	70.0%	Good	Seek Approval
RIONM	RIONM7 $82.00 CALL OPT EXP 25-AUG-2011	70.0%	Reserve	Seek Approval
RIONQ	RIONQ7 $86.00 CALL OPT EXP 25-AUG-2011	70.0%	Good	Seek Approval
RIORU	RIORU9 $74.00 CALL OPT EXP 29-SEP-2011	70.0%	Good	Seek Approval
RIOSB	WBC $24.8424 RIO S/F INSTAL WARR 30-JUN-	0.0%	Good	Seek Approval
RIOSD	WESTPAC 66.3063 RIO S/F INSTAL 30-JUN-16	0.0%	Good	Seek Approval
RIOSV	RIOSV7 $87.00 CALL OPT EXP 26-MAY-2011	70.0%	Good	Seek Approval
RIOT5	RIO $70.00 PUT OPT EXP 20/12/2007	0.0%	Good	Seek Approval
RIOTF	RIOTF9 $82.00 CALL OPT EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
RIOTI	RIO - $69.64 CALL OPT EXP 29/06/06	0.0%	Good	Seek Approval
RIOUT	RIO - $90.00 CALL OPT EXP 20/12/07	0.0%	Good	Seek Approval
RIOVL	RIOVL7 $84.50 CALL OPT EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
RIOWS	RIOWS7 $81.50 CALL OPT EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
RIOZD	RIOZD9 $82.00 CALL OPT EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
RIOZQ	RIOZQ9 $90.00 CALL OPT EXP 26-MAY-2011	70.0%	Good	Seek Approval
RIPSH	RUSSELL INTL PROPERTY SEC $A HEDGED	65.0%	Good	Seek Approval
RISAF	RUSSELL GLOBAL OPPORTUNITIES FND CLASS A	75.0%	Good	Seek Approval
RISFA	RUSSELL INTL SHARE FUND - CLASS A	75.0%	Good	Seek Approval
RISFC	RUSSELL INTERNATIONAL SHARES FUND CLS C	75.0%	Good	Seek Approval
RISHA	RUSSELL INTL SHARE FD $A HEDGED-CLASS A	75.0%	Good	Seek Approval
RISHC	RUSSELL INTL SHRS A$ HEDGED CLASS C	75.0%	Good	Seek Approval
RISO	RICHFIELD INTER LTD OPT EXP 01/12/07	0.0%	Reserve	Seek Approval
RIT1	BT INTERNATIONAL SHARE FUND	0.0%	Good	Seek Approval
RITW	BT WHOLESALE IMPUTATION FUND	75.0%	Good	Seek Approval
RIV1	RIVERSDALE MINING LIMITED	0.0%	Good	Seek Approval
RIVF	RARE INFRASTRUCTURE VALUE FUND	70.0%	Good	Seek Approval
RIVIA	RARE INFRASTRUCTURE VALUE FUND UNHEDGED	70.0%	Good	Seek Approval
RJTYY	RUBICON JAPAN TRUST INST. PLACEMENT	0.0%	Good	Seek Approval
RKN	RECKON LIMITED	0.0%	Good	Seek Approval
RKS	ROCKSTEAD FINANCIAL SERVICES LIMITED	0.0%	Reserve	Seek Approval
RKT	ROCKETDNA LTD	0.0%	Good	Seek Approval
RLA	REDISLAND AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
RLC	REEDY LAGOON CORPORATION LIMITED	0.0%	Reserve	Seek Approval
RLCZZ	REEDY LAGOON CORPORATION LIMITED	0.0%	Good	Seek Approval
RLD	RELODE LIMITED	0.0%	Reserve	Seek Approval
RLF	RLF AGTECH LTD	0.0%	Good	Seek Approval
RLG	ROOLIFE GROUP LTD	0.0%	Good	Seek Approval
RLGXX	ROOLIFE GROUP LTD PLACEMENT	0.0%	Good	Seek Approval
RLT	RENERGEN LIMITED	0.0%	Good	Seek Approval
RMAWT	BT WHOLESALE ACTIVE BALANCED SHARE FUND	75.0%	Good	Seek Approval
RMC	RESIMAC GROUP LTD	0.0%	Good	Seek Approval
RMD	RESMED INC	75.0%	Good	Seek Approval
RMD2	RESMED INC	0.0%	Good	Seek Approval
RMI	RESOURCE MINING CORPORATION LIMITED	0.0%	Good	Seek Approval
RMIR	RESOURCE MINING CORP RIGHTS - 07/03/12	0.0%	Good	Seek Approval
RML	RESOLUTION MINERALS LTD	0.0%	Reserve	Seek Approval
RMLO	RESOLUTION MINERALS LIMITED OPTION	0.0%	Reserve	Seek Approval
RMN	RHODES MINING NL	0.0%	Reserve	Seek Approval
RMPO	RED EMPEROR RESOURCES NL	0.0%	Reserve	Seek Approval
RMS	RAMELIUS RESOURCES LIMITED	40.0%	Good	Seek Approval
RMSOA	RAMELIUS RESOURCES LTD OPT EXP 30/06/07	0.0%	Good	Seek Approval
RMSOB	OPTION EXPIRING 30-6-09 DEF	0.0%	Reserve	Seek Approval
RMSOC	OPTION EXPIRING 30-JUN-2010	0.0%	Reserve	Seek Approval
RMX	RED MOUNTAIN MINING LIMITED	0.0%	Reserve	Seek Approval
RMXOK	RED MOUNTAIN MINING OPT EXP 14/9/2026	0.0%	Reserve	Seek Approval
RMY	RMA GLOBAL LIMITED	0.0%	Good	Seek Approval
RMYZZ	RMA GLOBAL LIMITED IPO	0.0%	Good	Seek Approval
RNCZZ	RUN CORP LIMITED - BKR FIRM	0.0%	Good	Seek Approval
RND	RAND MINING NL	0.0%	Good	Seek Approval
RNE	RENU ENERGY LIMITED	0.0%	Good	Seek Approval
RNEO	RENU ENERGY LTD OPT EXP 31/12/2023	0.0%	Reserve	Seek Approval
RNG	RANGE RIVER GOLD LIMITED	0.0%	Good	Seek Approval
RNG1	RINGCENTRAL INC	0.0%	Reserve	Seek Approval
RNGO	RANGE RIVER GOLDOPTION EXP 30/09/08	0.0%	Good	Seek Approval
RNGXX	RANGE RIVER GOLD LIMITED PLACEMENT	0.0%	Good	Seek Approval
RNOXX	RHINOMED LIMITED PLACEMENT	0.0%	Good	Seek Approval
RNT	RENT.COM.AU LIMITED	0.0%	Good	Seek Approval
RNTO	RENT.COM.AU LTD OPTION EXP 31-12-25	0.0%	Good	Seek Approval
RNU	RENASCOR RESOURCES LIMITED	0.0%	Good	Seek Approval
RNUYY	RENASCOR RESOURCES LIMITED PLACEMENT	0.0%	Good	Seek Approval
RNX	RENEGADE EXPLORATION LIMITED	0.0%	Good	Seek Approval
RNY1	RECKSON NEW YORK PROPERTY TRUST	0.0%	Reserve	Seek Approval
ROBO	ETFS ROBO GLOBAL ROBOTICS AND AUTOMATION	65.0%	Good	Seek Approval
ROCR	ROC OIL COMP LTD - RGTS APP CLSE 03/5/04	0.0%	Good	Seek Approval
ROG	RED SKY ENERGY LIMITED.	0.0%	Good	Seek Approval
ROGO	OPTION EXPIRING 31-7-09 DEF	0.0%	Reserve	Seek Approval
ROGOA	RED SKY ENERGY OPTIONS: 2/9/2011	0.0%	Reserve	Seek Approval
ROK	ROCK BUILDING SOCIETY LIMITED (THE)	0.0%	Good	Seek Approval
ROKUN	ROKU INC.	0.0%	Good	Seek Approval
ROO	ROOTS SUSTAINALBE AGRICULTURAL TECH LTD	0.0%	Good	Seek Approval
ROYL	ROYALSHARES GLOBAL ROYALTIES ETF	0.0%	Good	Seek Approval
ROYO	ROYAL RESOURCES LIMITED: 31/10/2011	0.0%	Reserve	Seek Approval
RPC1	REPCOL LIMITED	0.0%	Good	Seek Approval
RPG	RAPTIS GROUP LIMITED	0.0%	Reserve	Seek Approval
RPHN	RONIN PROPERTY GROUP	0.0%	Good	Seek Approval
RPHNA	RONIN PROPERTY GROUP - NEW	0.0%	Good	Seek Approval
RPL	REGAL PARTNERS LIMITED	0.0%	Good	Seek Approval
RPM	RPM AUTOMOTIVE GROUP LIMITED	0.0%	Good	Seek Approval
RPPS	IRONBARK PALADIN PROPERTY SECURITIES FND	70.0%	Good	Seek Approval
RPSW	BT WHOLESALE PROPERTY INVESTMENT FUND	70.0%	Good	Seek Approval
RPT	REDPORT LIMITED	0.0%	Good	Seek Approval
RPTO	REDPORT LIMITED OPT EXP 30 JUN 2007	0.0%	Good	Seek Approval
RPXZZ	BROKER FIRM OFFER	0.0%	Good	Seek Approval
RQLO	RESOURCE EQUIPMENT LTD OPTION EXPIRING 3	0.0%	Good	Seek Approval
RR1	REACH RESOURCES LIMITED	0.0%	Reserve	Seek Approval
RRA	RADIO RENTALS AUSTRALIA LIMITED	0.0%	Good	Seek Approval
RRAZZ	RADIO RENTALS AUSTRALIA LTD BROKER FIRM	0.0%	Good	Seek Approval
RRL	REGIS RESOURCES LIMITED	50.0%	Good	Seek Approval
RRLDA	REGIS RESOURCES NL	0.0%	Good	Seek Approval
RRLJO	REGIS RESOURCES LIMITED CITIWARRANT	0.0%	Good	Seek Approval
RRLOA	REGIS RESOURCES OPTION EXP 30-APR-2012	0.0%	Good	Seek Approval
RRLOB	OPTION EXPIRING 31-OCT-2012	0.0%	Good	Seek Approval
RRLXX	REGIS RESOURCES LIMITED INST OFFER	0.0%	Good	Seek Approval
RRM	RED RIVER LIMITED	0.0%	Good	Seek Approval
RRMOA	RED RIVER LTD OPTION EXP. 31/07/01	0.0%	Good	Seek Approval
RRN	RICHFIELD RESOURCES NL	0.0%	Good	Seek Approval
RRR	REVOLVER RESOURCES HOLDINGS LTD	0.0%	Good	Seek Approval
RRRZZ	REVOLVE RESOURCES HOLDINGS LTD	0.0%	Good	Seek Approval
RRSO1	RANGE RESOURCES LTD - OPT EXP 1/10/07	0.0%	Good	Seek Approval
RRT	RECORD REALTY	0.0%	Reserve	Seek Approval
RRT1	RECORD REALTY	0.0%	Reserve	Seek Approval
RRT2	RECORD REALTY	0.0%	Reserve	Seek Approval
RRTHA	11% INTEREST PAYING NOTES 1-9-10	0.0%	Good	Seek Approval
RRTO	RECORD REALTY OPTIONS - EXP VARIOUS DATE	0.0%	Reserve	Seek Approval
RRTR	RECORD REALTY - RIGHTS APP CLSE 04/04/06	0.0%	Reserve	Seek Approval
RSCT1	BT SMALLER COMPANIES FUND	0.0%	Good	Seek Approval
RSG	RESOLUTE MINING LIMITED	35.0%	Good	Seek Approval
RSGO	RESOLUTE MINING LIMITED OPT EXP 31/12/11	0.0%	Good	Seek Approval
RSGPA	RESOLUTE 8% REDEEM CONVERT PREF SHS	0.0%	Good	Seek Approval
RSGR	RESOLUTE GOLD RIGHTS APP CL 29/10/07	0.0%	Good	Seek Approval
RSH	RESPIRI LIMITED	0.0%	Good	Seek Approval
RSM	RUSSELL INVESTMENTS AUST SEMI-GOV BOND E	75.0%	Good	Seek Approval
RSM1	ROSS MINING NL	0.0%	Good	Seek Approval
RSMR	ROSS MINING - RIGHTS	0.0%	Reserve	Seek Approval
RSN	RENISON CONSOLIDATED MINES NL	0.0%	Good	Seek Approval
RSNCD	RENISON CONS MINES PTY PD 3.5C 21.5 UNPD	0.0%	Good	Seek Approval
RSNCE	RENSION - PARTLY PAID TO 4.5C, 20.5C UPD	0.0%	Good	Seek Approval
RSNCF	RENISON CONSOLIDATED MINES NL	0.0%	Good	Seek Approval
RSNCG	ORD PARTLY PAID TO 6.5C, 18.5C UNPAID	0.0%	Reserve	Seek Approval
RSNCH	ORDINARY PARTLY PAID TO 7.5C, 17.5C UNPA	0.0%	Reserve	Seek Approval
RSNG	RENISON CONSOLIDATED MINES NL	0.0%	Good	Seek Approval
RSNGB	RENISON - 10% CONVERT NOTE MAT 31/03/09	0.0%	Reserve	Seek Approval
RSNXX	RENISON CONSOLIDATED MINES NL	0.0%	Good	Seek Approval
RSP	RESOURCE PACIFIC HOLDINGS LIMITED	0.0%	Good	Seek Approval
RSPN1	INVESCO S&P 500 EQUAL WEIGHT ETF	0.0%	Good	Seek Approval
RTEI	BT CLASSIC TAX EFFECTIVE INCOME FUND NEF	75.0%	Good	Seek Approval
RTG	RTG MINING INC	0.0%	Good	Seek Approval
RTH	RAS TECHNOLOGY HOLDINGS LIMITED	0.0%	Good	Seek Approval
RTL	RTL CORPORATION LIMITED	0.0%	Good	Seek Approval
RTM	REEFTON MINING NL	0.0%	Good	Seek Approval
RTMO	REFTON MINING NL - OPT EXP 30/11/03	0.0%	Reserve	Seek Approval
RTR	RUMBLE RESOURCES LIMITED ORDINARY FULLY	0.0%	Good	Seek Approval
RTRXX	RUMBLE RESOURCES LTD TRANCHE 1 PLACEMENT	0.0%	Good	Seek Approval
RTS	RETAIL TECHNOLOGY & SERVICES LIMITED	0.0%	Reserve	Seek Approval
RUBAL	RUBICON AUSTRALIAN LEADERS FUND WS	0.0%	Good	Seek Approval
RUHGA	RUSSELL HIGH GROWTH FUND CLASS A	75.0%	Good	Seek Approval
RUL	RPMGLOBAL HOLDINGS LIMITED	0.0%	Good	Seek Approval
RUP1	RURAL PRESS LIMITED	0.0%	Good	Seek Approval
RURZZ	RURALAUS INVESTMENTS LTD BROKER FIRM ALL	0.0%	Good	Seek Approval
RUSGF	RUSSELL GROWTH FUND - CLASS A	75.0%	Good	Seek Approval
RVE	RIVIERA RESOURCES LIMITED	0.0%	Good	Seek Approval
RVS	REVASUM INC.	0.0%	Good	Seek Approval
RVSN	REVESCO LTD DEFERRED SETTLEMENT	0.0%	Reserve	Seek Approval
RVSR	REVESCO LTD RIGHTS CLOSE 15-OCT-99	0.0%	Good	Seek Approval
RVT	RICHMOND VANADIUM TECHNOLOGY LIMITED	0.0%	Good	Seek Approval
RWACF	BT WHOLESALE ACTIVE BALANCED FUND	75.0%	Good	Seek Approval
RWC	RELIANCE WORLDWIDE CORPORATION LIMITED	50.0%	Good	Seek Approval
RWC2	RELIANCE WORLDWIDE CORPORATION LTD	0.0%	Reserve	Seek Approval
RWCAS	BT WHOLESALE CORE AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
RWCHG	BT WHOLESALE CORE HEDGED GLOBAL SHARE	70.0%	Good	Seek Approval
RWD	REWARD MINERALS LTD	0.0%	Reserve	Seek Approval
RWDO	REWARD MINERALS LTD OPT EXP 31/3/2025	0.0%	Good	Seek Approval
RWDR	REWARD MINERALS LTD	0.0%	Reserve	Seek Approval
RWECF	BT SUSTAINABLE CONSERVATIVE FUND	75.0%	Good	Seek Approval
RWFIF	BT WHOLESALE FIXED INTEREST FUND	75.0%	Good	Seek Approval
RWL	RUBICON WATER LIMITED	0.0%	Good	Seek Approval
RWSCF	BT WHOLESALE SMALLER COMPANIES FUND	65.0%	Good	Seek Approval
RXH	REWARDLE HOLDINGS LIMITED	0.0%	Good	Seek Approval
RXL	ROX RESOURCES LIMITED	0.0%	Good	Seek Approval
RXLOA	ROX RESOURCES LIMITED	0.0%	Reserve	Seek Approval
RXM	REX MINERALS LIMITED	0.0%	Good	Seek Approval
RY	ROYAL BANK OF CANADA	0.0%	Good	Seek Approval
RYDAF	ROYAL DUTCH SHELL PLC INTERNATIONAL	60.0%	Good	Seek Approval
RYWG	REYNOLDS WINES LTD 9% UNSEC CONV NT 3/05	0.0%	Good	Seek Approval
RZI	RAIZ INVEST LIMITED	0.0%	Good	Seek Approval
RZR	RAZOR RISK TECHNOLOGIES LIMITED	0.0%	Reserve	Seek Approval
S0006	ACACIA RESOURCES LIMITED CALL WARRANT	0.0%	Good	Seek Approval
S0007	ABN AMRO 625 AAN ROLL INSTAL WAR 14-6-07	0.0%	Good	Seek Approval
S0009	MACQUARIE 650 ABS INSTALMENT WAR 27-9-7	0.0%	Good	Seek Approval
S0010	MACQ. 525 ROLL INSTAL WARR 16-11-07	0.0%	Good	Seek Approval
S0011	MACQ 400 ABS INSTAL WARR 23/03/06	0.0%	Good	Seek Approval
S0012	A.B.C. LEARNING LTD MCQ 550 ABS INS WAR	0.0%	Good	Seek Approval
S0013	MACQ. 350 ABS INSTAL WARR 26-6-08	0.0%	Reserve	Seek Approval
S0015	CITIWARRANTS 650 ABS INSTA WAR 27/09/07	0.0%	Good	Seek Approval
S0016	ABN AMRO 500 ABS INST/WAR - 27/07/06	0.0%	Good	Seek Approval
S0017	ABN AMRO 425 ABS ROLLING I/W 05/12/08	0.0%	Reserve	Seek Approval
S0019	MACQ. 525 ABS INSTAL WARR 30-6-08 DEF	0.0%	Reserve	Seek Approval
S0021	MQB 417 ABS SELF FUNDING INSTL 29-06-12	0.0%	Good	Seek Approval
S0022	MACQUARIE 650 ABS CALL WARRANT 23-NOV-06	0.0%	Good	Seek Approval
S0024	MACQ. 1100 ADB INSTALL WARR 20-12-07	0.0%	Good	Seek Approval
S0025	ABN AMRO 750 ADB ROLLING WARR 14-6-07	0.0%	Good	Seek Approval
S0026	MACQUARIE $11.435 ADB INSTA WAR 28/06/07	0.0%	Good	Seek Approval
S0027	MACQ. 750 ADB INSTAL WARR 30-6-08	0.0%	Good	Seek Approval
S0028	MACQ 950 ADB INSTAL WAR 30/06/08	0.0%	Good	Seek Approval
S0029	MQB 450 AFG INSTAL WARR 26-6-08 DEF	0.0%	Reserve	Seek Approval
S0031	ABN AMRO 9.1808 AFG INSTAL WARR 27-7-07	0.0%	Good	Seek Approval
S0032	ABN AMRO 650 RCD INSTAL WARR 27/07/06	0.0%	Good	Seek Approval
S0033	MACQ. $0.5493 AGF INSTAL WARR 30-6-09	0.0%	Good	Seek Approval
S0034	AGL ENERGY LTD UBS 4.45 ROLL INST WARR	0.0%	Good	Seek Approval
S0036	ABN AMRO 1.522 AGK ROL INSTAL WAR 14-6-7	0.0%	Good	Seek Approval
S0037	ABN AMRO 1380.47 AGK MINI CALL	0.0%	Good	Seek Approval
S0038	WBC $1.6805 AGK SELF FUNDING INS WAR	0.0%	Good	Seek Approval
S0040	MACQUARIE BANK AGL ENDOW WARR 16/02/09	0.0%	Good	Seek Approval
S0041	AGL SC 850 INSTALLMENT WARRANT 20/05/03	0.0%	Good	Seek Approval
S0042	AGL - MQB ROLL INSTALL WARRANT 20/5/2003	0.0%	Good	Seek Approval
S0043	CITIBANK 900 AGL INST WARR 24/4/03	0.0%	Good	Seek Approval
S0044	CITI 600 AGL INSTAL WARR 23/06/05	0.0%	Good	Seek Approval
S0045	CITIWARRANTS 900 AGL INST WAR - 29/04/05	0.0%	Good	Seek Approval
S0046	BNP PARIBAS 800 AGL INSTAL WAR 19/12/02	0.0%	Good	Seek Approval
S0050	WARBURG 775 AGL INST. WARRANT 23/11/00	0.0%	Good	Seek Approval
S0052	WESTPAC BANK 775 AGL INST WARR 12/6/03	0.0%	Good	Seek Approval
S0053	ABN 650 AGL ROLL INSTAL WARR 2/12/05	0.0%	Good	Seek Approval
S0054	ABN AMRO 800 AGL ROLL INST WARR 04/12/06	0.0%	Good	Seek Approval
S0055	WBC $8.1823 AGL SELF FD INS WAR 30/06/16	0.0%	Good	Seek Approval
S0056	WARBURG AGL INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0059	RBS 2.2297 AGO MINI LONG	0.0%	Good	Seek Approval
S0063	JP MORGAN 4.8479 ROLL INSTAL 17-12	0.0%	Reserve	Seek Approval
S0064	MACQ. 7.6902 AIO INC INSTAL WARR 30-6-09	0.0%	Good	Seek Approval
S0065	ABN AMRO 950 AIO INSTAL WARR 24-7-08	0.0%	Reserve	Seek Approval
S0066	ABN AMRO 6.1729 AIO MINI LONG	0.0%	Good	Seek Approval
S0067	CITI 450 AIO BARR PUT WARR 28-5-08	0.0%	Good	Seek Approval
S0069	MACQ. 1100 ALL ROLL INSTAL WARR 18-5-07	0.0%	Reserve	Seek Approval
S0070	MACQUARIE 600 ALL INCOME INSTAL WAR 30-J	0.0%	Reserve	Seek Approval
S0071	ABN AMRO 1200 ALL INSTAL WARR 24-7-08	0.0%	Reserve	Seek Approval
S0072	ABN AMRO 5.3003 ALL MINI LONG	0.0%	Good	Seek Approval
S0073	RBS 3.0079 ALL MINI LONG 31-DEC-29	0.0%	Good	Seek Approval
S0074	ABN AMRO 8.2067 ALL MINI SHORT	0.0%	Good	Seek Approval
S0075	CITI 950 ALL CALL WARR 23/03/05	0.0%	Good	Seek Approval
S0076	CITIWARRANTS 1050 ALL CALL WAR 26/05/06	0.0%	Good	Seek Approval
S0077	ABN AMRO 1250 ALL PUT WARR 25-10-07	0.0%	Good	Seek Approval
S0078	CTW 975 ALL BARRIER C/WARRANT 23/06/05	0.0%	Good	Seek Approval
S0079	ABN AMRO 500 ALN ROLL INST WARR 4/12/06	0.0%	Good	Seek Approval
S0081	MACQUARIE 575 AMC INSTAL WARR 28 SEP 06	0.0%	Good	Seek Approval
S0082	UBS 600 AMC ROLLING INSTAL WARR 23/04/03	0.0%	Reserve	Seek Approval
S0083	UBS 375 AMC INSTALMENT WARRANT 21/12/06	0.0%	Good	Seek Approval
S0084	WBC 750 AMC ROLL INSTAL WARR 06/12/04	0.0%	Good	Seek Approval
S0085	WBC 700 AMC ROLL INSTAL WARR 17/06/05	0.0%	Good	Seek Approval
S0087	COMM BANK 525 AMC INST WAR 08/05/08	0.0%	Good	Seek Approval
S0088	ABN AMRO 8.4779 AMC MINI SHORT	0.0%	Good	Seek Approval
S0089	CITI 700 AMC BARR CALL WARR 21-2-07	0.0%	Good	Seek Approval
S0090	CITIWARRANTS 660 AMC BAR CALL 28/03/07	0.0%	Good	Seek Approval
S0091	CITI 683 AMC BARR CALL WARR 23-5-07	0.0%	Good	Seek Approval
S0093	ABN AMRO 600 AMP ROLLING I/W 05/12/08	0.0%	Good	Seek Approval
S0094	MACQ BANK AMP ENDOWMENT WARRANT 16/2/09	0.0%	Reserve	Seek Approval
S0096	BT 950 AMP INSTALL WARRANT 21-DEC-00	0.0%	Good	Seek Approval
S0097	AMP LIMITED MQB JUN00 1450 I W	0.0%	Good	Seek Approval
S0098	SG 650 AMP INST. WARR EXP. 15/6/04	0.0%	Good	Seek Approval
S0099	AMP INSTALMENT WARRANT 20.12.2001	0.0%	Good	Seek Approval
S0100	MQB 450 AMP ROLLING INSTAL WARR 20/05/04	0.0%	Good	Seek Approval
S0101	MQB 700 AMP ROLLING INSTAL WARR 18-5-07	0.0%	Reserve	Seek Approval
S0102	MACQUARIE 575 AMP INST WAR 24/01/06	0.0%	Good	Seek Approval
S0103	MACQ.750 AMP ROLLIN INSTAL WARR 16-11-07	0.0%	Reserve	Seek Approval
S0105	MQB 600 AMP INSTAL WARR 29/09/05	0.0%	Good	Seek Approval
S0106	MACQ 575 AMP INST. WAR. EX 23/12/04	0.0%	Good	Seek Approval
S0107	MACQ 500 AMP INSTAL WARR 29/07/04	0.0%	Good	Seek Approval
S0108	AMP LTD CTW 350 AMP ROLL I/W-23/06/06	0.0%	Good	Seek Approval
S0109	CITIWARRANTS $5.088 AMP INST WARRANT	0.0%	Good	Seek Approval
S0112	CTW 700 AMP INSTALMENT WARRANT 18-DEC-08	0.0%	Good	Seek Approval
S0117	UBS 500 AMP INSTAL WARR 17/05/05	0.0%	Good	Seek Approval
S0121	ABN AMRO 850 AMP INSTAL WARR 27-7-07	0.0%	Good	Seek Approval
S0122	ABN 500 AMP INSTAL WARR 15/04/04	0.0%	Good	Seek Approval
S0123	ABN AMRO 550 AMP INSTAL WARR 27 JULY 06	0.0%	Good	Seek Approval
S0124	ABN AMRO 550 AMP INSTAL WAR 28/07/05	0.0%	Good	Seek Approval
S0125	AMP ABN 400 ROLLING INST WAR	0.0%	Reserve	Seek Approval
S0126	MACQUARIE $7.7322 AMP INSTA WAR 28/06/07	0.0%	Good	Seek Approval
S0127	MACQUARIE $6.1003 AMP INSTA WAR 30/06/08	0.0%	Good	Seek Approval
S0128	ABN AMRO $8.0858 INSTAL WARR 25-10-07	0.0%	Good	Seek Approval
S0129	ABN AMRO $9.0858 AMP I/W 25/10/2007	0.0%	Good	Seek Approval
S0130	ABN AMRO 850 AMP INSTAL WARR 24-JUL-08	0.0%	Reserve	Seek Approval
S0131	RBS 4.2279 AMP MINI LONG	0.0%	Good	Seek Approval
S0132	RBS 3.9041 AMP MINI LONG	0.0%	Good	Seek Approval
S0133	ABN AMRO 22.0564 ANZ MINI SHORT	0.0%	Good	Seek Approval
S0134	RBS 8.1975 AMP MINI SHORT	0.0%	Good	Seek Approval
S0135	MQB $4.3263 AMP SLF FND INST WAR 30-6-11	0.0%	Good	Seek Approval
S0136	MQB 5.389 AMP SELF FUND INST 29-JUN-12	0.0%	Reserve	Seek Approval
S0138	ABN AMRO 750 AMP PUT WARR 29-5-08	0.0%	Good	Seek Approval
S0140	BTC 900 AMP INSTALMENT WARRANT 12/12/99	0.0%	Good	Seek Approval
S0141	AMP 950 INSTALLMENT WARRANT 21-DEC-00	0.0%	Good	Seek Approval
S0142	AMP CALL WARRANT BT	0.0%	Good	Seek Approval
S0144	AMP DB 2100 CALL WARRANTS 29/4/98	0.0%	Reserve	Seek Approval
S0145	AMP LIMITED MAR 00 1700 CALLW	0.0%	Good	Seek Approval
S0146	AMP CALL WARRANT 29 MARCH 2001	0.0%	Good	Seek Approval
S0147	DEUTSCHE BANK 1700 PUT WARRANT	0.0%	Good	Seek Approval
S0148	AMP 2000 CALL WARRANT 11/2/98	0.0%	Reserve	Seek Approval
S0151	AMP POBERT FLEMING PUT WARRANT	0.0%	Reserve	Seek Approval
S0152	AMP CALL WARRANT 24/05/01	0.0%	Good	Seek Approval
S0153	2150 AMP CALL WARRANT 28-JAN-99	0.0%	Good	Seek Approval
S0156	MAQ 750 AMP C/W 28/04/05	0.0%	Good	Seek Approval
S0158	MACQ. 1050 AMP CALL WARR 27-7-07	0.0%	Reserve	Seek Approval
S0160	MAC BANK 1900 AMP PUT WARRANT 28/01/99	0.0%	Good	Seek Approval
S0161	MACQ BANK 1600 AMP PUT WARRANT 27 APR 00	0.0%	Good	Seek Approval
S0162	MACQUARIE 700 AMP PUT WARR 29/01/04	0.0%	Good	Seek Approval
S0163	CITIWARRANTS 500 AMP CALL 27/11/03	0.0%	Reserve	Seek Approval
S0164	CITIWARRANTS 950 AMP CALL WARR 29/11/07	0.0%	Good	Seek Approval
S0167	CITIWARRANTS $8.862 AMP CALL WAR 27/7/06	0.0%	Good	Seek Approval
S0168	CITIWARR1000 AMP PUT WARR 23-APR-08	0.0%	Good	Seek Approval
S0169	BQ NAT DE PARIS 2175 AMP CALL WAR 17/12	0.0%	Reserve	Seek Approval
S0171	WARBURG 1900 AMP CALL WARRANT 24/6/99	0.0%	Reserve	Seek Approval
S0172	UBS WARBURG 2000 AMP CALL WARR 30/5/02	0.0%	Good	Seek Approval
S0173	AMP CALL WARRANT MERRILL LYNCH	0.0%	Reserve	Seek Approval
S0174	ABN AMRO 2000 AMP CALL WARRANTS 12/5/99	0.0%	Reserve	Seek Approval
S0175	MAC 650 AMP BARRIER C/W-EXP 26/05/05	0.0%	Reserve	Seek Approval
S0176	CITIWARR 910 BARRIER CALL WARR 21-02-07	0.0%	Reserve	Seek Approval
S0177	CITIWARRANTS 950 AMP BAR CALL 28/03/07	0.0%	Good	Seek Approval
S0178	CITIWARRANTS 900 AMP BARRIER 23/05/07	0.0%	Good	Seek Approval
S0179	CITI 651 AMP BARR CALL WARR 28-5-08	0.0%	Reserve	Seek Approval
S0180	CITIWARRANTS 960 AMP CALL WARR 25-JUL-07	0.0%	Good	Seek Approval
S0181	CITI 1079 AMP BARR PUT WARR 23-5-07	0.0%	Good	Seek Approval
S0182	CITI 851 AMP BARR PUT WARR 28-5-08	0.0%	Reserve	Seek Approval
S0184	AMP INCOME SEC'S	0.0%	Good	Seek Approval
S0185	ABN AMRO 500 AMP BSK INST WARR 15/1/04	0.0%	Good	Seek Approval
S0186	AUSTRALIAN MAGNESIUM CORPORATION LTD	0.0%	Good	Seek Approval
S0187	AUSTRALIAN MAGNESIUM CORP	0.0%	Reserve	Seek Approval
S0189	MQB 1850 ANZ ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0190	MQB 1800 ANZ ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0191	MACQUARIE 2500 ANZ INSTALL WAR 29-MAR-07	0.0%	Good	Seek Approval
S0193	CHALLENGER ANZ ENDOW WARRANT 15-02-12	0.0%	Good	Seek Approval
S0194	BT 600 ANZ INSTALL WARR 26-OCT- 00	0.0%	Good	Seek Approval
S0195	ANZ BANK MQB JUN00 925 I W	0.0%	Good	Seek Approval
S0196	MACQ 2200 ANZ INSTAL WAR 30/03/06	0.0%	Good	Seek Approval
S0197	MACQUARIE 2400 ANZ INSTAL WAR 21-12-06	0.0%	Good	Seek Approval
S0198	MACQUARIE 2700 ANZ INSTAL WAR 28/09/06	0.0%	Reserve	Seek Approval
S0199	MACQ. 2800 ANZ INSTALL WARR 29-3-07	0.0%	Good	Seek Approval
S0200	MACQ. 2500 ANZ INSTAL WARR 24-1-08	0.0%	Good	Seek Approval
S0201	MACQ. 2600 ANZ INSTAL WARR 27-9-07	0.0%	Reserve	Seek Approval
S0202	MQB 1600 ANZ ROLLING INSTAL WARR 18/5/07	0.0%	Good	Seek Approval
S0203	MQB 1200 ANZ ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0204	MACQ. 2300 ANZ INSTAL WARR 24-1-08	0.0%	Good	Seek Approval
S0206	MQB 1800 ANZ ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0207	MACQ. 750 AMP ROLLING INSTAL WARR	0.0%	Good	Seek Approval
S0208	MQB 1850 ANZ INSTAL WAR 30/03/06 DEF SE	0.0%	Reserve	Seek Approval
S0211	MACQ 1400 ANZ INSTALMENT WAR 21/12/06	0.0%	Good	Seek Approval
S0212	MACQUARIE 1600 ANZ INSTALMENT WARRANT 29	0.0%	Good	Seek Approval
S0213	MQB 1900 ANZ INSTAL WAR 23/6/05	0.0%	Good	Seek Approval
S0214	MQB 2300 ANZ INSTAL WARRANT 28/09/06	0.0%	Good	Seek Approval
S0216	MACQUARIE 2500 ANZ INSTALMENT WAR 29-3-7	0.0%	Good	Seek Approval
S0217	MACQ 2600 ANZ INSTAL WAR 21/12/06	0.0%	Good	Seek Approval
S0219	MQB 1900 ANZ INSTA WAR 22/12/05 DEF SE	0.0%	Good	Seek Approval
S0221	CITI 2400 ANZ INSTAL WARR 29-11-07	0.0%	Reserve	Seek Approval
S0231	UBS 1800 ANZ I/W 29-JAN-09	0.0%	Good	Seek Approval
S0238	WESTPAC 17.718 ANZ INSTAL WARR 18/06/04	0.0%	Good	Seek Approval
S0239	MERRILL LYNCH 675 ANZ WAR 290301	0.0%	Good	Seek Approval
S0243	ABN AMRO 2400 ANZ INSTL WARR 24-01-07	0.0%	Good	Seek Approval
S0244	ABN AMRO 2650 ANZ INST. WAR 27-JUL-07	0.0%	Good	Seek Approval
S0245	ANZ- ABN AMRO 900 ANZ INST WARR 10/11/03	0.0%	Good	Seek Approval
S0246	ABN AMRO 1550 ANZ INSTAL WARR 15/01/03	0.0%	Good	Seek Approval
S0247	ABN AMRO 1800 ANZ INST WARR. EXP 15/7/03	0.0%	Reserve	Seek Approval
S0248	ABN AMRO 1650 ANZ INST WARRANT-28/07/04	0.0%	Good	Seek Approval
S0249	ABN AMRO 2100 ANZ INSTAL WARR 27/07/06	0.0%	Good	Seek Approval
S0250	ABN AMRO 500 AWC INST WAR 28/07/05	0.0%	Good	Seek Approval
S0251	ABN 1100 ANZ ROLL INSTAL WARR 02/12/05	0.0%	Reserve	Seek Approval
S0253	ABN 1800 ANZ INSTAL WARR 28/07/05	0.0%	Good	Seek Approval
S0254	ABN 2000 ANZ INSTAL WAR 28/07/05	0.0%	Good	Seek Approval
S0256	MACQ 22.3311 ANZ INSTAL WARR 30-6-08	0.0%	Reserve	Seek Approval
S0257	MACQ. 1650 ANZ INSTAL WARR 30-6-09	0.0%	Reserve	Seek Approval
S0258	MACQ. 2200 ANZ INSTAL WARR 30-6-09	0.0%	Good	Seek Approval
S0259	ABN AMRO 2350 ANZ INSTAL WARR 25-10-07	0.0%	Good	Seek Approval
S0260	ABN AMRO 2800 ANZ INSTAL WARR 24-1-08	0.0%	Reserve	Seek Approval
S0266	ABN AMRO 17.0954 ANZ MINI LONG	0.0%	Good	Seek Approval
S0267	ABN AMRO 16.128 ANZ MINI LONG	0.0%	Good	Seek Approval
S0268	ABN 12.6274 ANZ MINI LONG 31-DEC-29	0.0%	Good	Seek Approval
S0269	AUSTRALIA AND NEW ZEALAND BANKING GROUP	0.0%	Good	Seek Approval
S0270	RBS 12.7469 ANZ MINI LONG	0.0%	Good	Seek Approval
S0271	RBS 17.6078 ANZ MINI LONG	0.0%	Good	Seek Approval
S0272	AUSTRALIA AND NEW ZEALAND BANKING GROUP	0.0%	Good	Seek Approval
S0273	ABN AMRO 22.0333 ANZ MINI SHORT	0.0%	Good	Seek Approval
S0274	ABN AMRO 32.3676 ANZ MINI PUT	0.0%	Good	Seek Approval
S0275	ABN AMRO 26.9354 ANZ MINI SHORT	0.0%	Good	Seek Approval
S0277	AUSTRALIA AND NEW ZEALAND BANKING GROUP	0.0%	Good	Seek Approval
S0283	ANZ 869 SELF FUND INSTAL WARR 20/06/09	0.0%	Good	Seek Approval
S0284	MQB $12.8355 ANZ SELF FUNDING INSTAL WAR	0.0%	Good	Seek Approval
S0291	MACQ. 3000 ANZ PUT WARR 25-10-07	0.0%	Reserve	Seek Approval
S0292	MACQUARIE 2200 ANZ PUT WARRANT 26-JUL-12	0.0%	Good	Seek Approval
S0293	CITIWARRANTS 2200 ANZ PUT WARRANT 27-SEP	0.0%	Reserve	Seek Approval
S0294	ABN AMRO 2800 EQUITY EURO CALL 20-12-07	0.0%	Reserve	Seek Approval
S0296	BT 1000 ANZ CALL WARRANT 27/01/1999	0.0%	Good	Seek Approval
S0297	BT 550 ANZ INSTALLMENT WARRANT 27 OCT 99	0.0%	Good	Seek Approval
S0298	ANZ 600 INSTALMENT WARRANT 26-OCT-00	0.0%	Good	Seek Approval
S0302	ANZ CALL WARRANT	0.0%	Good	Seek Approval
S0303	ANZ WARRANTS MAY 98	0.0%	Reserve	Seek Approval
S0311	MACQUARIE 3100 ANZ CALL WARRANT 24/05/07	0.0%	Good	Seek Approval
S0312	MBL ANZ INSTALMENT WARRANT	0.0%	Reserve	Seek Approval
S0315	MACQ BANK 1050 ANZ PUT WARRANT 27/04/00	0.0%	Good	Seek Approval
S0316	MACQUARIE 3300 ANZ PUT WARRANT 21-DEC-06	0.0%	Good	Seek Approval
S0323	CITIWARRANTS 1750 ANZ PUT WAR 18/12/03	0.0%	Good	Seek Approval
S0324	MERRILL 1050 ANZ CALL WARRANT 29/4/1999	0.0%	Good	Seek Approval
S0325	ANZ MERILL LYNCH 1575 PUT WARRT 24/01/02	0.0%	Good	Seek Approval
S0326	ABN AMRO 1850 ANZ CALL WARRANT-24/06/04	0.0%	Good	Seek Approval
S0327	ABN AMRO 3000 ANZ CALL WARR 26-07-07	0.0%	Reserve	Seek Approval
S0328	ABN AMRO 3100 ANZ CALL WARR 26-7-07	0.0%	Reserve	Seek Approval
S0329	ABN AMRO 1500 ANZ CALL WARRANT 27-NOV-08	0.0%	Reserve	Seek Approval
S0331	MACQ 2450 ANZ BARRIER CALL WARR 7/06	0.0%	Good	Seek Approval
S0332	MACQ 1750 ANZ BARR CALL WARR 10/02/05	0.0%	Good	Seek Approval
S0336	CITI 2100 ANZ BARR CALL WARR 28-5-08	0.0%	Good	Seek Approval
S0338	CITIWARR 1850 ANZ BARRIER CALL 27/08/08	0.0%	Good	Seek Approval
S0339	CITI 2400 ANZ BARR PUT WARR 28-5-08	0.0%	Good	Seek Approval
S0340	UBS 3100 ANZ BARRIER PUT WAR 21/12/06	0.0%	Good	Seek Approval
S0342	CITIWARRANTS 1950 ANZ BARRIER CALL WARR	0.0%	Good	Seek Approval
S0344	MACQUARIE 200 AOE INSTALMENT WARRANT 18-	0.0%	Good	Seek Approval
S0345	CITIWARR 150 AOE INST 27-MAR-08	0.0%	Good	Seek Approval
S0346	CITI 165 AOE INSTAL WARR 18-12-08	0.0%	Good	Seek Approval
S0347	CTW 100 AOE ROLLING INSTALMENT WARRANT 1	0.0%	Good	Seek Approval
S0348	ARROW ENERGY -RBS 1.2524 AOE MINI LONG	0.0%	Good	Seek Approval
S0349	ARROW ENERGY NL PLACEMENT	0.0%	Good	Seek Approval
S0351	MQB 250 APA INSTAL WARR 29/09/06	0.0%	Good	Seek Approval
S0352	ABN AMRO 250 APA ROLLING INSTA16/06/08	0.0%	Good	Seek Approval
S0353	MQB 200 APA INCOME INSTALMENT 30-JUN-10	0.0%	Good	Seek Approval
S0354	MACQUARIE ALPS CAP PROT'D 31/12/10	0.0%	Good	Seek Approval
S0355	MACQ CAP PROTECTED ALPS SER 2 29/09/11	0.0%	Good	Seek Approval
S0356	MACQUARIE ALPS CAP PROT'D 21/06/12	0.0%	Good	Seek Approval
S0358	ARGO INVESTMENTS LTD - RIGHTS CL 28/3/02	0.0%	Good	Seek Approval
S0361	MQB 3500 ASX INSTAL WARR 19-MAY-08	0.0%	Good	Seek Approval
S0362	MACQ. 2700 ASX ROLLING INSTAL WARR 16-11	0.0%	Reserve	Seek Approval
S0363	MAC 3500 ASX INSTALMENT WARR 27/9/07	0.0%	Good	Seek Approval
S0364	CTW 1800 NAB ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0366	ABN 2100 ASX INST WARR - 27/07/06	0.0%	Good	Seek Approval
S0367	ABN AMRO 23.2218 ASX MINI LONG	0.0%	Good	Seek Approval
S0368	ABN AMRO 59.0906 ASX MINI	0.0%	Good	Seek Approval
S0369	MQB 4750 ASX CALL WARR 27-SEP-07	0.0%	Good	Seek Approval
S0371	CITIWARRANTS 5500 ASX CALL WARR 27-03-08	0.0%	Good	Seek Approval
S0375	AVANCO RESOURCES LIMITED OPTION EXPIRING	0.0%	Reserve	Seek Approval
S0376	ABN AMRO 250 AWB I/W - EXP 02/12/05	0.0%	Good	Seek Approval
S0377	ABN 275 AWB ROLL INSTAL WARR 04/12/06	0.0%	Reserve	Seek Approval
S0379	MACQUARIE 90 AWC INST. WARRANT 30-07-09	0.0%	Good	Seek Approval
S0380	MACQ. 450 AWC ROLL INSTAL WARR 18-5-07	0.0%	Good	Seek Approval
S0381	MQB 425 AWC ROLL INSTAL WARR 20/05/05	0.0%	Good	Seek Approval
S0386	CITIWARRANTS 600 AWC INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0388	ABN AMRO 450 AWC INST WAR 27/10/05	0.0%	Good	Seek Approval
S0389	ABN AMRO 500 AWC INST WAR 28/07/05	0.0%	Good	Seek Approval
S0390	ABN AMRO 400 AWC I/W - EXP 23/03/05	0.0%	Reserve	Seek Approval
S0391	ABN AMRO 325 ROLLING INSTAL WAR 04/12/06	0.0%	Good	Seek Approval
S0392	MACQ. 6.8066 AWC INSTAL WARR 28-6-07	0.0%	Good	Seek Approval
S0393	MACQUARIE 1.1599 AWC MINI LONG	0.0%	Good	Seek Approval
S0398	ALUMINA LIMITED	0.0%	Good	Seek Approval
S0399	RBS PLC 1.0045 AWC MINI LONG	0.0%	Good	Seek Approval
S0400	RBS 1.1506 AWC MINI LONG	0.0%	Good	Seek Approval
S0401	ALUMINA LIMITED RBS 1.7968 AWC MINI LONG	0.0%	Good	Seek Approval
S0402	MACQUARIE 450 AWC PUT WARRANT 23-APR-08	0.0%	Reserve	Seek Approval
S0403	CITIWARRANTS 725 AWC CALL 29/03/07	0.0%	Reserve	Seek Approval
S0404	UBS 565 AWC BARRIER CALL WAR 21/12/06	0.0%	Good	Seek Approval
S0405	ABN 175 AWE INSTAL WARR 27/7/06	0.0%	Good	Seek Approval
S0406	ABN AMRO 250 AWE INST WARRANT 24-JUL-08	0.0%	Good	Seek Approval
S0407	ARROW PHARM MQB 772 INST WAR 22/12/05	0.0%	Good	Seek Approval
S0408	DBA 275 AXA ROLL INSWAR 15/06/05	0.0%	Good	Seek Approval
S0409	ABN AMRO 8.6807 AXA MINI SHORT	0.0%	Good	Seek Approval
S0410	MACQUARIE BANK LTD CALL WARR 31/03/00	0.0%	Reserve	Seek Approval
S0411	MQB US$7.00 AUD/USD AXU CURRENCY CALL WA	0.0%	Good	Seek Approval
S0413	MQB US$9.50 AUD/USD AXU CURRENCY PUT WAR	0.0%	Good	Seek Approval
S0419	ASTON RESOURCES LIMITED MACQUARIE 5.5029	0.0%	Good	Seek Approval
S0420	ABN 900 BBG ROLL INSTAL WARR 16-6-08	0.0%	Good	Seek Approval
S0421	BILLABONG INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
S0422	CITIWARRANTS 2.3901 BBG MINI LONG	0.0%	Good	Seek Approval
S0423	CITIWARRANTS 1.7367 BBG MINI LONG	0.0%	Reserve	Seek Approval
S0424	MQB 7.102 BBG SELF FUND INSTAL 30-6-10	0.0%	Good	Seek Approval
S0425	MQB 115 BBI ROLL INSTAL WARR 17-11-08	0.0%	Reserve	Seek Approval
S0426	BABCOCK & BROWN INFRA MQB SEP06 100 I W	0.0%	Good	Seek Approval
S0427	MACQUARIE $0.8260 BBI INSTAL WARR 21 DEC	0.0%	Good	Seek Approval
S0428	ABN AMRO 150 BBI INST WAR 27/04/07	0.0%	Good	Seek Approval
S0429	ABN AMRO 150 BBI INSTALMENT WAR 27/07/07	0.0%	Good	Seek Approval
S0430	MACQ. 1.0891 BBI INSTAL WARR 28-6-07	0.0%	Good	Seek Approval
S0431	ABN AMRO 0.8257 INSTAL WARR 30-6-16	0.0%	Good	Seek Approval
S0432	MACQ. 175 BBP INSTAL WARR 20-12-07	0.0%	Good	Seek Approval
S0433	CITI 325 BBP BARRIER CALL WARR 27-6-07	0.0%	Good	Seek Approval
S0434	CITI 275 BBP BARR CALL WARR 27-6-07	0.0%	Good	Seek Approval
S0436	BABCOCK & BROWN CAPITAL LIMITED	0.0%	Good	Seek Approval
S0441	MQB 1200 BEN INST WARR 20-DEC-07 DEF SET	0.0%	Good	Seek Approval
S0442	MACQUARIE $10.4368 BEN INCOME INSTAL WAR	0.0%	Good	Seek Approval
S0443	BBI EPS LIMITED	0.0%	Good	Seek Approval
S0447	MQB 1600 BHP INSTA WAR 29/09/05 DEF SE	0.0%	Good	Seek Approval
S0448	MACQ. 3100 BHP INSTAL WARR 26-7-07 DEF	0.0%	Good	Seek Approval
S0450	MQB BHP ENDOWMENT WARR 30/6/08	0.0%	Good	Seek Approval
S0452	DBAG 900 BHP ROLL INST WARR 15/6/04	0.0%	Good	Seek Approval
S0453	SG AUST $8.4421 BHP INSTALLMENT 19/12/02	0.0%	Good	Seek Approval
S0454	SG AUST 800 BHP IW 20/08/03	0.0%	Good	Seek Approval
S0455	MACQUARIE 2100 BHP INST WARR 30/03/06	0.0%	Good	Seek Approval
S0456	MACQUARIE 2850 BHP INSTAL WAR 21-12-06	0.0%	Good	Seek Approval
S0457	MACQ 2400 BHP INSTAL WAR 29/ 06/06	0.0%	Good	Seek Approval
S0458	MACQUARIE 2100 BHP INST WARR 29/03/07	0.0%	Good	Seek Approval
S0459	MQB 1200 BHP INST WAR 30/03/06	0.0%	Good	Seek Approval
S0460	MQB 2500 BHP ROLLING I/W 19/5/09	0.0%	Good	Seek Approval
S0461	MQB 2400 BHP ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0462	MQB 1750 BHP INSTAL WARR 22/09/05	0.0%	Reserve	Seek Approval
S0463	MBL 575 BHP ROLLING INST WARR 18/11/03	0.0%	Good	Seek Approval
S0465	MQB 3400 BHP INSTAL WARR 25-OCT-07	0.0%	Good	Seek Approval
S0466	MQB 1850 BHP INSTALMENT WARRANT 22/12/05	0.0%	Good	Seek Approval
S0467	MACQ. 2450 BHP INSTAL. WARRANT 22-2-07	0.0%	Good	Seek Approval
S0468	MACQUARIE 2300 BHP INSTAL WARR 28 SEP 06	0.0%	Good	Seek Approval
S0469	MQB 1000 BHP INST WARR EXP 21/12/06	0.0%	Good	Seek Approval
S0470	MQB 750 BHP INSTAL WARR 22/12/05	0.0%	Good	Seek Approval
S0472	BHP BILLITON LTD MQB SEP05 1500 I W	0.0%	Good	Seek Approval
S0473	MQB 3200 BHP INST WAR - 27/09/07	0.0%	Good	Seek Approval
S0474	MACQUARIE 4500 BHP INSTALMENT WARRANT 24	0.0%	Reserve	Seek Approval
S0475	MACQUARIE 3200 BHP I/W 27-03-08	0.0%	Good	Seek Approval
S0476	MACQ. 3100 BHP INSTAL WARR 26-7-07	0.0%	Reserve	Seek Approval
S0477	MACQ 2500 BHP INSTAL WARR. 23/9/10	0.0%	Good	Seek Approval
S0478	MQB 1400 BHP INSTAL WARR 29/09/05	0.0%	Good	Seek Approval
S0479	MACQUARIE 2200 BHP INSTAL WARR 21-12-06	0.0%	Good	Seek Approval
S0480	CTW 2150 BHP ROLLING I/W 19-JUN-09	0.0%	Good	Seek Approval
S0482	CITIWARRANTS 1600 BHP INST WAR 17/11/06	0.0%	Good	Seek Approval
S0484	BHP BILLITON LIMITED CITIWARRANTS 3500 B	0.0%	Good	Seek Approval
S0486	CITIWARRANTS 4500 BHP INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0487	CTW 3300 BHP INSTAL WARR 26-6-08	0.0%	Good	Seek Approval
S0488	BHP INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0489	JPM 2750 BHP INSTAL WARR 02-MAY-08	0.0%	Good	Seek Approval
S0498	UBS 2600 BHP INSTALMENT WAR 24-5-07	0.0%	Good	Seek Approval
S0504	WBC $4.765 BHP INSTAL WARR 12/6/03	0.0%	Good	Seek Approval
S0505	WESTPAC BANK $9.415 BHP INSTWARR 12/6/03	0.0%	Good	Seek Approval
S0506	BHP BILLITON LTD WBC JUN 04 800 IW	0.0%	Good	Seek Approval
S0507	WBC 700 BHP INSTALL WARR 25/05/05	0.0%	Good	Seek Approval
S0509	WESTPAC 2450 BHP INSTALT WARR 13-JUN-08	0.0%	Good	Seek Approval
S0510	WBC 2800 BHP ROLLING INSTAL WARR 15-6-07	0.0%	Good	Seek Approval
S0511	WESTPAC 1100 BHP INSTAL WARRANT 18/06/04	0.0%	Good	Seek Approval
S0514	ABN AMRO 2300 BHP INST WARRANT 26-OCT-06	0.0%	Good	Seek Approval
S0515	ABN AMRO 2400 BHP INST WARRANT 26/10/06	0.0%	Good	Seek Approval
S0516	ABN AMRO 2100 BHP INSTALMENT WAR 24-1-07	0.0%	Good	Seek Approval
S0517	ABN AMRO 2300 BHP INSTA WAR 24/01/07	0.0%	Good	Seek Approval
S0518	ABN AMRO 2400 BHP INST WARRANT 24-01-07	0.0%	Good	Seek Approval
S0519	ABN AMRO 2250 BHP INSTAL WARR. 27-4-07	0.0%	Good	Seek Approval
S0520	ABN AMRO 2250 BHP INSTAL WAR 27/07/07	0.0%	Good	Seek Approval
S0521	ABN AMRO 2150 BHP INSTAL WARR 27 APR 06	0.0%	Good	Seek Approval
S0522	ABN AMRO 1500 BHP INSTA WAR 27/10/05	0.0%	Good	Seek Approval
S0523	ABN AMRO 1100 BHP I/ W - EXP 20/01/05	0.0%	Good	Seek Approval
S0524	ABM AMRO 725 BHP ROLL I/W - EXP 02/12/05	0.0%	Good	Seek Approval
S0525	ABN 2100 BHP ROLLING INSTALMENT 03-DEC-0	0.0%	Good	Seek Approval
S0526	BHP ABN AMRO 1750 BHP I/W 24/01/06	0.0%	Good	Seek Approval
S0527	ABN AMRO 1300 BHP INSTAL WAR 24/01/06	0.0%	Good	Seek Approval
S0528	ABN $1400 BHP INSTAL WARR 28/07/05	0.0%	Good	Seek Approval
S0529	ABN AMRO 950 BHP ROLL INST WAR 04/12/06	0.0%	Good	Seek Approval
S0530	MACQ 2150 BHP INSTAL WARRANT 28/06/07	0.0%	Good	Seek Approval
S0531	MACQ. 24.5097 BHP INSTAL WARR 30-6-08	0.0%	Good	Seek Approval
S0532	MACQUARIE $17.0284 BHP INCOME INSTAL WAR	0.0%	Good	Seek Approval
S0533	ABN AMRO 3600 BHP INSTALMENT WARRANT 23-	0.0%	Good	Seek Approval
S0534	BHP-ABN AMRO 3150 BHP INST WAR 24-JUL-08	0.0%	Good	Seek Approval
S0537	BHP GROUP LIMITED CITIWARRANTS	0.0%	Good	Seek Approval
S0546	RBS 36.3134 BHP MINI LONG	0.0%	Good	Seek Approval
S0548	ABN AMRO 37.3977 BHP MINI LONG	0.0%	Good	Seek Approval
S0549	RBS 39.8054 BHP MINI LONG	0.0%	Good	Seek Approval
S0550	ABN AMRO 28.2038 BHP MINI LONG	0.0%	Good	Seek Approval
S0551	ABN AMRO 25.0518 BHP MINI LONG	0.0%	Good	Seek Approval
S0552	ABN AMRO 31.1743 BHP MINI LONG	0.0%	Good	Seek Approval
S0553	ABN AMRO 3200 BHP MINI LONG	0.0%	Good	Seek Approval
S0554	ABN AMRO 22.7202BHPNINILLNG	0.0%	Good	Seek Approval
S0555	ABN AMRO 33.259 BHP MINI LONG	0.0%	Good	Seek Approval
S0556	ABN AMRO 34.0482 BHP MINI LONG	0.0%	Reserve	Seek Approval
S0557	ABN 27.1972 BHP MINI LONG 31/12/2029	0.0%	Good	Seek Approval
S0558	RBS 43.9895 BHP MINI SHORT	0.0%	Good	Seek Approval
S0559	RBS 49.8721 BHP MINI SHORT	0.0%	Good	Seek Approval
S0560	RBS 52.2789 BHP MINI SHORT	0.0%	Good	Seek Approval
S0561	RBS 51.2124 BHP MINI SHORT	0.0%	Good	Seek Approval
S0562	ABN AMRO 49.9059 BHP MINI SHORT	0.0%	Good	Seek Approval
S0563	RBS 56.1294 BHP MINI SHORT	0.0%	Good	Seek Approval
S0564	ABN AMRO 50.4291 BHP MINI SHORT	0.0%	Good	Seek Approval
S0565	ABN AMRO 41.0177 BHP MINI SHORT	0.0%	Good	Seek Approval
S0566	ABN AMRO 49.4167 BHP MINI SHORT	0.0%	Good	Seek Approval
S0571	MQB $8.4925 BHP SELF FUNDING INSTAL WARR	0.0%	Good	Seek Approval
S0572	MQB $14.946 BHP SLF FND INST WAR 30-6-11	0.0%	Good	Seek Approval
S0573	MQB 1600 BHP SELF FUND INSTAL 29-06-12	0.0%	Good	Seek Approval
S0574	BHP BILITON BHP SELF FUNDING INST WAR	0.0%	Good	Seek Approval
S0575	CITI 4600 BHP CALL WARR 27-3-08	0.0%	Reserve	Seek Approval
S0577	CITIWARRANTS 3000 BHP PUT WARRANT 27-SEP	0.0%	Reserve	Seek Approval
S0578	MACQUARIE 2700 BHP CALL WARRANT 28/09/06	0.0%	Good	Seek Approval
S0583	MACQ 2800 BHP CALL WARRANT 28/09/06	0.0%	Reserve	Seek Approval
S0585	MACQ. 2800 BHP CALL WARR 24-5-07	0.0%	Reserve	Seek Approval
S0586	MACQUARIE 4100 BHP CALL WARRANT 24-JUL-0	0.0%	Reserve	Seek Approval
S0587	MACQUARIE 3800 BHP CALL WARRANT 28-AUG-0	0.0%	Good	Seek Approval
S0588	MACQUARIE 2900 BHP CALL WARRANT 23/11/06	0.0%	Good	Seek Approval
S0591	MACQUARIE 3000 BHP PUT WAR 22/02/07	0.0%	Good	Seek Approval
S0593	CITIWARRANTS 3100 BHP CALL WARRANT 27-SE	0.0%	Good	Seek Approval
S0594	BHP-CITIWAR 2800 BHP CALL WAR 26/10/06	0.0%	Good	Seek Approval
S0595	CITIWARRANTS 2800 BHP PUT WARR 28/09/06	0.0%	Good	Seek Approval
S0596	CITIWARRANTS 3900 BHP PUT WARRANT 26-AUG	0.0%	Good	Seek Approval
S0597	BHP BILLITON LIMITED	0.0%	Reserve	Seek Approval
S0598	BHP BILLITON LIMITED CITIWARRANTS 4250 B	0.0%	Good	Seek Approval
S0599	CITI 3800 BHP PUT WARR 29-11-07	0.0%	Reserve	Seek Approval
S0602	ABN 2900 BHP CALL WARR 27/07/06	0.0%	Good	Seek Approval
S0605	ABN AMRO 3000 BHP CALL WARRANT 18-DEC-08	0.0%	Good	Seek Approval
S0606	ABN AMRO 2750BHP PUT WAR	0.0%	Reserve	Seek Approval
S0607	RBS 3600 BHP PUT WARRANT 28-OCT-10	0.0%	Reserve	Seek Approval
S0608	ABN AMRO 3600 BHP PUT WARRANT 25-SEP-08	0.0%	Good	Seek Approval
S0609	ABN AMRO 2850 BHP PUT WARR 26-4-07	0.0%	Good	Seek Approval
S0612	BHP CALL WARRANT BT DEC 98	0.0%	Reserve	Seek Approval
S0613	BT AUST 1000 BHP INSTAL WARRANT 11/12/98	0.0%	Good	Seek Approval
S0614	BANKERS TST AUSTRALIA 800 BHP INSTALLMNT	0.0%	Good	Seek Approval
S0615	BT AUST 1800 BHP PUT WARRANT 24/9/1998	0.0%	Good	Seek Approval
S0616	BHP PUT WARRANT BT	0.0%	Reserve	Seek Approval
S0617	BHP LIMITED BANKERS TRUST PUT WARRENT	0.0%	Reserve	Seek Approval
S0624	BHP CALL WARRANT 23/4/98	0.0%	Good	Seek Approval
S0625	BHP 1610 PUT WARRANT DBA 23-APR-98	0.0%	Good	Seek Approval
S0630	ROB FLEMING 1300 BHP WARRANT 15/6/99	0.0%	Good	Seek Approval
S0631	ROB FLEMING 1650 BHPPUT WARRANT 30/03/00	0.0%	Good	Seek Approval
S0632	SG AUST 1974 BHP CALL WARR 22-FEB-O1	0.0%	Reserve	Seek Approval
S0634	BHP SG AUST 1100 PUT WARRANT 25/07/02	0.0%	Good	Seek Approval
S0636	BARCLAY 1800 BHP CALL WARRANT 29-06-2000	0.0%	Good	Seek Approval
S0637	MACQUARIE 2800 BHP PUT WARRANT 28-SEP-06	0.0%	Good	Seek Approval
S0638	MACQUARIE 2600 BHP PUT WARRANT 28-SEP-06	0.0%	Good	Seek Approval
S0639	MACQ. 2650 BHP CALL WARRANT 22-2-07	0.0%	Reserve	Seek Approval
S0642	BHP MACQ BANK CALL WARRANT SEPT 98	0.0%	Good	Seek Approval
S0644	MACQ. 4500 BHP CALL WARR 20-12-07	0.0%	Reserve	Seek Approval
S0645	MACQUARIE 1200 BHP CALL WARR 27/3/02	0.0%	Good	Seek Approval
S0647	MACQ 2700 BHP CALL WARRANT 24/08/06	0.0%	Good	Seek Approval
S0648	MACQUARIE 1100 BHP CALL WARR 27/6/02	0.0%	Good	Seek Approval
S0649	MACQ 1550 BHP CALL WAR 28/04/05	0.0%	Good	Seek Approval
S0653	MACQ. 3000 BHP PUT WARR 28-6-07	0.0%	Good	Seek Approval
S0654	MB 1650 BHP PUT WARRANT 23-SEP-99	0.0%	Good	Seek Approval
S0655	MACQ 2850 BHP PUT WARRANT 27/07/06	0.0%	Good	Seek Approval
S0656	MACQ 3050 BHP PUT WARRANT 27/07/06	0.0%	Good	Seek Approval
S0657	MACQUARIE 1100 BHP PUT WARR 29/01/04	0.0%	Good	Seek Approval
S0667	CITI 2450 BHP CALL WARR 29-3-07	0.0%	Good	Seek Approval
S0668	CITIWARRANTS 3000 BHP CALL WAR 27/07/06	0.0%	Good	Seek Approval
S0674	BANQUE NATIONALE 1250 PUT WARRANT 29 /4/	0.0%	Reserve	Seek Approval
S0677	UBS 1600 BHP PUT WARRANT - 28/07/05	0.0%	Reserve	Seek Approval
S0679	UBS 4200 BHP PUT WARRANT 26-JUN-08	0.0%	Reserve	Seek Approval
S0680	BHP CALL WARRANT	0.0%	Good	Seek Approval
S0681	ABN AMRO 1150 BHP CALL WARR 27/6/02	0.0%	Reserve	Seek Approval
S0682	BHP CALL WARRANTS BZW OCT-99	0.0%	Reserve	Seek Approval
S0683	ABN AMRO 2850 BHP CALL WARRANT 24-JAN-07	0.0%	Good	Seek Approval
S0684	ABN AMRO 3400 BHP CALL WARR 30-8-07	0.0%	Good	Seek Approval
S0685	ABN AMRO 2150 BHP PUT WAR 24/01/06	0.0%	Reserve	Seek Approval
S0686	MACQ 1850 BHP BAR CALL WAR 24/11/05	0.0%	Good	Seek Approval
S0695	BHP BILLITON LIMITED CITIWARRANTS 4100	0.0%	Good	Seek Approval
S0696	CTW 2600 BHP BARRIER CALL WARRANT 28/9/6	0.0%	Good	Seek Approval
S0697	CITIWARR 2625 BHP BARR CALL WAR 22-11-06	0.0%	Good	Seek Approval
S0698	CITIWAR 2375 BHP BAR CALL WAR 22-11-06	0.0%	Good	Seek Approval
S0699	CITI 3168 BHP BARR CALL WARR 28-5-08	0.0%	Reserve	Seek Approval
S0701	BHP BILLITON LIMITED CITIWARRANTS	0.0%	Good	Seek Approval
S0709	CITI 31.2418 BHP BARR PUT WARR 23-5-07	0.0%	Good	Seek Approval
S0711	UBS 2275 BHP BARRIER CALL WNT 28-SEP-06	0.0%	Good	Seek Approval
S0712	UBS 2500 BHP BARRIER CALL WARR 21-DEC-06	0.0%	Good	Seek Approval
S0713	UBS 2500 BHP BARRIER CALL WAR 28/09/06	0.0%	Good	Seek Approval
S0714	UBS 3300 BHP BARRIER CALL WARR 27-MAR-08	0.0%	Good	Seek Approval
S0715	UBS 3000 BHP CALL WARR 20-SEP-07	0.0%	Good	Seek Approval
S0716	UBS 2750 BHP BARRIER PUT WAR 29/03/07	0.0%	Good	Seek Approval
S0717	UBS 3850 BHP PUT WARRANT 20-SEPT-07	0.0%	Good	Seek Approval
S0718	UBS 2800 BHP BARRIER PUT WAR 21/12/06	0.0%	Good	Seek Approval
S0719	UBS 2900 BHP BARRIER PUT WAR 28/06/07	0.0%	Good	Seek Approval
S0720	CITI 3850 BHP BARR CALL WARR 27-2-08	0.0%	Good	Seek Approval
S0721	CITIWARRANTS 4000 BHP BARRIER CALL WARR	0.0%	Good	Seek Approval
S0722	CITI 5050 BHP BARR PUT WARR 19-12-07	0.0%	Good	Seek Approval
S0723	CITIWARRANTS 4448 BHP BARRIER PUT WARR 2	0.0%	Good	Seek Approval
S0724	BHP BILLITON LIMITED CITIWARRANTS	0.0%	Good	Seek Approval
S0725	CITIWARRANTS 4900 BHP BARRIER PUT WARR 2	0.0%	Good	Seek Approval
S0726	CITI 4750 BHP PUT WARR 19-12-07	0.0%	Good	Seek Approval
S0728	MQB 350 ROLL INSTAL WARR 20/05/05	0.0%	Good	Seek Approval
S0729	MQB 450 BIL ROLLING INST WAR 18/11/03	0.0%	Good	Seek Approval
S0732	BIL INSTALMENT WARRENT 24-01-07	0.0%	Good	Seek Approval
S0734	ABN AMRO 500 BIL INSTAL WARRANT 27/05/04	0.0%	Good	Seek Approval
S0735	WBC $3.8822 BIL SELF FD INS WAR 30/06/16	0.0%	Good	Seek Approval
S0736	MBL 4350 BIL CALL WARRANT 24/6/99	0.0%	Good	Seek Approval
S0737	BRAMBLES LTD WARRANT EXP 28-SEP-2000	0.0%	Good	Seek Approval
S0738	CTW 700 BIL CALL WARR 23/12/04	0.0%	Good	Seek Approval
S0740	MACQ 400 BLD INSTAL WAR 21/12/06	0.0%	Good	Seek Approval
S0741	CBA 400 BLD INSTAL WARR 25/09/06	0.0%	Good	Seek Approval
S0742	COMM BANK 650 BLD INSTAL WARR 14-5-10	0.0%	Good	Seek Approval
S0743	ABN AMRO 700 BLD INSTAL WARR 25-10-07	0.0%	Good	Seek Approval
S0744	MACQ. 150 BLY INSTAL WARR 27-9-07 DEF	0.0%	Good	Seek Approval
S0745	MACQ. 150 BLY INSTAL WARR	0.0%	Reserve	Seek Approval
S0746	MACQ. 175 BLY ROLL INSTAL WARR 16-11-07	0.0%	Reserve	Seek Approval
S0748	MACQ. 150 BLY INSTAL WARR 27-9-07	0.0%	Good	Seek Approval
S0749	MACQ. 110 BLY INSTAL WARR 30-6-09	0.0%	Reserve	Seek Approval
S0750	MQB 100 BLY INST WAR 29-JUN-12	0.0%	Reserve	Seek Approval
S0751	MQB 100 BLY INST WAR 29-JUN-12	0.0%	Good	Seek Approval
S0752	MQB 225 BLY CALL WARR 27-SEPT-07	0.0%	Good	Seek Approval
S0753	BML SPECIAL DIVS	0.0%	Good	Seek Approval
S0754	MQB 1200 BNB INSTAL WAR 22/12/05 DEF SE	0.0%	Good	Seek Approval
S0757	MQB 2500 BNB INSTAL WAR 24-JAN-08 DEF	0.0%	Reserve	Seek Approval
S0762	MACQUARIE 750 BNB INST WARR 23/06/05	0.0%	Good	Seek Approval
S0766	CITI 1550 BNB INSTAL WARR 27-11-08	0.0%	Reserve	Seek Approval
S0767	CITIWARRANTS 900 BNB INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0775	ABN 1750 BNB INSTALMENT WARR 05-DEC-08	0.0%	Reserve	Seek Approval
S0776	ABN 1250 BNB ROLL INSTAL WARR 16-6-08	0.0%	Reserve	Seek Approval
S0778	MACQ. 2000 BNB INSTAL WARR 30-6-09	0.0%	Good	Seek Approval
S0780	ABN AMRO 3.9318 BNB MINI LONG	0.0%	Good	Seek Approval
S0781	MQB 17.4987 BNB INSTAL WARR 30-6-17	0.0%	Good	Seek Approval
S0786	CITIWARRANTS 1400 BNB CALL WARRANT 25-SE	0.0%	Reserve	Seek Approval
S0788	CITIWARRANTS 1650 BNB CALL WAR 27/10/05	0.0%	Good	Seek Approval
S0789	CITIWARRANTS 2700 BNB CALL WARR 20/12/07	0.0%	Good	Seek Approval
S0791	ABN AMRO 3200 BNB CALL WARRANT 27-SEP-07	0.0%	Good	Seek Approval
S0793	NMA 170 BORAL BKT INSTL WARRNT EX 1/6/00	0.0%	Reserve	Seek Approval
S0795	MACQUARIE 175 BOL INSTALMENT WAR 21-12-6	0.0%	Good	Seek Approval
S0796	MACQ 225 BOL INSTALMENT WAR 20/12/07	0.0%	Good	Seek Approval
S0797	ABN 600 BOQ ROILL INSTAL WARR 2/12/05	0.0%	Good	Seek Approval
S0798	ABN AMRO 600 BOQ ROLL/ I/W 04/12/06	0.0%	Good	Seek Approval
S0799	MACQ. 1100 BOQ INSTAL WARR 30-6-08	0.0%	Good	Seek Approval
S0800	MACQUARIE $12.6340 BOQ INCOME INSTAL WAR	0.0%	Reserve	Seek Approval
S0804	BORAL INSTALMENT WARRENTS	0.0%	Good	Seek Approval
S0806	BORAL LTD:WARBURG 350 BOR.CALL.WAR 26/08	0.0%	Reserve	Seek Approval
S0808	CITIWARRANTS BOW 1.0089 MINI LONG	0.0%	Good	Seek Approval
S0809	MACQ 80 BPC INSTALMENT WARRANT 29-MAR-07	0.0%	Good	Seek Approval
S0810	MACQUARIE 85 BPC INSTAL WARR 28 SEP 06	0.0%	Good	Seek Approval
S0811	MACQ. 130 BPT CALL WARR 28-6-07	0.0%	Good	Seek Approval
S0812	MQB 150 BPT CALL WARRANT 27-SEPT-07	0.0%	Reserve	Seek Approval
S0813	MACQUARIE 140 BPT CALL WARRANT 25-OCT-07	0.0%	Good	Seek Approval
S0815	MACQUARIE 125 BPT CALL WARRANT 27-MAR-08	0.0%	Reserve	Seek Approval
S0818	MQB 475 BSL ROLLING INSTAL WARR 18/05/07	0.0%	Good	Seek Approval
S0819	MQB 625 BSL ROLL INST WARRANT 18-MAY-06	0.0%	Good	Seek Approval
S0820	MQB 600 BSL ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0821	MQB 800 BSL ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0822	MACQUARIE $5.298 BSL INST WARR 22/12/05	0.0%	Good	Seek Approval
S0823	CITIWARRANTS 625 BSL INST WAR 17/11/06	0.0%	Good	Seek Approval
S0824	CITIWARRANTS 150 BSL INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0826	UBS 825 BSL INSTAL WAR 24/11/05	0.0%	Reserve	Seek Approval
S0827	ABN AMRO 625 BSL INSTALMENT WAR 24-01-07	0.0%	Good	Seek Approval
S0828	ABN AMRO 475 BSL ROLL INSTA WAR 04/12/06	0.0%	Good	Seek Approval
S0829	RBS PLC 0.6737 BSL MINI LONG	0.0%	Reserve	Seek Approval
S0831	ABN AMRO 2.3153 BSL MINI LONG	0.0%	Good	Seek Approval
S0832	RBS 1.766 MINI LONG	0.0%	Good	Seek Approval
S0833	ABN AMRO 13.5774 BSL MINI SHORT	0.0%	Good	Seek Approval
S0834	ABN AMRO 15.2085 BSL MINI SHORT	0.0%	Good	Seek Approval
S0835	BLUESCOPE STEEL LIMITED	0.0%	Good	Seek Approval
S0838	MACQ 800 BSL PUT WARRANT 27/07/06	0.0%	Good	Seek Approval
S0840	CITIWARR1200 BSL PUT WARRANT 27-SEP-07	0.0%	Reserve	Seek Approval
S0841	SSA JUN01 300 I W	0.0%	Good	Seek Approval
S0842	BUNNINGS PROPERTY TRUST RIGHTS	0.0%	Good	Seek Approval
S0844	CITIWARR 1000 BXB INST WAR 29-NOV-07	0.0%	Reserve	Seek Approval
S0848	WESTPAC 1200 BXB ROLLING I/W 13/06/08	0.0%	Reserve	Seek Approval
S0849	MACQ. 1050 BXB INSTAL WARR 30-6-08	0.0%	Good	Seek Approval
S0850	ABN AMRO 1250 BXB INST WAR 24-JAN-08	0.0%	Reserve	Seek Approval
S0852	ABN AMRO 6.9408 BXB MINI LONG	0.0%	Good	Seek Approval
S0855	MACQUARIE 1400 BXB CALL WARRANT 29-03-07	0.0%	Good	Seek Approval
S0856	CITIWARR 1400 BXB CALL WARR 29-NOV-07	0.0%	Good	Seek Approval
S0857	CITIWARRANTS 1400 BXB PUT 29/03/07	0.0%	Good	Seek Approval
S0858	ABN AMRO 1400 BXB CALL WARR 27-9-07	0.0%	Good	Seek Approval
S0861	MACQUARIE 5000 CBA INSTAL WAR 28-JUN-07	0.0%	Good	Seek Approval
S0862	MQB 3300 CBA ROLL INSTAL WARR 17-11-08	0.0%	Good	Seek Approval
S0863	MACQ. 4400 CBA INSTAL WARR 27-9-07 DEF	0.0%	Good	Seek Approval
S0866	CFSP CBA ENDOW WARR 18/8/06	0.0%	Good	Seek Approval
S0867	CHALLENGER CBA ENDOW WARRANT 15-02-12	0.0%	Good	Seek Approval
S0869	BT 2200 CBA INSTALL WARR 29 JUN 00	0.0%	Good	Seek Approval
S0871	SG AUSTRALIA 3000 CBA INST WARR 20/5/02	0.0%	Good	Seek Approval
S0872	MACQ. 5500 CBA INSTAL WARR 24-1-08	0.0%	Reserve	Seek Approval
S0874	MAQUARIE 4800 CBA I/W 27/09/07	0.0%	Good	Seek Approval
S0875	MQB 5000 CBA INST WARR 27-SEP-07	0.0%	Good	Seek Approval
S0876	MQB 1900 CBA INST WAR 20/05/03	0.0%	Good	Seek Approval
S0877	MQB 2800 CBA ROLLING INST WARR 20/5/06	0.0%	Good	Seek Approval
S0878	MQB 4400 CBA INSTALT WARR 27-MAR-08	0.0%	Good	Seek Approval
S0880	MQB 2700 CBA ROLL INSTAL WARR 18/11/02	0.0%	Reserve	Seek Approval
S0881	COMM BNK OF AUS MACQ CBA INST WAR 28/9/6	0.0%	Good	Seek Approval
S0882	MACQUARIE 2650 CBA INSTAL WARR 27-09-07	0.0%	Good	Seek Approval
S0883	MQB 3200 CBA INST WAR 23/06/05	0.0%	Good	Seek Approval
S0884	MACQ. 4400 CBA INSTAL WARR 27-9-07	0.0%	Good	Seek Approval
S0885	MQB 3600 CBA INSTAL WAR 29/09/05	0.0%	Good	Seek Approval
S0886	MACQ 4300 CBA INSTAL WARRANT 28/09/06/	0.0%	Good	Seek Approval
S0887	MBL 3200 CBA INSTAL WARR 23/09/04	0.0%	Good	Seek Approval
S0888	MQB 4100 CBA INSTAL WARRANT 21/12/06	0.0%	Good	Seek Approval
S0889	SSBA 2400 CBA INSTALL WARRANT 29 MAR 00	0.0%	Good	Seek Approval
S0890	CITIBANK 2800 CBA INST WARR 28/6/02	0.0%	Good	Seek Approval
S0891	CITIBANK 3000 CBA INST WARR 18/11/03	0.0%	Good	Seek Approval
S0892	CBA 2800 CIIT INSTAL WARRANTS 24/04/03	0.0%	Good	Seek Approval
S0893	CITIWARRANTS 2800 CBA I/WARR - 29/04/05	0.0%	Good	Seek Approval
S0894	CITI 4700 CBA INSTAL WARR 27-3-08	0.0%	Good	Seek Approval
S0895	CITIWARRANTS 3800 CBA INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0896	CITIWARRANTS 4000 CBA I/W 23/9/10	0.0%	Good	Seek Approval
S0897	CBA CITIWARRANTS 5000 CBA INSTALMENT WAR	0.0%	Reserve	Seek Approval
S0898	CITI 3850 CBA INSTAL WARR	0.0%	Good	Seek Approval
S0899	CTW 4500 CBA I/W 25-SEP-2008	0.0%	Good	Seek Approval
S0900	BNP PARIBAS 2500 CBA INST WARR 19/12/02	0.0%	Good	Seek Approval
S0902	UBS 2950 CBA ROLLING ISTAL WARR 27/11/03	0.0%	Good	Seek Approval
S0908	UBS 1500 CBA INSTAL WAR 21/12/06	0.0%	Good	Seek Approval
S0910	WESTPAC BK 2600 CBA INSTAL WARR 12/06/03	0.0%	Good	Seek Approval
S0911	WBC 2500 CBA INST WARR 18/06/04	0.0%	Good	Seek Approval
S0913	CBA MERRILL LYNCH INSTAL WARRANT 29/05/0	0.0%	Good	Seek Approval
S0914	MERRILL LYNCH 1545 CBA INS WARR 240501	0.0%	Good	Seek Approval
S0915	ABN AMRO 4300 CBA INSTAL WARRANT 27-7-07	0.0%	Good	Seek Approval
S0916	ABN AMRO 2400 CBA INSTAL WARR 20/01/05	0.0%	Good	Seek Approval
S0917	ABN 3550 CBA INSTAL WARR 27/07/06	0.0%	Good	Seek Approval
S0918	ABN 3000 CBA INSTAL WARR 28/07/05	0.0%	Good	Seek Approval
S0919	ABN 2100 CBA ROLLING INST WARR 14/06/07	0.0%	Good	Seek Approval
S0920	ABN AMRO 3600 CBA INST WAR 24/01/06	0.0%	Good	Seek Approval
S0921	ABN AMRO 2500 CBA INSTAL WARR 28/7/05	0.0%	Good	Seek Approval
S0922	ABN 3400 CBA INST WAR 28/07/05	0.0%	Good	Seek Approval
S0923	ABN 2500 CBA ROLLING I/W 3/12/09	0.0%	Good	Seek Approval
S0924	MACQ 2700 CBA INSTAL WARRANT 28/06/07	0.0%	Good	Seek Approval
S0925	MQB $37.0989 CBA INSTAL WAR 30-JUN-08	0.0%	Good	Seek Approval
S0926	MQB $38.1263 CBA INST WARR 30-JUN-08	0.0%	Good	Seek Approval
S0927	MQB 3800 CBA INST WARR 30-JUN-09	0.0%	Reserve	Seek Approval
S0928	MQB $49.4373 CBA I/W 30/06/08	0.0%	Reserve	Seek Approval
S0930	ABN AMRO 5600 CBA INST WARR 24-JUL-08	0.0%	Reserve	Seek Approval
S0933	MACQUARIE 54.4264 CBA MINI SHORT	0.0%	Good	Seek Approval
S0934	MACQUARIE 52.0174 CBA MINI SHORT	0.0%	Good	Seek Approval
S0935	MACQUARIE 60.5856 CBA MINI SHORT	0.0%	Good	Seek Approval
S0939	RBS 41.2843 CBA MINI LONG	0.0%	Good	Seek Approval
S0940	RBS 44.2899 CBA MINI LONG	0.0%	Good	Seek Approval
S0941	COMMONWEALTH BANK OF AUSTRALIA	0.0%	Good	Seek Approval
S0942	ABN AMRO 69.3442 CBA MINI SHORT	0.0%	Good	Seek Approval
S0943	CBA RBS 62.8537 CBA MINI SHORT	0.0%	Good	Seek Approval
S0944	RBS 66.479 CBA MINI SHORT	0.0%	Good	Seek Approval
S0945	ABN AMRO 60.999 CBA MINI SHORT	0.0%	Good	Seek Approval
S0946	ABN AMRO 52.3795 CBA MINI SHORT	0.0%	Good	Seek Approval
S0947	RBS 39.9918 CBA MINI SHORT EXPIRING	0.0%	Good	Seek Approval
S0948	RBS 41.9596 CBA MINI SHORT	0.0%	Good	Seek Approval
S0950	MACQUARIE 5500 CBA PUT WARRANT 21-DEC-06	0.0%	Good	Seek Approval
S0953	MQB $13.5885 CBA SLF FD INST WAR 30/6/08	0.0%	Good	Seek Approval
S0955	MQB $24.6 CBA SELF FUND INST WAR 30-6-11	0.0%	Good	Seek Approval
S0956	MQB $29.5709 CBA INSTAL 29-JUN-12	0.0%	Good	Seek Approval
S0957	MACQ. 4800 CBA CALL WARR 23-4-08	0.0%	Reserve	Seek Approval
S0959	CITI 5900 CBA PUT WARR 29-11-07	0.0%	Good	Seek Approval
S0960	CITIWARRANTS 5000 CBA PUT WARRANT 23-FEB	0.0%	Reserve	Seek Approval
S0961	ABN AMRO 4000 CBA CALL WARRANT 28-AUG-08	0.0%	Good	Seek Approval
S0962	ABN AMRO 4100 CBA CALL WARRANT 28-AUG-08	0.0%	Good	Seek Approval
S0963	COMMONWEALTH BANK OF AUSTRALIA	0.0%	Good	Seek Approval
S0964	ABN AMRO 4200 CBA PUT WARR 29-5-08	0.0%	Good	Seek Approval
S0965	BT CALL WARRANT 2300 28/10/99	0.0%	Good	Seek Approval
S0966	BANKERS TRUST 950 CBA WARRANT 27/OCT 99	0.0%	Good	Seek Approval
S0967	CBA 2200 INSTALMENT WARRANT 29-JUN-00	0.0%	Good	Seek Approval
S0968	BANKERS TRUST 1600 CBA PUT WARRANTS	0.0%	Reserve	Seek Approval
S0969	CBA - WARRANTS	0.0%	Good	Seek Approval
S0970	CBA CALL WARRANT DEUTSCHE NOV 98	0.0%	Good	Seek Approval
S0971	DEUTSCHE BANK 1810 CBA CALL WARNT 2/4/99	0.0%	Good	Seek Approval
S0975	MACQUARIE 4850 CBA CALL WARR 22-2-07	0.0%	Good	Seek Approval
S0978	MACQ 2400 CBA PUT WARRANT 27 APR 00	0.0%	Good	Seek Approval
S0979	MACQUARIE 4400 CBA PUT WARRANT 27-JUL-06	0.0%	Good	Seek Approval
S0980	MACQ BANK 3000 CBA PUT WARR 20/12/01	0.0%	Reserve	Seek Approval
S0981	MACQUARIE 5500 CBA PUT WARRANT 21-DEC-06	0.0%	Good	Seek Approval
S0982	NMA 520 CBA INSTALMENT WARRANT 14 JUN 99	0.0%	Good	Seek Approval
S0983	COMMONWEALTH BANK INSTALMENT WARRANT	0.0%	Good	Seek Approval
S0994	WESTPAC BANK 1800 CBA CALL WAR 31/10/06	0.0%	Good	Seek Approval
S0995	WESTPAC BANK 1800 CBA CALL WAR 30/10/09	0.0%	Good	Seek Approval
S0996	BARCLAYS 1650 CBA CALL WARRANT 06.10.99	0.0%	Good	Seek Approval
S0998	ABN AMRO 4400 CBA INSTAL WARR 29-5-08	0.0%	Good	Seek Approval
S1001	ABN AMRO 3700 CBA PUT WAR 29/09/05	0.0%	Good	Seek Approval
S1002	MACQ 3050 CBA BARRIER CALL WAR 23/09/04	0.0%	Good	Seek Approval
S1003	MACQ 2796 CBA BARR CALL WARR 11/04/04	0.0%	Good	Seek Approval
S1004	MBL 2900 CBA BARR CALL WARR 10/2/05	0.0%	Good	Seek Approval
S1008	CTW 3538 CBA BAR CALL WAR 29/09/05	0.0%	Good	Seek Approval
S1009	UBS 4700 CBA BARRIER PUT WARRANT 28/9/06	0.0%	Good	Seek Approval
S1010	MQB 500 CCL INSTAL WARR 21/12/06	0.0%	Good	Seek Approval
S1011	CITIWARR 700 CCL INSTAL WAR 23-APR-08	0.0%	Reserve	Seek Approval
S1012	ABN AMRO 585 CCL INSTALMENT WAR 24/01/07	0.0%	Good	Seek Approval
S1013	ABN AMRO 550 CCL INSTALMENT WARRANT	0.0%	Good	Seek Approval
S1014	ABN AMRO 650 CCL INSTALMENT WARR 27/6/06	0.0%	Good	Seek Approval
S1015	MACQUARIE $4.6285 CCL INSTAL WAR 28/6/07	0.0%	Good	Seek Approval
S1016	ABN AMRO 5.2729 CCL MINI LONG	0.0%	Good	Seek Approval
S1017	MQB $4.1836 CCL SELF INST WAR 30-6-11	0.0%	Good	Seek Approval
S1018	ANZ BANK 1520 CCL PUT WARRANT 29/10/98	0.0%	Reserve	Seek Approval
S1022	ABN 80 CEU ROLL INSTAL WARR 04/12/06	0.0%	Good	Seek Approval
S1024	ABN AMRO 0.9826 CEU SLF FUND I/W 30/6/17	0.0%	Reserve	Seek Approval
S1025	MQB 110 CGF ROLLING INSTALMENT WARRANT 1	0.0%	Good	Seek Approval
S1026	MACQ. 250 CGF INSTAL WARR 26-4-07	0.0%	Good	Seek Approval
S1027	ABN AMRO 270 CGF INSTAL WARR 27-4-07	0.0%	Good	Seek Approval
S1028	ABN AMRO 275 CGF INSTAL WARR 27-7-07	0.0%	Good	Seek Approval
S1029	MQB $2.4385 CGF SELFFUND INSTWAR 30/6/11	0.0%	Good	Seek Approval
S1030	BANKERS TRUST 525 CGH CALL WARNT 28/7/99	0.0%	Good	Seek Approval
S1031	CGH CALL WARRANT DEUTSCHE BANK JAN 99	0.0%	Good	Seek Approval
S1032	D/BANK 575 CGH CALL WARR 28/10/99	0.0%	Reserve	Seek Approval
S1033	DB 575 CGH CALL WARRANT 27 APR 00	0.0%	Good	Seek Approval
S1034	CGH CALL WARRANT SBC NOVEMBER 1998	0.0%	Good	Seek Approval
S1035	UBS 550 CML INSTAL WARR 14-5-08	0.0%	Good	Seek Approval
S1039	ABN AMRO 1200 CGJ INSTAL WAR 25-OCT-07	0.0%	Good	Seek Approval
S1040	WBC $4.9458 CML SLF FND INST WAR 30-6-16	0.0%	Good	Seek Approval
S1041	MACQUARIE 1500 CGJ CALL WARRANT 24/05/07	0.0%	Good	Seek Approval
S1042	CHALLENGER INFRASTR GRP 1.75 PP 1.75 UNP	0.0%	Good	Seek Approval
S1045	WBC $8.2921 CMJ SELF FUNDING I/W 30/6/16	0.0%	Good	Seek Approval
S1049	MQB 575 CML ROLL INSTAL WARR 19/05/06	0.0%	Good	Seek Approval
S1050	COLES MYER LIMITED WARRANT X 26-07-2001	0.0%	Good	Seek Approval
S1054	WBC 500 CML INST WAR EXP 18/06/04	0.0%	Good	Seek Approval
S1055	WBC $4.8017 CML SELD FD INS WAR 30/06/16	0.0%	Good	Seek Approval
S1056	BANKERS TRUST 725 CML CALL WARNT 26/5/99	0.0%	Good	Seek Approval
S1057	BT AUST 500 CML CALL WARRANT 27-05-99	0.0%	Good	Seek Approval
S1058	CML CALL WARRANT DBA SEP-98	0.0%	Good	Seek Approval
S1059	DEUTSHE BANK 700 CALL WARRANT 25/11/99	0.0%	Good	Seek Approval
S1060	DEUTSCHE 850 CML CALL WARRANT 25-MAY-00	0.0%	Reserve	Seek Approval
S1061	MACQ 1500 CML CALL WARRANT 21-DEC	0.0%	Reserve	Seek Approval
S1062	BANQUE NATIONALE 875 CMLCALL WAR 26/8/99	0.0%	Good	Seek Approval
S1064	MERRRIL LYNCH INT 750 CML PUT WARRANT	0.0%	Reserve	Seek Approval
S1065	MACQ 1000 CML PUT WAR 25/08/05	0.0%	Good	Seek Approval
S1066	UBS DEC05 1000 BARPW	0.0%	Good	Seek Approval
S1067	ABN AMRO 350 COA ROLLING WAR 16/06/08	0.0%	Good	Seek Approval
S1068	MQB 4500 COH ROLL INST. WARRANT 19-5-09	0.0%	Good	Seek Approval
S1069	ABN AMRO 3200 COH INSTAL WAR 24/01/06	0.0%	Good	Seek Approval
S1072	ABN 75.0144 COH MINI SHORT 31-DEC-29	0.0%	Good	Seek Approval
S1074	CAMPBELL BROTHERS LIMITED CITIWARRANTS 6	0.0%	Good	Seek Approval
S1075	CPH INV CORP- ORD UNITS PARTLY PAID	0.0%	Good	Seek Approval
S1076	MACQUARIE 750 CPU I/W 24/01/08	0.0%	Good	Seek Approval
S1077	MACQ 250 CPU INSTALL WARRANT 25/03/04	0.0%	Good	Seek Approval
S1078	MACQUARIE 250 CPU INST WARR - 23/09/04	0.0%	Good	Seek Approval
S1079	ABN AMRO 300 CPU ROLLING INSTAL 04/12/06	0.0%	Good	Seek Approval
S1080	ABN AMRO 775 CPU I/W 24/01/08	0.0%	Good	Seek Approval
S1081	RBS 6.0524 CPU SELF FD INSTAL 4/2/19	0.0%	Good	Seek Approval
S1082	CREDIT SUISSE FIRST BOSTON CALL WARRANT	0.0%	Reserve	Seek Approval
S1083	CREDIT SUISSE 750 CPU PUT WARR 25/1/00	0.0%	Good	Seek Approval
S1084	MACQUARIE 350 CPU CALL WARR 24/4/02	0.0%	Good	Seek Approval
S1085	MQB CAP PLUS SERIES 7 WARRANT 25/9/2003	0.0%	Good	Seek Approval
S1086	SG AUST $0.01 CAPELS WARRANT 22-JUN-2006	0.0%	Good	Seek Approval
S1087	SG AUST $0.01 CAPELS(SRS 2) WNT 19OCT06	0.0%	Good	Seek Approval
S1088	MACQ CAP PLUS (SERIES 1) WNT 26-JUN-08	0.0%	Good	Seek Approval
S1089	MBL CAP PLUS (SER 5) WARRANT 30/10/08	0.0%	Good	Seek Approval
S1090	DEFFERED SETTLEMENT	0.0%	Good	Seek Approval
S1091	CRA WARRANTS BT MA99 CALL	0.0%	Reserve	Seek Approval
S1092	CRA BT AUSTRALIA CALL WARRANT 26-JUN-97	0.0%	Reserve	Seek Approval
S1093	CRA DEUTSCHE BANK CALL WARRANT 25-SEP-97	0.0%	Good	Seek Approval
S1094	MQB 2800 CSL ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S1097	MACQ. 26.667 CSL INSTAL WARR 20-12-07	0.0%	Good	Seek Approval
S1098	MQB 21.6667 CSL ROLLING I/W 19/5/08	0.0%	Good	Seek Approval
S1099	MQB 2700 CSL ROLLING I/W 17/11/2010	0.0%	Good	Seek Approval
S1100	MQB $31.897 CSL INSTAL WAR 30/03/06 DEF	0.0%	Good	Seek Approval
S1101	MACQUARIE 3100 CSL INSTALMENT WARRANT 23	0.0%	Good	Seek Approval
S1103	RBS 1900 CSL ROLLING IW 14/62010	0.0%	Good	Seek Approval
S1104	MACQUARIE $14.6481 CSL INCOME INSTAL WAR	0.0%	Good	Seek Approval
S1105	MACQUARIE 2400 CSL INCOME INSTAL 30-JUN-	0.0%	Good	Seek Approval
S1106	ABN AMRO 32.3824 CSL MINI LONG 31-DEC-29	0.0%	Good	Seek Approval
S1108	RBS 43.1736 CSL MINI SHORT	0.0%	Good	Seek Approval
S1109	ABN AMRO 49.372 CSL MINI SHORT	0.0%	Good	Seek Approval
S1112	MQB 2800 CSL CALL WARR 24/02/05	0.0%	Good	Seek Approval
S1115	MACQ CSR 300 INSTALL WARRENTS	0.0%	Good	Seek Approval
S1116	CSR CALL WARRANT	0.0%	Good	Seek Approval
S1117	MQB $1.289 ROLLING INSTA WAR 19/05/06	0.0%	Good	Seek Approval
S1118	MACQUARIE 300 CSR INSTALMENT WAR 21-12-6	0.0%	Good	Seek Approval
S1119	ABN AMRO 250 CSR INSTAL WAR 27-JUL 07	0.0%	Good	Seek Approval
S1120	ABN AMRO 4.2291 CSR MINI S	0.0%	Good	Seek Approval
S1121	CSR LIMITED	0.0%	Good	Seek Approval
S1122	DEUTSCHE BANK 480 CSR CALL WARRANT	0.0%	Reserve	Seek Approval
S1124	MACQ. 350 CSR CALL WARR 28-6-07	0.0%	Reserve	Seek Approval
S1125	MACQUARIE 800 CTX INSTALMENT WARRANT 26-	0.0%	Good	Seek Approval
S1126	MACQ 1500 CTX INSTALMENT WARRANT 28SEP06	0.0%	Good	Seek Approval
S1127	ABN AMRO 1850 CTX INSTALMENT WAR 27-7-07	0.0%	Good	Seek Approval
S1128	ABN AMRO 1300 CTX INSTAL WAR 24/01/06	0.0%	Good	Seek Approval
S1130	ABN AMRO 5.3189 CTX MINI LONG	0.0%	Good	Seek Approval
S1131	ABN AMRO 25.1164 CTX MINI SHORT	0.0%	Good	Seek Approval
S1133	CROWN LIMITED CTW 600 CWN ROLLING INSTAL	0.0%	Good	Seek Approval
S1135	BANKERS TRUST 200 CWO INST WARR 28/9/00	0.0%	Good	Seek Approval
S1137	CABLE & WIRELESS OPTUS LIMITED	0.0%	Good	Seek Approval
S1139	ROB FLEMING 225CALL WARRANT 15/6/99	0.0%	Good	Seek Approval
S1141	CABLE & WIRELESS OPTUS CALL WARRANT	0.0%	Good	Seek Approval
S1142	MACQUARIE 250 CALL WARRANT 25 MAR 99	0.0%	Good	Seek Approval
S1143	CABLE WIRELESS OPTUS CALL WARANT	0.0%	Good	Seek Approval
S1145	MACQ BANK 350CWO CALL WARRANT 29/06/00	0.0%	Good	Seek Approval
S1146	BANQUE NATIONALE 310 CALL WARRANT 24/6/9	0.0%	Good	Seek Approval
S1148	WARBURG 270 CWO CALL WARRANT 30/09/99	0.0%	Good	Seek Approval
S1149	M LYNCH INTL & CO CWO CALL WARRANT 25/03	0.0%	Good	Seek Approval
S1150	CABLE & WIRELESS OPTUS LIMITED	0.0%	Good	Seek Approval
S1152	DEUTSCHE W'SALE EQUITIES ALPHA FUND	0.0%	Good	Seek Approval
S1154	ABN AMRO 300 DJS INSTALMENT WAR 27/04/07	0.0%	Good	Seek Approval
S1155	ABN AMRO 300 DJS INSTAL WARR 27-7-07	0.0%	Good	Seek Approval
S1156	ABN 150 DJS ROLL INSTAL WARR 14/06/07	0.0%	Reserve	Seek Approval
S1157	ABN AMRO 375 DJS INSTAL WARR 24-1-08	0.0%	Good	Seek Approval
S1158	ABN AMRO 450 DJS INSTAL WARR 23-4-08	0.0%	Reserve	Seek Approval
S1159	CITIWARRANTS 320 DJS BARRIER PUT WARRANT	0.0%	Good	Seek Approval
S1160	DJERRIWARRH INV LTD - 6.5% 30/09/09	0.0%	Good	Seek Approval
S1161	MQB 115 DUE SELF FD INSTAL WAR 30/06/09	0.0%	Good	Seek Approval
S1162	DUET GROUP PLACEMENT	0.0%	Good	Seek Approval
S1165	DEUTSCHE 125 DVT CALL WARRANT 25 MAY 00	0.0%	Good	Seek Approval
S1166	DEUTSCHE 50 DVT CALL WARR 26/10/00	0.0%	Good	Seek Approval
S1167	MQB MAY 00 110 CALL WARRANT	0.0%	Good	Seek Approval
S1168	MACQUARIE 60 DVT CALL WARR 25/01/01	0.0%	Good	Seek Approval
S1169	MACQUARIE 175 DXL INSTALM WAR 29/03/07	0.0%	Good	Seek Approval
S1170	CITI 200 DXL INSTAL WARR 27-9-07	0.0%	Reserve	Seek Approval
S1171	ABN AMRO 200 DXL INSTA WAR 27/04/07	0.0%	Good	Seek Approval
S1172	ABN AMRO 150 DXL INSTAL WARR 14-7-07	0.0%	Good	Seek Approval
S1173	ABN AMRO 185 DXL INSTAL WARR. 24-1-07	0.0%	Good	Seek Approval
S1174	MACQ. 1.7969 DXL INSTAL WARR 28-6-07	0.0%	Good	Seek Approval
S1175	MACQ. 250 DXL CALL WARR 24-5-07	0.0%	Good	Seek Approval
S1176	MACQ. 250 DXL CALL WARR 28-6-07	0.0%	Reserve	Seek Approval
S1177	DEXUS RENTS TRUST	0.0%	Good	Seek Approval
S1179	ELLERSTON GEMS FUND BROKER FIRM OFFER	0.0%	Good	Seek Approval
S1180	ELLERSTON GEMS FUND	0.0%	Good	Seek Approval
S1181	CITIWARRANTS 150 EHL I/W 23/04/08	0.0%	Reserve	Seek Approval
S1182	ELDERS LIMITED - DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
S1184	EQUINOX MINERALS LIMITED	0.0%	Good	Seek Approval
S1186	DMG650 ERG CALL(BARRIER 850)WARR 25/5/00	0.0%	Good	Seek Approval
S1187	MACQ BANK 75 ERG PUT WARRANT 24-01-02	0.0%	Reserve	Seek Approval
S1188	SALOMON 1400 CALL WARRANT 28 MAR 01	0.0%	Good	Seek Approval
S1191	FBG CALL WARRANT ANZ JAN 99	0.0%	Good	Seek Approval
S1193	BT 175 FBG INSTALLMENT WARRANT 27/10/99	0.0%	Good	Seek Approval
S1194	FOSTER'S BREWING GROUP CALL WARRANT	0.0%	Reserve	Seek Approval
S1196	WARBURG 200 FBG INS WARR 250500	0.0%	Good	Seek Approval
S1197	FUTURIS CORP - 7% CONVERT NOTE 31/12/07	0.0%	Good	Seek Approval
S1198	CITI 200 FCL INSTAL WARR 27-9-07	0.0%	Reserve	Seek Approval
S1199	CTW 120 FCL ROLL INSTAL WARR 22/06/07	0.0%	Reserve	Seek Approval
S1200	MQB125 FCL INCOME INSTALMENT 30-JUN-10	0.0%	Good	Seek Approval
S1202	CSFP FGL ENDOWMENT WARRANT - 30/06/07	0.0%	Good	Seek Approval
S1203	MQB 400 FGL ROLLING I/W 19/05/08	0.0%	Good	Seek Approval
S1204	MQB 400 FGL ROLLING INST WARR 20/5/02	0.0%	Good	Seek Approval
S1205	MQB 475 FGL ROLLING INST WARR 18/11/02	0.0%	Reserve	Seek Approval
S1206	CTW 350 FGL ROLLING INSTA WAR 22/06/07	0.0%	Good	Seek Approval
S1207	CITIWARRANT 425 FGL INSTAL WARR 17/11/06	0.0%	Good	Seek Approval
S1209	UBS 375 FGL INSTALMENT WARRANT 18/06/09	0.0%	Good	Seek Approval
S1210	350(BARR 385)FGL ROLL INSTAL WARR 21/6/7	0.0%	Good	Seek Approval
S1214	WESTPAC 275 FGL INSTWARR 25/05/05	0.0%	Good	Seek Approval
S1215	WBC 375 FGL INSTALL WARR 25/05/05	0.0%	Good	Seek Approval
S1216	COMMBANK 325 FGL INSTALMENT WARR 25/9/06	0.0%	Good	Seek Approval
S1217	COMM BANK 400 FGL INSTA WARR 08/05/08	0.0%	Good	Seek Approval
S1218	COMM BANK 480 FGL INSTALMENT WARRANT 14-	0.0%	Good	Seek Approval
S1219	ABN 425 FGL INSTALMENT WARRANT 15/07/03	0.0%	Reserve	Seek Approval
S1220	ABN AMRO 300 FGL ROL INSTAL WAR 04/12/06	0.0%	Good	Seek Approval
S1221	ABN AMRO 7.7991 FGL MINI SHORT	0.0%	Good	Seek Approval
S1222	MQB 3.6254 FGL SELF FUNDING INSTAL WARRA	0.0%	Good	Seek Approval
S1224	FLETCHER CHALLENGE PAPER DIVISION	0.0%	Good	Seek Approval
S1225	MACQ 800 FLT INSTAL WARR 21/12/06	0.0%	Good	Seek Approval
S1230	FORTESCUE METALS GROUP LTD	0.0%	Good	Seek Approval
S1235	ABN AMRO 35.4437 FMG MINI LONG	0.0%	Good	Seek Approval
S1236	RBS 2.4455 FMG MINI LONG	0.0%	Good	Seek Approval
S1237	FORTESCUE METALS GROUP LTD RBS 4.511 FMG	0.0%	Good	Seek Approval
S1238	RBS 4.8173 FMG MINI LONG	0.0%	Good	Seek Approval
S1239	ABN 14.5084 FMG MINI LONG 31-DEC-29	0.0%	Good	Seek Approval
S1240	MACQUARIE 450 FMG CALL WARRANT 25-MAR-10	0.0%	Good	Seek Approval
S1243	ABN AMRO 350 FWD INSTAL WARRANT	0.0%	Good	Seek Approval
S1244	ABN AMRO 525 FWD INST WAR 05-DEC-08	0.0%	Reserve	Seek Approval
S1247	MQB 200 FXJ ROLLING INSTAL WARR 20/05/04	0.0%	Good	Seek Approval
S1248	CTW 200 FXJ ROLLING INSTAL WARR 23/06/08	0.0%	Good	Seek Approval
S1253	WBC 250 FXJ INSTAL WAR 18/06/04	0.0%	Good	Seek Approval
S1254	COMM BANK 219 FXJ INST WARR 25/09/06	0.0%	Good	Seek Approval
S1255	COMM BANK 292 FXJ INSTA WAR 08/05/08	0.0%	Good	Seek Approval
S1256	ABN AMRO 5.0873 FXJ MINI SHORT	0.0%	Good	Seek Approval
S1257	ABN AMRO 4.5416 FXJ MINI SHORT	0.0%	Good	Seek Approval
S1258	MACQ. 2.2285 FXJ INSTAL WARR 30-6-10	0.0%	Reserve	Seek Approval
S1259	JOHN FAIRFAX HOLDINGS CALL WARRENT	0.0%	Good	Seek Approval
S1265	RBS 1.1207 AUD/USD FXU CURRENCY MINI SHO	0.0%	Good	Seek Approval
S1267	CTW 125 GCL ROLLING INSTAL WARR 23 JUNE	0.0%	Good	Seek Approval
S1270	GENERATOR 9.0% UNSEC NOTES MAT 12/5/09	0.0%	Good	Seek Approval
S1271	6% REDEEMABLE CONVERTING PREFERENCE SHR	0.0%	Good	Seek Approval
S1272	GUNNS LTD MACQ 275 GNS INST WAR	0.0%	Good	Seek Approval
S1274	ABN AMRO 200 GNS INST. WARRANT 24-JAN-08	0.0%	Good	Seek Approval
S1278	GRYPHON MINERALS LIMITED CITIWARRANTS GR	0.0%	Good	Seek Approval
S1282	GPT SPLIT TRUST - INCOME UNITS	0.0%	Good	Seek Approval
S1284	ABN 175 GTP ROLLING INST WAR 16/06/08	0.0%	Good	Seek Approval
S1285	MACQ. 150 GTP INSTAL WARR 30-6-08	0.0%	Good	Seek Approval
S1286	ABN 150 GWT INSTAL ROLL WARR 4/12/06	0.0%	Good	Seek Approval
S1289	ABN AMRO 125 HDR ROLL INSTL WNT 14/07/06	0.0%	Good	Seek Approval
S1290	ABN 150 HDR INSTAL WARR 24/01/06	0.0%	Good	Seek Approval
S1291	ABN 120 HDR ROLL INSTAL WARR 4/12/06	0.0%	Good	Seek Approval
S1293	CITIWARRANTS 110 HDR BAR CAL WAR 22/11/6	0.0%	Good	Seek Approval
S1294	MACQUARIE 275 HSP INST WAR 29/03/07	0.0%	Good	Seek Approval
S1295	HEALTHSCOPE LTD OPT EXP 04/02/19	0.0%	Good	Seek Approval
S1296	WARBURG 250 HTA CALL WARRANT 15-DEC-99	0.0%	Good	Seek Approval
S1297	MERRILL LYNCH 270 HVN INST WARR 18/4/02	0.0%	Good	Seek Approval
S1298	RBS 4.9816 HVN MINI SHORT	0.0%	Good	Seek Approval
S1299	RBS 2.0173 HVN SELF FD INSTAL 4/2/19	0.0%	Good	Seek Approval
S1300	GUARDIAN TRUST AUSTRALIA LIMITED	0.0%	Good	Seek Approval
S1302	MQB 225 IAG ROLLING INSTAL WARR 20/05/03	0.0%	Good	Seek Approval
S1303	MACQ. 450 IAG ROLLING INSTAL WARR	0.0%	Reserve	Seek Approval
S1304	MACQ. 400 IAG INSTAL WARR 27-3-08	0.0%	Good	Seek Approval
S1305	CTW 300 IAG ROLLING I/W - 23/06/06	0.0%	Good	Seek Approval
S1306	CTW 400 IAG ROLLING INST 22/06/07	0.0%	Reserve	Seek Approval
S1307	CITI 400 IAG INSTAL WARR 20-12-07 DEF	0.0%	Good	Seek Approval
S1308	CITIWARR 450 IAG I/W 29/11/07	0.0%	Reserve	Seek Approval
S1309	JPMORGAN 375 IAG INSTAL WARR 02-MAY-08	0.0%	Good	Seek Approval
S1315	COMMBANK 282 IAG INSTAL WARR 25/09/06	0.0%	Good	Seek Approval
S1316	COMM BANK 443 IAG INSTA WAR 08/05/08	0.0%	Good	Seek Approval
S1317	ABN AMRO 350 IAG ROL INST WAR 04/12/06	0.0%	Good	Seek Approval
S1318	MACQ. 325 IAG INSTAL WARR 30/06/2009	0.0%	Good	Seek Approval
S1319	ABN AMRO 475 IAG INSTAL WARR 24-JUL-08	0.0%	Reserve	Seek Approval
S1320	MACQUARIE 4.4997 IAG MINI SHORT	0.0%	Good	Seek Approval
S1321	ABN AMRO 2.6219 IAG MINI LONG	0.0%	Good	Seek Approval
S1322	ABN AMRO 6.9294 IAG MINI SHORT	0.0%	Good	Seek Approval
S1325	CITIWARRANTS 0.304 IAU MINI LONG	0.0%	Good	Seek Approval
S1326	SALOMON 230 IDX INST WARR 16/6/03	0.0%	Good	Seek Approval
S1328	ABN AMRO 600 ILU INSTAL WARR 27-4-07	0.0%	Reserve	Seek Approval
S1331	ABN AMRO 6.0875 ILU MINI SHORT	0.0%	Good	Seek Approval
S1333	CITIWARRANTS 150 IPL INSTALMENT WARRANT	0.0%	Good	Seek Approval
S1334	MACQUARIE 150 IPL INCOME INSTAL 30-JUN-1	0.0%	Good	Seek Approval
S1335	CITIWARRANTS 2.5381 IPL MINI LONG	0.0%	Good	Seek Approval
S1336	ABN AMRO 1.9131 IPL MINI LONG	0.0%	Good	Seek Approval
S1337	ABN AMRO 750 JBH INSTAL WARR 16-JUN-08	0.0%	Good	Seek Approval
S1338	JB HI-FI LIMITED RBS PLC 18.2505 JBH MIN	0.0%	Good	Seek Approval
S1339	JB HI-FI LIMITED RBS PLC 19.5017 JBH MIN	0.0%	Good	Seek Approval
S1340	RBS 24.9945 JBH MINI SHORT	0.0%	Good	Seek Approval
S1341	RBS 18.7169 JBH MINI SHORT	0.0%	Good	Seek Approval
S1342	RBS 11.3536 JBH SELF FUND INSTAL (STOPLO	0.0%	Good	Seek Approval
S1343	MQB 325 JBM ROLLING INSTAL WAR 18/05/07	0.0%	Good	Seek Approval
S1344	MQB 475 JBM ROL INSTA WAR 17/12/06	0.0%	Good	Seek Approval
S1345	MACQ. 1200 JBM INSTAL WARR 27-9-07	0.0%	Good	Seek Approval
S1346	ABN AMRO 425 JBM ROLL INST WARR 14-06-07	0.0%	Good	Seek Approval
S1347	MACQ. 1300 JBM INSTAL WARR 30-6-08	0.0%	Good	Seek Approval
S1348	ABN AMRO 1400 JBM INSTAL WARR 24-7-08	0.0%	Good	Seek Approval
S1349	MACQ 450 JBM CALL WARRANT 24/06/04	0.0%	Good	Seek Approval
S1350	MACQUARIE 575 JBM CALL WARRANT 29/09/05	0.0%	Good	Seek Approval
S1351	CITI 1350 JBM CALL WARR 29-11-07	0.0%	Good	Seek Approval
S1353	MACQUARIE 6.5927 KCN MINI LONG	0.0%	Good	Seek Approval
S1354	MACQ. 450 KCN CALL WARR 28-6-07	0.0%	Good	Seek Approval
S1355	CITIWARRANTS 125KIM PUT WAR-EXP 23/09/04	0.0%	Reserve	Seek Approval
S1356	PLACEMENT	0.0%	Good	Seek Approval
S1357	LANG CORPORATION LTD - CONVERT PREF	0.0%	Good	Seek Approval
S1359	CITIWARRANTS 3000 LEI I/W 27-NOV-08	0.0%	Good	Seek Approval
S1360	ABN AMRO 15.9241 LEI MINI LONG	0.0%	Good	Seek Approval
S1361	ABN AMRO 14.2349 MINI LONG	0.0%	Good	Seek Approval
S1362	RBS 16.1601 MINI LONG	0.0%	Good	Seek Approval
S1363	RBS 25.1286 LEI MINI LONG	0.0%	Good	Seek Approval
S1364	ABN AMRO 60.6859 LEI MINI SHORT	0.0%	Good	Seek Approval
S1366	BARC BANK 650 LEI CALL WARR 12/1/2000	0.0%	Reserve	Seek Approval
S1368	MQB 170 LGL ROLLING INST WAR 19-MAY-08	0.0%	Good	Seek Approval
S1369	MACQ. 250 LGL INSTAL WARR 26-6-08	0.0%	Good	Seek Approval
S1370	MACQ. 325 LGL INSTAL WARR 27-3-08	0.0%	Good	Seek Approval
S1371	MACQUARIE 250 LGL INSTALMENT WARRANT 29-	0.0%	Good	Seek Approval
S1372	LIHIR GOLD LIMITED	0.0%	Good	Seek Approval
S1373	CTW 200 LGL ROLLING INSTALMENT WARRANT 1	0.0%	Good	Seek Approval
S1374	WESTPAC 275 LGL ROLLING I/W 13/06/08	0.0%	Good	Seek Approval
S1375	LIHIR GOLD LIMITED	0.0%	Good	Seek Approval
S1376	MQB 225 LGL SELF FUNDING INSTAL WARRANT	0.0%	Good	Seek Approval
S1377	UBS 425 LGB BARR PUT WARR 27-3-08	0.0%	Good	Seek Approval
S1378	MQB 170 LHG ROLLING INST WAR 19-MAY-08	0.0%	Good	Seek Approval
S1380	MQB 250 LHG INSTAL WAR 28/09/06	0.0%	Good	Seek Approval
S1381	MACQ. 200 LHG INSTAL WARR 20-12-07 DEF	0.0%	Good	Seek Approval
S1382	MACQUARIE 225 LHG INSTAL WAR 28/06/07	0.0%	Good	Seek Approval
S1384	DBA 125 LHG ROLL INSTAL WARR 15/06/04	0.0%	Good	Seek Approval
S1386	MACQ. 180 LHG ROLL INSTAL WARR 16-11-07	0.0%	Good	Seek Approval
S1387	MACQ. 300 LHG INSTAL WARR 29-3-07	0.0%	Good	Seek Approval
S1388	MACQUARIE 65 LHG I/W - EXP 30/03/06	0.0%	Good	Seek Approval
S1389	MQB 100 LHG INSTA WAR 22/12/05	0.0%	Good	Seek Approval
S1390	MQB 65 LHG INSTAL WARR 23/06/05	0.0%	Good	Seek Approval
S1391	MQB 250 LHG INSTAL WARRANT 28/09/06	0.0%	Good	Seek Approval
S1392	MACQ. 200 LHG INSTAL WARR 20-12-07	0.0%	Good	Seek Approval
S1393	MACQUARIE 225 LHG INSTAL WAR 28/06/07	0.0%	Good	Seek Approval
S1394	MACQ. 275 LHG INSTAL WARR 28-6-07	0.0%	Good	Seek Approval
S1395	ABN AMRO 185 LHG INSTL WRNT 24/01/07	0.0%	Good	Seek Approval
S1396	ABN AMRO 250 LHG INSTAL WARR 27-4-07	0.0%	Good	Seek Approval
S1397	ABN AMRO 275 LHG INSTALMENT 27/04/07	0.0%	Good	Seek Approval
S1398	LIHIR GOLD ABN 100 ROLLING INST WARR	0.0%	Good	Seek Approval
S1399	MACQ 2.331 LHG INSTAL WARR 30-6-09	0.0%	Good	Seek Approval
S1401	ANZ BANK 80 LHG CALL WARRANT 29/11/01	0.0%	Good	Seek Approval
S1407	MACQ 190LHG CALL WARR EXP 30/03/06	0.0%	Good	Seek Approval
S1408	MACQUARIE 225 LHG CALL WARR 23/02/06	0.0%	Good	Seek Approval
S1410	CITIWARRANTS 325 LHG CALL WAR 22/02/07	0.0%	Good	Seek Approval
S1411	CITI 300 LHG CALL WARR 29-3-07	0.0%	Good	Seek Approval
S1412	CITIWAR 130 LHG CALL WARR 22/12/05	0.0%	Good	Seek Approval
S1413	CITI 325 LHG CALL WRNT 28/09/06	0.0%	Reserve	Seek Approval
S1414	ABN AMRO 300 LHG CALL WAR 26/04/07	0.0%	Good	Seek Approval
S1415	CITI 265 LHG BARRIER CALL WARR 21-2-07	0.0%	Good	Seek Approval
S1416	CITIWARRANTS 290 LHG BARRIER WAR	0.0%	Good	Seek Approval
S1417	CITI 250 LHG BARR CALL WARR 28-3-07	0.0%	Good	Seek Approval
S1418	CITI 370 LHG BARR PUT WARR 23-5-07	0.0%	Good	Seek Approval
S1419	CITI 350 LHB BARRIER PUT WARR 25-7-07	0.0%	Good	Seek Approval
S1422	DBAG 575 LLC ROLL INST WARR 15/6/04	0.0%	Good	Seek Approval
S1423	DBAG 1025 LLC ROLLING INST WARR 15/6/04	0.0%	Good	Seek Approval
S1424	MQB 1200 LLC ROLL INSTAL WARR 19-5-08	0.0%	Good	Seek Approval
S1426	MACQ. 1300 LLC ROLL INSTAL WARR 16-11-07	0.0%	Reserve	Seek Approval
S1427	CITIWARRANTS 1000 LLC INSTA WAR 26/04/07	0.0%	Good	Seek Approval
S1429	ABN AMRO 750 LLC ROLLING WARR 14-6-07	0.0%	Reserve	Seek Approval
S1430	ABN AMRO 4.4239 LLC MINI LONG	0.0%	Good	Seek Approval
S1431	ABN AMRO 19.7243 LLC MINI SHORT	0.0%	Good	Seek Approval
S1432	MQB $6.9201 LLC SELF FUNDING INSTAL WARR	0.0%	Good	Seek Approval
S1433	LLC BT INSTALMENT WARRANTS 12/11/98	0.0%	Good	Seek Approval
S1434	BTA 875 LLC INSTALL WARRANT 24 NOV 99	0.0%	Good	Seek Approval
S1436	ROBERT FLEMING 1900 LLC CALL WARRANT	0.0%	Reserve	Seek Approval
S1437	MACQ BANK 2175 CALL WARRANT 27/5/99	0.0%	Reserve	Seek Approval
S1438	LEND LEASE CORP. MQB NOV99 2225 CALLW	0.0%	Reserve	Seek Approval
S1439	MACQ BANK 2000 LLC CALL WARRANT 23/11/00	0.0%	Reserve	Seek Approval
S1440	MACQ. 1400 LLC PUT WARR 23-4-08	0.0%	Good	Seek Approval
S1441	CALL WARRANT 28 JUNE 2001	0.0%	Reserve	Seek Approval
S1443	DEUTSCHE 50 LOK CALL WARR 26/10/00	0.0%	Good	Seek Approval
S1444	MACQ BANK 125 LOK CALL WARRANT 29/6/00	0.0%	Good	Seek Approval
S1446	UBS WAR LPT $50 (CAP $110) INSTAL WAR	0.0%	Good	Seek Approval
S1447	WARBURG LPT INSTALLMENT WARRANT 27/6/00	0.0%	Good	Seek Approval
S1448		0.0%	Good	Seek Approval
S1450	UBS 80 (88 BARR) LUO INSTAL WARR 16/7/03	0.0%	Good	Seek Approval
S1451	CITIWARRANTS LYC 1.7013 MINI SHORT	0.0%	Good	Seek Approval
S1453	LYNAS CORPORATION LIMITED	0.0%	Good	Seek Approval
S1455	MACQUARIE AIRPORTS STAPLED SECURITY PART	0.0%	Good	Seek Approval
S1457	SG AUST 40 MAP INSTALL WARR 18/11/03	0.0%	Good	Seek Approval
S1458	SG AUST 150 MAP ROLL INSTAL WAR 17/11/04	0.0%	Good	Seek Approval
S1459	SG AUST 100 MAP ROLL INSTAL WARR 15/6/04	0.0%	Good	Seek Approval
S1460	MQB 285 MAP ROLL INST WARRANT 19/05/06	0.0%	Good	Seek Approval
S1461	MQB 100 MAP ROLL INST WARR 18/11/03	0.0%	Reserve	Seek Approval
S1462	MACQUARIE 200 MAP INSTL WRNT 29/12/06	0.0%	Good	Seek Approval
S1463	MQB 300 MAP INST WARRANT - EXP 22/09/05	0.0%	Good	Seek Approval
S1464	CTW 175 MAP INSTAL WARR 23-JUN-08	0.0%	Good	Seek Approval
S1465	CITIWARRANTS 175 MAP INST WAR 18-11-04	0.0%	Good	Seek Approval
S1469	WBC 250 MAP ROLL INSTAL WARR 6/12/05	0.0%	Good	Seek Approval
S1470	ABN $1.4317 MAP SELF FUND WARR 30-06-15	0.0%	Good	Seek Approval
S1471	CTW 300 MAP BARRIER CALL WAR 23/06/05	0.0%	Good	Seek Approval
S1473	MQB 350 MAY ROLLING INSTAL WARR 20/05/02	0.0%	Good	Seek Approval
S1474	CITIWAR 200 MAY INST WARR 23/06/05	0.0%	Good	Seek Approval
S1475	ANZ 940 MAY CALL WARRANT 25 NOV 99	0.0%	Reserve	Seek Approval
S1476	ANZ 701 MAY PUT WARRANT 25/11/99	0.0%	Good	Seek Approval
S1480	MAC BNK CTW 3000 MBL ROLL INST WAR22JUN7	0.0%	Good	Seek Approval
S1481	CITIWARRANTS 5400 MBL INST WARR 28/04/06	0.0%	Good	Seek Approval
S1482	CITIWARR 7000 MBL INSTAL WARR 23/07/08	0.0%	Good	Seek Approval
S1483	BNP PARIBAS 1950 MBL ISW 26/06/03	0.0%	Good	Seek Approval
S1484	JPM $54.8676 MBL INSTALT WARR 02-MAY-08	0.0%	Good	Seek Approval
S1485	JPM $79.8676 MBL ROLL INSTAL WAR 2/5/08	0.0%	Good	Seek Approval
S1489	UBS 3900 (BARR 4290)MBL ROLL INSTAL WARR	0.0%	Good	Seek Approval
S1491	UBS 6400 MBL INSTALMENT WARR 24-JAN-08	0.0%	Good	Seek Approval
S1493	WBC 3350 MBL ROLL INSTAL WARR 6/12/04	0.0%	Good	Seek Approval
S1494	WBC $37.5582 MBL ROLL INSTAL WAR 6/12/06	0.0%	Good	Seek Approval
S1495	WBC 3400 MBL ROLL INSTAL WARR 17/6/05	0.0%	Good	Seek Approval
S1496	WESTPAC 5000 MBL ROLLING INST 06/12/05	0.0%	Good	Seek Approval
S1497	WESTPAC 3350 MBL INSTAL WARR 18/06/04	0.0%	Good	Seek Approval
S1498	COMM BK 2303 MBL INSTL WNT 25/09/06	0.0%	Good	Seek Approval
S1499	ABN AMRO 6100 MBL INSTAL WARR 27-7-07	0.0%	Good	Seek Approval
S1500	ABN 5000 MBL INST WAR EXP 27/07/06	0.0%	Good	Seek Approval
S1501	ABN 5500 MBL ROLL INSTAL WARR 05/12/08	0.0%	Good	Seek Approval
S1502	ABN 4700 MBL INSTALL WARR 28/07/05	0.0%	Good	Seek Approval
S1503	ABN 2800 MBL ROLLING INSTAL WARR 4/12/06	0.0%	Good	Seek Approval
S1504	ABN AMRO 7000 MBL I/W 25/10/07	0.0%	Good	Seek Approval
S1505	ABN 8000 MBL INST WARR 24-JAN-08	0.0%	Good	Seek Approval
S1506	ABN AMRO 8300 MBL INSTAL WARR 23-4-08	0.0%	Good	Seek Approval
S1507	ABN AMRO 8300 MBL INSTAL WARR 24-7-08	0.0%	Good	Seek Approval
S1508	ABN AMRO 67.208 MBL MINI CALL	0.0%	Good	Seek Approval
S1509	ABN AMRO 5210.84 MBL MINI CALL	0.0%	Good	Seek Approval
S1510	ANZ 900 MBL CALL WARRANT 27/08/98	0.0%	Good	Seek Approval
S1511	ANZ 1650 MBL CALL WARRANT 27/01/00	0.0%	Good	Seek Approval
S1512	MBL ANZ PUT WARRANT 1200 17/12/98	0.0%	Reserve	Seek Approval
S1513	SG AUSTRALIA LIMITED 2500 MBL CALL WARR	0.0%	Good	Seek Approval
S1514	CITIWARR 8000 MBL CALL WARR 19-DEC-07	0.0%	Good	Seek Approval
S1515	CITI 7500 MBL PUT WARR 19-12-07	0.0%	Good	Seek Approval
S1516	UBS 4400 MBL BARR CALL WARR 28/07/05	0.0%	Good	Seek Approval
S1517	UBS 5710MBL BARR CALL WARR 22/12/05	0.0%	Good	Seek Approval
S1518	UBS 5260 MBL BAR PUT WAR 28/07/05	0.0%	Good	Seek Approval
S1520	MACQUARIE 500 MCC INSTA WAR 30/03/06	0.0%	Good	Seek Approval
S1521	MQB 300 MCC INST WAR 27-SEP-07	0.0%	Good	Seek Approval
S1522	MACQUARIE 450 MCC I/W 27/03/2008	0.0%	Good	Seek Approval
S1523	RBS 7.7107 MCC MINI LONG	0.0%	Good	Seek Approval
S1526	ABN AMRO 325 MCG ROLLING I/W 16/6/08	0.0%	Good	Seek Approval
S1527	MACQUARIE $2.1950 MCQ I/W 28-06-07	0.0%	Good	Seek Approval
S1528	UBS 60 (BARR 66) MDT ROLL IW 25/11/04	0.0%	Reserve	Seek Approval
S1529	MACQUARIE FORTRESS AUST 1 FLTING NOTE	0.0%	Good	Seek Approval
S1530	ABN AMRO 375 MFS INSTAL WARR 27-7-07	0.0%	Good	Seek Approval
S1531	ABN AMRO 250 MFS ROLL INST WARR 16-06-08	0.0%	Good	Seek Approval
S1532	ABN AMRO 475 MFS INSTAL WARR 24-7-08	0.0%	Good	Seek Approval
S1533	MACQ GOODMAN CAP TRUST - REPS	0.0%	Good	Seek Approval
S1534	MACQ 225 MGR INST WAR 21/12/06	0.0%	Good	Seek Approval
S1539	MQB 325 MIG INSTAL WAR 24-JAN-08	0.0%	Reserve	Seek Approval
S1540	MACQ. 1054 ROLL INSTAL WARR 18-5-07	0.0%	Good	Seek Approval
S1541	MQB 300 MIG ROLL INSTAL WARR 19-5-08	0.0%	Good	Seek Approval
S1548	WBC 263 MIG ROLL INSTAL WARR 17/06/05	0.0%	Good	Seek Approval
S1549	CBA 280 MIG INSTAL WARR 14-5-10	0.0%	Good	Seek Approval
S1550	ABN AMRO 250 MIG INSTAL WAR 27-4-07	0.0%	Good	Seek Approval
S1552	ABN AMRO 210MIG ROLL INSTALWARR 4-DEC-06	0.0%	Good	Seek Approval
S1553	MACQ. 300 MIG INSTAL WARR 30-6-09	0.0%	Good	Seek Approval
S1554	ABN AMRO 320 MIG INST WARR 25-OCT-07	0.0%	Reserve	Seek Approval
S1555	MQB 175 MIG SELF FUNDING INSTAL WARRANT	0.0%	Good	Seek Approval
S1556	WBC $1.8016 MIG SELF FUND WARR 30-06-09	0.0%	Good	Seek Approval
S1557	MQB 400 MIG 400 CALL WARR 24/2/05	0.0%	Reserve	Seek Approval
S1559	ABN AMRO 375 MIG CALL WARR 26-4-07	0.0%	Reserve	Seek Approval
S1560	MIM HOLDINGS LIMITED CALL WARRANT	0.0%	Good	Seek Approval
S1561	BANKERS TRUST 175 MIM PUT WAR'T 28/7/99	0.0%	Good	Seek Approval
S1562	MIM DEU BANK 85C CALL WARRANT 24 JULY 97	0.0%	Reserve	Seek Approval
S1565	MIM CALL WARRANT DBA 29/07/99	0.0%	Good	Seek Approval
S1566	DEUTSCHE BANK 70 MIM CALL 27/7/00	0.0%	Good	Seek Approval
S1569	MIM HOLDINGS LTD RFW APR00 160 CALL W	0.0%	Reserve	Seek Approval
S1571	MQB OCT 00 115 CALL WARRANT	0.0%	Good	Seek Approval
S1572	MIM MQB 100 CALL WARRANT EX APRIL 2001	0.0%	Good	Seek Approval
S1573	BNP 140 MIM CALL WARRANT 30 MAR 2000	0.0%	Reserve	Seek Approval
S1575	MIM HOLD LTD UBSWARB 100 CALLWAR 26/6/01	0.0%	Good	Seek Approval
S1576	MER CHINA WATER (0-STRIKE WARR) 7/3/2013	0.0%	Reserve	Seek Approval
S1577	$1.60 UNITS PAID TO $1.00	0.0%	Good	Seek Approval
S1578	MTM ENTERTAINMENT $1.60 PAID TO $1.30	0.0%	Good	Seek Approval
S1580	MORTGAGE CHOICE PRIORITY OFFER	0.0%	Good	Seek Approval
S1581	MACQ 95 MOF ROLL INSTA WARR 18/05/07	0.0%	Good	Seek Approval
S1583	MOLOPO AUSTRALIA NL OPT. EXP. 30/6/07	0.0%	Good	Seek Approval
S1584	ABN AMRO MPR ROLLING INSTAL WARR 14-6-07	0.0%	Good	Seek Approval
S1588	JPM 32.8277 MQG ROLLING INSTALMENT WARRA	0.0%	Good	Seek Approval
S1590	UBS 3300 MQG INSTALMENT 14-MAR-08 DEF	0.0%	Good	Seek Approval
S1596	WESTPAC6000 MQG ROLL INSTAL 06-12-07 DEF	0.0%	Good	Seek Approval
S1598	ABN 4250 MQG ROLLING INSTAL 16-06-08 DEF	0.0%	Good	Seek Approval
S1605	ABN 43.0978 MQG MINI LONG EXPIRING	0.0%	Good	Seek Approval
S1606	ABN 31.1746 MQG MINI LONG 31-DEC-29	0.0%	Good	Seek Approval
S1607	RBS 25.8005 MQG MINI LONG	0.0%	Good	Seek Approval
S1608	ABN 14.0758 MINI LONG EXPIRING	0.0%	Good	Seek Approval
S1609	ABN AMRO 36.5146 MQG MINI LONG	0.0%	Good	Seek Approval
S1610	ABN AMRO 44.1149 MQG MINI LONG	0.0%	Good	Seek Approval
S1611	ABN AMRO 51.2074 MQG MINI LONG	0.0%	Good	Seek Approval
S1612	ABN AMRO 30.9892 MQG MINI LONG	0.0%	Good	Seek Approval
S1613	ABN AMRO 78.8771 MQG MINI SHORT	0.0%	Good	Seek Approval
S1614	MACQUARIE GROUP LIMITED	0.0%	Good	Seek Approval
S1615	RBS 62.3586 MQG MINI SHORT	0.0%	Good	Seek Approval
S1616	RBS 4795 MQG MINI SHORT	0.0%	Good	Seek Approval
S1618	RBS PLC 27.0031 MQG MINI SHORT	0.0%	Good	Seek Approval
S1619	ABN AMRO 5600 MQG PUT WARRANT 29-MAY-08	0.0%	Good	Seek Approval
S1620	ABN AMRO 5000 MQG PUT WARRANT 28-AUG-08	0.0%	Good	Seek Approval
S1626	ABN AMRO 3500 MQG PUT WARRANT 27-NOV-08	0.0%	Good	Seek Approval
S1627	ABN AMRO 2000 MQG PUT WARRANT 26-FEB-09	0.0%	Good	Seek Approval
S1628	ABN AMRO 6400 MQG PUT WARRANT 28-FEB-08	0.0%	Good	Seek Approval
S1632	CITIWARRANTS 400 MRE INSTA WAR 29/11/07	0.0%	Good	Seek Approval
S1633	CITIWARRANTS 500 MRE I/W 23-04-2008	0.0%	Reserve	Seek Approval
S1634	MTM ENTERTAINMENT TRUST	0.0%	Good	Seek Approval
S1636	MACQ 225 MXG INSTAL WAR 21/12/06	0.0%	Good	Seek Approval
S1637	CTW 325 MXG ROLLING INSTALMENT WARRANT 2	0.0%	Good	Seek Approval
S1638	UBS 250 MXG INSTAL WAR 14/12/05	0.0%	Good	Seek Approval
S1639	UBS 200 (BARR 220) MXG INST WAR	0.0%	Good	Seek Approval
S1641	MACQ 200 MYP INSTAL WARR 21/12/06	0.0%	Good	Seek Approval
S1643	MQB 2750 NAB INSTAL WARR 23/09/04	0.0%	Good	Seek Approval
S1645	CSFP NAB ENDOWMENT WARR 18/08/06	0.0%	Good	Seek Approval
S1647	MQB NAB ENDOWMENT WARR 30/06/08	0.0%	Good	Seek Approval
S1648	BT 2300 NAB INSTALL WARRANT 29 JUN 2000	0.0%	Good	Seek Approval
S1649	SG AUSTRALIA 3200 NAB INST WARR 20/5/02	0.0%	Good	Seek Approval
S1650	MQB 4000 NAB INST WAR 28-JUN-07	0.0%	Good	Seek Approval
S1651	MACQ. 3400 NAB I/W 27/09/07	0.0%	Good	Seek Approval
S1652	MQB 3800 NAB INST WARR 28-JUN-07	0.0%	Good	Seek Approval
S1653	MACQUARIE 3600 NAB INSTALMENT WARRANT 21	0.0%	Good	Seek Approval
S1654	MACQ 3700 NAB INSTAL WAR 28/09/06	0.0%	Good	Seek Approval
S1655	MACQUARIE 1800 NAB INSTALMENT WARRANT 30	0.0%	Good	Seek Approval
S1656	NAB 2000 MAQ INSTAL WARR 20/05/03	0.0%	Good	Seek Approval
S1657	NAB 2000 MAQ INSTAL WARR 20/03/02	0.0%	Good	Seek Approval
S1658	NAB 2000 MAQ INSTAL WARR 20/03/02	0.0%	Good	Seek Approval
S1659	MQB 3000 NAB ROLL INST WARRANT 20/05/04	0.0%	Good	Seek Approval
S1660	MACQUARIE 2000 NAB INSTALMENT WARRANT 28	0.0%	Good	Seek Approval
S1661	MQB 1750 NAB ROLLING INST WAR 18/11/05	0.0%	Reserve	Seek Approval
S1662	MACQ. 3100 NAB ROLL INSTAL WARR 16-11-07	0.0%	Reserve	Seek Approval
S1663	MACQ. 30000 NAB INSTAL WARR 23-4-08	0.0%	Reserve	Seek Approval
S1664	MQB 3100 NAB INSTAL WAR 22/12/05 DEF SE	0.0%	Good	Seek Approval
S1666	MACQ 3400 NAB INSTAL WARRANT 28/09/06	0.0%	Good	Seek Approval
S1667	MQB 27.50 NAB INSTAL WARR 23/09/04	0.0%	Good	Seek Approval
S1668	MQB 2350 NAB INST WAR 28/07/05	0.0%	Good	Seek Approval
S1669	MACQ 2500 NAB INSTAL WARR 27/07/06	0.0%	Good	Seek Approval
S1670	MACQUARIE 3300 NAB INSTAL WARR 21-12-06	0.0%	Good	Seek Approval
S1671	CITIWARRANTS 2000 NAB INSTA WAR 23/06/06	0.0%	Good	Seek Approval
S1672	CITI 2000 NAB INSTAL WARR 23/6/05	0.0%	Good	Seek Approval
S1674	CITIWARRANTS 2000 NAB INSTALMENT WARRANT	0.0%	Good	Seek Approval
S1675	CITIWARRANTS 2500 NAB I/W 23/9/10	0.0%	Good	Seek Approval
S1678	BNP PARIBAS 2700 NAB INSTAL WAR 23/09/04	0.0%	Reserve	Seek Approval
S1687	WBC 1550 NAB INST WARRANT 12/6/03	0.0%	Good	Seek Approval
S1688	WBC 2850 NAB INST WARR 18/06/04	0.0%	Good	Seek Approval
S1689	NAB INSTALLMENT WARRANT	0.0%	Good	Seek Approval
S1690	ABN AMRO 3500 NAB INST WARRANT 24-01-07	0.0%	Good	Seek Approval
S1691	ABN AMRO 2600 NAB INSTAL WARR 20/1/05	0.0%	Good	Seek Approval
S1692	ABN 2900 NAB INSTAL WAR 20/01/05	0.0%	Good	Seek Approval
S1693	ABN AMRO 2700 NAB I/W - 23/9/04	0.0%	Reserve	Seek Approval
S1694	ABN AMRO 1750 NAB I/W - EXP 15/06/05	0.0%	Good	Seek Approval
S1696	ABN 1400 NAB ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S1697	ABN 1750 NAB ROLLING INST WAR 04/12/06	0.0%	Good	Seek Approval
S1698	MACQUARIE $23.9590 NAB INSTAL WAR 28-6-7	0.0%	Good	Seek Approval
S1699	MACQ 3200 NAB INSTAL WAR 28/07/07	0.0%	Good	Seek Approval
S1700	MQB $31.0458 NAB INST. WAR. 30-JUN-08	0.0%	Reserve	Seek Approval
S1702	MACQ 17.2043 NAB INCOME INST 30/06/10	0.0%	Good	Seek Approval
S1703	ABN AMRO 3300 NAB INSTAL WARR 25-10-07	0.0%	Good	Seek Approval
S1704	ABN AMRO 3900 NAB INSTAL WARR 25-10-07	0.0%	Good	Seek Approval
S1706	ABN AMRO 3900 NAB INSTAL WARR 24-1-08	0.0%	Reserve	Seek Approval
S1710	ABN AMRO 2200 NAB INSTALMENT WARRANT 23-	0.0%	Reserve	Seek Approval
S1711	NATIONAL AUSTRALIA BANK LIMITED	0.0%	Good	Seek Approval
S1716	RBS 21.4194 NAB MINI LONG	0.0%	Good	Seek Approval
S1717	ABN AMRO 34.6226 NAB MINI CALL	0.0%	Good	Seek Approval
S1718	ABN AMRO 23.8703 NAB MINI LONG	0.0%	Good	Seek Approval
S1719	ABN AMRO 15.9605 NAB MINI LONG 31-DEC-29	0.0%	Good	Seek Approval
S1720	ABN 16.736 NAB MINI LONG 31-DEC-29	0.0%	Good	Seek Approval
S1721	NATIONAL AUSTRALIA BANK LIMITED	0.0%	Good	Seek Approval
S1723	ABN AMRO 41.4863 NAB MINI SHORT	0.0%	Good	Seek Approval
S1724	ABN AMRO 46.6378 NAB MINI SHORT	0.0%	Good	Seek Approval
S1726	ABN AMRO 39.2503 NAB MINI SHORT	0.0%	Good	Seek Approval
S1729	MQB $14.7242 NAB SELF FUNDING INSTAL WAR	0.0%	Good	Seek Approval
S1730	MQB $19.40 NAB SELF FND INST WAR 30-6-11	0.0%	Good	Seek Approval
S1731	MQB 2188 NAB SELF FUND. INSTAL. 29-06-12	0.0%	Good	Seek Approval
S1734	CITI 3850 NAB PUT WARR 29-11-07	0.0%	Reserve	Seek Approval
S1735	CITIWARRANTS 2300 NAB PUT WARRANT 27-SEP	0.0%	Good	Seek Approval
S1736	NAB CALL WARRANT BTAOC98CW	0.0%	Good	Seek Approval
S1737	NAB CALL WARRANT BTAJL99CW	0.0%	Good	Seek Approval
S1738	NAB BT 2300 INSTALLMENT WARRANT 29/6/00	0.0%	Good	Seek Approval
S1741	BT 2350 PUT WARRANT 29/7/99	0.0%	Reserve	Seek Approval
S1742	NATIONAL AUSTRALIA BANK CALL WARRANT	0.0%	Good	Seek Approval
S1744	NATIONAL AUST BANK WARRANTS 22/1/98	0.0%	Good	Seek Approval
S1745	NAB DEUTSCHE BANK CALL WARRANT OCT 99	0.0%	Reserve	Seek Approval
S1747	NAB PUT WARRANT DEUTSCHE BANK NOV 1998	0.0%	Reserve	Seek Approval
S1751	ROBERT FLEMING 2300 NAB C/WRT EX 27/04	0.0%	Good	Seek Approval
S1752	NAB ROB FLEMING 2550 PUT WARRANT 23/9/99	0.0%	Good	Seek Approval
S1753	SG AUSTRALIA 3200 NAB CALL WARR 24/1/02	0.0%	Good	Seek Approval
S1755	MQB 2100 NAB CALL WARRANT 28-JAN-99	0.0%	Good	Seek Approval
S1756	MACQUARIE 4300 NAB CALL WARRANT 27-SEP-0	0.0%	Good	Seek Approval
S1757	MACQUARIE BANK 2900 NAB CAL WARR 24/4/02	0.0%	Reserve	Seek Approval
S1758	MACQUARIE BANK 3300 NAB CAL WARR 24/4/02	0.0%	Good	Seek Approval
S1764	MACQ 2650 NAB PUT WRT 23/12/04	0.0%	Good	Seek Approval
S1765	MACQ. 30000 NAB PUT WARR 23-4-08	0.0%	Reserve	Seek Approval
S1766	MQB 3400 NAB PUT WARR 22/12/05	0.0%	Good	Seek Approval
S1774	CITIWAR 2900 NAB PUT WAR 26/05/05	0.0%	Good	Seek Approval
S1776	UBS 3450 NAB CALL WARRANT 29/06/06	0.0%	Good	Seek Approval
S1777	UBS 26.50 NAB CALL WARR 24/02/05	0.0%	Good	Seek Approval
S1778	NAB CALL WARRANT MER MY 99	0.0%	Good	Seek Approval
S1779	ABN AMRO 4300 NAB CALL WARR 28-6-07	0.0%	Good	Seek Approval
S1781	ABN 3000 NAB PUT WARR 22/12/04	0.0%	Good	Seek Approval
S1782	ABN 3750 NAB PUT WARR EXP 27/04/06	0.0%	Good	Seek Approval
S1783	MACQ 2700 NAB BARRIER CALL WARR 23/06/04	0.0%	Good	Seek Approval
S1791	NORTH LIMITED CALL WARRANT	0.0%	Good	Seek Approval
S1792	BH R. FLEMING WARRANT 14/04/98	0.0%	Reserve	Seek Approval
S1795	MQB 1900 NCM INSTAL WARRANT 21/12/06	0.0%	Good	Seek Approval
S1796	MQB 1900 NCM INSTAL WAR 21/12/06	0.0%	Good	Seek Approval
S1797	MQB 1300 NCM ROLL INSTAL WARR 19/05/06	0.0%	Good	Seek Approval
S1799	MQB 1525 NCM INSTAL WARR 29/09/05	0.0%	Good	Seek Approval
S1800	MACQUARIE 2200 NCM INSTAL WARR 28-SEP-06	0.0%	Good	Seek Approval
S1801	CTW 1200 NCM ROLL INSTAL WARR 23-JUN-08	0.0%	Good	Seek Approval
S1805	ABN AMRO 1700 NCM INSTAL WARR 26-OCT-06	0.0%	Good	Seek Approval
S1806	ABN 1200 NCM INSTAL WARR 27/10/05	0.0%	Good	Seek Approval
S1807	ABNAMRO 1475 NCM INSTWARR 28/07/05	0.0%	Good	Seek Approval
S1809	MQB 2800 NCM INCOME INSTALMENT 30-JUN-10	0.0%	Good	Seek Approval
S1810	NEWCREST MINING LIMITED	0.0%	Good	Seek Approval
S1815	NEWCREST MINING LIMITED	0.0%	Good	Seek Approval
S1816	RBS 44.457 NCM MINI SHORT	0.0%	Good	Seek Approval
S1818	NEWCREST MINING MQB MAY 02 600 CALL WARR	0.0%	Good	Seek Approval
S1819	BNP PARIBAS NCM CALL WARRANT	0.0%	Reserve	Seek Approval
S1823	CITI 2950 NCM BARRIER CALL WARR 19/12/07	0.0%	Good	Seek Approval
S1824	CITIWARRANTS 2400 NCM BARRIER 28/03/07	0.0%	Good	Seek Approval
S1825	UBS 1645 NCM BARR PUT WARR 24/02/05	0.0%	Good	Seek Approval
S1826	NEWS CORPORATION LTD (THE) - PREFERRED	0.0%	Good	Seek Approval
S1829	SG 1100 NCP INSTALL WARR 20/05/03	0.0%	Good	Seek Approval
S1830	MQB 1000 NCP ROLL INSTAL WARR 20/05/05	0.0%	Good	Seek Approval
S1831	MQB 600 NCP ROLLING INSTAL WARR 18/11/03	0.0%	Good	Seek Approval
S1832	MQB 1450 NCP ROLLING INST WARR 18/11/02	0.0%	Good	Seek Approval
S1833	CITIWARRANTS 900 NCP INSTAL WAR 18/11/04	0.0%	Good	Seek Approval
S1835	UBS 1000 NCP ROLL INSTAL WARR 25/05/04	0.0%	Good	Seek Approval
S1836	UBS 1150 NCP ROLL INSTAL WARR 27/11/03	0.0%	Reserve	Seek Approval
S1837	ABN AMRO 750 NCP I/W - EXP 02/12/05	0.0%	Good	Seek Approval
S1838	NCP CALL WARRANT 22-FEB-01	0.0%	Reserve	Seek Approval
S1839	NCP CALL WARRANT 24/9/98	0.0%	Good	Seek Approval
S1841	NCP CALL WARRANT 24 MAY 2001	0.0%	Good	Seek Approval
S1842	NCP DBA FEB98 650 CALL WARRANT	0.0%	Good	Seek Approval
S1843	DB 1000 NCP CALL WARRANT 20.05.99	0.0%	Good	Seek Approval
S1844	DEUTSCHE BANK 1250 NCP CALL WARR 27/3/02	0.0%	Reserve	Seek Approval
S1845	ROBERT FLEMING 1100 NCP CALL WAR 15/6/99	0.0%	Good	Seek Approval
S1847	SG AUSTRALIA 1350 NCP CALL EXP 1/4/03	0.0%	Reserve	Seek Approval
S1848	SG AUSTRALIA 1300 NCP CALL WARR 30/5/02	0.0%	Good	Seek Approval
S1850	MQB 625 CALL WARRANT 26/11/98	0.0%	Reserve	Seek Approval
S1853	NCP MQB PUT WARRANTS 28/5/98	0.0%	Good	Seek Approval
S1854	MACQ 1200 NCP PUT WARRANT 27/11/03	0.0%	Good	Seek Approval
S1855	MQB 1400 NCP PUT WARR 23/12/04	0.0%	Good	Seek Approval
S1858	BNP PARIBAS 1200 NCP CALL WARR 30/5/02	0.0%	Good	Seek Approval
S1859	BNP PARIBAS 1750 CALL WARR 20/12/01	0.0%	Reserve	Seek Approval
S1860	BNP PARIBAS 2000 NCP PUT WARRANT 27-SEP-	0.0%	Good	Seek Approval
S1861	UBS WARBURG 1550 NCP CALL WARR 27/6/02	0.0%	Reserve	Seek Approval
S1863	UBS 1200 NCP CALL WARR 24/02/05	0.0%	Reserve	Seek Approval
S1864	NCP CALL WARRANT MERAP99	0.0%	Good	Seek Approval
S1865	DEUTSCHE 1100 NCP BARR CALL WAR 25/03/04	0.0%	Good	Seek Approval
S1866	MACQ 1200 NCP BARR CALL WARR 23/09/04	0.0%	Good	Seek Approval
S1869	NORMANDY MINING CSF AUG00 100 CALL W	0.0%	Reserve	Seek Approval
S1873	NDY MACUARIE BANK MAY 98 PUT WARRANT	0.0%	Good	Seek Approval
S1875	WARBURG 175 CALL WARRANT 29/4/99	0.0%	Reserve	Seek Approval
S1876	NDY ABN AMRO 160 NDY CALL 14/6/99	0.0%	Reserve	Seek Approval
S1878	BT 175 NMH INSTALMENT WARRANT	0.0%	Good	Seek Approval
S1879	UBS WARBURG 270 NRM CALL WARR 29-MAR-01	0.0%	Reserve	Seek Approval
S1881	MACQUARIE 1000 NUF I/W 27-3-2008	0.0%	Good	Seek Approval
S1882	ABN AMRO 550 NUF ROLL INSTAL WARR 16-8-8	0.0%	Good	Seek Approval
S1883	RBS 6.9444 NUF MINI LONG	0.0%	Good	Seek Approval
S1887	MACQ 2200 NWS INSTAL WARR 30 MAR 06	0.0%	Good	Seek Approval
S1888	MACQUARIE 2100 NWS INSTAL WARRANT	0.0%	Good	Seek Approval
S1889	MQB 2100 NWS INSTAL WAR 21/12/06	0.0%	Good	Seek Approval
S1890	MQB 1600 NWS ROLL INSTWARR 20/05/05	0.0%	Good	Seek Approval
S1891	MQB 2000 NWS ROLL INSTAL WARR 20/05/05	0.0%	Reserve	Seek Approval
S1892	MQB 1700 NWS INSTAL WARR 24/11/05	0.0%	Good	Seek Approval
S1894	MQB 2000 NWS INSTAL WAR 30/03/06 DEF	0.0%	Good	Seek Approval
S1895	MACQUARIE 1850 NWS INSTAL WARR 28/09/06	0.0%	Good	Seek Approval
S1896	MQB 2300 NWS I/WARRANT-EXP 23/06/05	0.0%	Reserve	Seek Approval
S1897	MQB 1900 NWS INSTAL WARR 29/09/05	0.0%	Good	Seek Approval
S1898	MACQ 2100 NWS INSTAL WAR 29/09/05	0.0%	Good	Seek Approval
S1900	MQB 2100 NWS INSTAL WAR 22/12/05 DEF SE	0.0%	Good	Seek Approval
S1905	UBS 2900 NWS INSTAL WARR 26-7-07	0.0%	Good	Seek Approval
S1907	UBS 2050 INST WARRANT - EXP 24/02/05	0.0%	Good	Seek Approval
S1908	WEST 1875 NWS ROLL INSTAL WARR 6-12-07	0.0%	Good	Seek Approval
S1909	ABN AMRO 1900 NWS INSTAL WAR 26/10/06	0.0%	Good	Seek Approval
S1910	ABN AMRO 2100 NWS INSTAL WARR 27-4-07	0.0%	Good	Seek Approval
S1911	ABN AMRO 2450 NWS INSTAL WARR 27-7-07	0.0%	Good	Seek Approval
S1912	ABN 2200 NWS INSTAL WARR 20/01/05	0.0%	Good	Seek Approval
S1913	ABN 1500 NWS ROLL INSTAL WARR 02/12/05	0.0%	Reserve	Seek Approval
S1914	ABN 1900 NWS INSTALL WARR 23/03/05	0.0%	Good	Seek Approval
S1915	ABN AMRO 2000 NWS INSTAL WAR 28/07/05	0.0%	Good	Seek Approval
S1916	MQB $18.127 NWS I/W 30/06/09	0.0%	Good	Seek Approval
S1919	ABN 11.881 NWS MINI LONG 31-DEC-29	0.0%	Good	Seek Approval
S1920	ABN 10.1146 NWS MINI LONG 31-DEC-29	0.0%	Good	Seek Approval
S1921	NEWS CORPORATION	0.0%	Good	Seek Approval
S1922	ABN AMRO 28.0003 NWS MINI SHORT	0.0%	Good	Seek Approval
S1925	WBC$15.9093 NWS SLF FND INSTL WAR 30-6-9	0.0%	Good	Seek Approval
S1926	CITIWARRANTS 2550 NWS PUT WARR 27-JUL-06	0.0%	Reserve	Seek Approval
S1928	UBS 2600 NWS PUT WARRANT 26-JUN-08	0.0%	Good	Seek Approval
S1929	ABN AMRO 2700 NWS CALL WARRANT 27-SEP-07	0.0%	Reserve	Seek Approval
S1930	MACQ 2250 NWS BARRIER C/WAR-EXP 26/05/05	0.0%	Good	Seek Approval
S1931	CITIWARRANTS 2493 NWSR CALL WAR 22/12/06	0.0%	Good	Seek Approval
S1932	CITI 2550 NWS BARR CALL WARR 27-9-07	0.0%	Good	Seek Approval
S1933	CITIWARRANTS 2550 NWS CALL WAR 22/11/06	0.0%	Good	Seek Approval
S1934	NEXUS PORTFOLIO LINKED FRN 16/12/2009	0.0%	Good	Seek Approval
S1935	ABN AMRO $2.3818 MFS ROLLING INSTAL WARR	0.0%	Good	Seek Approval
S1936	ORCHARD INDUSTRIAL BROKER FIRM OFFER	0.0%	Good	Seek Approval
S1937	ORDINARY FULLY PAID DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
S1942	MQB $4.317 ORG ROLL INS WAR 20/05/05	0.0%	Good	Seek Approval
S1943	MQB 225 ORG ROLL INSTAL WARR 18/11/03	0.0%	Good	Seek Approval
S1945	ABN AMRO 400 ORG ROLL INSTAL WAR 14-6-07	0.0%	Good	Seek Approval
S1946	ABN AMRO 10.4907 ORG MINI LONG	0.0%	Good	Seek Approval
S1947	RBS 12.8872 ORG MINI LONG	0.0%	Good	Seek Approval
S1948	ABN AMRO 11.4529 ORG MINI SHORT	0.0%	Good	Seek Approval
S1950	DBAG 500 ORI ROLLING INST WARR 13/6/03	0.0%	Good	Seek Approval
S1951	MACQ $15.924 ORI INSTA WARR 28/09/06	0.0%	Good	Seek Approval
S1952	CITI 2000 ORI INSTAL WARR 29-11-07	0.0%	Good	Seek Approval
S1956	ABN AMRO 10.6833 ORI MINI LONG	0.0%	Good	Seek Approval
S1957	ABN AMRO 9.3561 ORI MINI LONG	0.0%	Good	Seek Approval
S1958	ABN AMRO 35.6736 ORI MINI SHORT	0.0%	Good	Seek Approval
S1959	ORICA LIMITED INSTALMENT WARRANT	0.0%	Good	Seek Approval
S1960	1250 ICI CALL WARRANT 6-OCT-99	0.0%	Good	Seek Approval
S1961	OIL SEARCH LTD MQB DEC05 200 I W	0.0%	Good	Seek Approval
S1962	WESTPAC 300 OSH ROLL INSTAL WAR 15/06/07	0.0%	Good	Seek Approval
S1963	ABN AMRO 325 OSH INSTAL WAR	0.0%	Good	Seek Approval
S1964	ABN AMRO 225 OSH ROLLING INSTALMENT 03-D	0.0%	Good	Seek Approval
S1965	ABN AMRO 300 OSH INSTAL WAR 24/01/06	0.0%	Good	Seek Approval
S1966	ABNAMRO 135 OSH ROLL INST WARRANT4/12/06	0.0%	Good	Seek Approval
S1968	ABN AMRO 2.7708 OSH MINI LONG	0.0%	Good	Seek Approval
S1973	MACQUARIE 350 OSH CALL WARRANT 21-DEC-06	0.0%	Reserve	Seek Approval
S1974	CITIWARRANTS 375 OSH CALL WAR 26/10/06	0.0%	Good	Seek Approval
S1975	CITIWARRANTS 550 OSH CALL WARRANT 30-JUL	0.0%	Good	Seek Approval
S1976	CITIWARRANTS 400 OSH CALL WARR 23-11-06	0.0%	Reserve	Seek Approval
S1978	CITIWARRANTS 375 OSH PUT WARR 27-JUL-06	0.0%	Good	Seek Approval
S1979	MERRILL 200 OSH CALL WARRANT 26 OCT 2000	0.0%	Good	Seek Approval
S1980	ABN AMRO 350 OSH CALL WARR 26-7-07	0.0%	Good	Seek Approval
S1982	COMM BANK 150 OST INSTAL WARR 25-SEP-06	0.0%	Good	Seek Approval
S1983	MACQUARIE 0.7054 OST MINI LONG	0.0%	Good	Seek Approval
S1984	ONESTEEL LIMITED	0.0%	Reserve	Seek Approval
S1985	ABN 3.505 OST MINI SHORT 31-DEC-29	0.0%	Good	Seek Approval
S1986	MQB 180 OXR ROLLING INSTAL WAR 19-MAY-08	0.0%	Good	Seek Approval
S1987	MQB 250 OXR ROLLING INST. WAR 19-MAY-08	0.0%	Good	Seek Approval
S1988	MACQ. 180 OXR ROLLIN INSTAL WARR 19-5-08	0.0%	Good	Seek Approval
S1989	MQB 250 OXR ROLLING INSTAL WAR 19/5/08	0.0%	Good	Seek Approval
S1990	MACQUARIE 275 OXR INSTAL WAR 29/03/07	0.0%	Good	Seek Approval
S1991	MACQ. 200 OXR INSTAL WARR 27-9-07	0.0%	Good	Seek Approval
S1993	CTW 376 OXR ROLLING INSTALMENT WARRANT 1	0.0%	Good	Seek Approval
S1994	CITI 250 OXR INSTAL WARR 20-12-07 DEF SE	0.0%	Good	Seek Approval
S1995	ABN AMRO 172 OXR ROLLING INSTALMENT WARR	0.0%	Good	Seek Approval
S1997	MQB 225 OXR INCOME INSTALMENT 30-JUN-10	0.0%	Good	Seek Approval
S1998	OXIANA RESOURCES NL - OPT EXP 30/9/02	0.0%	Good	Seek Approval
S1999	MACQ 325 OXR CALL WARRANT 23-NOV	0.0%	Good	Seek Approval
S2000	MACQUARIE 350 OXR CALL WARRANT 21-DEC-06	0.0%	Good	Seek Approval
S2001	MACQ. 275 OXR CALL WARR 24-5-07	0.0%	Good	Seek Approval
S2002	MACQUARIE 200 OXR CALL WARRANT 29-JUN-06	0.0%	Good	Seek Approval
S2003	CITIWARRANTS 325 OXR PUT WNT 27-JUL-06	0.0%	Good	Seek Approval
S2004	CITIWARR 350 OXR CALL WARR 28/12/07	0.0%	Good	Seek Approval
S2005	CITIWARRANTS 180 OXR PUT WAR 30 MAR 06	0.0%	Reserve	Seek Approval
S2006	OXIANA LIMITED CITIWARRANTS 290 CALL WAR	0.0%	Good	Seek Approval
S2012	MACQUARIE 5.8146 OZL MINI LONG	0.0%	Good	Seek Approval
S2019	PASMINCO LIMITED DBA OCT00 150 CALL W	0.0%	Reserve	Seek Approval
S2020	PASMINCO LTD DBA NOV 00 120 CALL WARRANT	0.0%	Reserve	Seek Approval
S2023	PASMINCO NOV 00 150 MACQUARIE CALL WARA	0.0%	Reserve	Seek Approval
S2024	PASMINCO LTD BNP NOV 00 120 CALL WARRANT	0.0%	Reserve	Seek Approval
S2025	MQB 160 PBG ROLLING INST WARR-20/05/05	0.0%	Good	Seek Approval
S2031	MACQUARIE 800 PBL INSTALM'T WARR.27/9/01	0.0%	Good	Seek Approval
S2032	PUBLISHING & BROADCASTING INSTAL WARR	0.0%	Good	Seek Approval
S2033	CITI 1800 PBL INSTAL WARR 29-11-07	0.0%	Good	Seek Approval
S2036	WBC $7.8939 PBL SELF FD IN WAR 30/06/16	0.0%	Good	Seek Approval
S2037	ABN AMRO CALL WARRANT	0.0%	Reserve	Seek Approval
S2038	MACQ. 650 PDN INSTAL WARR 20-12-07 DEF	0.0%	Good	Seek Approval
S2039	MQB 800 PDN INST WARR 25-OCT-07	0.0%	Good	Seek Approval
S2040	MACQ. 650 PDN INSTAL WARR 20-12-07	0.0%	Good	Seek Approval
S2041	CITIWARRANTS 750 PDN I/W 27/09/2007	0.0%	Good	Seek Approval
S2042	CITIWARR 550 PDN INSTAL WAR 29-NOV-07 DE	0.0%	Good	Seek Approval
S2043	CITI 700 PDN INSTAL WARR 23-4-08	0.0%	Reserve	Seek Approval
S2045	RBS PLC 1.4052 PDN MINI LONG	0.0%	Good	Seek Approval
S2047	ABN AMRO 6.3509 PDN MINI CALL	0.0%	Good	Seek Approval
S2048	ABN AMRO 3.6578 PDN MINI LONG	0.0%	Good	Seek Approval
S2049	ABN 3.1857 PDN MINI LONG 31-DEC-29	0.0%	Good	Seek Approval
S2051	PALADIN RES LTD MACQ PDN CAL WAR 28/9/06	0.0%	Good	Seek Approval
S2055	MQB PORTFOLIO ENDOWMENT WARRANT 16/04/10	0.0%	Good	Seek Approval
S2056	PRIME INFRASTRUCTURE GROUP STAPLED SECS	0.0%	Good	Seek Approval
S2057	PRIME INFRASTRUCTURE GROUP - NEW SHARES	0.0%	Good	Seek Approval
S2058	RBS $0.8371 BBI SELF FUNDING INSTAL WAR	0.0%	Reserve	Seek Approval
S2060	ABN 300 PMN ROLL INSTAL WARR 04/12/06	0.0%	Reserve	Seek Approval
S2061	MQB 225 PMN I/W - EXP 20/05/05	0.0%	Good	Seek Approval
S2062	MQB 375 PMN ROLL INSTAL WARR 18/11/05	0.0%	Good	Seek Approval
S2063	CTW 250 PMN ROLLING I/W - 23/06/06	0.0%	Good	Seek Approval
S2064	UBS 300 PMN ROLL INSTAL WAR 24/06/04	0.0%	Good	Seek Approval
S2065	ABN AMRO 450 PMN INSTAL WAR 24/1/07	0.0%	Good	Seek Approval
S2066	PROMINA ABN 275 ROLLING INST WARRANT	0.0%	Good	Seek Approval
S2067	ABN AMRO 400 PMN INSTALMENT WARR 24/1/06	0.0%	Good	Seek Approval
S2068	ABN 300 PMN ROLL INSTAL WARR 04/12/06	0.0%	Good	Seek Approval
S2069	MACQ. 35 PNA INSTAL WARR 27-3-08	0.0%	Good	Seek Approval
S2070	MQB $18.52 PPT SELF FD INST WAR 30/06/09	0.0%	Good	Seek Approval
S2073	COMM BANK 372 PPX INSTA WAR 25/09/06	0.0%	Good	Seek Approval
S2074	ABN AMRO 270 PPX INSTAL WARR 27-4-07	0.0%	Good	Seek Approval
S2076	MQB $4.753 PRK ROLL INSTAL WAR 19 MAY 06	0.0%	Good	Seek Approval
S2078	UBS 450 PRK INSTA WAR 17/05/05	0.0%	Good	Seek Approval
S2079	ABN AMRO 450 PRK INSTAL WAR 27/10/05	0.0%	Good	Seek Approval
S2080	ABN AMRO 450 PRK INSTAL WARR 27/07/06	0.0%	Good	Seek Approval
S2084	DBA 150 PTD ROLL INSTAL WARR	0.0%	Good	Seek Approval
S2085	DBA 200 PTD ROLLING INSTAL WARR 15/6/04	0.0%	Good	Seek Approval
S2087	MACQUARIE 200 PTD CALL (BARRIER 250) WAR	0.0%	Good	Seek Approval
S2089	MACQUARIE 150 PTD CALL WARRANT 24/06/04	0.0%	Reserve	Seek Approval
S2090	UBS 300 PTM INSTAL WARR 22-5-08	0.0%	Good	Seek Approval
S2091	MACQ. 300 PTM CALL WARR 27-09-07	0.0%	Good	Seek Approval
S2095	QANTAS AIRWAYS MQB MAY01 300 I W	0.0%	Good	Seek Approval
S2096	MQB 230 QAN ROLL INSTAL WARR 20/05/05	0.0%	Good	Seek Approval
S2098	CITIBANK 198 QAN INSTAL WARRANT 18/11/03	0.0%	Good	Seek Approval
S2101	UBS 200 QAN ROLL INSTAL WAR 23/11/06	0.0%	Good	Seek Approval
S2104	UBS 300 QAN ROLLING ISTALL WARR 28/05/04	0.0%	Reserve	Seek Approval
S2106	WESTPAC 360 QAN ROLLING INSTALMENT WARR	0.0%	Good	Seek Approval
S2107	INSTALMENT WARRANT MERRILL 26/07/01	0.0%	Good	Seek Approval
S2108	ABN AMRO 300 QAN INSTAL WARRANT 28/07/04	0.0%	Good	Seek Approval
S2109	RBS 140 QAN ROLLING I/W 14/6/2010	0.0%	Good	Seek Approval
S2110	ABN AMRO 200 QAN ROL INST WARR 4/12/06	0.0%	Good	Seek Approval
S2113	RBS PLC 1.9006 QAN MINI SHORT	0.0%	Good	Seek Approval
S2114	ABN AMRO 2.5402 QAN MINI LONG	0.0%	Good	Seek Approval
S2115	ABN AMRO 6.5506 QAN MINI SHORT	0.0%	Good	Seek Approval
S2116	RBS 2.6993 QAN MINI SHORT	0.0%	Good	Seek Approval
S2117	QANTAS AIRWAYS LIMITED	0.0%	Good	Seek Approval
S2118	ANZ 310 CALL WARRANT 27/5/99	0.0%	Good	Seek Approval
S2121	QAN NMA JUL97 150 CALL WARRANT	0.0%	Good	Seek Approval
S2122	CITI 5.103 QAN CALL WARR 26-4-07	0.0%	Good	Seek Approval
S2123	CITIWARRANTS 325 QAN CALL WARR 28-SEP-06	0.0%	Reserve	Seek Approval
S2124	CITIWARRANTS 325 QAN PUT WAR 22/12/05	0.0%	Reserve	Seek Approval
S2126	CITI 475 QAN BARRIER CALL WARR 28-3-07	0.0%	Good	Seek Approval
S2127	DBA 1000 QBE ROLL INSTAL WARR 15/06/05	0.0%	Good	Seek Approval
S2128	MQB 2650 QBE ROLL INSTAL WARR 19-5-08	0.0%	Reserve	Seek Approval
S2129	MQB 20000 QBE ROLL INSTAL WARR 17-11-08	0.0%	Good	Seek Approval
S2131	MQB 2700 QBE INST WARR 27/09/07	0.0%	Good	Seek Approval
S2133	JPM 2750 QBE ROLL INSTAL WARR 2-5-08	0.0%	Reserve	Seek Approval
S2134	UBS 2400 QBE INSTAL WARR 26-6-08	0.0%	Good	Seek Approval
S2135	WESTPAC 1100 QBE ROLL I/W - 17/06/05	0.0%	Good	Seek Approval
S2136	ABN AMRO 1700 QBE INSTAL WAR 24/01/07	0.0%	Good	Seek Approval
S2137	ABN AMRO 1900 QBE INSTA WAR 27/07/07	0.0%	Good	Seek Approval
S2138	ABNAMRO 650 QBE ROLL INSWAR 02/12/05	0.0%	Good	Seek Approval
S2139	MACQ. 28.5638 QBE INSTAL WARR 30-6-08	0.0%	Good	Seek Approval
S2140	MACQUARIE 1500 QBE INCOME INSTAL 30-JUN-	0.0%	Good	Seek Approval
S2142	ABN 16.2014 QBE MINI LONG 31-DEC-29	0.0%	Reserve	Seek Approval
S2143	ABN AMRO QBE 12.2026 MINI LONG	0.0%	Good	Seek Approval
S2144	QBE INSURANCE GROUP LIMITED	0.0%	Good	Seek Approval
S2145	ABN AMRO 38.8169 QBE MINI SHORT	0.0%	Good	Seek Approval
S2146	ABN AMRO 35.6419 QBE MINI PUT	0.0%	Good	Seek Approval
S2147	ABN AMRO 33.251 QBE MINI SHORT	0.0%	Good	Seek Approval
S2150	MQB $7.5933 QBE INS WARR 30-10-2010	0.0%	Good	Seek Approval
S2154	ABN AMRO 2500 QBE CALL WARRANT 24-JAN-07	0.0%	Good	Seek Approval
S2157	MACQ. 2700 QBE CALL WARR 23-4-08	0.0%	Reserve	Seek Approval
S2158	MACQUARIE 2600 QBE PUT WARRANT 29-MAY-08	0.0%	Good	Seek Approval
S2162	ABN AMRO 3000 QBE PUT WARRANT 26/04/07	0.0%	Good	Seek Approval
S2163	CITI 2035 QBE BARR CALL WARR 26-3-08	0.0%	Good	Seek Approval
S2164	CITIWARRANTS 2700 QBE BARRIER PUT WARR 2	0.0%	Good	Seek Approval
S2165	CITIWARRANTS 2800 QBE BARRIER PUT WARR 2	0.0%	Good	Seek Approval
S2166	MACQ. 300 QGC INSTAL WARR DEF SET	0.0%	Good	Seek Approval
S2167	MQB 150 QGC INSTAL WARR 27-MAR-08	0.0%	Good	Seek Approval
S2169	QNI ROBERT FLEMING CALL WARRANTS 15/7/99	0.0%	Reserve	Seek Approval
S2171	CITIWARRANTS QRN 2.5377 MINI LONG	0.0%	Good	Seek Approval
S2172	QR NATIONAL LIMITED	0.0%	Good	Seek Approval
S2179	ORDINARY FULLY PAID DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
S2182	RECORD INVESTMENTS LIMITED	0.0%	Good	Seek Approval
S2183	RECORD INVESTMENTS LIMITED	0.0%	Good	Seek Approval
S2184	ABN AMRO 650 RCD INSTA WAR 27/07/06	0.0%	Good	Seek Approval
S2185	ABN AMRO 350 RCD INSTA WAR 24/01/06	0.0%	Good	Seek Approval
S2186	MQB 1200 RIN ROLLING INST WARRANT	0.0%	Good	Seek Approval
S2187	MQB 1209 RIN ROLL INST WAR 17/11/06	0.0%	Good	Seek Approval
S2188	MACQ $13.094 RIN INSTAL WARR 28/09/06	0.0%	Good	Seek Approval
S2189	MACQ $15.575 RIN INSTAL WARR 21/12/06	0.0%	Good	Seek Approval
S2190	UBS 725 RIN INSTAL WARR 24/02/05	0.0%	Good	Seek Approval
S2191	COMM BANK 327 RIN INSTAL WARRANT 25-9-06	0.0%	Good	Seek Approval
S2192	ABN AMRO 1200 RIN INSTAL WAR 27/07/06	0.0%	Good	Seek Approval
S2193	ABN AMRO 975 RIN INSTAL WAR 28/07/05	0.0%	Good	Seek Approval
S2194	MACQ 1550 RIN INSTAL WAR 28/06/07	0.0%	Good	Seek Approval
S2196	MACQ. 1950 RIN CALL WARR 29-3-07	0.0%	Good	Seek Approval
S2197	CITIWARRANTS 1250 RIN CALL WARR 29/9/05	0.0%	Reserve	Seek Approval
S2200	MQB $68.524 RIO INST WAR 29/06/06	0.0%	Good	Seek Approval
S2201	MACQ 8000 RIO INSTAL WARR 28/09/06	0.0%	Good	Seek Approval
S2202	MQB 6500 RIO ROLLING INSTA WAR 18/05/07	0.0%	Good	Seek Approval
S2203	MQB 8000 RIO ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S2204	MACQ 5000 RIO INSTAL WAR 22/12/05	0.0%	Good	Seek Approval
S2205	MACQ. 7200 RIO INSTAL WARR 28-6-07	0.0%	Good	Seek Approval
S2206	MACQUARIE 7000 RIO INSTALMENT WAR 29-3-7	0.0%	Good	Seek Approval
S2207	MACQUARIE 6650 RIO INSTAL WARR 28/09/06	0.0%	Good	Seek Approval
S2208	RIO TINTO LIMITED CTW 68.952 RIO ROLLING	0.0%	Good	Seek Approval
S2209	CITIWARR 8800 RIO I/W 29-11-07 DEF SET	0.0%	Reserve	Seek Approval
S2210	CITIWARRANTS 5500 RIO INSTALMENT WARRANT	0.0%	Good	Seek Approval
S2211	CITIWARRANTS 7000 RIO INSTALMENT WARRANT	0.0%	Good	Seek Approval
S2212	RIO TINTO LIMITED CITIWARRANTS 5000 RIO	0.0%	Good	Seek Approval
S2213	CITIWARRANTS 59.339 RIO INSTALMENT WARRA	0.0%	Good	Seek Approval
S2219	UBS 5000 RIO INST WARR 25/05/06	0.0%	Good	Seek Approval
S2222	WESTPAC 7500 RIO ROLLING I/W 13/06/08	0.0%	Good	Seek Approval
S2223	RIO ABN AMRO 3200 INSTAL WARR 15/01/03	0.0%	Good	Seek Approval
S2224	ABN AMRO 4450 RIO INSTAL WAR 28/07/05	0.0%	Good	Seek Approval
S2225	MACQUARIE 5700 RIO INSTAL WARR 30-06-09	0.0%	Good	Seek Approval
S2226	RIO TINTO LIMITED	0.0%	Good	Seek Approval
S2227	MACQUARIE 78.0127 RIO MINI SHORT	0.0%	Good	Seek Approval
S2228	MACQUARIE 72.0045 RIO MINI SHORT	0.0%	Good	Seek Approval
S2242	ABN AMRO 74.9287 RIO MINI CALL	0.0%	Good	Seek Approval
S2243	RBS 60.5485 RIO MINI LONG EXPIRING	0.0%	Good	Seek Approval
S2244	RIO TINTO LIMITED	0.0%	Good	Seek Approval
S2245	RIO TINTO LIMITED	0.0%	Good	Seek Approval
S2246	ABN AMRO 88.9199 RIO MINI LONG	0.0%	Good	Seek Approval
S2247	RBS RIO 50.8987 MINI LONG	0.0%	Good	Seek Approval
S2248	ABN AMRO 98.6387 RIO MINI LONG	0.0%	Good	Seek Approval
S2249	RBS 91.4028 RIO MINI SHORT	0.0%	Good	Seek Approval
S2250	RBS 98.2552 RIO MINI SHORT	0.0%	Good	Seek Approval
S2251	ABN AMRO 108.4006 RIO MINI PUT	0.0%	Good	Seek Approval
S2252	ABN AMRO 58.0501 RIO MINI SHORT	0.0%	Good	Seek Approval
S2253	ABN AMRO 10802 RIO MINI SHORT	0.0%	Good	Seek Approval
S2254	RBS 70.9464 RIO MINI SHORT	0.0%	Good	Seek Approval
S2259	MQB $20.71 RIO SELF FND INST WAR 30-6-10	0.0%	Good	Seek Approval
S2260	MQB $43.9553 RIO SELF FUND INST 30-6-11	0.0%	Good	Seek Approval
S2261	RIO TINTO LIMITED MACQUARIE 6000 RIO CAL	0.0%	Good	Seek Approval
S2262	MQB 11000 RIO CALL WARR 27-SEP-07	0.0%	Good	Seek Approval
S2263	RBS 6800 RIO PUT WARRANT 25-MAR-10	0.0%	Good	Seek Approval
S2264	ABN AMRO 7200 RIO PUT WARRANT 26-OCT-06	0.0%	Good	Seek Approval
S2265	RIO CALL WARRANT BT MA99	0.0%	Good	Seek Approval
S2266		0.0%	Reserve	Seek Approval
S2267	RIO CALL WARRANT BT JUN 97	0.0%	Good	Seek Approval
S2268	RIO CALL WARRANT DEUTSCHE SEP 97	0.0%	Reserve	Seek Approval
S2269	RIO TINTO LTD JUN 00 3000 CALLW	0.0%	Reserve	Seek Approval
S2270	MACQ. 8000 RIO CALL WARR 24-5-07	0.0%	Good	Seek Approval
S2271	MACQUARIE 4200 RIO CALL WAR-EXP 23/03/05	0.0%	Good	Seek Approval
S2272	MACQ. 7500 RIO CALL WARR 28-7-07	0.0%	Good	Seek Approval
S2273	MACQ. 9000 RIO CALL WARR 27-7-07	0.0%	Reserve	Seek Approval
S2275	CITIWARRANTS 4400 RIO PUT WAR 29/09/05	0.0%	Reserve	Seek Approval
S2280	CITIWARRANTS 3500 RIO PUT WARR 26-MAR-09	0.0%	Reserve	Seek Approval
S2281	RIO TINTO LIMITED CALL WARRENTS	0.0%	Good	Seek Approval
S2282	RIO MERRILL LYNCH CALL WARRANT 1950 CALL	0.0%	Good	Seek Approval
S2283	ABN AMRO 7850 RIO CALL WAR 26/04/07	0.0%	Good	Seek Approval
S2284	MACQ 3750 RIO BARRIER I/W-EXP 26/05/05	0.0%	Good	Seek Approval
S2287	CITIWARRANTS 6500 RIO CAL WAR 22/11/06	0.0%	Good	Seek Approval
S2290	UBS 6847 RIO BARRIER CALL WAR 28/09/06	0.0%	Good	Seek Approval
S2291	UBS 6697 RIO BARRIER CALL WARR 28-SEP-06	0.0%	Good	Seek Approval
S2292	MQB 275 RIV CALL WARR 25-OCT-07	0.0%	Good	Seek Approval
S2294	ABN AMRO 225 RMD ROL INST WARR	0.0%	Good	Seek Approval
S2295	ABN AMRO 6.7924 RMD MINI SHORT	0.0%	Good	Seek Approval
S2296	ABN AMRO 250 ROC INSTAL WARR 24/01/07	0.0%	Good	Seek Approval
S2297	ABN 200 ROC INSTAL WARR 27/07/06	0.0%	Good	Seek Approval
S2300	RURAL PRESS LIMITED - PREFERRED	0.0%	Good	Seek Approval
S2302	ROX RESOURCES LIMITED	0.0%	Reserve	Seek Approval
S2303	MACQ 250 SAS CALL WARR 25-5-00	0.0%	Good	Seek Approval
S2305		0.0%	Good	Seek Approval
S2306	MACQUARIE 800 SEV INSTAL WAR 20/12/07	0.0%	Good	Seek Approval
S2307	MACQ. 800 SEV INSTAL WARR 20-12-07	0.0%	Good	Seek Approval
S2308	RESET CONVERTIBLE PREFERENCE DEFERRED	0.0%	Good	Seek Approval
S2312	MQB 800 SFE INST WARRANT - 22/09/05	0.0%	Good	Seek Approval
S2313	RBS PLC 10.0126 SFR MINI SHORT	0.0%	Good	Seek Approval
S2316	MQB SGB ENDOWMENT WARR 30/6/06	0.0%	Good	Seek Approval
S2318	BT 525 SGB INSTALL WARR 27 OCT 99	0.0%	Good	Seek Approval
S2319	MQB 2800 SGB INSTAL WAR 28/09/06	0.0%	Good	Seek Approval
S2320	MQB 1950 SGB ROLLING INST WARR 18/05/07	0.0%	Good	Seek Approval
S2321	MQB 2000 ROLL I/W 19/05/06	0.0%	Good	Seek Approval
S2323	ST GEORGE MACQ 1600 INSTAL WARRANT	0.0%	Good	Seek Approval
S2324	MACQ. 32000 SGB INSTAL WARR 28-6-07	0.0%	Good	Seek Approval
S2325	MACQ. 30000 SGB INSTAL WARR 24-1-08	0.0%	Reserve	Seek Approval
S2326	MACQUARIE 1600 SGB INST WARRANT 23/04/09	0.0%	Good	Seek Approval
S2327	MACQ 2600 SGB INSTAL WARR 29/09/06	0.0%	Reserve	Seek Approval
S2328	MQB 2300 SGB INSTAL WARR 29/06/05	0.0%	Good	Seek Approval
S2329	MACQUARIE 1900 SGB INST WAR EXP 28/07/04	0.0%	Good	Seek Approval
S2331	MQB 2900 SGB INST. WAR. 27-SEPT-07	0.0%	Good	Seek Approval
S2332	ST GEORGE BANK SSA MAR01 900	0.0%	Good	Seek Approval
S2333	CITIBANK 1200 SGB INST WARR 23/6/06	0.0%	Good	Seek Approval
S2334	CITIBANK 1600 SGB INSTAL WARR 18/11/03	0.0%	Good	Seek Approval
S2335	CTW 2500 SGB ROLL INSTAL WARR 19-6-09	0.0%	Good	Seek Approval
S2336	CITI 3000 SGB INSTAL WARR 23-6-08	0.0%	Good	Seek Approval
S2337	CITIWARRANTS 2600 SGB INSTAL WAR 29-11-7	0.0%	Good	Seek Approval
S2338	JPM 3250 SGB ROLL INSTAL WARR 2-5-08	0.0%	Reserve	Seek Approval
S2344	UBS 2100 SGB ROLL INSTAL WARR 6-11-08	0.0%	Good	Seek Approval
S2345	CBA 1850 SGB INSTAL WARR 8/5/08	0.0%	Good	Seek Approval
S2346	ABN AMRO 3000 SGB INST WAR 27-JUL-07	0.0%	Good	Seek Approval
S2347	ABN 1050 SGB INSTAL WARR 27/05/04	0.0%	Good	Seek Approval
S2348	ABN 2000 SGB INSTAL WARR 28/07/05	0.0%	Good	Seek Approval
S2349	ABN 1350 SGB ROLLING INST WAR 04/12/06	0.0%	Good	Seek Approval
S2350	MACQ. 29.4044 SGB INSTAL WARR 28-6-07	0.0%	Good	Seek Approval
S2351	MACQUARIE $22.3313 SGB INST 30/06/08	0.0%	Good	Seek Approval
S2352	SGB MACQ $27.5246 SGB INST WAR 30-6-08	0.0%	Good	Seek Approval
S2353	MQB 2500 SGB INSTAL. WAR 30-JUN-09	0.0%	Good	Seek Approval
S2354	ABN AMRO 17.2478 SGB MINI LONG	0.0%	Good	Seek Approval
S2355	ABN AMRO 37.2114 SGB MINI SHORT	0.0%	Good	Seek Approval
S2356	ABN AMRO 40.5679 SGB MINI SHORT	0.0%	Good	Seek Approval
S2357	NON RED NON CUM CONV PREFERENCE	0.0%	Good	Seek Approval
S2359	ST GEORGE NON-CUMUL UNSEC STEP-UP PREF	0.0%	Good	Seek Approval
S2360	ST GEORGE NON-CUMUL UNSEC STEP-UP PREF	0.0%	Good	Seek Approval
S2362	MQB 1650 SGB SELF FUNDING INSTAL WARRANT	0.0%	Good	Seek Approval
S2363	MQB $14.6972 SGB SELF FUNDING INSTAL WAR	0.0%	Good	Seek Approval
S2364	UBS $19.14 SGB (LOAN 17.295) SELF FUND 3	0.0%	Good	Seek Approval
S2365	BANKERS TRUST 1050 SGB CALL WARR 27/1/00	0.0%	Good	Seek Approval
S2366	SGB BT INSTALLMENT WARRANTS	0.0%	Good	Seek Approval
S2367	BANKERS TRUST 525 SGB WARRANT 27 OCT 99	0.0%	Good	Seek Approval
S2369	BT CALL WARRANT SGB 28/7/99	0.0%	Good	Seek Approval
S2370	SGB CALL WARRANT DEUTSCHE BANK JULY 98	0.0%	Good	Seek Approval
S2371		0.0%	Good	Seek Approval
S2372	SG AUST FEB01 1300 CALL WARRANT	0.0%	Good	Seek Approval
S2373	MQB 800 SGB CALL WARRANT 23-APR-98	0.0%	Reserve	Seek Approval
S2374	MACQ. 3600 SGB CALL WARR 29-11-07	0.0%	Good	Seek Approval
S2376	MACQUARIE 3200 SGB CALL WAR 24/05/07	0.0%	Good	Seek Approval
S2377	MACQ. 3600 SGB PUT WARR 29-11-07	0.0%	Good	Seek Approval
S2378	BNP PARIBAS 1500 SGB CALL WARR 27/3/02	0.0%	Good	Seek Approval
S2379	MQB 2300 SGB BARR WAR 26/05/05	0.0%	Good	Seek Approval
S2380	CITI 2500 SGB BARR CALL WARR 28-5-08	0.0%	Good	Seek Approval
S2382	MQB $9.293 SGM INSTA WAR 30/03/06 DEF SE	0.0%	Good	Seek Approval
S2383	MQB $14.797 SGM INST WAR 22/12/05 DEF SE	0.0%	Good	Seek Approval
S2384	ABN AMRO 1200 SGM INSTAL WARR 24-1-07	0.0%	Good	Seek Approval
S2385	MAC 425 SGP INST WAR - EXP 23/03/05	0.0%	Good	Seek Approval
S2388	ABN 500 SHL ROLLING I/W - EXP 02/12/05	0.0%	Good	Seek Approval
S2389	MACQ 800 SIG INSTAL WAR 22/12/05	0.0%	Good	Seek Approval
S2390	WBC 750 SIG ROLLING INST WAR 06/12/05	0.0%	Good	Seek Approval
S2391	WBC 725 SIG ROLL INSTAL WAR 17/6/05	0.0%	Good	Seek Approval
S2392	ABN AMRO 750 SIG I/WARRANT - 27/07/06	0.0%	Good	Seek Approval
S2393	ABN 450 SIG ROLL INST WARR 02/12/05	0.0%	Good	Seek Approval
S2395	MAQ 185 SIP INSTALMENT WARRANT 21/12/06	0.0%	Good	Seek Approval
S2396	MQB 772 SIPN INSTALMENT WARRANT 22/12/05	0.0%	Reserve	Seek Approval
S2397	ABN AMRO 150 SIP INSTAL WARR 16-JUN-08	0.0%	Reserve	Seek Approval
S2398	RBS PLC 1.5065 SIR MINI LONG	0.0%	Good	Seek Approval
S2401	SSBA 800 SME INSTALL WARR 29 MAR 01	0.0%	Good	Seek Approval
S2402	8.5% NON-RED NON-CUM CONVERTING PREFSER2	0.0%	Good	Seek Approval
S2403	SUNCORP-METWAY SSB MAR01 800 I W	0.0%	Good	Seek Approval
S2404	SUNCORP METWAY NOTES	0.0%	Good	Seek Approval
S2407	MQB MAY00 500 CALL W	0.0%	Good	Seek Approval
S2410	MQB 120 SPN INSTAL WARR 29/06/06	0.0%	Reserve	Seek Approval
S2411	MACQ 70 SRG ROLLING INSTAL WARR 18-5-07	0.0%	Good	Seek Approval
S2413	CITIWARRANTS 80 SSX I/W - EXP 18/11/05	0.0%	Good	Seek Approval
S2414	SMORGON STEEL GROUP LTD - CONVERT PREF	0.0%	Good	Seek Approval
S2416	CSFP STO ENDOWMENT WARR 29/6/07	0.0%	Good	Seek Approval
S2418	BT 325 STO INSTALL WARRANT 24 NOV 99	0.0%	Good	Seek Approval
S2419	DBAG 550 STO ROLLING INST WARR 13/6/03	0.0%	Good	Seek Approval
S2420	STO MQB NOV01 200 INSTALL WARR	0.0%	Good	Seek Approval
S2421	MQB 600 STO INST WARR 19-MAY-08	0.0%	Good	Seek Approval
S2422	MQB 750 STO ROLLING INSTAL WAR 19/05/06	0.0%	Good	Seek Approval
S2423	MQB 950 STO ROLLING INSTALMENT WARRENT	0.0%	Good	Seek Approval
S2424	MACQUARIE 900 STO INSTALMENT WAR 29-3-7	0.0%	Good	Seek Approval
S2426	JPMORGAN 900 STO ROLL INSTAL DIV ADVANCE	0.0%	Good	Seek Approval
S2427	JPM 1300 STO ROLL INSTAL DIV ADVANCE 17-	0.0%	Good	Seek Approval
S2431	SANTOS LIMITED UBS 575 MAY05 INST WAR	0.0%	Good	Seek Approval
S2433	UBS 1300 STO ROLLING I/W 06-NOV-08	0.0%	Good	Seek Approval
S2435	ABN AMRO 350 STO INST WARR 24/10/02	0.0%	Good	Seek Approval
S2436	ABN AMRO 850 STO INSTAL WARR 27 JUL 06	0.0%	Good	Seek Approval
S2437	SANTOS LIMITED	0.0%	Good	Seek Approval
S2440	ABN AMRO 25.1098 STO MINI SHORT	0.0%	Good	Seek Approval
S2441	MQB 4.7431 STO INSTAL WARR 30-6-10	0.0%	Good	Seek Approval
S2442	MQB $8.0917 STO SELF FUNDING INSTALMENT	0.0%	Good	Seek Approval
S2443	STO BT WARRANTS 12/11/98	0.0%	Good	Seek Approval
S2444	SANTOS LIMITED INSTALMENT WARRENTS	0.0%	Good	Seek Approval
S2447	MACQ 450 CALL WARRANT 23 NOV 00	0.0%	Good	Seek Approval
S2448	MACQUARIE 1000 STO CALL WARRA 21-DEC-06	0.0%	Good	Seek Approval
S2450	SANTOS MACQUARIE INST. WARRANT 17/4/98	0.0%	Good	Seek Approval
S2451	CITIWARRANTS 1500 STO CALL 28-AUG-07	0.0%	Good	Seek Approval
S2452	CITIWARRANTS 1000 STO CALL WAR 29/09/05	0.0%	Reserve	Seek Approval
S2453	SANTOS LTD CTW SEP05 1100 CALL WAR	0.0%	Good	Seek Approval
S2454	SANTOS LTD CITIW 1100 CALL WARR 22/12/05	0.0%	Good	Seek Approval
S2456	WARBURG DILLION READ 500 STO CALL WARRAN	0.0%	Reserve	Seek Approval
S2458	SPDR S&P/ASX 200 FUND RBS 32.0655 STW SE	0.0%	Good	Seek Approval
S2460	SUNCORP-METWAY LTD - UNSEC PERP FR CN	0.0%	Good	Seek Approval
S2461	SG AUST 1100 SUN ROLL IN WAR 17/11/04	0.0%	Good	Seek Approval
S2465	MQB 700 SUN ROLLING IW 17/11/2010	0.0%	Good	Seek Approval
S2466	MACQ $17.226 SUN INST WARR 30/03/06	0.0%	Reserve	Seek Approval
S2467	MACQUARIE 1900 SUN INSTAL WAR 22/02/07	0.0%	Good	Seek Approval
S2468	MACQ 1800 SUN INSTA WAR 29/03/07	0.0%	Good	Seek Approval
S2469	CTW 1000 SUN ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S2470	CITIBANK 1200 SUN INST WARR 18/11/03	0.0%	Good	Seek Approval
S2471	CITIWAR 1750 SUN INST WARR 23-JUL-08	0.0%	Reserve	Seek Approval
S2472	JPM 1350 SUN ROLL INSTAL WARR 2-5-08	0.0%	Good	Seek Approval
S2479	WESTPAC 925 SUN INST WARRANT-25/05/05	0.0%	Good	Seek Approval
S2480	WESTPAC 1875 SUN ROLL INSTAL WARR 6-12-7	0.0%	Reserve	Seek Approval
S2481	SUN WBC JUN06 1750 R I W	0.0%	Good	Seek Approval
S2482	CBA 1550 SUN INSTAL WARR 08/05/08	0.0%	Good	Seek Approval
S2483	ABN AMRO 1750 SUN INSTAL WNT 24-JAN-07	0.0%	Good	Seek Approval
S2484	ABN AMRO 1550 SUN INSTAL WARR 27/10/05	0.0%	Good	Seek Approval
S2485	ABN AMRO 1650 SUN INSTAL WARR 27 JUL 06	0.0%	Good	Seek Approval
S2486	SUNCORP-METWAY ABN JUL 05 1700 I W	0.0%	Good	Seek Approval
S2487	ABN 1200 SUN INST WARR 05-DEC-08	0.0%	Reserve	Seek Approval
S2488	ABN AMRO 600 SUN ROLLING INSTALMENT WARR	0.0%	Good	Seek Approval
S2490	SUN-MET LIMITED MACQ INSTAL WAR 28/06/07	0.0%	Good	Seek Approval
S2491	MACQ. 21.236 SUN INSTAL WARR 28-6-07	0.0%	Reserve	Seek Approval
S2492	SUN - MAC $15.4093 SUN INST WAR 30-6-08	0.0%	Good	Seek Approval
S2493	MQB $15.6599 SUN INST WAR 30-JUN-08	0.0%	Reserve	Seek Approval
S2495	MACQ. 1850 SUN INSTAL WARR 30-6-08	0.0%	Good	Seek Approval
S2496	ABN 1850 SUN INST WARR 24-JAN-08	0.0%	Reserve	Seek Approval
S2497	ABN AMRO 1650 SUN INSTAL WARR 24-7-08	0.0%	Reserve	Seek Approval
S2498	ABN AMRO 8.3505 SUN MINI LONG	0.0%	Good	Seek Approval
S2499	ABN AMRO 5.933 SUN MINI LONG	0.0%	Good	Seek Approval
S2500	ABN AMRO 4.0101 SUN MINI LONG	0.0%	Good	Seek Approval
S2502	RBS 6.0372 STW MINI LONG	0.0%	Good	Seek Approval
S2503	ABN AMRO 21.6021 SUN MINI SHORT	0.0%	Good	Seek Approval
S2504	SUNCORP METWAY LTD - PREFERENCE SHARES	0.0%	Good	Seek Approval
S2505	SUNCORP METWAY LTD - PREFERENCE SHARES	0.0%	Good	Seek Approval
S2507	MQB $2.6701 SUN INS WARR 30-06-2009	0.0%	Good	Seek Approval
S2508	MQB $8.7765 SUN SELF FUNDING INSTAL WARR	0.0%	Good	Seek Approval
S2510	MACQUARIE 7.8399 SUN CALL WARRANT 24-SEP	0.0%	Reserve	Seek Approval
S2512	MACQ 2200 SUN CALL WARRANT 21-DEC-06	0.0%	Good	Seek Approval
S2513	MACQUARIE 1300 SUN PUT WARRANT 25-SEP-08	0.0%	Good	Seek Approval
S2516	SVR MERRILL LYNCH CALL WARRANT 27/5/99	0.0%	Reserve	Seek Approval
S2519	BANKERS TST 275 TAB CALL WARRANT 24/3/99	0.0%	Good	Seek Approval
S2520	DEUTSCHE BK 200 TAB PUT WARRANT 24/6/99	0.0%	Reserve	Seek Approval
S2521	MACQUARIE BK 230 TAB CALL WARRANT 17/12	0.0%	Good	Seek Approval
S2522	TAB LIMITED MQB APR00 300 CALL W	0.0%	Reserve	Seek Approval
S2523	MERRILL LYNCH 250 CALL WARRANT 25/3/99	0.0%	Good	Seek Approval
S2524	MERRILL LYNCH 300 CALL WARRANT 23/9/99	0.0%	Reserve	Seek Approval
S2526	DBAG 1075 TAH ROLLING INST WARR 15/6/04	0.0%	Good	Seek Approval
S2527	SG AUSTRALIA 900 TAH INST WARR 20/5/02	0.0%	Good	Seek Approval
S2529	MACQ. 1300 TAH ROLL INSTAL WARR 16-11-07	0.0%	Reserve	Seek Approval
S2530	SSBA 1000 TAH INSTALL WARR 29 MAR 01	0.0%	Reserve	Seek Approval
S2531	CITIBANK 1000 TAH INST WARR 28/6/02	0.0%	Good	Seek Approval
S2532	CITI 1500 TAH INSTAL WARR 27-9-07	0.0%	Good	Seek Approval
S2533	CITIWARRANTS 1200 TAH INSTA WAR 26/04/07	0.0%	Good	Seek Approval
S2538	WESTPAC 620 TAH ROLLING INSTALMENT WARR	0.0%	Good	Seek Approval
S2539	COMM BANK 875 TAH INST WARR 25/09/06	0.0%	Good	Seek Approval
S2541	ABN AMRO 900 TAH INSTALMENT WARR 4/12/06	0.0%	Good	Seek Approval
S2543	RBS 4.5034 TAH INSTALMENT WAR (STOP LOSS	0.0%	Good	Seek Approval
S2544	TABCORP HOLDINGS LIMITED	0.0%	Good	Seek Approval
S2545	ABN AMRO 14.1527 TAH MINI SHORT	0.0%	Good	Seek Approval
S2547	ANZ 610 TAH CALL WARRANT 29/10/98	0.0%	Good	Seek Approval
S2549	MACQUARIE BANK 1150 TAH CALL WARRANT	0.0%	Reserve	Seek Approval
S2550	SSB 1000 TAH INSTALMENT WARRANT 29/3/01	0.0%	Good	Seek Approval
S2551	WARBURG 477 TAH INSTALLMENT WAR 27/07/00	0.0%	Good	Seek Approval
S2553	MQB 400 TCL INSTAL WARR 29/06/05	0.0%	Good	Seek Approval
S2554	CTW 325 TCL ROLLING INSTAL WAR 23/06/08	0.0%	Good	Seek Approval
S2555	ABN AMRO 550 TCL INSTL WRNT 24/01/07	0.0%	Good	Seek Approval
S2556	ABN AMRO 8.6221 TCL MINI SHORT	0.0%	Good	Seek Approval
S2557	MQB 375 TCL SELF FUND INSL WAR 30/06/11	0.0%	Good	Seek Approval
S2558	MQB 2.956 TEL ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S2559	MQB $3.453 TEL ROLLING INST WAR 17/11/06	0.0%	Reserve	Seek Approval
S2560	WBC BANK 300 TEL INSTALL WARR 18 APR 00	0.0%	Good	Seek Approval
S2561	ABN AMRO 300 TEL ROLLING INST WAR 14/06/	0.0%	Good	Seek Approval
S2562	MACQ $3.2672 TEL INSTAL WARR 28/06/07	0.0%	Good	Seek Approval
S2563	MACQUARIE 2.1651 TEL MINI SHORT	0.0%	Good	Seek Approval
S2564	ABN AMRO 4.9322 MINI SHORT	0.0%	Good	Seek Approval
S2565	TELECOM NZ WESTPAC INSTALLMENT WARRANTS	0.0%	Good	Seek Approval
S2566	TEN NETWORK MACQ 175 TEN INST WAR	0.0%	Good	Seek Approval
S2567	MQB 180 TEN INST WARR 30-JUN-09	0.0%	Reserve	Seek Approval
S2570	TIGER RESOURCES LIMITED-OPT EXP 30/06/05	0.0%	Reserve	Seek Approval
S2571	ABN 170 TIM INSTAL WARR 2/12/05	0.0%	Good	Seek Approval
S2573	TIMBERCORP LIMITED - 9% CONVERT PREF	0.0%	Good	Seek Approval
S2575	MACQUARIE 200 TLSCA INSTAL WAR 27-09-07	0.0%	Good	Seek Approval
S2576	MQB 250 TLS INT WARR 28/06/07	0.0%	Good	Seek Approval
S2577	MACQ 125 TISCA INST WAR 29/03/07	0.0%	Good	Seek Approval
S2578	MQB 225 TLS INSTAL WAR 29-NOV-07 DEF SET	0.0%	Good	Seek Approval
S2580	UBS 225 TISCA INST WAR 29/03/07	0.0%	Good	Seek Approval
S2581	WBC 150 TLSCA ROLLING INSTAL WAR15/06/07	0.0%	Good	Seek Approval
S2582	ABN 290 TLSCA INSTAL WARR 25-10-07	0.0%	Good	Seek Approval
S2583	MACQ 85 TLSCA INSTAL WAR 30-06-9 DEF SET	0.0%	Good	Seek Approval
S2584	ABN AMRO 275 TLSCA INSTAL WAR 23-APR-08	0.0%	Good	Seek Approval
S2585	ABN AMRO 300 TLSCA CALL WARR 26-4-07	0.0%	Good	Seek Approval
S2586	CITIWARRANTS 290 TLS PUT WAR 27-SEP-07	0.0%	Good	Seek Approval
S2589	TLSCA CALL WARRANT DBA 16/10/98	0.0%	Good	Seek Approval
S2591	TLSCA CALL WARRANTS 27/8/98	0.0%	Good	Seek Approval
S2593	TELSTRA SBC CALL WARRANTS 24/9/98	0.0%	Good	Seek Approval
S2596	TELSTRA CORPORATION INSTALMENT RECEIPTS	0.0%	Good	Seek Approval
S2597	TELSTRA INSTALMENT RECEIPTS DEFERRED SET	0.0%	Good	Seek Approval
S2598	MQB 300 TLS ROLLING INSTALMENT 19-MAY-09	0.0%	Good	Seek Approval
S2601	MQB 450 TLS INSTAL WAR 22/12/05 DEF SET	0.0%	Good	Seek Approval
S2605	BT 185 TLS INSTALLMENT WARR 23 MAY 01	0.0%	Good	Seek Approval
S2606	BT 325 TLS INSTALL WARR 24-MAY-00	0.0%	Good	Seek Approval
S2607	BT 450 TLS INSTALL WARRANT 21 DEC 2000	0.0%	Good	Seek Approval
S2608	MACQUARIE 700 TLS INSTALMENT WARRANT	0.0%	Reserve	Seek Approval
S2609	DBAG 300 TLS ROLLING INST WARR 13/6/03	0.0%	Good	Seek Approval
S2610	DBAG 500 TLS ROLLING INST WARR 13/6/03	0.0%	Good	Seek Approval
S2611	SG AUSTRALIA 360 TLS INST WARR 3/6/02	0.0%	Good	Seek Approval
S2612	SG AUSTRALIA 475 TLS INST WARR 26/6/03	0.0%	Reserve	Seek Approval
S2615	SG AUST 450 TLS ROLL INST WARR 17/11/04	0.0%	Good	Seek Approval
S2618	MACQ $3.439 TLS INSTAL WARR 29/06/06	0.0%	Good	Seek Approval
S2619	MACQUARIE 375 TLS INSTALMENT WAR 29/03/0	0.0%	Good	Seek Approval
S2620	TLS INSTALMENT WARRANT EXP 20-DEC-2001	0.0%	Good	Seek Approval
S2621	MQB 475 TLS INSTAL WARR - EXP 28/04/05	0.0%	Good	Seek Approval
S2622	MQB 350 TLS ROLLING INST WARR 20/5/02	0.0%	Good	Seek Approval
S2624	MQB $3.188 TLS ROLL INSWARR 18/11/05	0.0%	Good	Seek Approval
S2625	MQB $3.938 TLS ROL INSTAL WAR 18/11/05	0.0%	Good	Seek Approval
S2626	MACQ 317 TLS INSTALMENT WARRANT 29/03/07	0.0%	Good	Seek Approval
S2627	MACQUARIE 300 TLS INSTAL WARR 29-01-09	0.0%	Good	Seek Approval
S2628	MQB 475 TLS INSTAL WAR 22/12/05 DEF SET	0.0%	Good	Seek Approval
S2629	MBL $3.058 TLS INSTT WNT 28/09/06	0.0%	Good	Seek Approval
S2630	MACQUARIE 300 TLS I/W 29/09/05	0.0%	Good	Seek Approval
S2631	MQB 450 TLS INSTAL WAR 22/12/05	0.0%	Good	Seek Approval
S2632	MQB $4.186 TLS INSTAL WAR 30/03/06	0.0%	Reserve	Seek Approval
S2633	MACQ 350 TLS INSTAL WARRANT 28/09/06	0.0%	Good	Seek Approval
S2634	MACQ 450 TLS INSTAL WAR 27/05/04	0.0%	Good	Seek Approval
S2636	MACQ 500 TLS INSTAL WAR 29/09/05	0.0%	Reserve	Seek Approval
S2637	MACQUARIE 150 TLS INS WARRANT 24-03-2011	0.0%	Good	Seek Approval
S2638	TELSTRA CORP SSA JUN01 750 I W	0.0%	Good	Seek Approval
S2640	CITI 400 TLS INSTAL WARR 23-7-08	0.0%	Good	Seek Approval
S2641	TELSTRA CITI WARR 350 18/11/05	0.0%	Good	Seek Approval
S2643	TLS BNP 447 INSTALLMENT WARRANT 23/9/04	0.0%	Good	Seek Approval
S2644	JPM 300 TLS ROLL INSTAL WARR 2-5-08	0.0%	Good	Seek Approval
S2651	UBS 236 TLS INST WARR - 21/12/06	0.0%	Good	Seek Approval
S2653	WESTPAC BANK 450 TLS INST WARR 12/6/03	0.0%	Reserve	Seek Approval
S2654	WESTPAC 400 TLS INST WARRANT 18-JUN-04	0.0%	Good	Seek Approval
S2659	ABN AMRO 325 TLS INSTA WAR 27/07/07	0.0%	Good	Seek Approval
S2660	ABN AMRO 350 TLS INST WARR 24/10/02	0.0%	Good	Seek Approval
S2661	ABN AMRO 350 TLS INSTAL WAR 27/05/04	0.0%	Good	Seek Approval
S2662	ABN AMRO 400 TLS INSTA WARR 27/10/05	0.0%	Good	Seek Approval
S2663	ABN AMRO 400 TLS INST WAR 20/01/05	0.0%	Good	Seek Approval
S2664	ABN AMRO 450 TLS INST WARR 20/01/05	0.0%	Good	Seek Approval
S2666	ABN AMRO 225 TLS ROLL INST WAR 14/6/10	0.0%	Good	Seek Approval
S2667	ABN AMRO 400 TLS INSTAL WAR 24/01/06	0.0%	Reserve	Seek Approval
S2668	ABN AMRO 345 TLS ROLL INST WARR 04/12/06	0.0%	Good	Seek Approval
S2670	MACQ 250 TLS INSTAL WAR 28/06/07	0.0%	Good	Seek Approval
S2671	MACQ 350 TLS INSTAL WAR 28/06/07	0.0%	Good	Seek Approval
S2672	MACQ. 2.7233 TLS INSTAL WARR. 30-6-08	0.0%	Good	Seek Approval
S2673	TLS - MACQ $3.3509 TLS INST WAR 30-6-08	0.0%	Good	Seek Approval
S2675	ABN AMRO 3.6296 TLS MINI LONG	0.0%	Good	Seek Approval
S2676	ABN AMRO 2.9049 TLS MINI LONG	0.0%	Good	Seek Approval
S2677	RBS 2.5169 TLS MINI LONG	0.0%	Good	Seek Approval
S2678	TELSTRA CORPORATION LIMITED	0.0%	Good	Seek Approval
S2679	ABN AMRO 5.861 TLS MINI SHORT	0.0%	Good	Seek Approval
S2680	ABN AMRO 5.3531 TLS MINI SHORT	0.0%	Good	Seek Approval
S2683	MQB $2.4342 TLS S/F I/W - 30/06/09	0.0%	Good	Seek Approval
S2685	ABN AMRO 375 TLS CALL WARRANT 27/07/06	0.0%	Reserve	Seek Approval
S2687	BT 625 TLS CALL WARRANT 25/8/99	0.0%	Good	Seek Approval
S2688	TELSTRA CORPORATION LIMITED CALL WARRENT	0.0%	Good	Seek Approval
S2689	BTC TST 185 TLS DEF SET INS.WAR.23/05/01	0.0%	Good	Seek Approval
S2690	BTC TST 325 TLS.DEF.SET.INSTLL WAR 24/05	0.0%	Good	Seek Approval
S2691	TELSTRA INSTALMENT WARRANT	0.0%	Good	Seek Approval
S2692	BT 700 TLS INSTAKMENT WARRANT 29-JUN-00	0.0%	Good	Seek Approval
S2693	TELSTRA BT WARRANT	0.0%	Good	Seek Approval
S2694	DEUTSCHE BANK 540 TLS CALL WARNT 27/5/99	0.0%	Good	Seek Approval
S2695	DEUTSCHE BANK 850 TLS CALL WARR 24/6/99	0.0%	Reserve	Seek Approval
S2697	DEUTSCHE 950 TLS CALL WARRANT 30/03/00	0.0%	Good	Seek Approval
S2698	D/B 750 TLS CALL WARR 30/3/00	0.0%	Good	Seek Approval
S2700	FLEMING 400 TLS CALL WARRANT 17-5-99	0.0%	Good	Seek Approval
S2702	ROBERT FLEMING 800 TLS CALL WARRANT	0.0%	Good	Seek Approval
S2703	TLS ROB FLEMING 850 TLS PUT WARRANT 23/9	0.0%	Good	Seek Approval
S2708	MACQ BNK 850 TLS CALL WARR 25/11/99	0.0%	Reserve	Seek Approval
S2709	MACQUARIE 350 TLS CALL WARRANT 24-SEP-09	0.0%	Reserve	Seek Approval
S2710	MACQ BANK 800 TLS CALL WARRANT 29 JUN 00	0.0%	Good	Seek Approval
S2712	MACQ 550 TLS CALL WAR EXP 25/08/05	0.0%	Good	Seek Approval
S2713	MACQUARIE 350 TLS CALL WARRANT 26/10/06	0.0%	Good	Seek Approval
S2714	MACQUARIE 450 TLS PUT WARRANT 27-MAR-08	0.0%	Good	Seek Approval
S2719	BNP PARIBAS 700 TLS PUT WARRANT 26JUL 01	0.0%	Good	Seek Approval
S2720	UBS WARBURG 600 TLS CALL WARR 30/5/02	0.0%	Reserve	Seek Approval
S2722	MERRILL LYNCH 900 TLS CALL WAR 30/3/00	0.0%	Reserve	Seek Approval
S2724	DEUSTCHE 500 TLS BARR PUT WAR 25/03/04	0.0%	Reserve	Seek Approval
S2725	CITIWARRANTS 250 TLS BARRIER CALL WARR 2	0.0%	Good	Seek Approval
S2726	CITIWARRANTS 2.56 TLS BARRIER CALL WARR	0.0%	Good	Seek Approval
S2727	CITI 425 TLS BARR CALL WARR 25-7-07	0.0%	Good	Seek Approval
S2728	CITIWARRANTS 330 TLS CALL WARR 20/12/06	0.0%	Good	Seek Approval
S2729	CITIWARRANTS 450 TLS BARRIER PUT WARRANT	0.0%	Good	Seek Approval
S2730	CITIWARRANTS 425 TLS BARRIER PUT WARRANT	0.0%	Good	Seek Approval
S2731	CITI 430 TLS BARRIER PUT WARR 21-2-07	0.0%	Good	Seek Approval
S2732	UBS 450 TLS BARRIER CALL WAR 28-JUN-07	0.0%	Good	Seek Approval
S2733	UBS 400 TLS BARR CALL WARR 26-6-08	0.0%	Good	Seek Approval
S2734	UBS 525 TLS BARRIER PUT WARRANT 26-JUN-0	0.0%	Good	Seek Approval
S2735	TELSTRA 3 INSTALMENT RECEIPT	0.0%	Good	Seek Approval
S2736	TELSTRA CORPORATION LIMITED BROKER FIRM	0.0%	Good	Seek Approval
S2737	MACQ. 850 TOL INSTAL WARR 23-4-08	0.0%	Reserve	Seek Approval
S2738	MQB 600 TOL ROLL INSTALL WARR 20/5/04	0.0%	Good	Seek Approval
S2739	CITI 950 TOL INSTAL WNT 17 NOV 06	0.0%	Good	Seek Approval
S2740	CITIWARRANTS 500 TOL INSTALMENT WARRANT	0.0%	Good	Seek Approval
S2742	WESTPAC 1050 TOL ROLLING INST 06/12/07	0.0%	Good	Seek Approval
S2745	ABN 5.0029 TOL MINI LONG 31-DEC-29	0.0%	Good	Seek Approval
S2746	ABN AMRO 4.1883 TOL MINI LONG	0.0%	Good	Seek Approval
S2747	RBS 3.9412 MINI LONG	0.0%	Good	Seek Approval
S2748	TOLL HOLDINGS LIMRBS 6.699 TOL MINI LONG	0.0%	Good	Seek Approval
S2750	MQB $6.7747 TOL SELF FUND INSTL 30/06/11	0.0%	Good	Seek Approval
S2752	MACQ. 1650 TOL CALL WARR. 29-3-07	0.0%	Good	Seek Approval
S2753	CITIWARR 900 TOL BARR CALL WAR 23/09/04	0.0%	Good	Seek Approval
S2756	MACQUARIE 375 TPI INSTALMENT WAR 29-03-7	0.0%	Good	Seek Approval
S2758	MACQ. 8.788 TSE INSTAL WARR 30-6-09	0.0%	Good	Seek Approval
S2759	MACQUARIE 350 TTS INSTAL WAR 27/09/07	0.0%	Good	Seek Approval
S2760	MQB 3.459 TTS INSTAL WARR 27-MAR-08 DEF	0.0%	Good	Seek Approval
S2762	MACQUARIE 200 TTS INSTAL WARR 21 DEC 06	0.0%	Good	Seek Approval
S2763	MQB 250 TTS ROLLING I/W 27/03/2008	0.0%	Good	Seek Approval
S2764	MACQUARIE 350 TTS INSTAL WAR 27/09/07	0.0%	Good	Seek Approval
S2765	MQB 375 TTS INSTAL WARR 20-DEC-07 DEF SE	0.0%	Good	Seek Approval
S2766	MQB 175 TTS SELF FUND INST WARR 30/06/10	0.0%	Good	Seek Approval
S2767	MACQUARIE 300 TTS CALL WARRANT 21-DEC-06	0.0%	Good	Seek Approval
S2768	MACQ. 400 TTS CALL WARR 29-3-07	0.0%	Good	Seek Approval
S2769	MACQ. 500 TTS CALL WARR 27-9-07	0.0%	Good	Seek Approval
S2771	MACQ 525 UGL INSTAL WAR 21/12/06	0.0%	Good	Seek Approval
S2772	MQB 1266 UGL PROTECTED LOAN 30-JUN-09	0.0%	Good	Seek Approval
S2773	CITI 175 VBA INSTAL WARR 29/04/05	0.0%	Reserve	Seek Approval
S2774	CITIWARRANTS 150 VBA INSTAL WAR 18/11/04	0.0%	Good	Seek Approval
S2775	CITI 1100 WAN INSTAL WARR 27-9-07	0.0%	Good	Seek Approval
S2778	CHALLENGER WBC ENDOW WARRANT 15-02-12	0.0%	Good	Seek Approval
S2781	BT 550 WBC WARRANT 27 OCT 99	0.0%	Good	Seek Approval
S2782	BT 900 WBC INSTALL WARRANT 29 JUN 2000	0.0%	Good	Seek Approval
S2783	MQB 2100 WBC I/W 28/06/07	0.0%	Good	Seek Approval
S2784	MACQ. 2500 WBC INSTAL WARR 28-6-07	0.0%	Good	Seek Approval
S2786	MACQ 2400 WBC INSTA WAR 28/09/06	0.0%	Reserve	Seek Approval
S2787	MACQ. 2400 WBC INSTAL WARR 24-1-08	0.0%	Good	Seek Approval
S2788	MQB 1500 WBC ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S2789	MQB 1250 WBC ROLL INST WARR 20/5/02	0.0%	Good	Seek Approval
S2792	MACQUARIE 1900 WBC INST WARR 30/03/06	0.0%	Good	Seek Approval
S2793	MACQUARIE 2100 WBC INSTA WAR 22/02/07	0.0%	Good	Seek Approval
S2794	MQB 1800 WBC I/WARR EXP - 22/12/05	0.0%	Good	Seek Approval
S2796	MACQ 1800 WBC INSTALMENT WAR 23/06/05	0.0%	Reserve	Seek Approval
S2797	MACQUARIE 2100 WBC INSTALL WARR 21/12/06	0.0%	Good	Seek Approval
S2798	MACQ 1550 WBC INSTAL WAR 24/06/04	0.0%	Good	Seek Approval
S2799	MQB 1800 WBC INSTALMENT 26-JUN-08	0.0%	Good	Seek Approval
S2800	MACQ 1850 WBC INSTAL WAR 29/09/05	0.0%	Good	Seek Approval
S2801	MAQ 1950 WBC INSTAL WARR 22/12/05	0.0%	Good	Seek Approval
S2802	CTW 1600 WBC ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S2803	CTW 1884 WBC ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S2804	WESTPAC CTW 1050 ROLLING INST WARRANT	0.0%	Good	Seek Approval
S2805	CITIWARRANTS 1550 WBC INST WAR-29/04/05	0.0%	Good	Seek Approval
S2806	JPM 1500 WBC ROLL INSTAL DIV ADVANCE 17-	0.0%	Good	Seek Approval
S2807	CTW 2000 WBC INSTALMENT WARRANT 25-SEP-0	0.0%	Good	Seek Approval
S2808	JPM 1500 WBC ROLL INSTAL DIV ADVANCE 17-	0.0%	Good	Seek Approval
S2818	MERRILL LYNCH 590 WBC INSTAL WARR29/3/01	0.0%	Good	Seek Approval
S2819	ABN AMRO 2000 WBC INSTAL WARR 26/10/06	0.0%	Good	Seek Approval
S2820	ABN AMRO 750 WBC INSTAL WARR 10/11/03	0.0%	Good	Seek Approval
S2821	ABN AMRO 1250 WBC INSTAL WARR 15/01/04	0.0%	Good	Seek Approval
S2822	ABN 1200 WBC ROLLING INSTAL WAR 14-6-07	0.0%	Good	Seek Approval
S2823	ABN1250WBC ROLLING INSTALMENTS 3RD DECEM	0.0%	Good	Seek Approval
S2825	MACQ 1400 WBC INSTA WAR 28/06/07	0.0%	Good	Seek Approval
S2826	MACQUARIE $17.9738 WBC INSTAL WAR 30-6-8	0.0%	Good	Seek Approval
S2829	MACQUARIE 2400 WBC INSTALMENT 30-JUN-09	0.0%	Reserve	Seek Approval
S2830	ABN AMRO 2450 WBC INSTAL WARR 25-10-07	0.0%	Good	Seek Approval
S2831	ABN AMRO 2450 WBC INSTAL WARR 24-01-08	0.0%	Good	Seek Approval
S2832	ABN AMRO 2600 WBC INSTAL WARR 23-4-08	0.0%	Reserve	Seek Approval
S2833	MACQUARIE 17.0467 WBC MINI LONG	0.0%	Good	Seek Approval
S2834	MACQUARIE 26.0523 WBC MINI SHORT	0.0%	Good	Seek Approval
S2835	MACQUARIE 26.185 WBC MINI SHORT	0.0%	Good	Seek Approval
S2844	ABN AMRO 17.454 WBC MINI LONG	0.0%	Good	Seek Approval
S2845	ABN AMRO 14.1116 WBC MINI LONG	0.0%	Good	Seek Approval
S2846	WESTPAC BANKING CORPORATION	0.0%	Good	Seek Approval
S2848	RBS 2282 WBC MINI LONG	0.0%	Good	Seek Approval
S2849	ABN AMRO 32.9676 WBC MINI SHORT	0.0%	Good	Seek Approval
S2850	ABN AMRO 25.4237 WBC MINI S	0.0%	Good	Seek Approval
S2851	ABN AMRO 27.4106 WBC MINI SHORT	0.0%	Good	Seek Approval
S2852	RBS 32.8168 WBC MINI SHORT	0.0%	Good	Seek Approval
S2853	RBS 24.0057 WBC MINI SHORT	0.0%	Good	Seek Approval
S2856	MQB $10.8957 WBC SELF FUND I/W 30/6/10	0.0%	Good	Seek Approval
S2857	WESTPAC BANKING CORPORATIONMACQUARIE 210	0.0%	Good	Seek Approval
S2858	MACQUARIE 2100 WBC PUT WARRANT 26-JUL-12	0.0%	Good	Seek Approval
S2859	CITIWARRANTS 2450 WBC PUT WARR 25-FEB-10	0.0%	Reserve	Seek Approval
S2860	ABN AMRO 2450 WBC CALL WRNT 27/7/06	0.0%	Reserve	Seek Approval
S2861	ABN AMRO 2100 WBC CALL WARRANT 24-JUL-08	0.0%	Good	Seek Approval
S2862	WESTPAC BANKERS TRUST INSTALMENT WARRENT	0.0%	Good	Seek Approval
S2863	600 WBC INSTALMENT WARRANT 26-OCT-00	0.0%	Good	Seek Approval
S2864	900 WBC INSTALMENT WARRANT 29-JUN-00	0.0%	Good	Seek Approval
S2865	BT 1000 PUT WARRANT 28/10/99	0.0%	Reserve	Seek Approval
S2866	BT AUST 700 WBC CALL WARRANT 29/10/98	0.0%	Good	Seek Approval
S2867	WBC DBA OCT97 305 CALL WARRANT	0.0%	Good	Seek Approval
S2868	WBC DEUTSCHE 810 CALL WARRANT 26/5/98	0.0%	Good	Seek Approval
S2869	WBC CALL WARRANT (DMG) 11/3/99	0.0%	Good	Seek Approval
S2872	WBC ROB FLEM 950 CALL WARRANT 14/MAY/99	0.0%	Good	Seek Approval
S2875	WBC MBL WARRANT	0.0%	Good	Seek Approval
S2883	CITI 2900 WBC PUT WARR 20-12-07	0.0%	Good	Seek Approval
S2885	ABN AMRO 2300 WBC CALL WARRANT 28-AUG-08	0.0%	Good	Seek Approval
S2886	RBS 2200 WBC CALL WARRANT 25-AUG-11	0.0%	Reserve	Seek Approval
S2887	DEUTSCHE 1710 WBC BARR PUT WAR 25/03/04	0.0%	Good	Seek Approval
S2888	MACQ 1600 WBC BARR CALL WARR 10/02/05	0.0%	Good	Seek Approval
S2889	MBQ 1850 WBC BARRIER C/WARRANT-26/04/05	0.0%	Good	Seek Approval
S2890	MACQ 1800 WBC BARRIER CALL WAR 26/05/05	0.0%	Good	Seek Approval
S2891	MAC 2050 WBC BARRIER P/W - EXP 10/02/05	0.0%	Good	Seek Approval
S2896	CITIWARRANTS 2250 WBC BARRIER CALL WARR	0.0%	Good	Seek Approval
S2897	CITI 2350 WBC BARR CALL WARR 27-2-08	0.0%	Good	Seek Approval
S2898	MQB 16.9907 WDC ROLL INSTAL WARR 19-5-08	0.0%	Good	Seek Approval
S2899	CITI 1000 WDC INSTAL WAR 23/06/06	0.0%	Good	Seek Approval
S2900	BNP 1300 WDC INST WAR-23/09/04	0.0%	Good	Seek Approval
S2904	UBS 1425 WDC I/W EXP 17/05/05	0.0%	Good	Seek Approval
S2906	WESTPAC 1450 WDC ROLL INST WARR 16/06/06	0.0%	Good	Seek Approval
S2907	ABN AMRO 1500 WDC INSTAL WAR 27/04/07	0.0%	Good	Seek Approval
S2909	ABN AMRO 1200 WDC INSTAL WARR 14/06/07	0.0%	Good	Seek Approval
S2910	MACQ 1050 WDC INSTAL WAR 28/06/07	0.0%	Good	Seek Approval
S2911	MQB $18.1173 WDC INTAL WAR 30-JUN-08	0.0%	Good	Seek Approval
S2912	MACQUARIE $14.7521 WDC INCOME INSTAL WAR	0.0%	Good	Seek Approval
S2914	ABN AMRO 12.9404 WDC MINI LONG 31-DEC-29	0.0%	Good	Seek Approval
S2915	ABN AMRO 8.4995 WDC MINI LONG	0.0%	Good	Seek Approval
S2916	WESTFIELD GROUP FULLY PAID STAPLED SEC	0.0%	Good	Seek Approval
S2917	MQB $8.7447 WDC SLF FND INSTL WR 30/6/10	0.0%	Good	Seek Approval
S2919	WES CITIGRP $30.00 CALL WAR EXP 18/5/07	0.0%	Good	Seek Approval
S2922	CITIWARR3300 WES INSTAL WARR 27-MAR-08	0.0%	Reserve	Seek Approval
S2924	CITIWARRANTS 3200 WES INSTALMENT WARRANT	0.0%	Good	Seek Approval
S2925	JPM 3500 WES ROLL INSTAL WARR 02-05-08	0.0%	Good	Seek Approval
S2930	WESTPAC 3500 WES ROLLING I/W 13/6/08	0.0%	Good	Seek Approval
S2931	COM BANK 1731 WES I/W EXP 25/09/06	0.0%	Good	Seek Approval
S2932	ABN AMRO 3600 WES INSTAL WNT 24-01-07	0.0%	Good	Seek Approval
S2933	MACQUARIE 2200 WES INSTALMENT WARRANT	0.0%	Good	Seek Approval
S2934	MACQ. 34.7054 WES INSTAL WARR 30-6-08	0.0%	Good	Seek Approval
S2935	MACQUARIE 23.4336 WES INCOME INSTAL WARR	0.0%	Good	Seek Approval
S2936	RBS PLC 22.0738 WES INSTAL WAR (STOP LOS	0.0%	Good	Seek Approval
S2937	ABN AMRO 3600 WES INSTAL WARR 23-4-08	0.0%	Good	Seek Approval
S2941	ABN AMRO 35.5561 WES MINI LONG	0.0%	Good	Seek Approval
S2942	ABN AMRO 21.3742 WES MINI LONG 31-DEC-29	0.0%	Good	Seek Approval
S2943	ABN AMRO 23.0158 WES MINI SHORT	0.0%	Good	Seek Approval
S2944	WESFARMERS LIMITED	0.0%	Good	Seek Approval
S2945	MQB 3800 WES CALL WARR 24/02/05	0.0%	Good	Seek Approval
S2947	WESTRALIAN GAS AND POWER OPT 01/10/2011	0.0%	Reserve	Seek Approval
S2948	WHITEHAVEN COAL LIMITED	0.0%	Good	Seek Approval
S2955	MQB WMC BSK ENDOW WARR 31/10/08	0.0%	Good	Seek Approval
S2957	WMC LIMITED CALL WARRANT	0.0%	Reserve	Seek Approval
S2958	BANKERS TRUST INSTALLMENT WARRANT 24/3/9	0.0%	Good	Seek Approval
S2959	WESTERN MINING CORP INSTALMENT WARRENTS	0.0%	Good	Seek Approval
S2961	DEUTSCHE BANK 650 WMC CALL WARR 27/3/02	0.0%	Good	Seek Approval
S2966	DEUTSCHE 800 CALL WARRANT 29 JUN 00	0.0%	Reserve	Seek Approval
S2968	WMC CALL WARRANT RF 15/06/99	0.0%	Good	Seek Approval
S2971	MACQUARIE BANK 700 WMC CALL WARRANT	0.0%	Good	Seek Approval
S2973	WMC MACQ BANK WARRANTS	0.0%	Good	Seek Approval
S2974	WMC MERRYL LYNCH CALL WARRANTS	0.0%	Good	Seek Approval
S2976	DBA 400 WMR ROLLING INS WARRANT 15/6/04	0.0%	Good	Seek Approval
S2977	ABN 550 WMR INSTAL WARR 20/01/05	0.0%	Good	Seek Approval
S2978	ABN 450 WMR INSTALL WARR 23/03/05	0.0%	Good	Seek Approval
S2979	MACQ 450 WMR BARR CALL WARR 10/02/05	0.0%	Good	Seek Approval
S2980	MAQ 600 WMR BARRIER C/W - 26/05/05	0.0%	Good	Seek Approval
S2981	WESTERN METALS 8.5% NON-CUM CONV PREF	0.0%	Good	Seek Approval
S2982	MACQUARIE 2800 WOR INSTAL WARR 20-DEC-07	0.0%	Good	Seek Approval
S2984	MACQUARIE 1200 WOR INSTALMENT WAR 28-6-7	0.0%	Good	Seek Approval
S2985	MACQ. 3500 WOR INSTAL WARR 27-3-08 DEF	0.0%	Reserve	Seek Approval
S2990	WORLEYPARSONS LIMITED RBS 20.7605 WOR MI	0.0%	Good	Seek Approval
S2991	MACQUARIE 1950 WOR CALL WNT 26-OCT-06	0.0%	Good	Seek Approval
S2992	MACQ 2000 WOR CALL WAR 29/03/07	0.0%	Good	Seek Approval
S2995	WESTPAC OFFICE TST INST RCPT PAID TO 50C	0.0%	Good	Seek Approval
S2998	MQB 1800 WOW ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S2999	WESTPAC 2050 WOW ROLLING INSTALMENT WARR	0.0%	Good	Seek Approval
S2R	S2 RESOURCES LTD	0.0%	Good	Seek Approval
S3000	BT 300 WOW INSTALL WARR 22 DEC 99	0.0%	Good	Seek Approval
S3001	SG AUSTRALIA 950 WOW INST WARR 20/5/02	0.0%	Good	Seek Approval
S3002	MQB 1800 WOW ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S3003	MQB 1000 WOW INSTAL WARR 17/11/06	0.0%	Good	Seek Approval
S3004	MQB 2300 WOW ROLL INSTAL WARR	0.0%	Good	Seek Approval
S3005	CTW 1000 WOW ROLLING INSTAL WARR 23/6/08	0.0%	Good	Seek Approval
S3006	CTW 900 WOW ROLLING INSTAL WAR 22-6-07	0.0%	Good	Seek Approval
S3007	CTW 2000 WOW ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S3009	JPM 1800 WOW ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
S3010	JPM 20.2976 WOW ROLL INSTAL DIV ADVANCE	0.0%	Good	Seek Approval
S3012	COMM BANK 1200 WOW INSTAL WAR 08/05/08	0.0%	Good	Seek Approval
S3013	ABN AMRO 1700 WOW INSTA WAR 27/07/07	0.0%	Good	Seek Approval
S3014	ABN AMRO 900 WOW ROLL INSTAL WAR 14-6-7	0.0%	Good	Seek Approval
S3015	MACQUARIE 1550 WOW INSTAL WARR 28 JUN 07	0.0%	Good	Seek Approval
S3016	MACQ. 24.1693 WOW INSTAL WARR 30-6-08	0.0%	Good	Seek Approval
S3017	MQB 2250 WOW INCOME INSTALMENT 30-JUN-10	0.0%	Good	Seek Approval
S3018	ABN AMRO 18.997 WOW MINI LONG	0.0%	Good	Seek Approval
S3019	WOOLWORTHS LIMITED	0.0%	Good	Seek Approval
S3020	ABN AMRO 32.4468 WOW MINI SHORT	0.0%	Good	Seek Approval
S3021	ABN AMRO 34.9932 WOW MINI SHORT	0.0%	Good	Seek Approval
S3022	WOW:MACQUARIE 2800 CALL WARR 25-MAR-10	0.0%	Good	Seek Approval
S3024	WOOLWORTHS LIMITED INSTALMENT WARRENT	0.0%	Good	Seek Approval
S3025	BANKERS TST 550 WOW CALL WARRANT23/06/99	0.0%	Reserve	Seek Approval
S3026	DEUTSCHE BANK 550 WOW WARRANT 25/11/99	0.0%	Reserve	Seek Approval
S3030	CITI 1450 WOW PUT WARR 28/04/05	0.0%	Good	Seek Approval
S3031	CITIWARRANTS 1500 WOW PUT WAR - 26/05/05	0.0%	Good	Seek Approval
S3032	BNP PARIBAS 1000 WOW PUT WARRANT 20 DEC	0.0%	Reserve	Seek Approval
S3033	ABN AMRO 2350 WOW CALL WARR 26-4-07	0.0%	Good	Seek Approval
S3036	MQB 1050 WPL ROLL INSTAL WARR 20/05/05	0.0%	Good	Seek Approval
S3037	MQB 3600 WPL ROLLING INST WAR 18/05/07	0.0%	Good	Seek Approval
S3038	MQB 1150 WPL ROLL INSTAL WAR 18/11/04	0.0%	Good	Seek Approval
S3039	MACQ 2900 WPL INSTAL WAR 30/03/06	0.0%	Good	Seek Approval
S3040	MACQUARIE 2300 WPL INSTAL WAR 29/09/05	0.0%	Good	Seek Approval
S3043	CITIWARRANTS 3200 WPL INSTAL WAR 29/11/7	0.0%	Good	Seek Approval
S3044	WOODSIDE PETROLEUM LIMITED WARRANTS	0.0%	Good	Seek Approval
S3049	WESTPAC 1600 WPL ROLL INSTA WAR 06/12/05	0.0%	Good	Seek Approval
S3050	WESTPAC 4000 WPL ROLL INSTALL WAR 6/12/6	0.0%	Good	Seek Approval
S3051	WESTPAC 2150 WPL ROLLING INSTALMENT WARR	0.0%	Good	Seek Approval
S3052	COMM BANK 1000 WPL INSTAL WAR 25/09/06	0.0%	Good	Seek Approval
S3053	COMM BANK 1800 WPL INSTAL WAR 08/05/08	0.0%	Good	Seek Approval
S3055	ABN AMRO 3600 WPL INSTALMENT WAR 26-10-6	0.0%	Good	Seek Approval
S3056	ABN AMRO 3400 WPL INSTA WAR 27-04-2007	0.0%	Good	Seek Approval
S3057	ABN AMRO 3900 WPL INSTAL WARR 27-4-07	0.0%	Good	Seek Approval
S3058	ABN AMRO 3950 WPL INSTAL WARR 27-7-07	0.0%	Good	Seek Approval
S3059	ABN 2200 WPL ROLLING INSTAL 16/06/08	0.0%	Good	Seek Approval
S3060	MQB $45.4756 WPL INST WARR 30-JUN-08	0.0%	Good	Seek Approval
S3061	MACQUARIE 21.9721 WPL INCOME I/W 30/6/09	0.0%	Good	Seek Approval
S3062	MACQUARIE 31.8298 WPL MINI LONG	0.0%	Good	Seek Approval
S3064	ABN AMRO 37.129 WPL MINI LONG	0.0%	Good	Seek Approval
S3065	ABN AMRO 47.2185 WPL MINI LONG	0.0%	Good	Seek Approval
S3066	ABN AMRO 41.2088 WPL MINI LONG	0.0%	Good	Seek Approval
S3067	ABN AMRO 46.1726 WPL MINI LONG 31-DEC-29	0.0%	Good	Seek Approval
S3068	ABN AMRO 24.6908 WPL MINI LONG	0.0%	Good	Seek Approval
S3069	RBS 32.784 WPL MINI LONG	0.0%	Good	Seek Approval
S3070	ABN AMRO 78.0305 WPL MINI SHORT 31-DEC-2	0.0%	Good	Seek Approval
S3071	ABN AMRO 83.1182 WPL MINI SHORT	0.0%	Good	Seek Approval
S3072	ABN AMRO 55.0038 WPL MINI SHORT 31-DEC-2	0.0%	Good	Seek Approval
S3073	ABN AMRO 46.9998 WPL MINI SHORT	0.0%	Good	Seek Approval
S3074	RBS 48.0158 WPL MINI SHORT	0.0%	Good	Seek Approval
S3075	MQB $24.4387 WPL SELF FUND INST 30-6-11	0.0%	Good	Seek Approval
S3077	RBS 27.1282 WPL SELF FUND INSTAL 4/2/19	0.0%	Good	Seek Approval
S3078	MACQUARIE 6500 WPL PUT WARRANT 25-SEP-08	0.0%	Good	Seek Approval
S3081	ABN AMRO 4300 WPL CALL WARRANT 26-OCT-06	0.0%	Good	Seek Approval
S3087	SG AUSTRALIA 1350 WPL CALL WARR 24/4/02	0.0%	Good	Seek Approval
S3088	MACQUARIE 1400 WPL CALL WARR 24/4/02	0.0%	Reserve	Seek Approval
S3089	MACQUARIE 1400 WPL CALL WARRANT 18/12/03	0.0%	Good	Seek Approval
S3090	MACQUARIE 5000 WPL PUT WARRANT 26-NOV-09	0.0%	Good	Seek Approval
S3093	CITI 3600 WPL CALL WARR 24-5-07	0.0%	Good	Seek Approval
S3094	CITIWARRANTS 3850 WPL CALL WAR 24/04/07	0.0%	Good	Seek Approval
S3097	CITIWAR 2800 WPL PUT WARRANT 29/09/06	0.0%	Good	Seek Approval
S3098	SBC WARBURG AUST WARRANT WPL 18.12.97	0.0%	Good	Seek Approval
S3099	WARBURG 450 WPL WARRANT 25 MAY 99	0.0%	Good	Seek Approval
S3102	CITIWARRANTS 5700 WPL BARRIER CALL WARR	0.0%	Good	Seek Approval
S3103	UBS 7300 WPL BARRIER PUT WARRANT 18-DEC-	0.0%	Good	Seek Approval
S3104	CITI 4600 WPL BARRIER CALL WARR 27/2/08	0.0%	Good	Seek Approval
S3105	MACQ. 325 WSA INSTAL WARR 28-6-07	0.0%	Good	Seek Approval
S3106	CITIWARRANTS 500 WSA I/W 25/6/09	0.0%	Good	Seek Approval
S3107	BNP 1300 WSF INSTALL WARR 23/9/2004	0.0%	Good	Seek Approval
S3109	WBC 975 WSF INST WARRANT 12/6/03	0.0%	Good	Seek Approval
S3110	WARBURG 800 WSF CALL WARRANT 31/8/1999	0.0%	Good	Seek Approval
S3111	WESTFIELD UBS JA02 CW	0.0%	Good	Seek Approval
S3112	WOTIF.COM HOLDINGS LIMITED	0.0%	Good	Seek Approval
S3113	ALL ORDINARIES CALL WARRANT	0.0%	Reserve	Seek Approval
S3114	BANKERS TRUST 2550 PUT WARRANT 31/12/98	0.0%	Reserve	Seek Approval
S3115	BTA 2800XAO INDEXCALL(BAR2350)WAR31-3-99	0.0%	Good	Seek Approval
S3116	DEUTSCHE BANK 2800 CALL WARRANT 31/3/99	0.0%	Good	Seek Approval
S3120	DB 3000 INDEX PUT WARRANT 30 JUN 99	0.0%	Good	Seek Approval
S3121	DEUTSCHE BNK 3000 XAO INDEX PUT WAR 30/9	0.0%	Good	Seek Approval
S3122	ALL ORDS MACQ INDEX CALL WARRANT	0.0%	Good	Seek Approval
S3123	MACQ.2200 XAO INDEX PUT WARRANT 31/12/98	0.0%	Reserve	Seek Approval
S3124	MACQUARIE 2600 INDEX PUT WARRANT 30/9/98	0.0%	Reserve	Seek Approval
S3125	MACQUARIE 2650 XAO PUT WARRANT 31/12/98	0.0%	Good	Seek Approval
S3129	MACQ BNK 3050 XAO INDEX PUT WARR 30/9/99	0.0%	Good	Seek Approval
S3131	BNP 2520 XAO INDEX PUT WARRANT 31/12/98	0.0%	Good	Seek Approval
S3132	ALL ORDINARY BNP 2680 PUT WARRANT	0.0%	Reserve	Seek Approval
S3136	ALL ORDINARIESINDEX PUT WARRENT	0.0%	Reserve	Seek Approval
S3138	ALL ORDINARIES PUT WARRANT	0.0%	Good	Seek Approval
S3139	MER 3000 XAO PUT WAR 30/9/99	0.0%	Good	Seek Approval
S3142	CITI 12100 XDO INDEX PUT WARR 13-6-07	0.0%	Reserve	Seek Approval
S3148	ABN AMRO 4404.41 XJO FUTURES INDEX MINI	0.0%	Good	Seek Approval
S3149	ABN AMRO 4601.89 XJO MINI LONG	0.0%	Good	Seek Approval
S3150	ABN AMRO 3524.7 XJO FUTURES INDEX MINI L	0.0%	Good	Seek Approval
S3151	ABN 4009.12 XJO FUTURES INDEX MINI LONG	0.0%	Good	Seek Approval
S3152	ABN 2795.91 XJO FUTURES INDEX MINI LONG	0.0%	Good	Seek Approval
S3153	RBS 3645.0032 XJO FUTURES INDEX MINI LON	0.0%	Good	Seek Approval
S3154	S&P/ASX 200 RBS 3939.73 XJO FUTURES INDE	0.0%	Good	Seek Approval
S3156	RBS 4265.7462 XJO FUTURES INDEX MINI LON	0.0%	Good	Seek Approval
S3157	RBS 4846.36 XJO FUTURES INDEX MINI SHORT	0.0%	Good	Seek Approval
S3158	ABN AMRO 5893.21 XJO FUTURES INDEX MINI	0.0%	Good	Seek Approval
S3159	RBS 4633.36 XJO FUTURES INDEX MINI SHORT	0.0%	Good	Seek Approval
S3160	RBS 4386.0657 XJO INDEX PUT WARRANT	0.0%	Good	Seek Approval
S3161	S&P/ASX 200 NON-CHESS SETTLED	0.0%	Good	Seek Approval
S3162	RBS 5387.66 XJO FUTURES INDEX MINI SHORT	0.0%	Good	Seek Approval
S3169	MACQ. 60000 XJO INDEX CALL WARR 18-6-08	0.0%	Reserve	Seek Approval
S3171	MACQUARIE 5850 XJO INDEX PUT WARRANT 19-	0.0%	Good	Seek Approval
S3172	MACQUARIE 6000 XJO INDEX PUT WARRANT 18-	0.0%	Good	Seek Approval
S3173	MACQUARIE 5700 XJO INDEX PUT WARRANT 18-	0.0%	Good	Seek Approval
S3174	MQG 5950 XJO INDEX PUT WARRANT 18-JUN-08	0.0%	Good	Seek Approval
S3176	MACQUARIE 5000 XJO INDEX PUT WARRANT 17-	0.0%	Good	Seek Approval
S3177	MACQ 6400 XJO INDEX CALL WARR 19/12/07	0.0%	Good	Seek Approval
S3178	MACQUARIE 4600 XJO INDEX CALL WARRANT 17	0.0%	Good	Seek Approval
S3179	MQB 7000 XJO INDEX CALL WARRANT 19-12-07	0.0%	Reserve	Seek Approval
S3180	MACQ. 6100 XJO INDEX CALL WARR 17-10-07	0.0%	Good	Seek Approval
S3182	MACQ. 6300 XJO INDEX CALL WARR 14-11-07	0.0%	Good	Seek Approval
S3184	MACQUARIE 4500 XJO INDEX CALL WARRANT 16	0.0%	Good	Seek Approval
S3185	MACQ. 5400 XJO INDEX PUT WARR 18-6-08	0.0%	Reserve	Seek Approval
S3186	MACQUARIE 5500 XJO INDEX PUT WARRANT 18-	0.0%	Good	Seek Approval
S3187	MACQ. 6400 XJO INDEX PUT WARR 19-12-07	0.0%	Good	Seek Approval
S3191	CITI 6700 XJO INDEX PUT WARR 18-JUN-08	0.0%	Good	Seek Approval
S3192	CITI 6500 XJO INDEX PUT WARR 18-JUN-08	0.0%	Good	Seek Approval
S3193	CITIWARRANTS 6100 XJO INDEX PUT WARRANT	0.0%	Good	Seek Approval
S3194	MACQ 6000XJO INDEX PUT WARR 16-5-07	0.0%	Reserve	Seek Approval
S3195	MACQ. 5800 XJO INDEX PUT WARR 16-5-07	0.0%	Reserve	Seek Approval
S3197	MQB 6100 XJO INDEX PUT WARR 15-AUG-07	0.0%	Good	Seek Approval
S32	SOUTH32 LIMITED	75.0%	Good	Seek Approval
S3205	MQB 5500 XJO INDEX CALL WARR 18-6-08	0.0%	Good	Seek Approval
S3206	MACQUARIE 5400 XJO INDEX CALL WARRANT 18	0.0%	Good	Seek Approval
S3207	MQB 5800 XJO INDEX CALL WARR 18-JUN-08	0.0%	Reserve	Seek Approval
S3208	MACQ. 5550 XJO CALL WARR 1-2-07	0.0%	Good	Seek Approval
S3214	MACQ 4750 XJO INDEX PUT WAR 15 MAR 06	0.0%	Good	Seek Approval
S3215	MQB 5100 XJO INDEX PUT WARRANT 15/03/06	0.0%	Good	Seek Approval
S3216	MACQ 4950 XJO INDEX PUT WAR 20/12/06	0.0%	Good	Seek Approval
S3217	CITIWARRANTS 4700 XJO INDEX PUT WARRANT	0.0%	Good	Seek Approval
S3218	CITI 5900 XJO INDEX PUT WARR 19-MAR-08	0.0%	Good	Seek Approval
S3219	CITIWARR 6200 XJO CALL WARR 19-DEC-07	0.0%	Good	Seek Approval
S322	SOUTH32 LIMITED	0.0%	Reserve	Seek Approval
S3220	CITIWARRANTS 5900 XJO INDEX WAR 14/03/07	0.0%	Good	Seek Approval
S3221	CITI 6700 XJO INDEX CALL WARR 19-12-07	0.0%	Reserve	Seek Approval
S3225	CITIWARRANTS 4250 XJO INDEX PUT WARRANT	0.0%	Good	Seek Approval
S3226	CITIWARRANTS 4400 XJO INDEX PUT WARRANT	0.0%	Good	Seek Approval
S3228	CITI 5400 XJO INDEX PUT WARR 2-4-2007	0.0%	Good	Seek Approval
S3232	SG AUST 3200 XJO INDEX CALL WARR 18/9/03	0.0%	Good	Seek Approval
S3236	MACQ 4200 XJO INDEX PUT WAR 01/07/05	0.0%	Good	Seek Approval
S3237	MQB 6000 XJO INDEX PUT WARR 19-SEP-07	0.0%	Reserve	Seek Approval
S3238	MACQ. 5800 XJO FUT PUT WARR 19-12-07	0.0%	Good	Seek Approval
S3239	MACQ. 5200 XJO INDEX PUT WARR 19-12-07	0.0%	Good	Seek Approval
S3249	MACQUARIE 5750 XJO INDEX WAR 20/06/07	0.0%	Good	Seek Approval
S3250	MACQ. 6000 XJO INDEX CALL WARR 20-6-07	0.0%	Good	Seek Approval
S3252	MACQUARIE 3800 XJO INDEX CALL WARRANT 17	0.0%	Good	Seek Approval
S3260	MACQUARIE 4900 XJO INDEX PUT WARRANT 15-	0.0%	Good	Seek Approval
S3261	MACQ. 6000 XJO INDEX PUT WARR 17-10-07	0.0%	Good	Seek Approval
S3262	CITI 5850 XJO INDEX PUT WARR 02-04-07	0.0%	Good	Seek Approval
S3263	CITIWARRANTS 6100 XJO INDEX WAR 02/04/07	0.0%	Good	Seek Approval
S3264	CITI 3550 XJO INDEX PUT WARR 1/3/05	0.0%	Good	Seek Approval
S3265	CITIWAR 5100 XJO INDEX PUT WAR 1/11/06	0.0%	Reserve	Seek Approval
S3266	CITI 6200 XJO INDEX PUT WARR 01-08-2007	0.0%	Good	Seek Approval
S3286	UBS 4100 XJO INDEX CALL WAR17/03/05	0.0%	Reserve	Seek Approval
S3287	UBS 3800 XJO INDEX PUT WARR 17/03/05	0.0%	Good	Seek Approval
S3288	UBS 4200 XJO INDEX PUT WAR - 15/09/05	0.0%	Reserve	Seek Approval
S3289	DEUT 3600 XJO IND BARR PUT WAR 16/09/04	0.0%	Reserve	Seek Approval
S3290	MACQ. 6225 XJO FUT BAR PUT WARR 20-6-07	0.0%	Good	Seek Approval
S3291	MQB 5300 XJO FUTURES BAR WAR 20/12/06	0.0%	Good	Seek Approval
S3292	MQB 5400 XJO FUTURES BAR PUT WAR 20-12-6	0.0%	Good	Seek Approval
S3293	MQB 5500 XJO FUTURES BARRIER PUT WARR	0.0%	Good	Seek Approval
S3294	MACQ. 6100 XJO BARR PUT WAR 14-3-07	0.0%	Good	Seek Approval
S3295	CITI 6050 XJO FUTURES BARR PUT 14/03/07	0.0%	Good	Seek Approval
S3296	CTW 4625 XJO FUTRES BAR OUT WAR 14/12/05	0.0%	Good	Seek Approval
S3297	CITI 6100 XJO INDEX BARRPUT WARR 27-6-07	0.0%	Good	Seek Approval
S3298	CITI 6000 XJO BAR PUT WARR 27-6-07	0.0%	Good	Seek Approval
S3299	CTW 3750 XJO FUTURES BARRIER PUT WARR	0.0%	Reserve	Seek Approval
S3300	CTW 4700XJO FUTUR BAR CALL WARR 15/03/06	0.0%	Good	Seek Approval
S3301	CTW 4500 XJO WAR BAR PUT WAR 15/09/05	0.0%	Good	Seek Approval
S3314	CITI 6250 XJO FUTURE INDEX WARR 27-6-07	0.0%	Good	Seek Approval
S3326	UBS 5900 XJO INDEX CALL WARR 19-MAR-08	0.0%	Good	Seek Approval
S3327	UBS 5800 XJO INDEX CALL WARR 19-MAR-08	0.0%	Good	Seek Approval
S3328	UBS 5950 XJO BARR CALL WARR 19-9-07	0.0%	Good	Seek Approval
S3329	UBS 6000 XJO BARRIER FUTURES 14/03/07	0.0%	Good	Seek Approval
S3330	UBS 6150 XJO INDEX BARR PUT WARR 20-6-07	0.0%	Good	Seek Approval
S3331	UBS 6250 XJO INDEX BARR PUT WARR 20-6-07	0.0%	Good	Seek Approval
S3332	UBS 5200 XJO FUTURES BARRIER PUT WARR	0.0%	Good	Seek Approval
S3333	CITIWARRANTS 4000 XJO INDEX BARRIER CALL	0.0%	Good	Seek Approval
S3334	CITIWARR 5400 XJO INDEX CALL WAR 28/2/08	0.0%	Good	Seek Approval
S3336	CTW 4900 XJO FUT CALL WARR 20-3-08	0.0%	Good	Seek Approval
S3337	CITIWARRANTS 5400 XJO INDEX CALL WARRANT	0.0%	Good	Seek Approval
S3340	CITI 6450 XJO FUT INDEX BAR WARR 19-7-07	0.0%	Good	Seek Approval
S3341	CTW 5225 XJO FUTUR BARR PUT WARR 20-12-6	0.0%	Good	Seek Approval
S3342	S&P/ASX 200 CITIWARRANTS 4850 XJO INDEX	0.0%	Good	Seek Approval
S3343	CTW 5500 XJO FUTURES BARRIER PUT 20/12/0	0.0%	Good	Seek Approval
S3344	CTW 5425 XJO FUTURES BARRIER PUT WARR	0.0%	Good	Seek Approval
S3345	CITI 6200 XJO INDEX BAR PUT WARR 27-6-07	0.0%	Good	Seek Approval
S3346	CITIWARRANTS 5550 XJO PUT WAR 20/12/06	0.0%	Good	Seek Approval
S3347	CITIWARRANTS 5850.00 XJO INDEX PUT WARR	0.0%	Good	Seek Approval
S3348	CITIWARRANTS 17000 XNK INDEX CALL WARR 0	0.0%	Good	Seek Approval
S3349	CITIWARR 16500 XNK INDEX WARR 12-DEC-07	0.0%	Good	Seek Approval
S3351	CITIBK 1000 S&P 500 IND PUT WAR 18/12/02	0.0%	Reserve	Seek Approval
S3353	CTW 1300 XSP INDEX PUT WARRANT 19/12/07	0.0%	Reserve	Seek Approval
S3354	CITIWARR S & P 500 INDEX 19-DEC-07	0.0%	Reserve	Seek Approval
S3355	CITIWARR 750 S&P500 INDEX PUT 19/12/03	0.0%	Good	Seek Approval
S3357	CTW 1050 S&P500 INDEX PUT WAR 17/06/05	0.0%	Good	Seek Approval
S3358	CITIWARRANTS 1550 XSP INDEX PUT 19/12/07	0.0%	Good	Seek Approval
S3362	CITIWARRANTS CAP PROT'D YIELDS 22-JUL-10	0.0%	Good	Seek Approval
S3363	CITIWARRANTS CAP PROT'D YIELDS2 6-DEC-10	0.0%	Good	Seek Approval
S3364	CITIWARRANTS CAP PROT'D YIELDS3 9-AUG-11	0.0%	Good	Seek Approval
S3365	GOLD CORP 50 ZAU (GOLD)CALL WARR31/12/13	0.0%	Good	Seek Approval
S3366	MAQUARIE 475 ZFX INSTALL WARR 29-06-06	0.0%	Good	Seek Approval
S3367	MACQUARIE 850 ZFX INSTL WRNT 28/9/06	0.0%	Good	Seek Approval
S3368	MACQ. 1300 ZFX INSTAL WARR 29-11-07	0.0%	Good	Seek Approval
S3369	MQB 1000 ZFX ROLLING I/W 19/05/2008	0.0%	Good	Seek Approval
S3370	MQB 1350 ROLL INSTAL WARR 19-5-08	0.0%	Reserve	Seek Approval
S3371	MACQ. 700 ZFX ROLLING INST WARR 16-11-07	0.0%	Good	Seek Approval
S3372	MACQ. 1250 ZFX ROLL INSTAL WARR 16-11-07	0.0%	Good	Seek Approval
S3375	MACQ. 1900 ZFX INSTAL WARR 26-4-07	0.0%	Reserve	Seek Approval
S3376	MACQ. 1400 ZFX INSTAL WARR 28-6-07	0.0%	Good	Seek Approval
S3377	CITI 1400 ZFX INSTAL WARR 29-11-07	0.0%	Reserve	Seek Approval
S3379	CITIWARRANTS 350 ZFX INSTL WRNT 17/11/06	0.0%	Good	Seek Approval
S3380	CITIWARR 575 ZFX INSTALMENT WAR 26/04/07	0.0%	Good	Seek Approval
S3381	CITI 1000 ZFX INSTAL WARR 29-11-07	0.0%	Good	Seek Approval
S3383	JPM 1100 ZFX INST WAR 02-MAY-08	0.0%	Reserve	Seek Approval
S3384	JPM 1550 ZFX ROLL INSTAL WARR 02-05-08	0.0%	Reserve	Seek Approval
S3385	WEST 1200 ZFX ROLL INSTAL WARR 13-6-08	0.0%	Good	Seek Approval
S3386	ABN AMRO 700 ZFX INSTAL WARR 24/01/07	0.0%	Good	Seek Approval
S3387	ABN AMRO 1000 ZFX INSTAL WARR 27-4-07	0.0%	Good	Seek Approval
S3388	ABN AMRO 1000 ZFX INSTA WAR 27/07/07	0.0%	Good	Seek Approval
S3389	ABN AMRO 1100 ZFX INSTAL WARR 27-7-07	0.0%	Good	Seek Approval
S3390	ABN AMRO 750 ZFX ROLL INSTAL WAR 16-6-08	0.0%	Good	Seek Approval
S3391	MACQ $8.7125 INSTA WAR 28/06/07	0.0%	Good	Seek Approval
S3392	MACQ. 9.8875 ZFX INC INSTAL WARR 30-6-08	0.0%	Reserve	Seek Approval
S3394	ABN AMRO 1400 ZFX INSTAL WARR 25-10-07	0.0%	Good	Seek Approval
S3395	ABN AMRO 1550 ZFX INSTAL WARR 23-4-08	0.0%	Reserve	Seek Approval
S3396	ABN AMRO 1550 ZFX INSTAL WARR 24-JUL-08	0.0%	Good	Seek Approval
S3397	ABN AMRO 1550 ZFX INSTAL WARR 24-JUL-08	0.0%	Good	Seek Approval
S3398	ABN AMRO 14.3382 ZFX MINI LONG	0.0%	Good	Seek Approval
S3399	MQB 1900 ZFX CALL WARR 25-OCT-07	0.0%	Good	Seek Approval
S3400	MACQUARIE 1500 ZFX PUT WARRANT 23-APR-08	0.0%	Reserve	Seek Approval
S3401	MACQ. 1500 ZFX PUT WARR 22-2-07	0.0%	Good	Seek Approval
S3402	MACQ. 1800 ZFX PUT WARR 24-5-07	0.0%	Good	Seek Approval
S3403	CITI 1700 ZFX CALL WARR 29-11-07	0.0%	Reserve	Seek Approval
S3404	ABN AMRO 1750 ZFX CALL WARR 26-4-07	0.0%	Reserve	Seek Approval
S3405	ABN AMRO 1800 ZFX CALL WARR 26-JUL-07	0.0%	Good	Seek Approval
S3406	ABN 1900 ZFX CALL WARRANT 30-AUG-07	0.0%	Good	Seek Approval
S3407	RBS PLC 1358.4629 ZGC FUTURE COMMODITY M	0.0%	Good	Seek Approval
S3408	RBS 509.8233 ZHG FUTURES COMMODITY MINI	0.0%	Good	Seek Approval
S3GO	FIRETRAIL S3 GLOBAL OPPS FUND (MF)	0.0%	Good	Seek Approval
S3ROA	SERPENTINE TECH LTD OPTION EXP 30/6/19	0.0%	Reserve	Seek Approval
S66	STAR COMBO PHARMA LIMITED	0.0%	Good	Seek Approval
SACSH	ST ANDREWS CASH ACCOUNT	0.0%	Good	Seek Approval
SAE	SALINAS ENERGY	0.0%	Good	Seek Approval
SAF	SAFE EFFECT TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
SAFGF	BENDIGO FUTURE GROWTH FUND	75.0%	Good	Seek Approval
SAGF6	BT INVESTMENT FUNDS AMERICAN SHARE FUND	75.0%	Good	Seek Approval
SAH	SALUS TECHNOLOGIES LIMITED	0.0%	Reserve	Seek Approval
SAHOA	OPTION EXPIRING 30-JUN-2008	0.0%	Reserve	Seek Approval
SAI1	SAI GLOBAL LIMITED	0.0%	Good	Seek Approval
SAISF	SANDHURST INDUSTRIAL SHARE FUND	75.0%	Good	Seek Approval
SAIXX	SAI GLOBAL LIMITED - INSTITUTIONAL OFFER	0.0%	Good	Seek Approval
SAIZZ	SAI GLOBAL LIMITED - BROKER FIRM ALL	0.0%	Good	Seek Approval
SAK	SOUTHERN CROSS AIRPORTS CORPORATION	0.0%	Good	Seek Approval
SAKHA	SYD KNGSFRD SMTH INT.ERNSEC(SKIES)201216	0.0%	Good	Seek Approval
SAKZZ	SOUTHERN CROSS AIRPORTS CORP BROKER FIRM	0.0%	Good	Seek Approval
SAMAP	SELECT ALTERNATIVES PORTFOLIO	0.0%	Good	Seek Approval
SAMDP	SELECT DEFENSIVE PORTFOLIO	0.0%	Good	Seek Approval
SAMGP	SELECT GROWTH PORTFOLIO	0.0%	Good	Seek Approval
SAMSG	SELECT GROWTH PORTFOLIO	0.0%	Good	Seek Approval
SAP1	SELECT ALTERNATIVES PORTFOLIO	0.0%	Good	Seek Approval
SAQ	SYDNEY ATTRACTIONS GROUP LIMITED	0.0%	Reserve	Seek Approval
SAQ1	SYDNEY AQUARIUM LIMITED	0.0%	Good	Seek Approval
SAQG	SYDNEY AQUARIUM LTD - 11.5% UNSEC NOTE	0.0%	Good	Seek Approval
SASCF	CELESTE AUSTRALIAN SMALL COMAPANIES FUND	0.0%	Good	Seek Approval
SASO	SAUSAGE SOFTWARE - OPTIONS	0.0%	Good	Seek Approval
SAV1	SAVCOR GROUP LTD	0.0%	Reserve	Seek Approval
SAVXX	SAVCOR GROUP LTD	0.0%	Good	Seek Approval
SAX	STADIUM AUSTRALIA GROUP	0.0%	Reserve	Seek Approval
SB2	SALTER BROTHERS EMERGING COMPANIES LTD	0.0%	Good	Seek Approval
SBC1	SOUTHERN CROSS BROADCASTING (AUST) LTD	0.0%	Good	Seek Approval
SBD	SURFBOARD LIMITED	0.0%	Good	Seek Approval
SBE	SABRE GROUP LIMITED	0.0%	Good	Seek Approval
SBEO	SABRE GROUP LTD - OPTIONS	0.0%	Good	Seek Approval
SBIZZ	STERLING BIOFUELS INTERNATIONAL LTD -PLC	0.0%	Good	Seek Approval
SBLDA	SIGNATURE BRANDS LTD DEF SETT	0.0%	Reserve	Seek Approval
SBO	SABMINCO N.L.	0.0%	Reserve	Seek Approval
SBPO	SOLBEC PHARMACEUTICALS - OPT EXP 30/6/03	0.0%	Reserve	Seek Approval
SBR	SABRE RESOURCES LIMITED	0.0%	Good	Seek Approval
SBROB	SABRE RESOURCE LIMITED	0.0%	Reserve	Seek Approval
SBS	SUB-SAHARA RESOURCES NL	0.0%	Reserve	Seek Approval
SBSO	SUB-SAHARA RESOURCES NL OPT EXP 30/06/09	0.0%	Reserve	Seek Approval
SBUX	STARBUCKS CORP	0.0%	Good	Seek Approval
SBW	SHEKEL BRAINWEIGH LTD	0.0%	Good	Seek Approval
SCAEF	SOLARIS CORE AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
SCAEI	SOLARIS CORE AUSTRALIAN EQUITY INST	75.0%	Good	Seek Approval
SCB	SCARBOROUGH EQUITIES LIMITED	0.0%	Good	Seek Approval
SCE	SUNTECH ENVIRONMENTAL GROUP LIMITED	0.0%	Reserve	Seek Approval
SCG	SCENTRE GROUP	60.0%	Good	Seek Approval
SCGK1	SACGASCO LIMITED WARRANT	0.0%	Good	Seek Approval
SCHAE	SCHRODER AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
SCHAP	SCHRODER ASIA PACIFIC FUND	65.0%	Good	Seek Approval
SCHER	SCHRODER REAL RETURN CPI PLUS 5% FUND	75.0%	Good	Seek Approval
SCHGE	SCHRODER GLOBAL CORE FUND	75.0%	Good	Seek Approval
SCHWB	SCHRODER BALANCED FUND - STANDARD CLASS	75.0%	Good	Seek Approval
SCI	SILVER CITY MINERALS LIMITED	0.0%	Reserve	Seek Approval
SCL	SCHROLE GROUP LTD	0.0%	Good	Seek Approval
SCM	SCOTT CORPORATION	0.0%	Good	Seek Approval
SCN	SCORPION MINERALS LIMITED	0.0%	Good	Seek Approval
SCO2	SCOTTISH PACIFIC GROUP LIMITED	0.0%	Good	Seek Approval
SCP1	SPICERS	0.0%	Good	Seek Approval
SCP2	SHOPPING CENTRES AUSTRALASIA PROPERTY GR	0.0%	Good	Seek Approval
SCPKP	SHOPPING CENTRES AUS PROPERTY CREDITSUIS	0.0%	Good	Seek Approval
SCR	SCHRODERS INTERNATIONAL PROPERTY FUND	0.0%	Good	Seek Approval
SCRER	SCHRODER REAL RETURN CPI + 5% PROF FUND	75.0%	Good	Seek Approval
SCRNA	SCHRODERS INT PROP NLG1 ORD F/P DEFF	0.0%	Good	Seek Approval
SCRRA	SCHRODERS INT PROP FUND RIGHTS 16/10/97	0.0%	Reserve	Seek Approval
SCRRF	SCHRODER REAL RETURN CPI+5% WHOLESALE	75.0%	Good	Seek Approval
SCSCF	SCHRODER SMALL COMPANY FUND	0.0%	Good	Seek Approval
SCT	SCOUT SECURITY LIMITED	0.0%	Good	Seek Approval
SCV	SUNNYCOVE MANAGEMENT LIMITED	0.0%	Good	Seek Approval
SCVYY	SUNNYCOVE MANAGEMENT LIMITED	0.0%	Good	Seek Approval
SCX	SOUTHERN CROSS EXPLORATION NL	0.0%	Good	Seek Approval
SCXCA	ORDINARY PARTLY PAID TO 23C 2C UNPAID	0.0%	Good	Seek Approval
SDAP	SELECT DYNAMIC ALLOCATION PORTFOLIO	0.0%	Good	Seek Approval
SDF	STEADFAST GROUP LIMITED	60.0%	Good	Seek Approval
SDGR	SUNLAND GROUP LIMITED - RIGHTS	0.0%	Reserve	Seek Approval
SDI	SDI LIMITED	0.0%	Good	Seek Approval
SDN	SONODYNE INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
SDR	SITEMINDER LIMITED	0.0%	Good	Seek Approval
SDRYY	SITEMINDER LIMITED	0.0%	Good	Seek Approval
SDS	SDS CORPORATION LIMITED	0.0%	Good	Seek Approval
SDTR	SYDNEY OIL COMPANY RIGHTS	0.0%	Reserve	Seek Approval
SDV	SCIDEV LTD	0.0%	Good	Seek Approval
SEAO	SUNDANCE ENERGY AUSTRALIA - OPTION	0.0%	Good	Seek Approval
SEAZZ	SUNDANCE ENERGY AUST LTD PLACEMENT	0.0%	Good	Seek Approval
SEC	SPHERIA EMERGING COMPANIES LIMITED	0.0%	Good	Seek Approval
SED	SEDIMENTARY HOLDINGS LIMITED	0.0%	Good	Seek Approval
SEGF6	BT INVESTMENT FUNDS EUROPEAN SHARE FUND	75.0%	Good	Seek Approval
SEHOC	OPTION EXPIRING 31-DEC-2012 DEFERRED	0.0%	Reserve	Seek Approval
SEHR	RIGHTS - APPLICATIONS CLOSE 04-MAY-2010	0.0%	Reserve	Seek Approval
SEHRA	SINO GAS & ENERGY HOLDINGS LIMITED RIGHT	0.0%	Reserve	Seek Approval
SEHYY	SINO GAS & ENERGY HOLDING LTD PLACEMENT	0.0%	Good	Seek Approval
SEI	SPECIALITY METALS INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
SEIF6	BT INV FNDS AUST SHARE FND	75.0%	Good	Seek Approval
SEIGT	INSYNC GLOBAL TITANS FUND	0.0%	Good	Seek Approval
SEK	SEEK LIMITED	65.0%	Good	Seek Approval
SEKE7	SEK $9.26 CALL OPT EXP 25/07/13	0.0%	Good	Seek Approval
SEKI7	SEK $9.76 CALL OPT EXP 25/07/13	0.0%	Good	Seek Approval
SEKXX	SEEK LIMITED - BKR FIRM	0.0%	Good	Seek Approval
SEL1	S8 LIMITED	0.0%	Good	Seek Approval
SELG	S 8 LTD 8.5% UNSECURED CONV NOTE	0.0%	Good	Seek Approval
SELO	S8 LIMITED OPT EXP 30/04/07	0.0%	Good	Seek Approval
SELXX	S8 LIMITED PLACEMENT	0.0%	Good	Seek Approval
SEMI	ETFS SEMICONDUCTOR ETF	0.0%	Good	Seek Approval
SEN	SENETAS CORPORATION LIMITED	0.0%	Good	Seek Approval
SENO	SENETAS CORP LIMITED - OPT EXP 31/5/04	0.0%	Reserve	Seek Approval
SENOA	SENETAS CORP LTD - OPT EXP 31/05/05	0.0%	Good	Seek Approval
SEQ	SEQUOIA FINANCIAL GROUP LTD	0.0%	Good	Seek Approval
SER	STRATEGIC ENERGY RESOURCES LIMITED	0.0%	Good	Seek Approval
SES	SECOS GROUP LIMITED	0.0%	Good	Seek Approval
SEV1	SEVEN NETWORK LIMITED	0.0%	Good	Seek Approval
SEX	SHARON AUSTEN LIMITED	0.0%	Reserve	Seek Approval
SEY	SUNSET ENERGY LIMITED	0.0%	Reserve	Seek Approval
SFC	SCHAFFER CORPORATION LIMITED	0.0%	Good	Seek Approval
SFD	SANFORD LIMITED	0.0%	Good	Seek Approval
SFG	SEAFARMS GROUP LIMITED	0.0%	Good	Seek Approval
SFH2	SPECIALTY FASHION GROUP LIMITED	0.0%	Good	Seek Approval
SFIFS	SCHRODER FIXED INCOME FD STANDARD CLASS	75.0%	Good	Seek Approval
SFIIA	SCHRODER FIXED INCOME FUND (W)	75.0%	Good	Seek Approval
SFLKT	CHALLENGER AUSTRALIAN SHARE INCOME FUND	75.0%	Good	Seek Approval
SFO	SEAFOOD ONLINE.COM LIMITED	0.0%	Reserve	Seek Approval
SFPK8	CITIWARRANTS 4.189 SFR MINI LONG	0.0%	Good	Seek Approval
SFPKO	CITIWARRANTS 4.189 SFR MINI LONG	0.0%	Good	Seek Approval
SFPO	SAFETY MEDICAL PROD LTD OPT EXP 31/12/08	0.0%	Reserve	Seek Approval
SFR	SANDFIRE RESOURCES LIMITED	50.0%	Good	Seek Approval
SFRCA	ORD PARTLY PAID TO $0.000001, $0.15 UNPD	0.0%	Good	Seek Approval
SFRK9	CITIWARRANTS 4.189 SFR MINI LONG	0.0%	Good	Seek Approval
SFRKC	SANDFIRE RESOURCES NL CREDITSUISSE 8.00	0.0%	Good	Seek Approval
SFRO	SANDFIRE RESOURCES NL - OPT EXP 30/09/05	0.0%	Reserve	Seek Approval
SFRXX	SANDFIRE RESOURCES LTD INST OFFER	0.0%	Good	Seek Approval
SFX	SHEFFIELD RESOURCES LIMITED	0.0%	Good	Seek Approval
SFY	SPDR S&P/ASX 50 FUND	70.0%	Good	Seek Approval
SGA	SARYTOGAN GRAPHITE LTD	0.0%	Good	Seek Approval
SGAV	SCHRODER GLOBAL VALUE FUND	75.0%	Good	Seek Approval
SGAV1	SCHRODER GLOBAL VALUE FUND	0.0%	Good	Seek Approval
SGAVH	SCHRODER GLOBAL VALUE FUND HEDGED	70.0%	Good	Seek Approval
SGB_C	ST.GEORGE BANK LIMITED	0.0%	Good	Seek Approval
SGB1	ST.GEORGE BANK LIMITED	0.0%	Good	Seek Approval
SGB2	ST.GEORGE BANK LIMITED	0.0%	Good	Seek Approval
SGBDA	DEFERRED DEL EX ABA	0.0%	Good	Seek Approval
SGBS	ST GEORGE BUY BACK RIGHT	0.0%	Good	Seek Approval
SGC	SACGASCO LIMITED	0.0%	Good	Seek Approval
SGCO	SYDNEY GAS CO NL - OPT EXP 30/9/02	0.0%	Reserve	Seek Approval
SGEM1	SCHRODER GLOBAL EMERGING MARKETS FUND	0.0%	Good	Seek Approval
SGEMF	SCHRODER GLOBAL EMERGING MARKETS FUND	65.0%	Good	Seek Approval
SGEN	SEAGEN INC	0.0%	Good	Seek Approval
SGF	SG FLEET GROUP LIMITED	45.0%	Good	Seek Approval
SGFN	YARRA GROWTH FUND	75.0%	Good	Seek Approval
SGHI2	SGH ICE	65.0%	Good	Seek Approval
SGHIA	SG HISCOCK ICE FUND	65.0%	Good	Seek Approval
SGI	STEALTH GLOBAL HOLDINGS LTD	0.0%	Good	Seek Approval
SGL	SYDNEY GAS LTD	0.0%	Good	Seek Approval
SGLG	SYDNEY GAS LTD 12%CONNOTE MAT 01/04/06	0.0%	Good	Seek Approval
SGLGA	SYDNEY GAS LIMITED 12% CONV NOTE 1/6/06	0.0%	Good	Seek Approval
SGLLV	RICEGROWERS LIMITED	0.0%	Good	Seek Approval
SGM	SIMS LIMITED	60.0%	Good	Seek Approval
SGML1	MLC WHOLESALE GLOBAL PROPERTY FUND	70.0%	Good	Seek Approval
SGN	STW COMMUNICATIONS GROUP LIMITED	0.0%	Good	Seek Approval
SGOF	SELECT GOLD FUND	0.0%	Good	Seek Approval
SGOF1	SELECT GOLD FUND	0.0%	Good	Seek Approval
SGOXX	STREAM GROUP LIMITED	0.0%	Good	Seek Approval
SGP	STOCKLAND	65.0%	Good	Seek Approval
SGP1	STOCKLAND	0.0%	Good	Seek Approval
SGP2	STOCKLAND	0.0%	Reserve	Seek Approval
SGPDP	SGP CONVERTING PREF. UNIT/SHARE	0.0%	Good	Seek Approval
SGPN	STOCKLAND- STAPLED SECURITIES NEW	0.0%	Good	Seek Approval
SGPNB	STOCKLAND TRUST NEW FPO	0.0%	Good	Seek Approval
SGPNC	STOCKLAND TRUST GROUP $1.10 UNITS F/P	0.0%	Reserve	Seek Approval
SGPND	STOCKLAND TRUST GROUP	0.0%	Good	Seek Approval
SGPNF	STOCKLAND TRUST GROUP - NEW UNITS	0.0%	Good	Seek Approval
SGPO	STOCKLAND TRUST OPTIONS EXP. 29/06/2001	0.0%	Good	Seek Approval
SGQ	ST GEORGE MINING LIMITED	0.0%	Good	Seek Approval
SGR1	THE STAR ENTERTAINMENT GROUP LIMITED	0.0%	Good	Seek Approval
SGS1	STARGAMES LIMITED	0.0%	Good	Seek Approval
SGV	SIMON GILBERT WINES LIMITED	0.0%	Good	Seek Approval
SGW1	SONS OF GWALIA LIMITED	0.0%	Good	Seek Approval
SGX	SINO GOLD MINING LIMITED	0.0%	Good	Seek Approval
SGX1	SINO GOLD LIMITED	0.0%	Good	Seek Approval
SGXXX	SINO GOLD LIMITED - PLACEMENT	0.0%	Good	Seek Approval
SGXYY	SINO GOLD MINING LIMITED CONDITIONAL PLA	0.0%	Good	Seek Approval
SH.NY	PROSHARES SHORT S&P500 ETF	0.0%	Reserve	Seek Approval
SHA	SHAPE AUSTRALIA CORPORATION LIMITED	0.0%	Good	Seek Approval
SHAEW	SCHRODER W/S AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
SHC	SUNSHINE HEART INCORPORATED	0.0%	Reserve	Seek Approval
SHE	STONEHORSE ENERGY LIMITED	0.0%	Good	Seek Approval
SHE5	SHELL PLC	0.0%	Good	Seek Approval
SHEO	OPTION EXPIRING 31-DEC-2009 DEFERRED	0.0%	Reserve	Seek Approval
SHG	SINGULAR HEALTH GROUP LTD	0.0%	Good	Seek Approval
SHG20	EQT SGH 20	70.0%	Good	Seek Approval
SHGIW	SGH ICE	65.0%	Good	Seek Approval
SHIIS	SANDHURST IML INDUSTRIAL SHARE FUND	75.0%	Good	Seek Approval
SHISF	SANDHURST BMF INDUSTRIAL SHARE FUND	75.0%	Good	Seek Approval
SHJ	SHINE CORPORATE LTD	0.0%	Good	Seek Approval
SHL	SONIC HEALTHCARE LIMITED	75.0%	Good	Seek Approval
SHL8	SONIC HEALTHCARE	70.0%	Good	Seek Approval
SHLXX	SONIC HEALTHCARE LIMITED PLACEMENT	0.0%	Good	Seek Approval
SHM	SHRIRO HOLDINGS LIMITED	0.0%	Good	Seek Approval
SHN	SUNSHINE GOLD LIMITED	0.0%	Good	Seek Approval
SHO	SPORTSHERO LIMITED	0.0%	Reserve	Seek Approval
SHP	SOUTH HARZ POTASH LIMITED	0.0%	Good	Seek Approval
SHV	SELECT HARVESTS LIMITED	40.0%	Good	Seek Approval
SHV1	SELECT HARVESTS LIMITED	0.0%	Good	Seek Approval
SHV7	SELECT HARVESTS LIMITED	0.0%	Good	Seek Approval
SHVR	SELECT HARVEST RIGHTS	0.0%	Reserve	Seek Approval
SHWFI	SCHRODER W/S FIXED INCOME FUND	75.0%	Good	Seek Approval
SHX	SHIELD MINING LIMITED	0.0%	Good	Seek Approval
SI6	SIX SIGMA METALS LIMITED	0.0%	Reserve	Seek Approval
SI6OF	SI6 METALS LTD OPT EXP 30-JUN-2025	0.0%	Reserve	Seek Approval
SIB	SIBERIA MINING CORPORATION LIMITED	0.0%	Good	Seek Approval
SIBO	SIBERIA MINING CORPORATION LIMITED	0.0%	Reserve	Seek Approval
SIG	SIGMA HEALTCARE LIMITED	40.0%	Good	Seek Approval
SIG1	SIGMA COMPANY LIMITED	0.0%	Good	Seek Approval
SII70	IPAC PATHWAYS 70	75.0%	Good	Seek Approval
SII7Z	IPAC PATHWAYS 70 DL	75.0%	Good	Seek Approval
SIM	SCIMITAR RESOURCES LIMITED	0.0%	Good	Seek Approval
SINF6	BT INVESTMENT FUNDS INTERNATIONAL FUND	75.0%	Good	Seek Approval
SIO	SIMONDS GROUP LIMITED	0.0%	Reserve	Seek Approval
SIPWA	PERPETUAL'S WHOLESALE AUSTRALIAN FUND	75.0%	Good	Seek Approval
SIQ	SMARTGROUP CORPORATION LTD	0.0%	Good	Seek Approval
SIS	SIMBLE SOLUTIONS LIMITED	0.0%	Good	Seek Approval
SISO	SIMBLE SOLUTIONS LTD OPT EXP 10/8/24	0.0%	Reserve	Seek Approval
SIT	SITE GROUP INTERNATIONAL LIMITED	0.0%	Reserve	Seek Approval
SIV	SILVER CHEF LIMITED	0.0%	Good	Seek Approval
SIVG	SILVER CHEF LTD 10% REDCONV MAT 31AUG08	0.0%	Good	Seek Approval
SIVN	SILVER CHEF LIMITED DEFERRED	0.0%	Good	Seek Approval
SIX	SPRINTEX LIMITED CHANGE EFF 1/12/15	0.0%	Good	Seek Approval
SKAG	SKYCITY ACES	0.0%	Good	Seek Approval
SKC	SKYCITY ENTERTAINMENT GROUP LIMITED	60.0%	Good	Seek Approval
SKC1	SKYCITY ENTERTAINMENT GROUP LIMITED	0.0%	Good	Seek Approval
SKD	STOCKFORD LIMITED	0.0%	Good	Seek Approval
SKE1	SKILLED ENGINEERING LIMITED	0.0%	Good	Seek Approval
SKM	SUNSEEKER MINERALS LIMITED	0.0%	Good	Seek Approval
SKN	SKIN ELEMENTS LTD	0.0%	Reserve	Seek Approval
SKNOD	SKIN ELEMENTS LTD OPTION EXP 31-MAY-2026	0.0%	Reserve	Seek Approval
SKO	SERKO LIMITED	0.0%	Good	Seek Approval
SKOXX	SERKO LIMITED PLACEMENT	0.0%	Good	Seek Approval
SKR1	STRIKER RESOURCES NL	0.0%	Reserve	Seek Approval
SKS	SKS TECHNOLOGIES GROUP LIMITED	0.0%	Good	Seek Approval
SKT	SKY NETWORK TELEVISION LIMITED	0.0%	Good	Seek Approval
SKW	SKYWEST LIMITED	0.0%	Good	Seek Approval
SKY	SKY METALS LIMITED	0.0%	Good	Seek Approval
SLACA	SOLAGRAN LIMITED PAID TO 10C, 10C UNPAID	0.0%	Reserve	Seek Approval
SLACD	ORDINARY PARTLY PAID TO 7C, 13C UNPAID	0.0%	Good	Seek Approval
SLACE	ORD PARTLY PAID TO 10C, 10C UNPAID	0.0%	Good	Seek Approval
SLACF	SOLAGRAN LIMITED	0.0%	Reserve	Seek Approval
SLAXX	SILK LASER AUSTRALIA LIMITED PLACEMENT	0.0%	Good	Seek Approval
SLB	STELAR METALS LIMITED	0.0%	Good	Seek Approval
SLBUS	SCHLUMBERGER LTD	0.0%	Good	Seek Approval
SLC	SUPERLOOP LIMITED	0.0%	Good	Seek Approval
SLCPA	SOFTLAW CORPORATION LTD 8% CONV PREF	0.0%	Good	Seek Approval
SLD	SHIELDLINER LIMITED	0.0%	Good	Seek Approval
SLF	SPDR S&P/ASX 200 LISTED PROPERTY FUND	65.0%	Good	Seek Approval
SLH	SILK LOGISTICS HOLDINGS LIMITED	0.0%	Good	Seek Approval
SLK1	SEALINK TRAVEL GROUP LIMITED	0.0%	Good	Seek Approval
SLKXX	SEALINK TRAVEL GROUP LTD INST OFFER	0.0%	Good	Seek Approval
SLM	SALMAT LIMITED	0.0%	Good	Seek Approval
SLN	SELWYN MINES LIMITED	0.0%	Good	Seek Approval
SLP	SYLVANIA PLATINUM LIMITED	0.0%	Good	Seek Approval
SLPCA	SLP 12.5C PAID	0.0%	Reserve	Seek Approval
SLPST	SGH PI LISTED PROPERTY SECURITIES TRUST	0.0%	Good	Seek Approval
SLR	SILVER LAKE RESOURCES LTD ORD FULLY PAID	50.0%	Good	Seek Approval
SLS	SOLSTICE MINERALS LIMITED	0.0%	Good	Seek Approval
SLSO	OPTION EXPIRING VARIOUS DATES	0.0%	Good	Seek Approval
SLVN	ISHARES SILVER TRUST	0.0%	Good	Seek Approval
SLVO	SYLVANIA RESOURCES LTD - OPT EXP 30/6/05	0.0%	Good	Seek Approval
SLX	SILEX SYSTEMS LIMITED	0.0%	Good	Seek Approval
SLZ	SULTAN RESOURCES LTD	0.0%	Good	Seek Approval
SM1	SYNLAIT MILK LIMITED	0.0%	Good	Seek Approval
SM8	SMART MARINE SYSTEMS LIMITED	0.0%	Good	Seek Approval
SMAC	SMA CASH ACCOUNT	100.0%	Good	Seek Approval
SMAD	SMA CASH DIVIDEND ACCRUED	0.0%	Good	Seek Approval
SMAML	AUSBIL INDUSTRIALS MODEL PORTFOLIO	75.0%	Good	Seek Approval
SMAP	SMA PENDING WITHDRAWAL	0.0%	Good	Seek Approval
SMCGF	YARRA GROWTH FUND	75.0%	Good	Seek Approval
SME1	SUNCORP METWAY (1)	0.0%	Good	Seek Approval
SME21	SUNCORP METWAY CONV NOTES SERIES 2	0.0%	Good	Seek Approval
SMEBF	SUNCORP BALANCED FUND	0.0%	Good	Seek Approval
SMECG	SUNCORP GROWTH FUND	0.0%	Good	Seek Approval
SMEGS	SUNCORP GLOBAL SHARE -CLOSING 30/6/12	0.0%	Good	Seek Approval
SMEHB	UNSEC. PERP. CAP NOTE	0.0%	Good	Seek Approval
SMENA	SUNCORP-METWAY LTD ORD EX NOTES DEF SET	0.0%	Good	Seek Approval
SMERP	SUNCORP CONSERVATIVE FUND	0.0%	Good	Seek Approval
SMI	SANTANA MINERALS LIMITED	0.0%	Good	Seek Approval
SMIF	SMALLCO INVESTMENT FUND	0.0%	Good	Seek Approval
SMINF	SMALLCO INVESTMENT FUND	0.0%	Good	Seek Approval
SMLL	BETASHARES AUST SMALL CO SELECT FUND	0.0%	Good	Seek Approval
SMLO	OPTION EXPIRING 31-8-11	0.0%	Reserve	Seek Approval
SMMRA	SUMMIT RESOURCES LIMITED RIGHTS - APPLIC	0.0%	Good	Seek Approval
SMN	STRUCTUAL MONITORING SYSTEMS PLC	0.0%	Good	Seek Approval
SMO	SMC GOLD LIMITED	0.0%	Good	Seek Approval
SMOXX	SMC GOLD LIMITED - PLACEMENT	0.0%	Good	Seek Approval
SMP	SMARTPAY HOLDINGS LIMITED	0.0%	Good	Seek Approval
SMPG1	SUNCORP METWAY 8% EXCHANGING INSTAL 2	0.0%	Good	Seek Approval
SMQG	SUNCORP-METWAY 8% EXCHANGING INSTALLMENT	0.0%	Reserve	Seek Approval
SMQG1	SUNCORP METWAY 8% EX INSTALMENT NOTES	0.0%	Good	Seek Approval
SMR	STANMORE RESOURCES LIMITED	45.0%	Good	Seek Approval
SMR1	STANMORE COAL LIMITED	0.0%	Good	Seek Approval
SMS	STAR MINERALS LIMITED	0.0%	Good	Seek Approval
SMSGF	SUNCORP GROWTH FUND	0.0%	Good	Seek Approval
SMSN1	SAMSUNG ELECTRONICS INTERNATIONAL	0.0%	Good	Seek Approval
SMSO	STAR MINERALS LTD OPTION EXP 18/10/2024	0.0%	Reserve	Seek Approval
SMU	SMC RESOURCES LIMITED	0.0%	Good	Seek Approval
SMXZZ	SECURITY MATTERS LIMITED IPO	0.0%	Good	Seek Approval
SNAPN	SNAP INC	0.0%	Reserve	Seek Approval
SNAS	TRADING MANAGED UNITS FULLY PAID	0.0%	Good	Seek Approval
SNC	SANDON CAPITAL INVESTMENTS LIMITED	0.0%	Good	Seek Approval
SND	SAUNDERS INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
SNDZZ	SAUNDERS INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
SNF	SO NATURAL FOODS AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
SNG	SIREN GOLD LIMITED	0.0%	Good	Seek Approval
SNL	SUPPLY NETWORK LIMITED	0.0%	Good	Seek Approval
SNM	SPECTRUM NETWORK SYSTEMS LIMITED	0.0%	Reserve	Seek Approval
SNMOB	SPECTRUM NETWORK OPS 30/6/98 SERIES 2	0.0%	Reserve	Seek Approval
SNN	SONNET CORPORATION LIMITED	0.0%	Good	Seek Approval
SNO	SNOWBALL GROUP LTD	0.0%	Good	Seek Approval
SNO1	SNOWBALL GROUP LTD	0.0%	Good	Seek Approval
SNONY	SNOWFLAKE INC	0.0%	Good	Seek Approval
SNP	SUNCORP PROPERTY	0.0%	Good	Seek Approval
SNPCA	SUNCORP PROPERTY TRUST	0.0%	Reserve	Seek Approval
SNPSN	SYNOPSYS INC COMMON STOCK	0.0%	Good	Seek Approval
SNS	SENSEN NETWORKS LIMITED	0.0%	Good	Seek Approval
SNT	SYNTARA LIMITED	0.0%	Good	Seek Approval
SNU	SOUTHERN URANIUM LIMITED	0.0%	Reserve	Seek Approval
SNX	SIERRA NEVADA GOLD INC	0.0%	Good	Seek Approval
SNX1	SECURENET LIMITED	0.0%	Good	Seek Approval
SNZ	SUMMERSET GROUP HOLDINGS LIMITED	0.0%	Good	Seek Approval
SOA	SOLACE LIMITED	0.0%	Good	Seek Approval
SOA1		0.0%	Good	Seek Approval
SOE1	SOULS PRIVATE EQUITY	0.0%	Good	Seek Approval
SOEO	SOULTS PRIVATE EQUITY - OPT EXP	0.0%	Reserve	Seek Approval
SOEOA	SOULS PRIVATE EQUITY LIMITED - OPTION EX	0.0%	Reserve	Seek Approval
SOEZZ	SOULS PRIVATE EQUITY - OFFER	0.0%	Good	Seek Approval
SOG	SOUTHERN GROUP LTD	0.0%	Good	Seek Approval
SOH1	SOLUTION 6 HOLDINGS LIMITED	0.0%	Good	Seek Approval
SOHPA	SOLUTION 6 HOLDINGS LTD 8.5% CONV PREF	0.0%	Good	Seek Approval
SOHR	RIGHTS - APP - DEFERRED SETT 28/4	0.0%	Good	Seek Approval
SOL	WASHINGTON H SOUL PATTINSON & CO LIMITED	65.0%	Good	Seek Approval
SOL2	WASHINGTON H SOUL PATTINSON & CO LIMITED	0.0%	Good	Seek Approval
SOM	SOMNOMED LIMITED	0.0%	Good	Seek Approval
SOMXX	SOMNOMED LTD INSTITUTIONAL PLACEMENT	0.0%	Good	Seek Approval
SOOR	SOLCO RIGHS EXPRING 8-8-07	0.0%	Good	Seek Approval
SOP	SYNERTEC CORPORATION LIMITED	0.0%	Good	Seek Approval
SOPN	SHOPIFY INC.	0.0%	Good	Seek Approval
SOR	STRATEGIC ELEMENTS LIMITED	0.0%	Good	Seek Approval
SOT1	SP TELEMEDIA LIMITED	0.0%	Good	Seek Approval
SOTO	SP TELECOM LIMITED - OPT EXP 10/5/06	0.0%	Good	Seek Approval
SOTR	SP TELECOM LTD-RIGHTS APP CLOSE 15/07/04	0.0%	Good	Seek Approval
SOTXX	SP TELEMEDIA LTD - INSTO OFFER	0.0%	Good	Seek Approval
SOV	SOVEREIGN CLOUD HOLDINGS LIMITED	0.0%	Good	Seek Approval
SP3	SPECTUR LIMITED	0.0%	Good	Seek Approval
SP5SZ	ISHARES S & P 500 INDEX INSTAL 29-JUN-	0.0%	Good	Seek Approval
SP8	STREAMPLAY STUDIO LIMITED	0.0%	Good	Seek Approval
SPA	SPACETALK LTD	0.0%	Good	Seek Approval
SPBF6	BT INVESTMENT FUNDS ASIAN SHARE FUND	65.0%	Good	Seek Approval
SPBU	SUMMIT SELECT - PASSIVE BALANCED UNITS	75.0%	Good	Seek Approval
SPD	STRATEGIC POOLED DEVELOPMENT LIMITED	0.0%	Reserve	Seek Approval
SPFCH	S&P 500 FUTURE MINI LONG	0.0%	Good	Seek Approval
SPFCK	S&P 500 EMINI FUTURE CITIWARRANTS	0.0%	Good	Seek Approval
SPFCU	S&P 500 FUTURE MINI SHORT	0.0%	Good	Seek Approval
SPFK7	S&P 500 FUTURE MINI LONG	0.0%	Good	Seek Approval
SPFK9	S&P 500 CITIWARRANTS 4550.1076 SPF MINI	0.0%	Good	Seek Approval
SPFKD	CITIWARRANTS 4553.9137 SPF FUTURES	0.0%	Good	Seek Approval
SPFKE	CITIWARRANTS 4483.1847 SPF FUT INDEX	0.0%	Good	Seek Approval
SPFKG	S&P 500 CITIWARRANTS 4632.2404 SPF	0.0%	Good	Seek Approval
SPFKI	S&P 500 CITIWARRANTS 3588.7207 SPF MINI	0.0%	Good	Seek Approval
SPFKP	S&P 500 CITIWARANTS SPF FUTURES INDEX	0.0%	Good	Seek Approval
SPFKV	CITIWARRANTS 5512.4243 SPF FUTURES INDEX	0.0%	Good	Seek Approval
SPFMB	CITIWARRANTS 3535.9514 SPF MINI LONG	0.0%	Good	Seek Approval
SPFMC	S & P 500 FUTURE MINI LONG	0.0%	Good	Seek Approval
SPFMM	S&P 500 FUTURE MINI LONG	0.0%	Good	Seek Approval
SPFO5	CITIWARRANTS 4737.7929 SPF FUTURES INDEX	0.0%	Good	Seek Approval
SPFOA	CITIWARRANTS 4675.4685 SPF FUTURES	0.0%	Good	Seek Approval
SPHXX	SPHERE INVESTMENTS LIMITED - IPO	0.0%	Reserve	Seek Approval
SPIG6	BT CLASSIC INV FUNDS SPLIT GROWTH FUND	75.0%	Good	Seek Approval
SPK	SPARK NEW ZEALAND LIMITED	70.0%	Good	Seek Approval
SPL	STARPHARMA HOLDINGS LIMITED	0.0%	Good	Seek Approval
SPN	SPARC TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
SPP	SOUTHERN PACIFIC PETROLEUM NL	0.0%	Good	Seek Approval
SPP1	SOUTHERN PACIFIC PETROLEUM NL	0.0%	Good	Seek Approval
SPPCA	SOUTHERN PACIFIC PETR PP TO 10C/40C UNPD	0.0%	Reserve	Seek Approval
SPPO	SOUTHERN PACIFIC PET NL OPT EXP 19/11/04	0.0%	Reserve	Seek Approval
SPQ	SUPERIOR RESOURCES LIMITED	0.0%	Good	Seek Approval
SPR	SPARTAN RESOURCES LIMITED	0.0%	Good	Seek Approval
SPR1	S8 PROPERTY TRUST	0.0%	Good	Seek Approval
SPRD	SPREADTRUM COMMUNICATIONS INC	0.0%	Reserve	Seek Approval
SPSF6	BT INV FNDS PROPERTY SEC FND	70.0%	Good	Seek Approval
SPT1	SPOTLESS GROUP LIMITED	0.0%	Good	Seek Approval
SPTR	SPOTLESS GRP RIGHTS	0.0%	Good	Seek Approval
SPX	SPENDA LIMITED	0.0%	Good	Seek Approval
SPX1	SPINIFEX GOLD LIMITED	0.0%	Reserve	Seek Approval
SPXOA	SPINIFEX GOLD LIMITED - OPT EXP 30/6/02	0.0%	Reserve	Seek Approval
SPXU	PROSHARES ULTRAPRO SHORT S&P500	0.0%	Good	Seek Approval
SPY	SPDR S&P 500 ETF TRUST	75.0%	Good	Seek Approval
SPY2	SPDR S&P 500 ETF TRUST	0.0%	Good	Seek Approval
SPYN	SPDR S&P 500 ETF	0.0%	Good	Seek Approval
SPZ	SMART PARKING LIMITED	0.0%	Good	Seek Approval
SQ.NY	SQUARE INC	0.0%	Good	Seek Approval
SQ2	BLOCK INC.	0.0%	Good	Seek Approval
SQNY	SQUARE INC	0.0%	Good	Seek Approval
SQS	SHIELD TELECOMMUNICATIONS LIMITED	0.0%	Reserve	Seek Approval
SQSOA	OPTION EXPIRING 30 SEP 2001	0.0%	Good	Seek Approval
SQX	SOUTH-EAST QUEENSLAND EXPLORATION LTD	0.0%	Good	Seek Approval
SQXO	SQX RESOURCES LTD OP EXP 10/2/2026	0.0%	Good	Seek Approval
SRA	STRATHFIELD GROUP LIMITED	0.0%	Reserve	Seek Approval
SRAR	STRATHFIELD GROUP LTD - RTS CLS 13/11/03	0.0%	Reserve	Seek Approval
SRB	SCARBOROUGH MINERALS PLC	0.0%	Good	Seek Approval
SRG	SRG GLOBAL LIMITED	40.0%	Good	Seek Approval
SRH	SAFEROADS HOLDINGS LIMITED	0.0%	Good	Seek Approval
SRI	SIPA RESOURCES LIMITED	0.0%	Good	Seek Approval
SRI1	SIPA RESOURCES INTERNATIONAL NL	0.0%	Good	Seek Approval
SRJ	SRJ TECHNOLOGIES GROUP PLC	0.0%	Good	Seek Approval
SRK	STRIKE RESOURCES LIMITED	0.0%	Reserve	Seek Approval
SRKO	STRIKE RESOURCES - OPT EXP 30/06/08	0.0%	Good	Seek Approval
SRL	SUNRISE ENERGY METALS LIMITED	0.0%	Good	Seek Approval
SRL1	STRAITS RESOURCES LIMITED	0.0%	Good	Seek Approval
SRLCA	STRAITS RESOURCES LIMITED - PARTLY PAID	0.0%	Good	Seek Approval
SRLG	STRAITS RESOURCES - 10% UNSEC 31/12/03	0.0%	Good	Seek Approval
SRLXX	STRAITS RESOURCES LIMITED	0.0%	Good	Seek Approval
SRN	SUREFIRE RESOURCES NL	0.0%	Good	Seek Approval
SRNOD	SUREFILRE RESOURCES OPT EXP 30/11/2026	0.0%	Reserve	Seek Approval
SRO	SHAREROOT LTD	0.0%	Good	Seek Approval
SROCA	SIROCCO RESOURCES NL	0.0%	Reserve	Seek Approval
SROCC	SIROCCO RESOURCES NL - PART PAID TO 3C	0.0%	Reserve	Seek Approval
SRP	SOUTHCORP LIMITED	0.0%	Good	Seek Approval
SRP_C	SOUTHCORP LIMITED	0.0%	Good	Seek Approval
SRP2	SOUTHCORP LIMITED	0.0%	Good	Seek Approval
SRQXX	PLACEMENT	0.0%	Good	Seek Approval
SRS8	SPICERS LIMITED	0.0%	Good	Seek Approval
SRV	SERVCORP LIMITED	40.0%	Good	Seek Approval
SRV1	SERVCORP LIMITED	0.0%	Good	Seek Approval
SRX	SIERRA RUTILE HOLDINGS LIMITED	0.0%	Good	Seek Approval
SRY	STORY - I LIMITED	0.0%	Reserve	Seek Approval
SRZ	STELLER RESOURCES LIMITED	0.0%	Reserve	Seek Approval
SSAFI	SSGA AUSTRALIAN FIXED INCOME TRUST	75.0%	Good	Seek Approval
SSAGU	SUMMIT SELECT - ACTIVE GROWTH UNITS	75.0%	Good	Seek Approval
SSAIE	SSGA AUSTRALIAN EQUITIES INDEXTRUST	75.0%	Good	Seek Approval
SSALP	SSGA AUSTRALIAN LISTED PROP INDEX TRUST	65.0%	Good	Seek Approval
SSB	SUNBRIDGE GROUP LIMITED	0.0%	Good	Seek Approval
SSBF	STATE SUPER BALANCED FUND	0.0%	Good	Seek Approval
SSC	SULTAN CORP LTD. ORD FULLY PAID	0.0%	Good	Seek Approval
SSCSF	STATE SUPER CAPITAL STABLE FUND	0.0%	Good	Seek Approval
SSE	SCIENTIFIC SERVICES LIMITED	0.0%	Good	Seek Approval
SSG	SHAVER SHOP GROUP LIMITED	0.0%	Good	Seek Approval
SSGF	STATE SUPER GROWTH FUND	0.0%	Good	Seek Approval
SSGFI	STATE STREET GBL FIXED INCOME INDEX TST	0.0%	Good	Seek Approval
SSGIE	SSGA INTERNATIONAL EQUITIES HEDGED TRUST	70.0%	Good	Seek Approval
SSH	SSH GROUP LTD	0.0%	Good	Seek Approval
SSHO	S.S.H. MEDICAL LIMITED - OPT EXP 30/6/02	0.0%	Reserve	Seek Approval
SSHR	S.S.H MEDICAL LIMITED	0.0%	Reserve	Seek Approval
SSIEI	SSGA INTERNATIONAL EQUITIES INDEX TRUST	75.0%	Good	Seek Approval
SSM	SERVICE STREAM LIMITED	45.0%	Good	Seek Approval
SSMR	SERVICE STREAM LIMITED-RIGHTS 13/10/09	0.0%	Good	Seek Approval
SSMYY	SERVICE STREAM LIMITED RETAIL ENTITLEMEN	0.0%	Good	Seek Approval
SSNO	SAMSON OIL & GAS LIMITED	0.0%	Good	Seek Approval
SSO	SPDR S&P/ASX SMALL ORDINARIES FUND	65.0%	Good	Seek Approval
SSO2	SPDR S&P/ASX SMALL ORDINARIES FUND	0.0%	Good	Seek Approval
SSPBT	STATE STREET PASSIVE BALANCED TRUST	0.0%	Good	Seek Approval
SSR	SSR MINING INC	0.0%	Good	Seek Approval
SSR1	SOUTHERN STAR GROUP LIMITED	0.0%	Good	Seek Approval
SSS	SAM'S SEAFOOD HOLDINGS LIMITED	0.0%	Good	Seek Approval
SSSPA	SAM'S SEAFOOD HDGS LTD-8% CUM CON PREF	0.0%	Good	Seek Approval
SST	STEAMSHIPS TRADING CO LTD ORD FULLY PAID	0.0%	Good	Seek Approval
SSX1	SMORGON STEEL GROUP LIMITED	0.0%	Good	Seek Approval
SSZ	SILVER STONE RESOURCES LIMITED	0.0%	Good	Seek Approval
SSZO	SILVER STONE RESOURCES LIMITED	0.0%	Reserve	Seek Approval
ST1	SPIRIT TELECOM LIMITED	0.0%	Good	Seek Approval
STA	STRANDLINE RESOURCES LIMITED	0.0%	Good	Seek Approval
STAD	STADIUM AUSTRALIA LIMITED	0.0%	Good	Seek Approval
STAGP	AMP CAPITAL GLOBAL PROPERTY SEC FUND CLA	70.0%	Good	Seek Approval
STAGZ	AMP CAPITAL GLOBAL PROPERTY SEC A DL	0.0%	Good	Seek Approval
STAO	SUSTAINABLE TECHNOLOGY OOTION 28-JUN-02	0.0%	Reserve	Seek Approval
STCOF	ARENA OFFICE FUND	0.0%	Good	Seek Approval
STG	STRAKER TRANSLATIONS LIMITED	0.0%	Good	Seek Approval
STGR	STAGING RIGHTS-APP CLOSE 27-03-09	0.0%	Reserve	Seek Approval
STI	STIRLING PRODUCTS LIMITED	0.0%	Reserve	Seek Approval
STI1	STIRLING PRODUCTS LIMITED	0.0%	Reserve	Seek Approval
STK	STRICKLAND METALS LIMITED	0.0%	Good	Seek Approval
STKO	STRICKLAND RESOURCES LIMITED	0.0%	Good	Seek Approval
STKOA	STRICKLAND METALS LTD OPT EXP 17/5/2024	0.0%	Good	Seek Approval
STM	SUNSTONE METALS LTD	0.0%	Good	Seek Approval
STMCP	ARENA CHILDCARE PROPERTY FUND	0.0%	Good	Seek Approval
STN	SATURN METALS LIMITED	0.0%	Good	Seek Approval
STO	SANTOS LIMITED	60.0%	Good	Seek Approval
STO16	STO $9.50 PUT OPT EXP 27/3/2008	0.0%	Good	Seek Approval
STO1E	STO $9.25 PUT OPT EXP 22-2-2007	0.0%	Good	Seek Approval
STO2	SANTOS LIMITED	0.0%	Good	Seek Approval
STO2B	STO - $11.00 PUT OPT EXP 27/03/08	0.0%	Good	Seek Approval
STO2E	STO - $11.50 PUT OPT EXP 27/03/08	0.0%	Good	Seek Approval
STO2I	STO - $12.00 PUT OPT EXP 27/03/08	0.0%	Good	Seek Approval
STO3B	STO $9.25 PUT OPT EXP 27/3/2008	0.0%	Good	Seek Approval
STO61	STO - $9.75 PUT OPT EXP 29/11/07	0.0%	Good	Seek Approval
STOBP	STOBP8 $14.50 CALL OPT EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
STODN	STO - $14.00 PUT OPT EXP 27/03/08	0.0%	Good	Seek Approval
STODW	STODW8 $14.61 CALL OPT EXP 25-AUG-2011	70.0%	Reserve	Seek Approval
STOFJ	STO - $13.50 PUT OPT EXP 25/10/07	0.0%	Good	Seek Approval
STOG2	STO - $13.50 PUT OPT EXP 28-FEB-08	0.0%	Good	Seek Approval
STOIL	SANTOS CTW 1250 ROLL INSTALL WARRANT 250	0.0%	Good	Seek Approval
STOIN	STO - $10.50 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
STOJM	STO - $11.00 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
STOK	SANTOS LIMITED CITIWARRANTS	0.0%	Good	Seek Approval
STOKD	ABN AMRO 8.7965 STO MINI LONG	0.0%	Good	Seek Approval
STOLF	STO - $13.50 PUT OPT EXP 20-DEC-07	0.0%	Good	Seek Approval
STOLS	STOLS7 $13.50 CALL OPT EXP 23-DEC-2010	70.0%	Reserve	Seek Approval
STOMA	MQB 6.3006 STO S/F INSTAL WARRANT 28-JUN	0.0%	Good	Seek Approval
STON1	STO - $13.00 PUT OPT EXP 26/07/07	0.0%	Good	Seek Approval
STONN	STO - $13.50 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
STOPS	STO - $14.50 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
STOQL	STOQL7 $14.50 CALL OPT EXP 27-SEP-2012	70.0%	Reserve	Seek Approval
STOQO	STO - 13.50 - PUT OPT EXP 23/04/08	0.0%	Good	Seek Approval
STOR1	SANTOS RIGHTS ISSUE	0.0%	Good	Seek Approval
STORS	STO - 13.00 - PUT OPT EXP 23/04/08	0.0%	Good	Seek Approval
STORU	STORU7 $13.50 CALL OPT EXP 28-OCT-2010	65.0%	Reserve	Seek Approval
STOSB	WBC $5.7948 STO S/F INSTAL WARR 30-JUN-1	0.0%	Good	Seek Approval
STOSI	STOSI7 $16.02 CALL OPT EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
STOTD	STO $10.00 PUT OPTIONS EXP 22-02-2007	0.0%	Good	Seek Approval
STOTV	STO $10.50 PUT OPT EXP 29-3-2007	0.0%	Good	Seek Approval
STOUK	STO - $12.00 PUT OPT EXP 28/06/07	0.0%	Good	Seek Approval
STOUS	STO - $13.00 PUT OPT EXP 25/09/08	0.0%	Good	Seek Approval
STOUW	STO - $14.00 PUT OPT EXP 25/09/08	0.0%	Good	Seek Approval
STOWC	STOWC7 $15.09 CALL OPT EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
STOWF	STOWF7 $14.00 CALL OPT EXP 24-FEB-2011	70.0%	Reserve	Seek Approval
STOX6	STO $9.75 PUT OPT EXP 22/2/2007	0.0%	Good	Seek Approval
STOXF	STO - $11.00 PUT OPT EXP 24/05/07	0.0%	Reserve	Seek Approval
STOY6	STO - $14.00 PUT OPT EXP 26/07/07	0.0%	Good	Seek Approval
STOZ7	STO - $12.50 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
STP	STEP ONE CLOTHING LIMITED	0.0%	Good	Seek Approval
STPIF	ARENA PRIMARY INFRASTRUCTURE FUND	0.0%	Good	Seek Approval
STREM	STRIPES EMERGING MARKETS FIRM ALLOCATION	0.0%	Good	Seek Approval
STSAE	STATE STREET AUSTRALIAN EQUITY FUND	75.0%	Good	Seek Approval
STSBA	STRUCTURAL SYSTEMS LTD DEF SMENT ORDS	0.0%	Good	Seek Approval
STSG	STRUCTURAL SYSTEMS LTD 11% UNSEC NOTE	0.0%	Good	Seek Approval
STSN	STRUCTURAL SYSTEMS ORD F/PD DEFFERED	0.0%	Good	Seek Approval
STSO	STRUCTURAL SYSTEMS LIMITED OPT 30/06/07	0.0%	Good	Seek Approval
STSR	STRUCTURAL RIGHTS	0.0%	Reserve	Seek Approval
STU	STUART PETROLEUM LIMITED	0.0%	Good	Seek Approval
STUR	STU APPS CLOSE 22/9/99	0.0%	Reserve	Seek Approval
STW	SPDR S&P/ASX 200 FUND	75.0%	Good	Seek Approval
STWS4	SPDR S&P/ASX 200 FUND RBS 44.07 STW CAPP	0.0%	Good	Seek Approval
STWSB	WBC STW SELF FNDING INSTAL WAR 30-JUN-16	0.0%	Good	Seek Approval
STWSC	STW SELF FUND INSTAL WARR 30-JUN-16	0.0%	Good	Seek Approval
STWSD	WESTPAC $32.0329 STW SF WARR 30-JUN-2016	0.0%	Good	Seek Approval
STWSW	RBS 24.7026 STW SELF FUND INSTAL(STOPLOS	0.0%	Good	Seek Approval
STX	STRIKE ENERGY LIMITED	0.0%	Good	Seek Approval
STXXX	STRIKE ENERGY LIMITED PLACEMENT	0.0%	Good	Seek Approval
STZ	STRZELECKI METALS LIMITED	0.0%	Good	Seek Approval
SUA	SUAN AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
SUAGA	AXA GENERATIONS ALLIANCE CAPITAL CASH MG	85.0%	Good	Seek Approval
SUBD	VANECK AUSTRALIAN SUBORDINATED DEBT ETF	0.0%	Good	Seek Approval
SUBIE	BARCLAYS INTL EQUITY INDEX UNHEDGED	75.0%	Good	Seek Approval
SUD	SUDA PHARMACEUTICALS LTD	0.0%	Good	Seek Approval
SUDOE	SUDA PHARMACEUTICALS OPT EXP 31/7/22	0.0%	Good	Seek Approval
SUH	SOUTHERN HEMISPHERE MINING LIMITED	0.0%	Reserve	Seek Approval
SUHXX	SOUTHERN HEMISPHERE MINING LIMITED	0.0%	Good	Seek Approval
SUL	SUPER RETAIL GROUP LIMITED	60.0%	Good	Seek Approval
SUL1	SUPER CHEAP AUTO GROUP LIMITED	0.0%	Good	Seek Approval
SULR	SUPER RETAIL GROUP LIMITED RIGHTS-APPSCL	0.0%	Good	Seek Approval
SULYY	PLACEMENT	0.0%	Good	Seek Approval
SUM	SUMMIT MINERALS LIMITED	0.0%	Good	Seek Approval
SUN	SUNCORP GROUP LIMITED	75.0%	Good	Seek Approval
SUN_C	SUNCORP-METWAY LIMITED	0.0%	Reserve	Seek Approval
SUN1	SUNCORP-METWAY LIMITED	0.0%	Good	Seek Approval
SUN2	SUNCORP-METWAY LIMITED	0.0%	Good	Seek Approval
SUNCF	SUNCORP CASH FUND NEF -CLOSING 30/6/12	0.0%	Good	Seek Approval
SUNKM	ABN AMRO 3.3211 SUN MINI LONG	0.0%	Good	Seek Approval
SUNN	SUNCORP-METWAY LIMITED	0.0%	Good	Seek Approval
SUNOI	SUNCORP GROUP LTD WARRANT	0.0%	Good	Seek Approval
SUNPG	SUNCORP GROUP LTD CAPITAL NOTES 2	75.0%	Good	Seek Approval
SUNPH	SUNCORP GROUP LTD CAP NOTE	0.0%	Good	Seek Approval
SUNPI	SUNCORP GROUP LTD CAPITAL NOTES 4 OFFER	75.0%	Good	Seek Approval
SUNQY	SUNQY9 $8.37 CALL OPTION EXP 24-JAN-2013	65.0%	Good	Seek Approval
SUNSA	RBS $5.6421 SUN SELF FUND INST WARR 30-J	0.0%	Good	Seek Approval
SUNSB	WBC $9.5178 SUN S/F INSTAL WARR 30-JUN-1	0.0%	Good	Seek Approval
SUNSC	SUN SELF FUND INSTAL WARR 30-JUN-16	0.0%	Good	Seek Approval
SUNSD	SUNCORP GROUP LIMITED INSTAL WARR 30-JUN	0.0%	Good	Seek Approval
SUNTA	TYNDALL AUSTRALIAN SHARE WHOLESALE FUND	75.0%	Good	Seek Approval
SUNU2	SUNU28 $8.50 CALL OPTION EXP 26-APR-2012	65.0%	Good	Seek Approval
SUNWC	SUNCORP W/S CONSERVATIVE FUND	0.0%	Good	Seek Approval
SUNWG	SUNCORP W/S GROWTH FUND	0.0%	Good	Seek Approval
SUNZZ	RBS 460 SUN ROLLING INSTALMENT WARRANT 0	0.0%	Good	Seek Approval
SUROB	SUN RESOURCES NL	0.0%	Reserve	Seek Approval
SUUCF	UBS CASH FUND	85.0%	Good	Seek Approval
SUV	SUVO STRATEGIC MINERALS LIMITED	0.0%	Good	Seek Approval
SVC	SHELL VILLAGES AND RESORTS LIMITED	0.0%	Good	Seek Approval
SVG	SAVANNAH GOLDFIELDS LIMITED	0.0%	Good	Seek Approval
SVGO	SAVANNAH GOLDFIELDS OPT EXP 30/6/2025	0.0%	Reserve	Seek Approval
SVL	SILVER MINES LIMITED	0.0%	Good	Seek Approval
SVM	SOVEREIGN METALS LIMITED	0.0%	Good	Seek Approval
SVP	SERVICEPOINT LIMITED	0.0%	Reserve	Seek Approval
SVR	SOLVAR LIMITED	40.0%	Good	Seek Approval
SVW	SEVEN GROUP HOLDINGS LIMITED	70.0%	Good	Seek Approval
SVWXX	SEVEN GROUP HOLDINGS LIMITED PLACEMENT	0.0%	Good	Seek Approval
SVY	STAVELY MINERALS LIMITED	0.0%	Good	Seek Approval
SW1	SWIFT MEDIA LIMITED	0.0%	Good	Seek Approval
SWAEF	SCHRODER WS AUST EQUITY FND	75.0%	Good	Seek Approval
SWAUS	SCHRODER AUSTRALIAN EQUITY FUND S	75.0%	Good	Seek Approval
SWBFW	SCHRODER BALANCED FUND - W CLASS	75.0%	Good	Seek Approval
SWC	SMARTWORLD CORPORATION LIMITED	0.0%	Reserve	Seek Approval
SWCOB	SMARTWORLD CORP OPTION 30-JUNE-01	0.0%	Reserve	Seek Approval
SWD	SEA WORLD PROPERTY TRUST	0.0%	Reserve	Seek Approval
SWF	SELFWEALTH LIMITED	0.0%	Good	Seek Approval
SWFIF	SCHRODER W/S FIXED INCOME FUND	75.0%	Good	Seek Approval
SWG	SWISH GROUP LIMITED (THE)	0.0%	Reserve	Seek Approval
SWGAV	SCHRODER GLOBAL VALUE FUND HEDGED	70.0%	Good	Seek Approval
SWGO	SWISH GROUP LTD OPTIONS EXP. 31-JAN-2010	0.0%	Reserve	Seek Approval
SWHS	SCHRODER W/S HYBRID SECURITIES FUND	50.0%	Good	Seek Approval
SWHSF	SCHRODER HYBRID SECURITY FUND S	50.0%	Good	Seek Approval
SWJ	STONEWALL RESOURCES LIMITED	0.0%	Good	Seek Approval
SWL1	SEYMOUR WHYTE LIMITED	0.0%	Good	Seek Approval
SWM	SEVEN WEST MEDIA LIMITED	0.0%	Good	Seek Approval
SWN	SILVER SWAN GROUP LIMITED	0.0%	Good	Seek Approval
SWNXX	PLACEMENT	0.0%	Good	Seek Approval
SWP	SWOOP HOLDINGS LIMITED	0.0%	Good	Seek Approval
SWS1	SIMEON WINES LIMITED	0.0%	Good	Seek Approval
SWTO	SWIFTEL LIMITED - OPT EXP 13/3/02	0.0%	Reserve	Seek Approval
SWTZ	SWITZER DIVIDEND GROWTH FUND FLOAT	0.0%	Good	Seek Approval
SXC	SECRUIX CORPORATION LIMITED	0.0%	Reserve	Seek Approval
SXE	SOUTHERN CROSS ELECTRICAL ENGINEERING	0.0%	Good	Seek Approval
SXG	SOUTHERN CROSS GOLD LTD	0.0%	Good	Seek Approval
SXGRA	SOUTHERN CROSS GOLDFIELDS LIMITED RIGHTS	0.0%	Reserve	Seek Approval
SXL	SOUTHERN CROSS MEDIA GROUP	0.0%	Good	Seek Approval
SXP	SAPEX LIMITED	0.0%	Good	Seek Approval
SXPO	SAPEX - OPTION EXPIRING 31-JAN-2012	0.0%	Good	Seek Approval
SXR	SKYWEST AIRLINES LTD	0.0%	Good	Seek Approval
SXXCA	SOUTHERN CROSS ORD PARTLY PAID TO 23C	0.0%	Reserve	Seek Approval
SXY1	SENEX ENERGY LIMITED	0.0%	Good	Seek Approval
SXYZZ	SENEX ENERGY RETAIL ENTITLEMENT OFFER	0.0%	Good	Seek Approval
SYB	SYMBION HEALTH LIMITED	0.0%	Good	Seek Approval
SYB2	SYMBION HEALTH LIMITED	0.0%	Good	Seek Approval
SYD2	SYDNEY AIRPORT	0.0%	Good	Seek Approval
SYG	SYNERGY EQUITIES GROUP LIMITED	0.0%	Reserve	Seek Approval
SYI	SPDR MSCI AUST SELECT HIGH DIV YIELD	70.0%	Good	Seek Approval
SYISW	SPDR MSCI AUST SELECT INSTAL 30-JUN-17	0.0%	Good	Seek Approval
SYL	SYLVASTATE LIMITED	0.0%	Good	Seek Approval
SYLNA	SYLVASTATE LIMITED - NEW	0.0%	Good	Seek Approval
SYR	SYRAH RESOURCES LIMITED	0.0%	Good	Seek Approval
SYRKA	SYRAH RESOURCES LTD CREDITSUISSE 1.521 S	0.0%	Good	Seek Approval
SZLXX	SEZZLE INC. PLACEMENT	0.0%	Good	Seek Approval
SZLZZ	SEZZLE INC.	0.0%	Good	Seek Approval
T.NY	AT&T INC T	0.0%	Good	Seek Approval
T3D	333D LIMITED	0.0%	Good	Seek Approval
T5895	CITIWARRANTS 5.8957 MINI SHORT	0.0%	Good	Seek Approval
T92	TERRA URANIUM LIMITED	0.0%	Good	Seek Approval
T92O	TERRA URANIUM LTD OPTION EXP 6/09/2025	0.0%	Good	Seek Approval
TAA	TANTALUM AUSTRALIA NL	0.0%	Reserve	Seek Approval
TAB1	TAB LIMITED	0.0%	Good	Seek Approval
TAH	TABCORP HOLDINGS LIMITED	60.0%	Good	Seek Approval
TAH2	TABCORP HOLDINGS LIMITED	0.0%	Good	Seek Approval
TAHSB	WBC $7.3485 TAH SELF FND INSTAL WAR 30JU	0.0%	Good	Seek Approval
TAHSD	TABCOORP HOLDINGS LIMITED WARR 30-JUN-16	0.0%	Good	Seek Approval
TAIOB	TAIPAN RESOURCES OPTIONS 31 JULY 99	0.0%	Reserve	Seek Approval
TAL	TALIUS GROUP LIMITED	0.0%	Good	Seek Approval
TAM	TANAMI GOLD NL	0.0%	Good	Seek Approval
TAM1	TANAMI GOLD NL	0.0%	Reserve	Seek Approval
TAMCA	TANAMI GOLD NL - PARTY PAID TO $0.01	0.0%	Reserve	Seek Approval
TAMO	TANAMAI GOLD OPTIONS EX 30/11/2001	0.0%	Good	Seek Approval
TAMR	TANAMI GOLD NL	0.0%	Reserve	Seek Approval
TAN1	TANDOU LIMITED	0.0%	Good	Seek Approval
TANXX	PLACEMENT	0.0%	Good	Seek Approval
TAO	TAO COMMODITIES LTD	0.0%	Good	Seek Approval
TAOOA	TAO COMMODITIES LTD OPTION EXP 31/8/21	0.0%	Good	Seek Approval
TAR	TARUGA MINERALS LIMITED	0.0%	Good	Seek Approval
TARR	TARGET RESOURCES - RIGHTS	0.0%	Good	Seek Approval
TAS	TASMAN RESOURCES LTD.	0.0%	Reserve	Seek Approval
TASIF	TYNDALL AUSTRALIAN SHARE INCOME FUND	75.0%	Good	Seek Approval
TAT	TARTANA MINERALS LIMITED	0.0%	Good	Seek Approval
TAT1	TAT HONG HOLDINGS LIMITED	0.0%	Good	Seek Approval
TATDA	TAT HONG HOLDINGS LIMITED DEFERRED	0.0%	Good	Seek Approval
TAWO	TAWANA RESOURCES NL - OPT EXP 30/4/08	0.0%	Reserve	Seek Approval
TBA	TOMBOLA GOLD LTD	0.0%	Good	Seek Approval
TBAYY	TOMBOLA GOLD LTD PLACEMENT	0.0%	Good	Seek Approval
TBC	TRIBECA LEARNING LIMITED	0.0%	Good	Seek Approval
TBFN	PROSHARES SHORT 20+ YR TREASURY	0.0%	Reserve	Seek Approval
TBG	TUTT BRYANT GROUP LIMITED	0.0%	Good	Seek Approval
TBG1	TUTT BRYANT GROUP LIMITED	0.0%	Good	Seek Approval
TBGR	TUTT BRYANT GROUP - RIGHTS APPLICATION	0.0%	Good	Seek Approval
TBGXX	TUTT BRYANT GROUP PLACEMENT	0.0%	Good	Seek Approval
TBH	THE BETMAKERS HOLDINGS LTD	0.0%	Good	Seek Approval
TBN	TAMBORAN RESOURCES LIMITED	0.0%	Good	Seek Approval
TBNYY	TAMBORAN RESOURCES LTD PLACEMENT	0.0%	Good	Seek Approval
TBR	TRIBUNE RESOURCES LIMITED	0.0%	Good	Seek Approval
TBT	THUNDERBOLT RESOURCES	0.0%	Good	Seek Approval
TBXN	PROSHARES SHORT 7-10 YEAR TREASURY ETF	0.0%	Reserve	Seek Approval
TCE	MCS 1999 RETAIL 10 FORMALLY TRIPLECEE	0.0%	Good	Seek Approval
TCEHN	TENCENT HOLDINGS LIMITED	0.0%	Reserve	Seek Approval
TCEHY	TENCENT HOLDINGS LIMITED	0.0%	Good	Seek Approval
TCF	360 CAPITAL ENHANCED INCOME FUND	0.0%	Good	Seek Approval
TCG	TURACO GOLD LIMITED	0.0%	Good	Seek Approval
TCH	TOUCHCORP LIMITED	0.0%	Good	Seek Approval
TCL	TRANSURBAN GROUP	70.0%	Good	Seek Approval
TCL2	TRANSURBAN GROUP	0.0%	Good	Seek Approval
TCLDA	TRANSURBAN GROUP-S/SPLIT & CODE CHG TCL	0.0%	Good	Seek Approval
TCMXX	TIARO COAL LIMITED PLACEMENT	0.0%	Good	Seek Approval
TCO	TRANSMETRO CORPORATION LIMITED	0.0%	Good	Seek Approval
TCP	TRENT CAPITAL LIMITED	0.0%	Good	Seek Approval
TCQ1	TRINITY CONSOLIDATED GROUP	0.0%	Good	Seek Approval
TCQN	TRINITY CONSOLIDATED GROUP - NEW	0.0%	Reserve	Seek Approval
TCQZZ	TRINITY CONSOLIDATED - PLACEMENT	0.0%	Good	Seek Approval
TCT1	TELECASTERS NORTH QUEENSLAND	0.0%	Good	Seek Approval
TCXP	PFIXER TRACRS	0.0%	Good	Seek Approval
TCY	TECHWAY LIMITED	0.0%	Reserve	Seek Approval
TD1	TALI DIGITAL LIMITED	0.0%	Reserve	Seek Approval
TDEP2	TYNDALL AUSTRALIAN SHARE VALUE FUND	0.0%	Good	Seek Approval
TDIO	TIDEWATER INVES OPT EXP 31/05/09	0.0%	Reserve	Seek Approval
TDIZZ	360 CAPITAL INFRASTRUCTURE IPO	0.0%	Good	Seek Approval
TDO	3D OIL LIMITED	0.0%	Reserve	Seek Approval
TDOC	TELADOC HEALTH INC	0.0%	Reserve	Seek Approval
TDOCA	ORDINARY PARTLY PAID TO 25C, 15C UNPAID	0.0%	Good	Seek Approval
TDR	TOODYAY RESOURCES	0.0%	Good	Seek Approval
TDYZZ	THEDOCYARD LIMITED IPO	0.0%	Good	Seek Approval
TEAM1	ATLASSIAN CORPORATION PLC	0.0%	Good	Seek Approval
TEASW	TYNDALL AUSTRALIAN SHARE WHOLESALE FUND	75.0%	Good	Seek Approval
TEAZZ	TASMEA LIMITED IPO	0.0%	Good	Seek Approval
TECH	ETFS MORNINGSTAR GLOBAL TECHNOLOGY ETF	65.0%	Good	Seek Approval
TECK	TECK RESOURCES LIMITED	0.0%	Reserve	Seek Approval
TEE	TOP END ENERGY LIMITED	0.0%	Good	Seek Approval
TEFM	TELEFONICA SA	0.0%	Reserve	Seek Approval
TEG	TRIANGLE ENERGY (GLOBAL) LIMITED	0.0%	Good	Seek Approval
TEGO	TEGO OPTION EXP 30/6/25	0.0%	Good	Seek Approval
TEK	THORNEY TECHNOLOGIES LTD	0.0%	Good	Seek Approval
TEKXX	THORNEY TECHNOLOGIES LTD PLACEMENT	0.0%	Good	Seek Approval
TEL1	TELECOM CORPORATION OF NEW ZEALAND LTD	0.0%	Good	Seek Approval
TELDA	ORDINARY FULLY PAID DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
TEM	TEMPEST MINERALS LIMITED	0.0%	Good	Seek Approval
TEM1	TEMPO SERVICES LIMITED	0.0%	Good	Seek Approval
TEN3	TEN NETWORK HOLDINGS LIMITED	0.0%	Good	Seek Approval
TENKD	TEN NETWORK HOLDINGS LTD CREDITSUISSE 0.	0.0%	Reserve	Seek Approval
TENSB	WBC 160 TEN S/F INSTAL WARR 30-JUN-16	0.0%	Good	Seek Approval
TEP10	TYNDALL AUSTRALIAN SHARE VALUE FUND	0.0%	Good	Seek Approval
TER	TERRACOM LIMITED	0.0%	Good	Seek Approval
TEU	TOP END URANIUM LIMITED	0.0%	Reserve	Seek Approval
TEXZZ	TARGET ENERGY LIMITED - BROKER FIRM OFF	0.0%	Good	Seek Approval
TFE	TERRITORY IRON LIMITED	0.0%	Good	Seek Approval
TFEXX	TERRITORY IRON LIMITED INST PLACEMENT	0.0%	Good	Seek Approval
TFEYY	TERRITORY IRON LTD INST PLACEMENT	0.0%	Good	Seek Approval
TFL	TASFOODS LIMITED	0.0%	Good	Seek Approval
TFSO	TRANZACT - OPTION EXPIRING 30-APR-2010	0.0%	Reserve	Seek Approval
TFSO1	TRANZACT FINANCIAL SERVICES LIMITED	0.0%	Reserve	Seek Approval
TG1	TECHGEN METALS LTD	0.0%	Good	Seek Approval
TG6	TG METALS LIMITED	0.0%	Good	Seek Approval
TGDO	TASGOLD LIMITED OPT EXP 30/11/07	0.0%	Reserve	Seek Approval
TGF	TRIBECA GLOBAL NATURAL RESOURCES LIMITED	0.0%	Good	Seek Approval
TGFZZ	TRIBECA GLOBAL NATURAL RESOURCES LTD IPO	0.0%	Good	Seek Approval
TGG1	TEMPLETON GLOBAL GROWTH FUND	0.0%	Good	Seek Approval
TGH	TERRAGEN HOLDINGS LIMITED	0.0%	Good	Seek Approval
TGHXX	TERRAGEN HOLDINGS TRANCHE 1 PLACEMENT	0.0%	Good	Seek Approval
TGL1	TRANS-GLOBAL INTERACTIVE LIMITED	0.0%	Good	Seek Approval
TGM	THETA GOLD MINES LIMITED	0.0%	Good	Seek Approval
TGN	TUNGSTEN MINING NL	0.0%	Good	Seek Approval
TGOOA	TANGANYIKA GOLD	0.0%	Good	Seek Approval
TGP	360 CAPITAL GROUP	0.0%	Good	Seek Approval
TGSO	TIGER RESOURCES OPT EXP 31/03/08	0.0%	Good	Seek Approval
TGSOA	TIGER RESOURCES LTD - OPT EXP 30/6/05	0.0%	Reserve	Seek Approval
TGX	TASMAN GOLDFIELDS LIMITED	0.0%	Good	Seek Approval
TGZXX	TERANGA GOLD CORPORATION	0.0%	Good	Seek Approval
THB	THUNDERBIRD RESOURCES LIMITED	0.0%	Good	Seek Approval
THCXX	THE GLOBAL GROUP LIMITED PLACEMENT	0.0%	Good	Seek Approval
THG	THAKRAL HOLDINGS GROUP	0.0%	Good	Seek Approval
THG1	THAKRAL HOLDINGS GROUP	0.0%	Good	Seek Approval
THGN	THAKRAL - NEW	0.0%	Good	Seek Approval
THGNA	ORDINARY / UNIT FULLY PAID NEW	0.0%	Good	Seek Approval
THGNB	THAKRAL HOLDINGS NEW UNITS	0.0%	Good	Seek Approval
THGNC	THACRAL HOLDINGS - ORDINARY RANK 52.17%	0.0%	Reserve	Seek Approval
THGND	THAKRAL HOLDINGS NEW	0.0%	Reserve	Seek Approval
THGNE	THAKRAL GROUP NEW SHARES	0.0%	Reserve	Seek Approval
THKO	TOMAHAWK ENERGY OPT EXP 31/12/08	0.0%	Good	Seek Approval
THL	TOURISM HOLDINGS RENTALS LIMITED	0.0%	Good	Seek Approval
THOR	THOMAS & COFFEY LIMITEDRIGHTS - APPLICAT	0.0%	Reserve	Seek Approval
THR	THOR MINING PLC	0.0%	Good	Seek Approval
THRO	THOR MINING PLC WARRANTS EXP 15/06/09	0.0%	Good	Seek Approval
THX1	THUNDELARRA EXPLORATION LIMITED	0.0%	Good	Seek Approval
THXR	THUNDELARRA EXPLORATION LTD - RIGHTS	0.0%	Good	Seek Approval
TI1	TOMBADOR IRON LIMITED	0.0%	Good	Seek Approval
TIA	TIAN AN AUSTRALIA LIMITED	0.0%	Good	Seek Approval
TIE	TIETTO MINERALS LIMITED	0.0%	Good	Seek Approval
TIF	TECHNOLOGY INVESTMENT FUND	0.0%	Good	Seek Approval
TIFO	TECHNOLOGY INV FD-OPT EXP 30/11/04	0.0%	Good	Seek Approval
TIG	TIGERS REALM COAL LIMITED	0.0%	Reserve	Seek Approval
TIMDA	TIMBERCORP EUCALYPTS LTD: ORD. FULLY PD.	0.0%	Good	Seek Approval
TIMG	SUB-ORD.UNSEC.RESET RED.CONV.NTE DEF SET	0.0%	Reserve	Seek Approval
TIMG1	SUB-ORD.UNSEC.RESET RED.CONV.NTE DEF SET	0.0%	Good	Seek Approval
TIMHA	TIMBERCORP 9% SRNCD MAT 15/10/07	0.0%	Good	Seek Approval
TIMHB	TIM 8.9% SECURED REDEEM BONDS 1/12/10	0.0%	Good	Seek Approval
TIMN	FPO DEFERRED	0.0%	Good	Seek Approval
TIMPB	TIMBERCORP 6.75% N/C RESET PREF SHARES	0.0%	Reserve	Seek Approval
TIMR	TIMBERCORP EUCALYPTS LTD RIGHTS ISSUE	0.0%	Good	Seek Approval
TIP	TEAMINVEST PRIVATE GROUP LIMITED	0.0%	Good	Seek Approval
TIR	TITAN RESOURCES LIMITED	0.0%	Reserve	Seek Approval
TIRR	TITAN RESOURCES NL - RIGHTS EXP 0702/05	0.0%	Reserve	Seek Approval
TISZZ	TISSUE THERAPIES LIMITED - BKR FIRM	0.0%	Good	Seek Approval
TKGN	ORDINARY FULLY PAID DEFERRED	0.0%	Reserve	Seek Approval
TKM	TREK METALS LIMITED	0.0%	Good	Seek Approval
TKR	TRIAKO RESOURCES LIMITED	0.0%	Good	Seek Approval
TKR_C	TRIAKO RESOURCES LIMITED	0.0%	Good	Seek Approval
TL3VN	TLSCA - $3.40 CALL OPT EXP 24/5/07	0.0%	Reserve	Seek Approval
TL3VX	TLSCA - $3.50 CALL OPT EXP 24/05/07	0.0%	Reserve	Seek Approval
TLA	TOURISM ASSET HOLDINGS LIMITED	0.0%	Good	Seek Approval
TLA1	TOURISM ASSET HOLDINGS LTD	0.0%	Good	Seek Approval
TLC	THE LOTTERY CORPORATION LIMITED	60.0%	Good	Seek Approval
TLC2	THE LOTTERY CORPORATION LIMITED	0.0%	Good	Seek Approval
TLCT	TAH DEMERGER	60.0%	Good	Seek Approval
TLG	TALGA RESOURCES LTD	0.0%	Good	Seek Approval
TLL	TOWER LIFE LIMITED	0.0%	Good	Seek Approval
TLL1	TOWER LIFE LIMITED	0.0%	Good	Seek Approval
TLM	TALISMAN MINING LIMITED	0.0%	Good	Seek Approval
TLM1	TALISMAN MINING LIMITED	0.0%	Good	Seek Approval
TLMO	TALISMAN MINING OPTION EXP 31-DEC-2010	0.0%	Good	Seek Approval
TLN	TALON RESOURCES NL	0.0%	Good	Seek Approval
TLO	TELCO AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
TLRA	TALARIA GLOBAL EQUITY FUND(MANAGED FUND)	0.0%	Good	Seek Approval
TLS	TELSTRA CORPORATION LIMITED	75.0%	Good	Seek Approval
TLS18	TLSM18 $3.60 CALL OPTION EXP 26-JUL-2012	70.0%	Good	Seek Approval
TLS2	TELSTRA CORPORATION LIMITED	0.0%	Good	Seek Approval
TLS2O	TLS - $4.77 PUT OPT EXP 20/12/07	0.0%	Good	Seek Approval
TLS6E	TLS - $4.77 PUT OPT EXP 26/07/07	0.0%	Good	Seek Approval
TLS7D	TLS - $4.56 PUT OPT EXP 25/09/08	0.0%	Good	Seek Approval
TLSBR	TLSBR7 $4.41 CALL OPTION EXP 23-APR-2013	0.0%	Reserve	Seek Approval
TLSCQ	TLSCQ8 $2.90 CALL OPTION EXP 23-DEC-2010	70.0%	Good	Seek Approval
TLSD9	TLSSD9 $4.31 CALL OPTION EXP 27-MAR-2013	70.0%	Good	Seek Approval
TLSEI	TLSEI8 $2.90 CALL OPTION EXP 24-FEB-2011	70.0%	Good	Seek Approval
TLSFW	TLSFW8 $3.31 CALL OPTION EXP 28-JUN-2012	70.0%	Good	Seek Approval
TLSFZ	TLSFZ8 $3.41 CALL OPTION EXP 28-JUN-2012	70.0%	Good	Seek Approval
TLSG7	TLSG78 $2.90 CALL OPTION EXP 23-JUN-2011	70.0%	Reserve	Seek Approval
TLSGY	TLSGY8 $3.31 CALL OPTION EXP 29-MAR-2012	70.0%	Good	Seek Approval
TLSIO	TELSTRA CORP LTD INST WARRANT 16-DEC-13	0.0%	Good	Seek Approval
TLSIQ	ABN AMRO 350 TLS ROLL INST WAR 02/12/05	0.0%	Good	Seek Approval
TLSIZ	ABN AMRO 300 TLS ROLL INST WAR 04/12/06	0.0%	Good	Seek Approval
TLSJ5	TELSTRA LIMITED CITIWARRANTS	0.0%	Good	Seek Approval
TLSJO	TELSTRA CORP LTD CITIWARRANTS 3.6817	0.0%	Good	Seek Approval
TLSK7	TLSK79 $4.40 CALL OPTION EXP 21-FEB-2013	70.0%	Reserve	Seek Approval
TLSKD	TLSKD8 $3.25 CALL OPTION EXP 29-MAR-2012	70.0%	Good	Seek Approval
TLSKL	TLSKL8 $2.80 CALL OPTION EXP 28-APR-2011	70.0%	Good	Seek Approval
TLSLC	TELSTRA CORPORATION LIMITED CITIWARRANT	0.0%	Good	Seek Approval
TLSLU	TLS $4.93 PUT OPT EXP 28/10/2010	0.0%	Good	Seek Approval
TLSLX	TLSLX8 $2.90 CALL OPTION EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
TLSM1	TLSM18 $3.00 CALL OPTION EXP 26-MAY-2011	70.0%	Good	Seek Approval
TLSMA	TLSMA8 $3.00 CALL OPTION EXP 25-AUG-2011	70.0%	Reserve	Seek Approval
TLSMD	TLSMD8 $3.10 CALL OPTION EXP 25-AUG-2011	70.0%	Reserve	Seek Approval
TLSN7	TLSN37 $3.01 CALL OPTION EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
TLSN8	TLSN88 $3.10 CALL OPTION EXP 28-JUL-2011	70.0%	Good	Seek Approval
TLSQ6	TLS-$3.65 PUT EXPIRES 21/12/06	0.0%	Reserve	Seek Approval
TLSRD	RBS PLC 2.433 TLS MINI LONG	0.0%	Good	Seek Approval
TLSS7	TLSSS7 $3.20 CALL OPTION EXP 27-OCT-2011	70.0%	Good	Seek Approval
TLSSD	TLS SELF FUNDING WARRANT 30-JUN-16	0.0%	Good	Seek Approval
TLSSG	TLSSG9 $4.41 CALL OPTION EXP 27-MAR-2013	70.0%	Reserve	Seek Approval
TLSSJ	TELSTRA CORP LTD 1.568 INSTAL 30-JUN-17	0.0%	Good	Seek Approval
TLSSM	ABN AMRO 2.6148 TLS SFI 30-JUN-17	0.0%	Good	Seek Approval
TLSSS	TLSSS7 $3.24 CALL OPTION EXP 27-MAY-2010	70.0%	Good	Seek Approval
TLSSW	TELSTRA CORPORATION LIMITED RBS 1.5048 T	0.0%	Good	Seek Approval
TLSUD	TLSUD7 $3.11 CALL OPTION EXP 29-SEP-2011	70.0%	Good	Seek Approval
TLSVW	TLSVW7 $3.00 CALL OPTION EXP 23 JUN 2011	70.0%	Good	Seek Approval
TLSW7	TLSSW7 $3.20 CALL OPTION EXP 22-DEC-2011	70.0%	Good	Seek Approval
TLSXA	TLSXA7 $3.30 CALL OPTION EXP 23-FEB-2012	70.0%	Good	Seek Approval
TLSXX	TELSTRA CORPORATION INSTITUTIONAL OFFER	0.0%	Good	Seek Approval
TLSZD	TLSZD7 $2.85 CALL OPTION EXP 25-NOV-2010	70.0%	Good	Seek Approval
TLX	TELIX PHARMACEUTICALS LIMITED	50.0%	Good	Seek Approval
TM1	TERRA METALS LIMITED	0.0%	Good	Seek Approval
TM1O	TERRA METALS LIMITED	0.0%	Good	Seek Approval
TMA1	TUBEMAKERS OF AUSTRALIA LIMITED	0.0%	Good	Seek Approval
TMB	TAMBOURAH METALS LTD	0.0%	Good	Seek Approval
TMG	TRIGG MINING LTD.	0.0%	Good	Seek Approval
TMGO	TRIGG MINING LTD OPTIONS EXP 01/11/2024	0.0%	Reserve	Seek Approval
TMGOD	TRIGG MINERALS LTD OPT EXP 30/6/2026	0.0%	Reserve	Seek Approval
TMGYY	TRIGG MINING LTD IPO	0.0%	Good	Seek Approval
TMK	TAMASKA OIL AND GAS LTD	0.0%	Good	Seek Approval
TMKOB	TMK ENERGY LTD OPTION EXPIRING 30/4/2026	0.0%	Reserve	Seek Approval
TMLOB	OPTION EXPIRING 30 JUN 2004	0.0%	Good	Seek Approval
TMN	TELEMEDIA NETWORKS	0.0%	Good	Seek Approval
TMNF	TASMAN MARKET NEUTRAL FUND	0.0%	Good	Seek Approval
TMO	TOMATO TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
TMONY	THERMO FISHER SCIENTIFIC INC	0.0%	Good	Seek Approval
TMR	TEMPUS RESOURCES LTD	0.0%	Reserve	Seek Approval
TMRO	TEMPUS RESOURCES LTD OPT EXP 2/9/2025	0.0%	Reserve	Seek Approval
TMS	TENNANT MINERALS NL	0.0%	Good	Seek Approval
TMS1	TELEVISION & MEDIA SERVICES LIMITED	0.0%	Reserve	Seek Approval
TMSO	TENNANT MINERALS NL OPT EXP 23/04/2024	0.0%	Reserve	Seek Approval
TMX	TERRAIN MINERALS LIMITED	0.0%	Good	Seek Approval
TMZ	THOMSON RESOURCES LIMITED	0.0%	Reserve	Seek Approval
TMZOA	THOMSON RESOURCES LTD OPT EXP 28/10/24	0.0%	Reserve	Seek Approval
TNASP	TYNDALL AUSTRALIAN SHARE WHOLESALE FUND	75.0%	Good	Seek Approval
TNC	TRUE NORTH COOPER LIMITED	0.0%	Good	Seek Approval
TNCOA	TRANSOL CORP LTD - OPT EXP 31/05/06	0.0%	Reserve	Seek Approval
TNDEP	TYNDALL AUSTRALIAN SHARE VALUE FUND	0.0%	Good	Seek Approval
TNE	TECHNOLOGY ONE LIMITED	55.0%	Good	Seek Approval
TNE1	TECHNOLOGY ONE LIMITED	0.0%	Good	Seek Approval
TNEDK	CITIWARRANTS MINI CALL 31/12/2029	0.0%	Good	Seek Approval
TNL	TOLHURST GROUP LIMITED	0.0%	Reserve	Seek Approval
TNN	TENON LIMITED	0.0%	Good	Seek Approval
TNS	TRANSINIC TRAVEL LTD	0.0%	Good	Seek Approval
TNSZZ	TRANSINIC TRAVEL LTD - BROKER FIRM	0.0%	Good	Seek Approval
TNTPA	TNT 8% CUM CONVERTING PREFERENCE	0.0%	Good	Seek Approval
TNV	TERRANOVA MINERALS NL	0.0%	Good	Seek Approval
TNY	TINYBEANS GROUP PTY LTD	0.0%	Good	Seek Approval
TO2X7	TO2 - $24.00 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
TOE	TORO ENERGY LIMITED	0.0%	Good	Seek Approval
TOEYY	PLACEMENT	0.0%	Good	Seek Approval
TOK	TOLU MINERALS LIMITED	0.0%	Good	Seek Approval
TOL1	TOLL HOLDINGS LIMITED	0.0%	Good	Seek Approval
TOL2	TOLL HOLDINGS LIMITED	0.0%	Reserve	Seek Approval
TOLC2	TOLC28 $6.75 CALL OPTION EXP 25-NOV-2010	65.0%	Reserve	Seek Approval
TOLCQ	TOL - $12.95 PUT OPT EXP 24-JAN-08	0.0%	Good	Seek Approval
TOLCU	TOLCU8 $5.75 CALL OPTION EXP 24-MAY-2012	65.0%	Reserve	Seek Approval
TOLFI	TOLFI8 $6.50 CALL OPTION EXP 27-JAN-2011	65.0%	Reserve	Seek Approval
TOLFL	TOL - 10.96 - PUT OPT EXP	0.0%	Good	Seek Approval
TOLFZ	TOLFZ9 $4.70 CALL OPTION EXP 21-FEB-2013	65.0%	Good	Seek Approval
TOLK2	TOL $20.50 PUT OPT EXP 26/4/2007	0.0%	Good	Seek Approval
TOLKJ	TOLKJ8 $6.00 CALL OPTION EXP 26-MAY-2011	65.0%	Reserve	Seek Approval
TOLLM	TOL - $20.00 PUT OPT EXP 25/10/07	0.0%	Good	Seek Approval
TOLLV	TOL - $10.96 PUT OPT EXP 28-FEB-08	0.0%	Good	Seek Approval
TOLLY	TOL - $10.96 PUT OPT EXP 27/03/08	0.0%	Good	Seek Approval
TOLM2	TOL - $21.13 PUT OPT EXP 26/07/07	0.0%	Good	Seek Approval
TOLNR	TOLNR8 $5.00 CALL OPTION EXP 25-AUG-2011	65.0%	Reserve	Seek Approval
TOLQ7	TOL - $21.13 PUT OPT EXP 24/05/07	0.0%	Good	Seek Approval
TOLR	TOLL HOLDINGS LIMITED RIGHTS	0.0%	Reserve	Seek Approval
TOLSS	TOLSS7 $4.25 CALL OPTION EXP 25-AUG-2011	65.0%	Reserve	Seek Approval
TOLXT	TOLXT7 $4.25 CALL OPTION EXP 27-SEP-2012	65.0%	Reserve	Seek Approval
TOLYY	TOLL HOLDINGS LTD - RESET PREF SHARES	0.0%	Good	Seek Approval
TON	TRITON MINERALS LTD	0.0%	Good	Seek Approval
TONO	TRITON MINERALS LTD OPTION EXP 31/12/202	0.0%	Reserve	Seek Approval
TONOG	TRITON MINERALS LTD OPT EXP 31/12/2025	0.0%	Reserve	Seek Approval
TOP	THORNEY OPPORTUNITIES LTD	0.0%	Good	Seek Approval
TOR	TORGUE METALS LIMITED	0.0%	Good	Seek Approval
TOR1	TICOR LIMITED	0.0%	Good	Seek Approval
TOT	360 CAPITAL TOTAL RETURN FUND	0.0%	Good	Seek Approval
TOTNA	360 CAPITAL REIT	0.0%	Good	Seek Approval
TOU	TLOU ENERGY LIMITED	0.0%	Reserve	Seek Approval
TOWER	AET PORTFOLIO MANAGEMENT SERVICE	0.0%	Good	Seek Approval
TOX1	TOX FREE SOLUTIONS LIMITED	0.0%	Good	Seek Approval
TOXDA	TOX FREE SOLUTIONS LIMITED DEF	0.0%	Good	Seek Approval
TOXO	TOX FREE SOLUTIONS LTD - OPT EXP 31/1/06	0.0%	Good	Seek Approval
TOY	TOYS'R'US ANZ LIMITED	0.0%	Good	Seek Approval
TPAP1	TRANSPACIFIC NON-CUM UNSEC STEP-UP PREF	0.0%	Good	Seek Approval
TPC	TPC CONSOLIDATED LIMTED	0.0%	Good	Seek Approval
TPCAS	PANORAMA TAILORED PORTFOLIO CASH ACCOUNT	95.0%	Good	Seek Approval
TPF	TIMBERCORP PRIMARY INFRASTRUCTURE FUND	0.0%	Reserve	Seek Approval
TPG	TPG TELECOM LIMITED.	65.0%	Good	Seek Approval
TPI3	TRANSPACIFIC INDUSTRIES GROUP LIMITED	0.0%	Good	Seek Approval
TPIYY	TRANSPACIFIC INDUSTRIES GROUP LTD - PLAC	0.0%	Good	Seek Approval
TPM2	TPG TELECOM LIMITED	0.0%	Reserve	Seek Approval
TPRSE	RARE SERIES EMERGING MARKETS	0.0%	Good	Seek Approval
TPRSV	CLEARBRIDGE RARE INFRASTRUCTURE INCOME	70.0%	Good	Seek Approval
TPS	THREAT PROTECT AUSTRALIA LIMITED	0.0%	Good	Seek Approval
TPT	TANGIERS PETROLEUM LIMITED	0.0%	Reserve	Seek Approval
TPW	TEMPLE AND WEBSTER GROUP LTD	35.0%	Good	Seek Approval
TPWXX	TEMPLE & WEBSTER GROUP PLACEMENT	0.0%	Good	Seek Approval
TPX	TASMANIAN TRUSTEES LIMITED	0.0%	Good	Seek Approval
TPX1	TASMANIAN TRUSTEES LIMITED	0.0%	Reserve	Seek Approval
TQH	3Q HOLDINGS LIMITED	0.0%	Reserve	Seek Approval
TQL1	TAB QUEENSLAND LIMITED	0.0%	Good	Seek Approval
TQQQ	PROSHARES ULTRAPRO QQQ ETF	0.0%	Reserve	Seek Approval
TQQQN	PROSHARES TRUST-PROSHARES ULTRAPRO QQQ	0.0%	Good	Seek Approval
TRA	TARGET RESOURCES	0.0%	Good	Seek Approval
TRAO	TARGET RESOURCES - OPTION	0.0%	Reserve	Seek Approval
TRAR	TARGET RESOURCES - RIGHTS	0.0%	Reserve	Seek Approval
TRD	THIRD RAIL LIMITED	0.0%	Good	Seek Approval
TRE	TOUBANI RESOURCES LIMITED	0.0%	Good	Seek Approval
TRFXX	TRAFFORD RESOURCES LIMITED	0.0%	Good	Seek Approval
TRG1	TREASURY GROUP LTD	0.0%	Good	Seek Approval
TRGE1	T. ROWE PRICE GOLBAL EQUITY FUND	0.0%	Good	Seek Approval
TRH	TRANSIT HOLDINGS LIMITED	0.0%	Good	Seek Approval
TRHO	OPTION EXPIRING 31-DEC-2009	0.0%	Reserve	Seek Approval
TRI	TRIVARX LTD	0.0%	Good	Seek Approval
TRIDA	TRANSCOM INTERNATIONAL LIMITED DEF SMENT	0.0%	Good	Seek Approval
TRIO	TRANSCOM INTERNATIONAL LIMITED	0.0%	Reserve	Seek Approval
TRIO1	TRANS COM INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
TRJ	TRAJAN GROUP HOLDINGS LIMITED	40.0%	Good	Seek Approval
TRJZZ	TRAJAN GROUP HOLDINGS LIMITED IPO	0.0%	Good	Seek Approval
TRL	TANGA RESOURCES LIMITED	0.0%	Reserve	Seek Approval
TRM	TRUSCOTT MINING CORPORATION LIMITED	0.0%	Reserve	Seek Approval
TRP	TISSURE REPAIR LTD	0.0%	Good	Seek Approval
TRPGE	T. ROWE PRICE GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
TRPZZ	TISSUE REPAID LTD IPO	0.0%	Good	Seek Approval
TRS	THE REJECT SHOP LIMITED	0.0%	Good	Seek Approval
TRS1	THE REJECT SHOP LIMITED DUMMY LINE	0.0%	Reserve	Seek Approval
TRS2	THE REJECT SHOP LIMITED	0.0%	Good	Seek Approval
TRSZZ	THE REJECT SHOP LIMITED - BROKER FIRM	0.0%	Good	Seek Approval
TRU	TRUSCREEN GROUP LIMITED	0.0%	Good	Seek Approval
TRU1	TRUST COMPANY OF AUSTRALIA LIMITED	0.0%	Good	Seek Approval
TRUCA	TRUST COMPANY OF AUSTRALIA LTD	0.0%	Good	Seek Approval
TRUN	TRU NEW	0.0%	Good	Seek Approval
TRY1	TROY RESOURCES NL	0.0%	Reserve	Seek Approval
TSB		0.0%	Good	Seek Approval
TSEXX	TRANSFIELD SERVICES LIMITED - IPO	0.0%	Good	Seek Approval
TSEYY	TRANSFIELD SERVICES PTY LTD	0.0%	Good	Seek Approval
TSF	TOTAL STAFFING SOLUTIONS LIMITED	0.0%	Good	Seek Approval
TSH	TSV HOLDINGS LTD	0.0%	Good	Seek Approval
TSHXX	TSV HOLDINGS LTD - BKR FIRM	0.0%	Good	Seek Approval
TSHYY	SHORTFALL PLACEMENT	0.0%	Good	Seek Approval
TSI	TOP SHELF INTERNATIONAL HOLDINGS LIMITED	0.0%	Good	Seek Approval
TSIZZ	TOP SHELF INTERNATIONAL HOLDINGS IPO	0.0%	Good	Seek Approval
TSK	TASK GROUP HOLDINGS LIMITED	0.0%	Good	Seek Approval
TSL	TITANIUM SANDS LIMITED	0.0%	Good	Seek Approval
TSLA	TESLA MOTORS, INC	0.0%	Good	Seek Approval
TSLAN	TESLA INC	0.0%	Good	Seek Approval
TSM1	THINKSMART LIMITED	0.0%	Good	Seek Approval
TSMXX	THINKSMART LIMITED BROKER FIRM & INST	0.0%	Good	Seek Approval
TSO	TESORO RESOURCES LIMITED	0.0%	Good	Seek Approval
TSO1	TISHMAN SPEYER OFFICE FUND	0.0%	Good	Seek Approval
TSP	ESCAPE3D.LIMITED	0.0%	Good	Seek Approval
TSR	TERRAPLANET LIMITED	0.0%	Reserve	Seek Approval
TSSPA	TASSAL LIMITED - 7.75% CONVERTIBLE PREF	0.0%	Good	Seek Approval
TST	TRYSOFT CORPORATION LIMITED	0.0%	Reserve	Seek Approval
TSV	TRANSERV ENERGY LIMITED	0.0%	Good	Seek Approval
TTDN	THETRADE DESK INC.	0.0%	Good	Seek Approval
TTEP	TOTALENERGIES SE	0.0%	Good	Seek Approval
TTH	TOOTH & COMPANY LIMITED	0.0%	Reserve	Seek Approval
TTI	TRAFFIC TECHNOLOGIES LTD	0.0%	Reserve	Seek Approval
TTI1	TRAFFIC TECHNOLOGIES LTD.	0.0%	Reserve	Seek Approval
TTM	TITAN MINERALS LIMITED	0.0%	Good	Seek Approval
TTR	TECTONIC RESOURCES NL	0.0%	Good	Seek Approval
TTRR	TECTONIC RESOURCES NL	0.0%	Reserve	Seek Approval
TTS1	TATERSALL'S LIMITED	0.0%	Good	Seek Approval
TTSZZ	TATERSALL'S LIMITED - BROKER FIRM	0.0%	Good	Seek Approval
TTT	TITOMIC LIMITED	0.0%	Good	Seek Approval
TTV	TWO WAY TV AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
TTXPA	TAPS TRUST	0.0%	Good	Seek Approval
TTXZZ	TAPS TRUST LIMITED - BKR FIRM	0.0%	Good	Seek Approval
TTY	TERRITORY RESOURCES LIMITED	0.0%	Good	Seek Approval
TTYXX	TERRITORY RESOURCES LIMITED	0.0%	Good	Seek Approval
TUA	TUAS LIMITED	0.0%	Good	Seek Approval
TVL	TOUCH VENTURES LIMITED	0.0%	Good	Seek Approval
TVLR	TRAVEL.COM.AU LTD RIGHTS - CLSE 29/03/06	0.0%	Good	Seek Approval
TVN	TIVAN LIMITED	0.0%	Good	Seek Approval
TVNO	TIVAN LIMITED OPTION EXP 30-JUNE-2026	0.0%	Good	Seek Approval
TWAAE	AUSBIL AUSTRALIAN ACTIVE EQUITY FUND	75.0%	Good	Seek Approval
TWAAI	AXA WHOLESALE AUSTRALIAN INCOME FUND	0.0%	Good	Seek Approval
TWAEL	AUSBIL AUSTRALIAN EMERGING LEADERS	70.0%	Good	Seek Approval
TWCGS	STEWART INV WS WORLDWIDE LEADERS	75.0%	Good	Seek Approval
TWCIS	ABERDEEN ACTIVELY HDGD INTER'L EQUITIES	75.0%	Good	Seek Approval
TWD	TAMAWOOD LIMITED	0.0%	Good	Seek Approval
TWE	TREASURY WINE ESTATES LIMITED	65.0%	Good	Seek Approval
TWFAE	FIDELITY AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
TWGFF	IFP GLOBAL FRANCHISE FUND	75.0%	Good	Seek Approval
TWHPS	SG HISCOCK WS PROPERTY SECURITIES FUND	60.0%	Good	Seek Approval
TWIAS	INVESTORS MUTUAL W/S AUST SHARE FND	75.0%	Good	Seek Approval
TWIFL	INVESTORS MUTUAL FUTURE LEADERS FUND	70.0%	Good	Seek Approval
TWIPV	IOOF PERENNIAL WS VALUE SHARES TRUST	75.0%	Good	Seek Approval
TWLO	TWILIO INC	0.0%	Good	Seek Approval
TWMGI	MACQUARIE GLOBAL INFRASTRUCTURE TRUST II	0.0%	Good	Seek Approval
TWMIN	MLC WHOLESALE INCOMEBUILDER	75.0%	Good	Seek Approval
TWMWA	MERLON WS AUSTRALIAN SHARE INCOME FUND	75.0%	Good	Seek Approval
TWO1	TALENT2 INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
TWPAF	PLATINUM ASIA FUND	65.0%	Good	Seek Approval
TWPCE	PM CAPITAL ENHANCED YIELD FUND	60.0%	Good	Seek Approval
TWPEF	PLATINUM EUROPEAN FUND	70.0%	Good	Seek Approval
TWPIF	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
TWPIS	PERPETUAL WS INDUSTRIAL SHARE FND	75.0%	Good	Seek Approval
TWPMI	PERPETUAL'S WS MONTHLY INCOME FND	0.0%	Good	Seek Approval
TWPPH	ANTARES HIGH GROWTH SHARES FUND	60.0%	Good	Seek Approval
TWPSC	PERPETUAL WS SMALLER COMPANIES FND	65.0%	Good	Seek Approval
TWPWG	PIMCO EQT WHOLESALE GLOBAL BOND	70.0%	Reserve	Seek Approval
TWR	TOWER LIMITED	0.0%	Good	Seek Approval
TWRBF	RUSSELL BALANCED FUND CLASS A	75.0%	Good	Seek Approval
TWRCA	TOWER LIFE PARTLY PAID UNITS	0.0%	Good	Seek Approval
TWRDA	TOWER LIMITED - FULLY PAID DEFERRED SETT	0.0%	Good	Seek Approval
TWRR	TOWER LIMITED 23/9/09	0.0%	Good	Seek Approval
TWSAE	SCHRODER WS AUST EQUITY FND	75.0%	Good	Seek Approval
TWUAS	UBS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
TWVIF	VANGUARD INT FIXED INTEREST INDEX FUND H	75.0%	Good	Seek Approval
TWVIH	VANGUARD INT'L SHARES INDEX FND (HEDGED)	75.0%	Good	Seek Approval
TWWGA	MACQUARIE WINTON GLOBAL ALPHA FUND	70.0%	Good	Seek Approval
TX.NY	TERNIUM SA	0.0%	Good	Seek Approval
TX3	TRINEX MINERALS LIMITED	0.0%	Reserve	Seek Approval
TXN	TEXON PETROLEUM LTD	0.0%	Good	Seek Approval
TXNZZ	TEXON PETROLEUM BROKER FIRM OFFER	0.0%	Good	Seek Approval
TXT	TEXT MEDIA GROUP LIMITED (THE)	0.0%	Good	Seek Approval
TYA1	TYNDALL AUSTRALIA LIMITED	0.0%	Good	Seek Approval
TYABB	TYNDALL BONUS	0.0%	Reserve	Seek Approval
TYABC	TYNDALL AUSTRALIA LTD 20C F/P DEF SMENT	0.0%	Good	Seek Approval
TYARB	TYNDALL AUSTRALIA LTD RTS APP CLSE15/4	0.0%	Reserve	Seek Approval
TYASC		0.0%	Good	Seek Approval
TYC	TETHYAN COPPER COMPANY LIMITED	0.0%	Good	Seek Approval
TYNAB	NIKKO AM AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
TYR	TYRO PAYMENTS LIMTIED	0.0%	Good	Seek Approval
TYRXX	TYRO PAYMENTS LIMITED IPO	0.0%	Good	Seek Approval
TYX	TYRANNA RESOURCES LIMITED	0.0%	Good	Seek Approval
TZL	TZ LIMITED	0.0%	Good	Seek Approval
TZN	TERRAMIN AUSTRALIA LIMITED	0.0%	Good	Seek Approval
TZNR	TERRAMIN AUSTRALIA LIMITED - RIGHTS	0.0%	Reserve	Seek Approval
TZNXX	PLACEMENT	0.0%	Good	Seek Approval
UAL	URANIUM AUSTRALIA NL	0.0%	Good	Seek Approval
UBASF	UBS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
UBBIF	UBS BALANCED INVESTMENT FUND	75.0%	Good	Seek Approval
UBCGP	UBS CLARION GLOBAL PROPERTY SEC FUND	60.0%	Good	Seek Approval
UBCPF	UBS CASH PLUS FUND	75.0%	Good	Seek Approval
UBECF	UBS YARRA AUST SMALL COMPANIES FUND	70.0%	Good	Seek Approval
UBER	UBER TECHNOLOGIES INC COM	0.0%	Good	Seek Approval
UBGPS	UBS GLOBAL PROPERTY SECURITIES FUND	0.0%	Good	Seek Approval
UBGPZ	UBS GLOBAL PROPERTY SECURITIES FUND DL	0.0%	Good	Seek Approval
UBI	UNIVERSAL BIOSENSORS INC	0.0%	Good	Seek Approval
UBI7	UNIVERSAL BIOSENSORS INC	0.0%	Good	Seek Approval
UBIR	RIGHTS - APPLICATIONS CLOSE 04-DEC-2007	0.0%	Good	Seek Approval
UBISF	UBS INTERNATIONAL SHARE FUND	75.0%	Good	Seek Approval
UBIZZ	UNIVERSAL BIOSENSORS INC - BROKER FIRM	0.0%	Good	Seek Approval
UBN	URBANISE. COM LIMITED	0.0%	Good	Seek Approval
UBPSF	UBS PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
UBSAB	UBS AUSTRALIAN BOND FUND	75.0%	Good	Seek Approval
UBSAS	UBS AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
UBSBI	UBS BALANCED INVESTMENT FUND	75.0%	Good	Seek Approval
UBSBT	UBS CLARION GLOBAL PROPERTY SECURITY FUN	60.0%	Good	Seek Approval
UBSCB	UBS CASH BOND FUND	0.0%	Good	Seek Approval
UBSCF	UBS CASH FUND	85.0%	Good	Seek Approval
UBSDI	UBS DEFENSIVE INVESTMENT FUND	75.0%	Good	Seek Approval
UBSEC	UBS YARRA AUST SMALL COMPANIES FUND	70.0%	Good	Seek Approval
UBSEF	UBS EMERGING MARKETS EQUITY FUND	60.0%	Good	Seek Approval
UBSEM	UBS EMERGING MARKETS EQUITY FUND UNHEDGE	60.0%	Good	Seek Approval
UBSGC	UBS GLOBAL CREDIT FUND	70.0%	Good	Seek Approval
UBSHI	UBS INCOME SOLUTION FUND	55.0%	Good	Seek Approval
UBSIB	UBS INTERNATIONAL BOND FUND	75.0%	Good	Seek Approval
UBSIS	UBS INTERNATIONAL SHARE FUND	75.0%	Good	Seek Approval
UBSMF	UBS MICROCAP FUND	0.0%	Good	Seek Approval
UBSPS	UBS PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
UCL	UNION RESOURCES LIMITED	0.0%	Good	Seek Approval
UCL1	UNION RESOURCES LIMITED	0.0%	Good	Seek Approval
UCM	USCOM LIMITED	0.0%	Good	Seek Approval
UCMXX	USCOM LIMITED - PLACEMENT	0.0%	Good	Seek Approval
UCPF	UBS CASH PLUS FUND	75.0%	Good	Seek Approval
UDFIC	UBS DIVERSIFIED FIXED INCOME FUND	75.0%	Good	Seek Approval
UGL1	UGL LIMITED	0.0%	Good	Seek Approval
UGLSW	RBS 8.1726 UGL SELF FUND INSTAL(STOPLOSS	0.0%	Good	Seek Approval
UGLXX	UNITED GROUP LIMITED PLACEMENT	0.0%	Good	Seek Approval
UGM	THE UNION GOLD MINING COMPANY NL	0.0%	Reserve	Seek Approval
UKD	UNITED KIMBERLY DIAMONDS NL	0.0%	Good	Seek Approval
UKL	URANIUM KING LIMITED	0.0%	Good	Seek Approval
ULT	ULTRAPAY LIMITED	0.0%	Reserve	Seek Approval
UMAX	BETASHARES S&P 500 YIELD MAX FUND	75.0%	Good	Seek Approval
UMC	UNITED MINERALS CORPORATION NL	0.0%	Good	Seek Approval
UMCO	OPTION EXPIRING 31-JUL-2008	0.0%	Good	Seek Approval
UMS	UCMS GROUP LTD	0.0%	Good	Seek Approval
UNHN	UNITEDHEALTH GROUP INCORPORATED	0.0%	Good	Seek Approval
UNI	UNIVERSAL STORE HOLDINGS LIMITED	0.0%	Good	Seek Approval
UNI1	UNITRACT LIMITED	0.0%	Good	Seek Approval
UNIXX	UNIVERSAL STORE HOLDINGS LIMITED IPO	0.0%	Good	Seek Approval
UNIYY	UNIVERSAL STORE HOLDINGS LTD BROKER FIRM	0.0%	Good	Seek Approval
UNO	URANIO LIMITED ORD FULLY PAID	0.0%	Good	Seek Approval
UNSZZ	UNSCRIPTD LTD NON DVP PLACEMENT	0.0%	Good	Seek Approval
UNT	UNITH LTD	0.0%	Good	Seek Approval
UNTOA	UNITH LTD OPTION EXP 31/3/2026	0.0%	Good	Seek Approval
UNW	UNWIRED GROUP LIMITED	0.0%	Good	Seek Approval
UOS	UNITED OVERSEAS AUSTRALIA LIMITED	0.0%	Good	Seek Approval
URA	URAN LIMITED	0.0%	Reserve	Seek Approval
URF	US MASTERS RESIDENTIAL PROPERTY FUND	0.0%	Good	Seek Approval
URL	UNIVERSAL RESOURCES LIMITED	0.0%	Good	Seek Approval
URM	URAMET MINERALS LIMITED	0.0%	Reserve	Seek Approval
URNM	BETASHARES GLOBAL URANIUM ETF	0.0%	Good	Seek Approval
URO	URANOZ LIMITED	0.0%	Good	Seek Approval
URTH	ISHARES MSCI WORLD ETF	0.0%	Good	Seek Approval
URW	UNIBAIL-RODAMCO-WESTFIELD	55.0%	Good	Seek Approval
USC	UTILITY SERVICES CORPORATION LIMITED	0.0%	Good	Seek Approval
USC_C	UTILITY SERVICES CORPORATION LTD	0.0%	Good	Seek Approval
USD	BETASHARES U.S. DOLLAR ETF	75.0%	Good	Seek Approval
USF	US SELECT PRIVATE OPPORTUNITIES FUND	0.0%	Good	Seek Approval
USGPS	UBS GLOBAL PROPERTY SECURITIES FUND	0.0%	Good	Seek Approval
USL	UNICO SILVER LIMITED	0.0%	Good	Seek Approval
USN	US NICKEL LIMITED	0.0%	Good	Seek Approval
USP	US SELECT PRIVATE OPPORTUNITIES FUND III	0.0%	Good	Seek Approval
USTB	GLOBAL X US TREASURY BOND ETF (CY HDG)	0.0%	Good	Seek Approval
UT005	100% CAPITAL PROTECTED BASKET OF INDICES	0.0%	Good	Seek Approval
UT006	IOOF MIM BALANCED GROWTH FUND	0.0%	Good	Seek Approval
UT008	AM DIVERSIFIED FIXED INTEREST FUND	0.0%	Good	Seek Approval
UT009	IOOF MIM AUSTRALIAN EQUITIES FUND	0.0%	Good	Seek Approval
UT011	AM W/S DIVERSIFIED FIXED INTEREST FUND	0.0%	Good	Seek Approval
UT018	AMP MODERATE GROWTH FUND - CLASS A UNITS	0.0%	Good	Seek Approval
UT019	AMP GLOBAL TECHNOLOGY FUND - CLASS A	0.0%	Reserve	Seek Approval
UT020	AMP HEND W/S GLOBAL TECHNOLOGY FUND	0.0%	Good	Seek Approval
UT021	AMP GLOBAL GROWTH OPPORTUNITIES FUND	0.0%	Good	Seek Approval
UT023	AMP GLOBAL TECHNOLOGY FUND	0.0%	Good	Seek Approval
UT024	AMP GLOBAL GROWTH OPP FUND - CLASS A	0.0%	Good	Seek Approval
UT026	AMP SUST FUT BALANECD GROWTH FUND	0.0%	Good	Seek Approval
UT027	AMP SUST FUT INT'NL SHARE FUND	0.0%	Good	Seek Approval
UT028	AMP W/S VALUE PLUS AUST SHARE FUND	0.0%	Good	Seek Approval
UT030	AMP FUT DIR EXTD MKTS INT SHRE FD	0.0%	Good	Seek Approval
UT037	AMP CAPITAL CHINA FUND	0.0%	Good	Seek Approval
UT039	AMP CAPITAL TOTAL RETURN FUND - CLASS A	0.0%	Good	Seek Approval
UT043	AMP FLI - LAZARD GLOBAL EQUITY	0.0%	Good	Seek Approval
UT044	AMP CAPITAL CHINA FUND 2	0.0%	Reserve	Seek Approval
UT045	AMP CAPITAL CHINA FUND 2	0.0%	Good	Seek Approval
UT046	AMP FLI ALLIANCE CAPITAL GLOBAL TECH	0.0%	Good	Seek Approval
UT062	ANZ ONEANSWER INV PORT ING GBL SECTOR FD	0.0%	Good	Seek Approval
UT065	ANZ (APM) PERP WS IND SH (CLOSED TO NEW)	0.0%	Good	Seek Approval
UT066	ANZ GATEWAY INTL SHARES SECTOR TRUST	0.0%	Good	Seek Approval
UT068	ANZ (APM) CFS W/S IMP FD (CLOSED TO NEW)	0.0%	Good	Seek Approval
UT073	ANZ (APM) CITIGROUP DIVRS'ED TST(CLOSED)	0.0%	Good	Seek Approval
UT075	MENTOR TERM DEPOSIT (180 DAYS)	0.0%	Reserve	Seek Approval
UT076	ANZTD180	0.0%	Good	Seek Approval
UT080	ABN AMRO GLOBAL SOC RESPONSIBLE INV FD	0.0%	Good	Seek Approval
UT081	SKANDIA OIS - CUSTOM CHOICE AUSTRALIAN S	0.0%	Good	Seek Approval
UT082	SKANDIA OPS - APN PROPERTY FOR INCOME FU	0.0%	Good	Seek Approval
UT083	SKANDIA GWS AUSBIL AUST ACTIVE EQUITY FD	0.0%	Good	Seek Approval
UT085	AUST UNITY INTECH HIGH OPP TRUST RETAIL	0.0%	Good	Seek Approval
UT086	AUSTRALIAN UNITY INTECH HIGH OP W/S FUND	0.0%	Good	Seek Approval
UT087	ANZ TERM DEP EXPIRING 07.04.12 (5.65%)	0.0%	Good	Seek Approval
UT092	BARCLAYS DIVERSIFIED STABLE FUND NO. 2	0.0%	Good	Seek Approval
UT093	BARCLAYS DIV GROWTH FUND NO. 2	0.0%	Good	Seek Approval
UT094	BARCLAYS INT'NL FIXED INTEREST INDEX FND	0.0%	Good	Seek Approval
UT100	COMMINVEST TD 01MTH MATURITY 04/06/12	0.0%	Good	Seek Approval
UT101	COMMINVEST TD 01MTH MATURITY 04/06/12	0.0%	Good	Seek Approval
UT102	COMMINVEST TD 06MTH MATURITY 28/12/12	0.0%	Good	Seek Approval
UT112	INVESCO W/S CASH MANAGEMENT FUND	0.0%	Good	Seek Approval
UT116	INVESCO W/S AUST FIXED INTEREST FUND	0.0%	Good	Seek Approval
UT119	CREDIT SUISSE PRIV INV CASH FUND	0.0%	Good	Seek Approval
UT123	CREDIT SUISSE PRIV INV INT'L SHARES FD	0.0%	Good	Seek Approval
UT125	ABERDEEN SUSTAINABLE INCOME FUND	0.0%	Good	Seek Approval
UT127	CREDIT SUISSE PI FLEX INV INT'NL SH 0-50	0.0%	Good	Seek Approval
UT128	CREDIT SUISSE PI FLEX INV INT'L 50-100%	0.0%	Good	Seek Approval
UT129	CREDIT SUISSE PI FLEX INV INT'L FUL HEDG	0.0%	Good	Seek Approval
UT130	CREDIT SUISS P FLEXI INTERN'L SHARE UNHD	0.0%	Good	Seek Approval
UT133	CREDIT SUISSE SELECT INV AUST SMALL FD	0.0%	Good	Seek Approval
UT143	CREDIT SUISSE PRIV INV GL POST VENT FUND	0.0%	Good	Seek Approval
UT148	DEUTSCHE INVESTMENT - TOP 50 WORLD TRUST	0.0%	Good	Seek Approval
UT150	DEUTSCHE TOP 50 WORLD FUND	0.0%	Good	Seek Approval
UT184	ABERDEEN AUSTRALIAN EQUITY FUND	0.0%	Good	Seek Approval
UT186	EQUITY TRUSTEES MIR AUS EMER OPP SH	0.0%	Reserve	Seek Approval
UT187	EQUITY TRUSTEES HIGH ALPHA AUST EQT FD	0.0%	Good	Seek Approval
UT188	EQUITY TRUSTEES MIR ABSOLUTE RTN CLASS A	0.0%	Good	Seek Approval
UT191	EQUITY TRUSTEES TAX ENHANCED INDEX FUND	0.0%	Good	Seek Approval
UT192	EQUITY TRUSTEES AUST ETHICAL EQ FUND	0.0%	Good	Seek Approval
UT194	FIDELITY SELECT GLOBAL EQUITIES FUND	0.0%	Good	Seek Approval
UT198	FREEHOLD AREITS AND LISTED INFRA	0.0%	Good	Seek Approval
UT199	FREEHOLD AUSTRALIAN PROPERTY - PSE	0.0%	Good	Seek Approval
UT200	COUNT FIRST AUSTRALIAN SHARE FUND	0.0%	Good	Seek Approval
UT201	COUNT FIRST AUSTRALIAN SHARE FUND	0.0%	Good	Seek Approval
UT202	COL FIRST STATE PST - CASH-PLUS OPTION	0.0%	Good	Seek Approval
UT209	COL FIRST STATE GL DIV STRAT FUND (H)	0.0%	Reserve	Seek Approval
UT217	COL FIRST STATE DEVELOPING CO FUND - NEF	0.0%	Good	Seek Approval
UT224	CFS FC WS INV - GENERATION W GLOBAL SUST	0.0%	Good	Seek Approval
UT226	GLEBE AM PAN ASIAN GROWTH TRUST	0.0%	Good	Seek Approval
UT234	INVESCO W/S INTERNATIONAL BOND FUND	0.0%	Good	Seek Approval
UT236	INVESCO WHOLESALE ASIA EX JAPAN SHARE FD	0.0%	Good	Seek Approval
UT238	CHALLENGER FM W/S AUSTRALIAN SHARE FUND	0.0%	Good	Seek Approval
UT239	CHALLENGER FM W/S DIVERSIFIED GWTH FUND	0.0%	Good	Seek Approval
UT242	CHALLENGER FM BALANCED FUND	0.0%	Good	Seek Approval
UT243	HSBC LIFEPATH INCOME GENERATOR FUND	0.0%	Good	Seek Approval
UT244	HSBC W/S BALANCED FUND	0.0%	Good	Seek Approval
UT245	CHALLENGER FM W/S MTM ACTIVE AUST SHR	0.0%	Reserve	Seek Approval
UT246	CHALLENGER FM SMALLER COMPANIES FUND	0.0%	Good	Seek Approval
UT248	HFA EQUITIES FUND B CLASS	0.0%	Good	Seek Approval
UT249	HEDGE FUNDS CONSERVATIVE INVESTMENTS HR	0.0%	Good	Seek Approval
UT250	HFA - CONSERVATIVE INVESTMENTS HW UNITS	0.0%	Reserve	Seek Approval
UT251	ING W/S GLOBAL PROPERTY SEC FUND	0.0%	Good	Seek Approval
UT261	CHALLENGER HIGH YIELD IDPS	0.0%	Good	Seek Approval
UT262	CHALLENGER HIGH YIELD IDPS	0.0%	Good	Seek Approval
UT263	CHALLENGER W/S HIGH YIELD FUND	0.0%	Good	Seek Approval
UT264	CHALLENGER W/S HIGH YIELD FUND	0.0%	Good	Seek Approval
UT265	CHALLENGER HIGH YIELD FUND	0.0%	Good	Seek Approval
UT266	CHALLENGER HIGH YIELD FUND	0.0%	Good	Seek Approval
UT267	IBBOTSON HIGH GROWTH PLUS TRUST CLASS A	0.0%	Good	Seek Approval
UT275	IPAC - AUSTRALIAN PROPERTY SECT STRATEGY	0.0%	Reserve	Seek Approval
UT276	IPAC - AUSTRALIAN PROPERTY SECT STRATEGY	0.0%	Good	Seek Approval
UT278	IPAC - INTN'L PROP & INFRAST STRAT FUND	0.0%	Good	Seek Approval
UT281	IPAC - INTL SMALLER COMPANIES FUND	0.0%	Reserve	Seek Approval
UT282	JB WERE RETAIL MULTI STRATEGY FUND	0.0%	Reserve	Seek Approval
UT283	GS JBWERE HEDGED GLOBAL SMALL CO W/S	0.0%	Good	Seek Approval
UT286	GOLDMAN SACHS JBWERE AUSTRALIA QUANTITAT	0.0%	Good	Seek Approval
UT291	JB WERE GLOBAL TECHNOLOGY FUND	0.0%	Good	Seek Approval
UT292	JB WERE W/S GLOBAL HEALTH & BIOTECH FUND	0.0%	Good	Seek Approval
UT297	KAPLAN EQUITIES FUND	0.0%	Good	Seek Approval
UT300	LM WS FIRST MORTGAGE INCOME FLEXI FUND	0.0%	Good	Seek Approval
UT302	MERRILL LYNCH AUST QUANT STRATEGIES FND	0.0%	Good	Seek Approval
UT313	MACQUARIE INCOME ADVANTAGE FUND	0.0%	Good	Seek Approval
UT314	MACQUARIE FLEXIBLE INV MANAGED INCOME	0.0%	Good	Seek Approval
UT320	MACQUARIE MASTER IMPUTATION FUND	0.0%	Good	Seek Approval
UT327	MACQUARIE NEWTON BUY WRITE FUND	0.0%	Good	Seek Approval
UT329	MACQUARIE GLOBAL PRIVATE EQUITY SECURITI	0.0%	Good	Seek Approval
UT333	MACQUARIE-GLOBALIS BRIC ADV FUND U	0.0%	Good	Seek Approval
UT334	MACQUARIE-GLOBALIS BRIC ADV FUND U	0.0%	Good	Seek Approval
UT335	MQ ASIA LONG SHORT FUND (INDIRECT CLASS)	0.0%	Good	Seek Approval
UT339	MACARTHURCOOK W/S IND'L PROP TRUST	0.0%	Good	Seek Approval
UT341	DWS GLOBAL SMALL COMPANIES FUND	0.0%	Good	Seek Approval
UT344	ABERDEEN CASH PLUS FUND	0.0%	Good	Seek Approval
UT345	ABERDEEN AUSTRALIAN BOND FUND	0.0%	Good	Seek Approval
UT347	DEUTSCHE GLOBAL EQUITY FUND	0.0%	Good	Seek Approval
UT349	DEUTSCHE GLOBAL EMERGING MARKETS FUND	0.0%	Good	Seek Approval
UT351	DEUTSCHE GLOBAL EQTY OPPOR FND (CLOSED)	0.0%	Good	Seek Approval
UT352	DEUTSCHE ABS SPEC GLBL EQTY OPPS (CLOSED	0.0%	Reserve	Seek Approval
UT355	MLC MKEY AUSTRALIAN BOND FUND	0.0%	Good	Seek Approval
UT357	MLC MKEY GLOBAL BOND FUND	0.0%	Good	Seek Approval
UT358	MLC MKEY NATIONAL CAPITAL STABLE FUND	0.0%	Good	Seek Approval
UT359	JANA GLOBAL SH LONG SHORT TRST	0.0%	Good	Seek Approval
UT361	MULTIPLEX DIVERSIFIED PROPERTY FUND	0.0%	Good	Seek Approval
UT362	HUON AUSTRALIAN SHARE FUND	0.0%	Good	Seek Approval
UT363	HUON VALUE GROWTH TRUST	0.0%	Good	Seek Approval
UT365	ING W/S FIXED INTEREST SECURITIES TRUST	0.0%	Good	Seek Approval
UT367	ING OA GLOBAL HIGH DIVIDEND TRUST	0.0%	Good	Seek Approval
UT374	MBL TD 03MTH MATURITY 18/07/12	0.0%	Reserve	Seek Approval
UT375	MBL TD 03MTH MATURITY 18/07/12	0.0%	Good	Seek Approval
UT376	MBL TD 06MTH MATURITY 29/01/13	0.0%	Reserve	Seek Approval
UT377	MBL TD 06MTH MATURITY 07/08/12	0.0%	Good	Seek Approval
UT378	MBL TD 06MTH MATURITY 07/08/12	0.0%	Good	Seek Approval
UT380	MBL TD 06MTH MATURITY 25/07/12	0.0%	Reserve	Seek Approval
UT381	MBL TD 06MTH MATURITY 25/07/12	0.0%	Good	Seek Approval
UT383	NATIONAL INV TST EQUITIES FUND	0.0%	Good	Seek Approval
UT384	NATIONAL INV TST GLOBAL FUND	0.0%	Good	Seek Approval
UT394	AXA W/S AUSTRALIAN FIXED INCOME FUND	0.0%	Good	Seek Approval
UT400	AXA W/S DIVERSIFIED BALANCED FUND	0.0%	Good	Seek Approval
UT406	AXA W/S US EQUITY - PREMIER GROWTH FUND	0.0%	Good	Seek Approval
UT411	AXA GLOBAL EQUITY - TECH-CLOSED TO NEW	0.0%	Good	Seek Approval
UT414	AXA W/S GLOBAL DIVERSIFIED HEDGE FUND	0.0%	Good	Seek Approval
UT416	AVIVA SMA UBS HIGH ALPHA LONG ONLY FUND	0.0%	Good	Seek Approval
UT420	PENGANA GLOBAL SMALL COMPANIES SOLUTION	0.0%	Good	Seek Approval
UT424	FIDELITY PERPETUAL SOUTH EAST ASIA FUND	0.0%	Good	Seek Approval
UT426	PERPETUAL INV CHOICE STH EAST ASIA FD	0.0%	Good	Seek Approval
UT432	PENGANA PROPERTY SECURITIES FUND	0.0%	Good	Seek Approval
UT435	PERPETUAL BALANCED GROWTH FUND - NEF	0.0%	Good	Seek Approval
UT441	PERPETUAL W/S ALPHA TE2 FUND	0.0%	Good	Seek Approval
UT442	DO NOT USE	0.0%	Good	Seek Approval
UT448	WEALTHFOCUS AXA GLOBAL EQUITY VALUE FUND	0.0%	Good	Seek Approval
UT458	WEALTHFOCUS DRES RCM INTERN'L EQ FUND	0.0%	Good	Seek Approval
UT468	WEALTHFOCUS JB WERE GLOBAL SMALL COS FD	0.0%	Good	Seek Approval
UT471	WEALTHFOCUS SCHRODER AUSTRALIAN EQ FUND	0.0%	Good	Seek Approval
UT476	WEALTHFOCUS UBS DIVERSIFIED FIXED INC FD	0.0%	Good	Seek Approval
UT490	PERPETUAL PROTECTED AUST SHARE FD	0.0%	Good	Seek Approval
UT491	PERPETUAL PROTECTED AUST SHARE FD WS	0.0%	Good	Seek Approval
UT492	PENGANA ABSOLUTE RETURN REAL ESTATE FUND	0.0%	Good	Seek Approval
UT513	RUBICON WS AUSTRALIA FUND	0.0%	Good	Seek Approval
UT514	RUBICON INTERNATIONAL LEADERS FUND	0.0%	Good	Seek Approval
UT515	RUBICON INTERNATIONAL LEADERS FUND WS	0.0%	Good	Seek Approval
UT516	RUBICON US PROP INCOME FUND W/S	0.0%	Good	Seek Approval
UT517	RUBICON ASIA FUND - CLASS B	0.0%	Good	Seek Approval
UT518	BT CASH INVESTMENT FUND	0.0%	Good	Seek Approval
UT520	BT CLASSIC PROPERTY INVESTMENT FUND	0.0%	Reserve	Seek Approval
UT522	BT WHOLESALE ASSET ALLOCATION TRUST	0.0%	Good	Seek Approval
UT526	SAGITTA ROTHSCHILD GLOBAL CORE FUND NEF	0.0%	Good	Seek Approval
UT531	RFM DIVERSIFIED AGRICULTURAL FUND	0.0%	Good	Seek Approval
UT532	RUSSELL PROPERTY SECURITIES FUND CLASS A	0.0%	Good	Seek Approval
UT536	AUST UNITY W/S DEFINED INCOME TRUST	0.0%	Good	Seek Approval
UT538	SELECT GOTTEX ENHANCED MARKET NEUTRAL FD	0.0%	Good	Seek Approval
UT539	SELECT GOTTEX ENHANCED MARKET NEUTRAL FD	0.0%	Good	Seek Approval
UT540	SELECT GOTTEX MARKET NEUTRAL FUND	0.0%	Good	Seek Approval
UT541	SELECT PRIVATE EQUITY PORTFOLIO	0.0%	Good	Seek Approval
UT553	SMA - PERENNIAL PORTFOLIO	0.0%	Good	Seek Approval
UT556	CITIGROUP CORPORATE BOND TRUST	0.0%	Good	Seek Approval
UT557	CITIGROUP CORPORATE BOND TRUST	0.0%	Good	Seek Approval
UT559	STL - PREMIUM PROPERTY FUND	0.0%	Good	Seek Approval
UT561	MBL TD 06MTH MATURITY 07/08/12	0.0%	Reserve	Seek Approval
UT563	DRESDNER INTERNATIONAL OPPORTUNITY TRUST	0.0%	Good	Seek Approval
UT565	TRICOM - HEDGE FUND	0.0%	Good	Seek Approval
UT566	TRICOM TRUST - AGS SELECT LONG SHORT STR	0.0%	Good	Seek Approval
UT567	TRICOM TRUST - CHAIRMAN SELECT STRATEGY	0.0%	Good	Seek Approval
UT568	TRICOM TRUST - PEGASUS GROWTH STRATEGY	0.0%	Good	Seek Approval
UT569	TRICOM - INCOME FUND	0.0%	Good	Seek Approval
UT571	PHILLIPS - SPECIAL SITUATIONS FUND	0.0%	Good	Seek Approval
UT572	PHILLIPS - SPECIAL SITUATIONS FUND	0.0%	Good	Seek Approval
UT573	UBS GLOBAL HIGH YIELD FUND	0.0%	Good	Seek Approval
UT574	UBS GLOBAL HIGH YIELD FUND	0.0%	Good	Seek Approval
UT575	UBS GLOBAL ALPHA STRATEGIES (AUS) FUND	0.0%	Good	Seek Approval
UT578	UBS PROTECTED CASH FUND	0.0%	Good	Seek Approval
UT585	VENTURA RETAIL DIVERSIFIED 50 FUND	0.0%	Reserve	Seek Approval
UT586	VENTURA GROWTH 70 FUND	0.0%	Good	Seek Approval
UT587		0.0%	Good	Seek Approval
UT589	CHALLENGER MTM DIVERSIFIED GROWTH FUND	0.0%	Good	Seek Approval
UT590	CHALLENGER MTM INTERNATIONAL SHARE FUND	0.0%	Good	Seek Approval
UT603	OFFICIUM AGGRESSIVE FUND	0.0%	Good	Seek Approval
UT629	ZURICH GLOBAL SMALL COMPANIES SHARE FUND	0.0%	Good	Seek Approval
UT630	ZURICH INV GLOBAL SMALL COMP SHARE FUND	0.0%	Good	Seek Approval
UT631	ZURICH INV GLOBAL SMALL COMP SHARE FUND	0.0%	Good	Seek Approval
UTB1	UNITAB LIMITED	0.0%	Good	Seek Approval
UTIP	BETASHARES INFLATION PROTECTED US TRSY	0.0%	Good	Seek Approval
UUVXX	UUV AQUABOTIX LTD PLACEMENT	0.0%	Good	Seek Approval
UVA	UVRE LIMITED	0.0%	Good	Seek Approval
UXC1	UXC LIMITED	0.0%	Good	Seek Approval
UXCCA	UXC LIMITED - CASH COMPONENT	0.0%	Good	Seek Approval
V.NY	VISA INC.	0.0%	Good	Seek Approval
VAACF	VANGUARD AUST CORPORATE FIXED INTEREST	0.0%	Good	Seek Approval
VAAGI	VANGUARD AUST GOVERNMENT BOND INDEX FUND	75.0%	Good	Seek Approval
VAASI	VANGUARD AUSTRALIAN SHARES INDEX FUND	75.0%	Good	Seek Approval
VACF	VANGUARD AUST CORP FIXED INTEREST INDEX	75.0%	Good	Seek Approval
VACIF	VANGUARD CONSERVATIVE INDEX FUND`	75.0%	Good	Seek Approval
VADBI	VANGUARD DIVERSIFIED BOND INDEX FUND	75.0%	Good	Seek Approval
VADBT	VANGUARD DIVERSIFIED BOND INDEX FUND	75.0%	Good	Seek Approval
VAE	VANGUARD FTSE ASIA EX JAPAN SHARES INDEX	65.0%	Good	Seek Approval
VAF	VANGUARD AUSTRALIAN FIXED INTEREST INDEX	75.0%	Good	Seek Approval
VAFAE	FIDELITY AUSTRALIAN EQUITIES FUND	75.0%	Good	Seek Approval
VAGIF	VANGUARD GROWTH INDEX FUND	75.0%	Good	Seek Approval
VAHYF	VANGUARD AUST SHARES HIGH YIELD FUND	75.0%	Good	Seek Approval
VAISC	VANGUARD INTERNATIONAL SMALL COMPANIES	60.0%	Good	Seek Approval
VAISI	VANGUARD INT'L SHARE INDEX FUND HEDGED	75.0%	Good	Seek Approval
VAL	VALOR RESOURCES LIMITED	0.0%	Good	Seek Approval
VALAE	VALUESTREAM AUSTRALIA EQUITIES FUND	0.0%	Good	Seek Approval
VALDB	VALOR RESOURCES LIMITED	0.0%	Good	Seek Approval
VALEN	VALE S.A. AMERICAN DEPOSITARY SHARES	0.0%	Reserve	Seek Approval
VAN01	VANGUARD AUSTRALIAN SHARES HIGH YIELD FD	75.0%	Good	Seek Approval
VANBI	VANGUARD BALANCED INDEX FUND	75.0%	Good	Seek Approval
VANCR	VANGUARD CASH RESERVE FUND	85.0%	Good	Seek Approval
VANDB	VANGUARD DIVERSIFIED BOND INDEX FUND	75.0%	Good	Seek Approval
VANEC	VANGUARD ETHICALLY CONSCIOUS INTERNATION	0.0%	Good	Seek Approval
VANHI	VANGUARD HIGH GROWTH INDEX FUND	75.0%	Good	Seek Approval
VANIH	VANGUARD INT SHARES SEL EXC AUD HEDGED	0.0%	Good	Seek Approval
VANIS	VANGUARD INTERNATIONAL SHARES SELECT EXC	0.0%	Good	Seek Approval
VANYY	VANGO MINING LIMITED PLACEMENT	0.0%	Good	Seek Approval
VAP	VANGUARD AUST PROPERTY SECURITIES INDEX	65.0%	Good	Seek Approval
VAR	VARISCAN MINES LIMITED	0.0%	Good	Seek Approval
VAS	VANGUARD AUSTRALIAN SHARES INDEX ETF	70.0%	Good	Seek Approval
VASFR	VENTURA AUSTRALIAN SHARES FUND	0.0%	Good	Seek Approval
VASIF	VANGUARD AUSTRALIAN SHARES INDEX	75.0%	Good	Seek Approval
VASKI	VENTURA ALL STAR KFM INCOME FUND	0.0%	Good	Seek Approval
VBA1	VIRGIN BLUE HOLDINGS LIMITED	0.0%	Good	Seek Approval
VBC	VERBREC LIMITED	0.0%	Good	Seek Approval
VBLD	VANGUARD GLOBAL INFRASTRUCTURE INDEX ETF	75.0%	Good	Seek Approval
VBND	VANGUARD GLOBAL AGGREGATE BOND INDEX	75.0%	Good	Seek Approval
VCF	VANGUARD INTER'L CREDIT SEC INDEX HEDGED	75.0%	Good	Seek Approval
VCM	VECOMMERCE LIMITED	0.0%	Good	Seek Approval
VCN	VULCAN RESOURCES LIMITED	0.0%	Good	Seek Approval
VCRR	VENTRACOR LTD - RIGHTS APP CLSE 04/04/06	0.0%	Good	Seek Approval
VCRXX	VENTRACOR LIMITED - PLACEMENT	0.0%	Good	Seek Approval
VCSF	VENTURA W/S CAPITAL STABLE FUND	75.0%	Good	Seek Approval
VCX	VICINITY CENTRES	60.0%	Good	Seek Approval
VCX2	VICINITY CENTRES	0.0%	Good	Seek Approval
VD50A	VENTURA DIVERSIFIED 50 FUND - CLASS A	75.0%	Good	Seek Approval
VD50F	RUSSELL VENTURA W/S DIVERSIFIED 50 FUND	75.0%	Good	Seek Approval
VDBA	VANGUARD DIVERSIFIED BALANCED INDEX ETF	75.0%	Good	Seek Approval
VDCO	VANGUARD DIVERSIFIED CONSERVATIVE INDEX	75.0%	Good	Seek Approval
VDGR	VANGUARD DIVERSIFIED GROWTH INDEX ETF	75.0%	Good	Seek Approval
VDGR2	VANGUARD DIVERSIFIED GROWTH INDEX ETF	0.0%	Good	Seek Approval
VDHG	VANGUARD DIVERSIFIED HIGH GROWTH INDEX	75.0%	Good	Seek Approval
VEA	VIVA ENERGY GROUP LIMITED	60.0%	Good	Seek Approval
VEAPM	VENTURA APPLICATION MONEY	0.0%	Good	Seek Approval
VEBAI	IBBOTSON INT'L BONDS ACTIVE HDG CLASS Z	0.0%	Good	Seek Approval
VECSH	VENTURA SMA CASH ACCOUNT	100.0%	Good	Seek Approval
VEE	VEEM LTD	0.0%	Good	Seek Approval
VEEV1	VEEVA SYSTEMS INC (A)	0.0%	Good	Seek Approval
VEEXX	VEEM LTD PLACEMENT	0.0%	Good	Seek Approval
VEFI	VDETHIBOND/ETF	75.0%	Good	Seek Approval
VEI	VISION EYE INSTITUTE LIMITED	0.0%	Good	Seek Approval
VEIDA	IBBOTSON DIVERSIFIED ALTERNATIVES TR - Z	0.0%	Good	Seek Approval
VEIIS	IBBOTSON INT'L SHRS CORE HEDGED CLASS Z	75.0%	Good	Seek Approval
VEISC	IBBOTSON INT'L SHRS CORE UNHEDGED CLS Z	75.0%	Good	Seek Approval
VEMOG	MORNINGSTAR GLOBAL OPPORTUNITIES FUND	0.0%	Good	Seek Approval
VEMS1	VANGUARD EMERGING MARKETS SHARES INDEX F	0.0%	Good	Seek Approval
VEMSI	VANGUARD EMERGING MARKETS SHARES INDEX F	65.0%	Good	Seek Approval
VEN	VINTAGE ENERGY LTD	0.0%	Reserve	Seek Approval
VENHG	VENTURA HIGH GROWTH 100 - CLASS A	75.0%	Good	Seek Approval
VEQ	VANGUARD FTSE EUROPE SHARES ETF	75.0%	Good	Seek Approval
VESG	VANGUARD ETHICALLY CONSCIOUS INT'L ETF	75.0%	Good	Seek Approval
VETH	VANGUARD ETHICALLY CONSCIOUS AUST SHARES	75.0%	Good	Seek Approval
VEU	VANGUARD ALL-WORLD EX-US SHARES INDX ETF	70.0%	Good	Seek Approval
VFX	VISIONFLEX GROUP LIMITED	0.0%	Good	Seek Approval
VG1	VGI PARTNERS GLOBAL INVESTMENTS LIMITED	0.0%	Good	Seek Approval
VG70A	VENTURA GROWTH 70 A	75.0%	Good	Seek Approval
VG70F	VENTURA W/S GROWTH 70 FUND	75.0%	Good	Seek Approval
VG70R	VENTURA GROWTH 70 FUND	0.0%	Good	Seek Approval
VG8	VGI PARTNERS ASIAN INVESTMENTS LIMITED	0.0%	Good	Seek Approval
VG8YY	VGI PARTNERS ASIAN INV LTD OFFER	0.0%	Good	Seek Approval
VGAD	VANGUARD MSCI INDEX INT'L SHARES HDG ETF	75.0%	Good	Seek Approval
VGB	VANGUARD AUST GOVERNMENT BOND INDEX ETF	75.0%	Good	Seek Approval
VGE	VANGUARD FTSE EMERGING MARKETS SHARES	65.0%	Good	Seek Approval
VGH	VISION GROUP HOLDINGS LTD.	0.0%	Good	Seek Approval
VGH1	VISION GROUP HOLDINGS LTD.	0.0%	Good	Seek Approval
VGIND	VANGUARD GROWTH INDEX FUND	75.0%	Good	Seek Approval
VGL	VISTA GROUP INTERNATIONAL LIMITED	0.0%	Good	Seek Approval
VGL1	VOLANTE GROUP LTD	0.0%	Good	Seek Approval
VGPSI	VANGUARD PROPERTY SECURITIES INDEX FUND	70.0%	Good	Seek Approval
VGPZZ	VERTICON GROUP LIMITED - PLACEMENT	0.0%	Good	Seek Approval
VGS	VANGUARD MSCI INDEX INT'L SHARES ETF	75.0%	Good	Seek Approval
VH100	VENTURA HIGH GROWTH 100	75.0%	Good	Seek Approval
VHLOA	VIRAX HOLDINGS LTD - OPTS EXP 15/12/05	0.0%	Reserve	Seek Approval
VHLOB	OPTION EXPIRING 15 DEC 2009 DEFERRED	0.0%	Reserve	Seek Approval
VHM	VHM LIMITED	0.0%	Good	Seek Approval
VHP	VHP LIMITED	0.0%	Good	Seek Approval
VHT	VOLPARA HEALTH TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
VHY	VANGUARD AUSTRALIAN SHARES HIGH YIELD ET	75.0%	Good	Seek Approval
VIAB	VIACOM INC.	40.0%	Reserve	Seek Approval
VIC	VICTORY MINES LIMITED	0.0%	Good	Seek Approval
VIF	VANGUARD INT'L FIXED INTEREST INDEX HDGD	75.0%	Good	Seek Approval
VIFIH	VANGUARD INTL FIXED INT W/S FD - HEDGED	75.0%	Good	Seek Approval
VIGF	VANGUARD GLOBAL INFRASTRUCTURE FUND	0.0%	Good	Seek Approval
VIISC	VANGUARD INTERNATIONAL SMALL COMPANIES	60.0%	Good	Seek Approval
VIMLZ	MORNINGSTAR MULTI ASSET REAL RTRN CLS Z	75.0%	Good	Seek Approval
VIP	VIP GLOVES LTD	0.0%	Reserve	Seek Approval
VIPSH	VANGUARD INT PROP SEC IND HEDGED	65.0%	Good	Seek Approval
VIPSU	VANGUARD INT PROPERTY SECURITIES INDEX	70.0%	Good	Seek Approval
VIR	VIRIDIS CLEAN ENERGY GROUP	0.0%	Reserve	Seek Approval
VIRZZ	VIRIDIS CLEAN ENERGY GROUP - BFIRM	0.0%	Good	Seek Approval
VISCI	VANGUARD INT SMALL COY INDEX FUND(HEDGE)	60.0%	Good	Seek Approval
VISIF	VANGUARD W/S INTL SHARES INDEX FND	75.0%	Good	Seek Approval
VISIH	VANGUARD INTL SHARES INDEX FUND - HEDGED	75.0%	Good	Seek Approval
VISM	VANGUARD MSCI INTER'L SMALL CO INDEX ETF	60.0%	Good	Seek Approval
VISUS	VISA INC.	70.0%	Reserve	Seek Approval
VIT	VITURA HEALTH LIMITED	0.0%	Reserve	Seek Approval
VITO	VIT OPTIONS EX 1/01/2000	0.0%	Reserve	Seek Approval
VITOB	VITAL CAPITAL LIMITED - OPT EXP 7/6/09	0.0%	Good	Seek Approval
VITR	VIT RIGHTS EXPIRED 21/5/99	0.0%	Reserve	Seek Approval
VKA	VIKING MINES LIMITED	0.0%	Good	Seek Approval
VKI	VIKING INDUSTRIES LIMITED	0.0%	Good	Seek Approval
VLAO	VIRALYTICS LIMITED	0.0%	Reserve	Seek Approval
VLC	VANGUARD MSCI AUST LARGE COMP INDEX ETF	75.0%	Good	Seek Approval
VLCF1	VANGUARD - LIFESTYLE CONSERVATIVE FUND	0.0%	Good	Seek Approval
VLL	VILLAGE LIFE LTD	0.0%	Good	Seek Approval
VLL1	VILLAGE LIFE LTD	0.0%	Good	Seek Approval
VLLZZ	VILLAGE LIFE LTD - BROKER ALLOCATION	0.0%	Good	Seek Approval
VLON	VALERO ENERGY CORP VLO	0.0%	Good	Seek Approval
VLS	VITA LIFE SCIENCES LIMITED	0.0%	Good	Seek Approval
VLUE	VANECK VECTORS MSCI INTERNATIONAL VALUE	75.0%	Good	Seek Approval
VLWDC	VILLA WORLD LIMITED	0.0%	Good	Seek Approval
VMC	VENUS METALS CORPORATION LIMITED	0.0%	Good	Seek Approval
VMG	VDM GROUP LIMITED	0.0%	Reserve	Seek Approval
VMGR	VDM GROUP LIMITED	0.0%	Reserve	Seek Approval
VMGXX	VDM GROUP LTD PLACEMENT	0.0%	Good	Seek Approval
VMGYY	VDM GROUP LIMTIED COND. PLACEMENT	0.0%	Good	Seek Approval
VMIN	VANGUARD GLOBAL MINIMUM VOLATILITY	75.0%	Good	Seek Approval
VML	VITAL METALS LIMITED	0.0%	Good	Seek Approval
VMLO	OPTION EXPIRING 31-8-08	0.0%	Reserve	Seek Approval
VMM	VIRIDIS MINING AND MINERALS LIMITED	0.0%	Good	Seek Approval
VMS	VENTURE MINERALS LIMITED	0.0%	Good	Seek Approval
VMSO	VENTURE MINERALS OPT EXP 25/07/2025	0.0%	Reserve	Seek Approval
VMT	VMOTO LIMITED	0.0%	Good	Seek Approval
VN8	VONEX LIMITED ..	0.0%	Good	Seek Approval
VNAO	VOICENET OPTION EXPIRING 30-JUN-99	0.0%	Reserve	Seek Approval
VNAOA	VOICNET OPTIONS EXPIRING 31/12/2000	0.0%	Reserve	Seek Approval
VNCON	VENTURA CONSERVATIVE FUND - CLASS A	75.0%	Good	Seek Approval
VNL	VINYL GROUP LTD	0.0%	Good	Seek Approval
VNS	VENUS RESOURCES LIMITED	0.0%	Good	Seek Approval
VNT	VENTIA SERVICES GROUP LIMITED	50.0%	Good	Seek Approval
VNT2	VENTIA SERVICES GROUP LIMITED	0.0%	Good	Seek Approval
VNTXX	VENTIAL SERVICES GROUP LIMITED IPO	0.0%	Good	Seek Approval
VOC2	VOCUS GROUP LIMITED	0.0%	Good	Seek Approval
VOF	VALAD OPPORTUNITY FUND	0.0%	Good	Seek Approval
VORXX	VORTIV LIMITED ENTITLEMENT OFFER	0.0%	Good	Seek Approval
VOS	VOSTECH LIMITED	0.0%	Reserve	Seek Approval
VOY	VOYAGER ENERGY LIMITED	0.0%	Good	Seek Approval
VOYO	VOYAGER ENERGY LIMITED-OPT EXP 31/03/0	0.0%	Reserve	Seek Approval
VPCO	VELPIC LTD OPTION EXP 30/6/18	0.0%	Reserve	Seek Approval
VPE	VICTORIA PETROLEUM NL	0.0%	Good	Seek Approval
VPEO	OPTION EXPIRING 31-JAN-2010 DEFERRED	0.0%	Reserve	Seek Approval
VPEXX	VICTORIA PETROLEUM NL PLACEMENT	0.0%	Good	Seek Approval
VPEYY	VICTORIA PETROLEUM NL	0.0%	Good	Seek Approval
VPG	VALAD PROPERTY GROUP	0.0%	Good	Seek Approval
VPG1	VALAD PROPERTY GROUP	0.0%	Good	Seek Approval
VPGXX	VALAD PROPERTY GROUP INSTO ENT.	0.0%	Good	Seek Approval
VPH	ORDINARY FULLY PAID	0.0%	Good	Seek Approval
VPM	VANGUARD PETROLEUM LIMITED	0.0%	Reserve	Seek Approval
VPR	VOLT POWER GROUP LIMITED	0.0%	Reserve	Seek Approval
VPSIF	VANGUARD W/S PROPERTY SECURITIES INDX FD	70.0%	Good	Seek Approval
VR1	VECTION TECHNOLOGIES LTD	0.0%	Good	Seek Approval
VR8	VANADIUM RESOURCES LIMITED	0.0%	Good	Seek Approval
VRC	VOLT RESOURCES LIMITED	0.0%	Reserve	Seek Approval
VRCOB	VOLT RESOURCES LTD OPT EXP 30/6/2025	0.0%	Reserve	Seek Approval
VRCS	VENTURA RETAIL CAPITAL STABLE	0.0%	Good	Seek Approval
VRE	VIEW RESOURCES LTD	0.0%	Reserve	Seek Approval
VREO	VIEW RESOURCES LTD - OPT EXP 30/06/08	0.0%	Reserve	Seek Approval
VRI	VERILUMA LIMITED	0.0%	Good	Seek Approval
VRISF	VENTURA RETAIL INTERNATIONAL SHARE FUND	0.0%	Reserve	Seek Approval
VRS	VERIS LIMITED	0.0%	Good	Seek Approval
VRSKN	VERISK ANALYTICS INC	0.0%	Good	Seek Approval
VRTX1	VERTEX PHARMACEUTICALS INCORPORATED	0.0%	Good	Seek Approval
VRX	VRX SILICA LIMITED	0.0%	Good	Seek Approval
VRXRA	VRX SILICA LIMITED	0.0%	Good	Seek Approval
VSG	VISIOMED GROUP LIMITED	0.0%	Good	Seek Approval
VSGO	VISIOMED GROUP LTD - OPT EXP 30/03/08	0.0%	Reserve	Seek Approval
VSGOA	VISIOMED GROUP LTD - OPT EXP 30/09/04	0.0%	Reserve	Seek Approval
VSGR	VISIOMED GROUP LTD - RIGHTS	0.0%	Good	Seek Approval
VSL	VULCAN STEEL LIMITED	0.0%	Good	Seek Approval
VSL1	VISION SYSTEMS LIMITED	0.0%	Good	Seek Approval
VSLG	VISION SYSTEMS LTD 9.0% UNSEC CONV NOTE	0.0%	Good	Seek Approval
VSLNA	VISION SYSTEMS LIMITED	0.0%	Good	Seek Approval
VSLYY	VULCAN STEEL LIMITED BROKER FIRM OFFER	0.0%	Good	Seek Approval
VSO	VANGUARD MSCI AUSTRALIAN SMALL COMPANIES	65.0%	Good	Seek Approval
VSR	VOLTAIC STRATEGIC RESOURCES LTD	0.0%	Good	Seek Approval
VSS	VISION SYSTEMS LIMITED	0.0%	Good	Seek Approval
VSSR	VISION SYSTEM LIMITED RIGHTS	0.0%	Reserve	Seek Approval
VTA1	VITERRA INC	0.0%	Good	Seek Approval
VTI	VISIONEERING TECHNOLOGIES, INC.	0.0%	Good	Seek Approval
VTIN	VANGUARD TOTAL STOCK MARKET ETF	0.0%	Good	Seek Approval
VTM	VICTORY METALS LIMITED	0.0%	Good	Seek Approval
VTP	VAN EYK THREE PILLARS LIMITED	0.0%	Good	Seek Approval
VTP1	VAN EYK THREE PILLARS LIMITED	0.0%	Good	Seek Approval
VTPR	RIGHTS - APPLICATIONS CLOSE 11-9-07	0.0%	Good	Seek Approval
VTRZZ	VILLAGE LIFE TRUST UNITS - BROKER ALLOC	0.0%	Good	Seek Approval
VTS	VANGUARD US TOTAL MARKET SHARES INDX ETF	70.0%	Good	Seek Approval
VTS1	VANGUARD US TOTAL MARKET SHARES INDX ETF	0.0%	Good	Seek Approval
VTX	VERTEX MINERALS LIMITED	0.0%	Good	Seek Approval
VTXOA	VERTEX MINERALS LTD OPTION EXP 17-JUL-20	0.0%	Good	Seek Approval
VUK	VIRGIN MONEY UK PLC	55.0%	Good	Seek Approval
VUKJE	VIRGIN MONEY UK PLC CITIWARRANTS	0.0%	Good	Seek Approval
VUKJO		0.0%	Good	Seek Approval
VUKK	CITIWARRANTS 2.3782 VUK MINI LONG	0.0%	Good	Seek Approval
VUL	VULCAN ENERGY RESOURCES LTD	0.0%	Good	Seek Approval
VVA	VIVA LEISURE LIMITED	0.0%	Good	Seek Approval
VVAZZ	VIVA LEISURE LIMITED PLACEMENT	0.0%	Good	Seek Approval
VVLU	VANGUARD GLOBAL VALUE EQUITY ACTIVE ETF	75.0%	Good	Seek Approval
VWAFI	VANGUARD W/S AUST FIXED INTEREST FUND	75.0%	Good	Seek Approval
VWASI	VANGUARD W/S AUSTRALIAN SHARES INDEX FD	75.0%	Good	Seek Approval
VWBIF	VANGUARD W/S - BALANCED INDEX FUND	75.0%	Good	Seek Approval
VWCIF	VANGUARD W'SALE CONSERVATIVE INDEX FUND	75.0%	Good	Seek Approval
VWCPI	VANGUARD CASH PLUS FUND	85.0%	Good	Seek Approval
VWD	VILLA WORLD LIMITED	0.0%	Good	Seek Approval
VWD1	VILLA WORLD LIMITED	0.0%	Good	Seek Approval
VWEMS	VANGUARD W/S EMERGING MARKETS SHARES IND	65.0%	Good	Seek Approval
VWHGI	VANGUARD W/S - HIGH GROWTH INDEX FUND	75.0%	Good	Seek Approval
VWHYA	VANGUARD W/S HIGH YIELD AUST SHARE FUND	75.0%	Good	Seek Approval
VWICS	VANGUARD W/S INT CREDIT SEC IDX - HEDGED	75.0%	Good	Seek Approval
VWIFI	VANGUARD W/S INTL FIXED INT - HEDGED	75.0%	Good	Seek Approval
VWISI	VANGUARD W/S INTERNATIONAL SHARE INDX FD	75.0%	Good	Seek Approval
VWL	VINCORP WINERIES LIMITED	0.0%	Good	Seek Approval
VWM	VICTORY WEST MOLY LIMITED	0.0%	Reserve	Seek Approval
VWPSI	VANGUARD W/S PROPERTY SECURITIES INDX FD	70.0%	Good	Seek Approval
VXS	VOXSON LIMITED	0.0%	Reserve	Seek Approval
VYS	VYSARN LIMITED	0.0%	Good	Seek Approval
W2V	WAY 2 VAT LTD	0.0%	Good	Seek Approval
W2VZZ	WAY 2 VAT LTD. IPO	0.0%	Good	Seek Approval
WA1	WA1 RESOURCES LTD	0.0%	Good	Seek Approval
WA1Z	WA1 RESOURCES LTD	0.0%	Good	Seek Approval
WA8	WARRIEDAR RESOURCES LIMITED	0.0%	Good	Seek Approval
WAA	WAM ACTIVE LIMITED	0.0%	Good	Seek Approval
WAAGS	WESTPAC ALL AUST GROWTH SHARE FUND	75.0%	Good	Seek Approval
WAB	WALLACE ABSOLUTE RETURN LIMITED	0.0%	Good	Seek Approval
WAB1	WALLACE ABSOLUTE RETURN LIMITED	0.0%	Reserve	Seek Approval
WABRA	WALLACE ABSOLUTE RETURN LIMITED RIGHTS -	0.0%	Reserve	Seek Approval
WAF	WEST AFRICAN RESOURCES LIMITED	40.0%	Good	Seek Approval
WAG	THE AUSTRALIAN WEALTH ADVISORS GROUP LTD	0.0%	Good	Seek Approval
WAK	WA KAOLIN LIMITED	0.0%	Good	Seek Approval
WAKR	WAKEFIELD INVESTMENTS (AUST) RIGHTS	0.0%	Reserve	Seek Approval
WAM	WAM CAPITAL LIMITED	55.0%	Good	Seek Approval
WAM1	WAM CAPITAL LIMITED	0.0%	Good	Seek Approval
WAMYY	WAM CAPITAL LIMITED SHORTFALL	0.0%	Good	Seek Approval
WAN1	WEST AUSTRALIAN NEWSPAPERS HOLDINGS LTD	0.0%	Good	Seek Approval
WANG	WEST AUSTRALIAN NEWSPAPERS HOLDINGS LIMI	0.0%	Good	Seek Approval
WANO	WAN OPTION 30-JUN-99	0.0%	Good	Seek Approval
WANO1	WANO OPTION 30 - JUN -99	0.0%	Good	Seek Approval
WANS	BUY BACK RIGHTS	0.0%	Good	Seek Approval
WAPI1	WEALTHFOCUS APN PROPERTY FOR INCOME FUND	0.0%	Good	Seek Approval
WAPIF	WEALTHFOCUS APN PROPERTY FOR INCOME FUND	0.0%	Good	Seek Approval
WAR	WAM STRATEGIC VALUE LIMITED	0.0%	Good	Seek Approval
WARZZ	WAM STRATEGIC VALUE LIMITED IPO	0.0%	Good	Seek Approval
WAT	WATERCO LIMITED	0.0%	Good	Seek Approval
WATES	BT INVESTOR CHOICE ALL AUSTRALIAN SHARE	75.0%	Good	Seek Approval
WAX	WAM RESEARCH LIMITED	50.0%	Reserve	Seek Approval
WAX1	WAM RESEARCH LIMITED	0.0%	Good	Seek Approval
WBB1	WIDE BAY CAPRICORN BUILDING SOCIETY LTD	0.0%	Good	Seek Approval
WBC	WESTPAC BANKING CORPORATION	75.0%	Good	Seek Approval
WBC_C	WESTPAC BANKING CORPORATION	0.0%	Good	Seek Approval
WBC2	WESTPAC BANKING CORPORATION	0.0%	Good	Seek Approval
WBC5	WESTPAC BANKING CORPORATION	0.0%	Good	Seek Approval
WBCBG	WESTPAC INV CHOICE BALANCED GROWTH FD	75.0%	Good	Seek Approval
WBCBK	WBCBK7 $19.50 CALL OPT EXP 25-AUG-2011	70.0%	Reserve	Seek Approval
WBCC2	WESTPAC BANKING CORPORATION CONVERTIBLE	0.0%	Good	Seek Approval
WBCCL	WBCCL9 $21.51 CALL OPT EXP 20-DEC-2012	65.0%	Good	Seek Approval
WBCCY	WBCCY7 $23.01 CALL OPT EXP 26-MAY-2011	70.0%	Good	Seek Approval
WBCDA	WBC $1 ORD FULLY PAID EX BML DEF SETT	0.0%	Good	Seek Approval
WBCDG	WESTPAC INV CHCE DYNAMIC GROWTH FUND	75.0%	Good	Seek Approval
WBCE1	WBCE19 $21.01 CALL OPT EXP 27-JUN-2013	70.0%	Good	Seek Approval
WBCEG	WESTPAC INV CHOICE AUST GROWTH SHARE FD	75.0%	Good	Seek Approval
WBCFN	WBCFN7 $21.50 CALL OPT EXP 28-JUN-2012	70.0%	Good	Seek Approval
WBCFQ	WBCFQ7 $22.00 CALL OPT EXP 28-JUN-2012	70.0%	Good	Seek Approval
WBCFR	WBCFR7 $22.50 CALL OPT EXP 28-JUN-2012	70.0%	Reserve	Seek Approval
WBCG2	WESTPAC CAPITAL NOTES 4	0.0%	Good	Seek Approval
WBCH1	WESTPAC SUBORDINATED NOTES	0.0%	Good	Seek Approval
WBCH2	WESTPAC BANKING CORP CAPITAL NOTES 5	0.0%	Good	Seek Approval
WBCI1	WBCI18 $24.00 CALL OPT EXP 24-MAR-2011	70.0%	Good	Seek Approval
WBCI2	WESTPAC CAPITAL NOTES6	0.0%	Good	Seek Approval
WBCIN	WESTPAC INV CHOICE INTL SHARE FD	75.0%	Good	Seek Approval
WBCIW	RBS 1410 WBC ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
WBCJ1	WBCJ19 $25.00 CALL OPT EXP 24-JAN-2013	70.0%	Good	Seek Approval
WBCJ7	WBCJM7 $19.51 CALL OPT EXP 28-JUL-2011	70.0%	Reserve	Seek Approval
WBCJZ	WBCJZ9 $23.50 CALL OPT EXP 27-JAN-2011	70.0%	Good	Seek Approval
WBCK7	WBCK78 $23.00 CALL OPT EXP 24-MAY-2012	70.0%	Good	Seek Approval
WBCKS	MACQUARIE 28.9847 WBC MINI SHORT	0.0%	Good	Seek Approval
WBCKZ	RBS 17.0476 WBC MINI LONG	0.0%	Good	Seek Approval
WBCLO	WBCLO8 $21.50 CALL OPT EXP 26-JUL-2012	70.0%	Good	Seek Approval
WBCM8	WBCMX8 $21.50 CALL OPT EXP 30-AUG-2012	70.0%	Good	Seek Approval
WBCMX	WBCMX9 $24.50 CALL OPT EXP 24-FEB-2011	70.0%	Reserve	Seek Approval
WBCN9	WBCNW9 $22.50 CALL OPT EXP 29-SEP-2011	70.0%	Good	Seek Approval
WBCNS	WBCNS8 $24.50 CALL OPT EXP 20-DEC-2012	70.0%	Good	Seek Approval
WBCOK	CITIWARRANTS 18.9922 WBC MINI LONG	0.0%	Good	Seek Approval
WBCOT	WESTPAC BANKING CORP CITIWARRANTS	0.0%	Good	Seek Approval
WBCP1	WESTPAC BANKING CORP DUMMY LINE	0.0%	Good	Seek Approval
WBCP2	WBCP27 $20.50 CALL OPT EXP 28-JUN-2012	70.0%	Good	Seek Approval
WBCP5	WBCP57 $21.00 CALL OPT EXP 28-JUN-2012	70.0%	Good	Seek Approval
WBCP6	WESTPAC CAPITAL NOTES 6	0.0%	Good	Seek Approval
WBCPH	WESTPAC BANKING CORP CAPITAL NOTES 5	75.0%	Good	Seek Approval
WBCPI	WESTPAC CAPITAL NOTES 6	75.0%	Good	Seek Approval
WBCPJ	WESTPAC CAPITAL NOTES 7	75.0%	Good	Seek Approval
WBCPK	WESTPAC CAPITAL NOTES 8 OFFER	75.0%	Good	Seek Approval
WBCPL	WESTPAC CAPITAL NOTES 9	75.0%	Good	Seek Approval
WBCPM	WESTPAC BANKING CORP CAPITAL NOTE 3	75.0%	Good	Seek Approval
WBCSB	UBS 12.8477 WBC (LOAN 11.4771) S/F 30-JU	0.0%	Good	Seek Approval
WBCSD	WESTPAC 16.2024 WBC S/F INSTAL WARR 30-J	0.0%	Good	Seek Approval
WBCSW	WESTPAC 9.154 WBC S/F INSTAL EXP 30-JUN-	0.0%	Good	Seek Approval
WBCSX	WESTPAC BANKING CORP SELF FUND INST 30/0	0.0%	Good	Seek Approval
WBCU5	WBCU58 $21.50 CALL OPT EXP 25-OCT-2012	70.0%	Good	Seek Approval
WBCU7	WBCU79 $20 CALL OPTION EXP 26-MAY-2011	70.0%	Good	Seek Approval
WBCUB	WBCUB9 $20.00 CALL OPT EXP 29-SEP-2011	70.0%	Good	Seek Approval
WBCUG	WBCUG9 $23.00 CALL OPT EXP 26-MAY-2011	70.0%	Good	Seek Approval
WBCUK	WBCUK9 $23.50 CALL OPT EXP 26-MAY-2011	70.0%	Good	Seek Approval
WBCV8	WBCVG8 $25.01 CALL OPT EXP 25-OCT-2012	70.0%	Good	Seek Approval
WBCVG	WBCVG8 $25.00 CALL OPT EXP 26-AUG-2010	70.0%	Reserve	Seek Approval
WBCVO	WBCVO9 $20.00 CALL OPT EXP 27-OCT-2011	70.0%	Reserve	Seek Approval
WBCVP	WBC - $26.50 PUT OPT EXP 23/12/10	0.0%	Good	Seek Approval
WBCVQ	WBC - $26.50 CALL OPT EXP 23/12/10	0.0%	Good	Seek Approval
WBCVV	WBCVV9 $21.50 CALL OPT EXP 27-OCT-2011	70.0%	Good	Seek Approval
WBCW8	WBCWV8 $26.50 CALL OPT EXP 27-MAR-2013	65.0%	Good	Seek Approval
WBCWH	WBCWH9 $21.50 CALL OPT EXP 29-MAR-2012	70.0%	Reserve	Seek Approval
WBCX2	WBCX29 $22.00 CALL OPT EXP 28-JUL-2011	70.0%	Reserve	Seek Approval
WBCX7	WBCX79 $25.00 CALL OPT EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
WBCZ8	WBCZ87 $21.51 CALL OPT EXP 28-JUN-2012	70.0%	Good	Seek Approval
WBCZT	WBCZT7 $23.50 CALL OPT EXP 27-SEP-2012	70.0%	Reserve	Seek Approval
WBCZW	WESTPAC BANKING CORPORATION RBS 9.8577 W	0.0%	Good	Seek Approval
WBCZX	WESTPAC BANKING CORP SELF FUND INST 04/0	0.0%	Good	Seek Approval
WBDND	WARNER BROS DISCOVERY INC	0.0%	Reserve	Seek Approval
WBE	WHITEBARK ENERGY LTD	0.0%	Good	Seek Approval
WBSDG	WESTPAC - BUSINESS SUPER DYNAMIC GWTH	0.0%	Good	Seek Approval
WBT	WEEBIT NANO LTD	0.0%	Good	Seek Approval
WC1	WEST COBAR METALS LIMITED	0.0%	Good	Seek Approval
WC8	WILDCAT RESOURCES LIMITED	0.0%	Good	Seek Approval
WC8YY	WILDCAT RESOURCES LTD INST PLACEMENT	0.0%	Good	Seek Approval
WCL1	WESTSIDE CORP. ORDINARY FULLY PAID	0.0%	Good	Seek Approval
WCLO	WESTSIDE CORP. OPTION EXP. 31-3-09	0.0%	Good	Seek Approval
WCMQ	WCM QAULITY GLOBAL GROWTH FUND (QUOTED)	0.0%	Good	Seek Approval
WCMT	WESTPAC CASH MANAGEMENT TRUST	100.0%	Good	Seek Approval
WCN	WHITE CLIFF MINERALS LIMITED	0.0%	Good	Seek Approval
WCO	WBCM CONSULTANTS LTD	0.0%	Reserve	Seek Approval
WCPO	WCP DIVERSIFIED INVES - OPT EXP 30/06/10	0.0%	Reserve	Seek Approval
WCR	WINCHESTER RESOURCES LIMITED	0.0%	Good	Seek Approval
WCTS8	WBC $24.01 CALL OPT EXP 27/03/13	0.0%	Good	Seek Approval
WCU	WHITE CANYON URANIUM LIMITED	0.0%	Good	Seek Approval
WDC2	WESTFIELD GROUP	0.0%	Good	Seek Approval
WDC41	WDC - $21.50 PUT OPT EXP 28-AUG-08	0.0%	Good	Seek Approval
WDC47	WDC - $20.49 PUT OPT EXP 20/12/07	0.0%	Good	Seek Approval
WDC4E	WDC - $19.50 PUT OPT EXP 28/08/08	0.0%	Good	Seek Approval
WDC5L	WDC - $19.99 PUT OPT EXP 27/09/07	0.0%	Good	Seek Approval
WDC5R	WDC - $21.99 PUT OPT EXP 24/07/08	0.0%	Good	Seek Approval
WDC5Y	WDC - $20.49 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
WDC6A	WDC - $20.49 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
WDC6B	WDC - $20.99 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
WDC6O	WDC - $20.49 PUT OPT EXP 27/09/07	0.0%	Good	Seek Approval
WDC81	WDC - 18.49 - PUT OPT EXP 29/04/10	0.0%	Good	Seek Approval
WDC82	WDC - $18.99 PUT OPT EXP 29/04/10	0.0%	Good	Seek Approval
WDCBJ	WDC - 16.49 - PUT OPT EXP 29/04/10	0.0%	Good	Seek Approval
WDCCR	WDCCR8 $8.75 CALL OPTION EXP 29-MAR-2012	70.0%	Good	Seek Approval
WDCDO	WDC - $20.99 PUT OPT EXP 24/07/08	0.0%	Good	Seek Approval
WDCEY	WDC - 17.49 - PUT OPT EXP 29/04/10	0.0%	Good	Seek Approval
WDCIQ	ABN AMRO 800 WDC ROL INSTAL WARR 2/12/05	0.0%	Good	Seek Approval
WDCLG	WDC - $19.99 PUT OPT EXP 29/04/10	0.0%	Good	Seek Approval
WDCN1	WESTFIELD GROUP STAPLED SECURITIE	0.0%	Reserve	Seek Approval
WDCNA	WESTFIELD GROUP FULLY PAID STAPLED SEC	0.0%	Good	Seek Approval
WDCRQ	WDC - $20.49 PUT OPT EXP 26/07/07	0.0%	Good	Seek Approval
WDCS5	WDC - $20.00 PUT OPT EXP 28/06/07	0.0%	Good	Seek Approval
WDCSG	WDC - $20.99 PUT OPT EXP 26/07/07	0.0%	Reserve	Seek Approval
WDCT8	WDC - $21.49 PUT OPT EXP 20/12/07	0.0%	Good	Seek Approval
WDCUS	WDC - $20.49 PUT OPT EXP 29-NOV-07	0.0%	Good	Seek Approval
WDCVG	WDC - $20.49 PUT OPT EXP 25/10/07	0.0%	Reserve	Seek Approval
WDCVI	WDC - $20.99 PUT OPT EXP 25-OCT-07	0.0%	Good	Seek Approval
WDCVZ	WDC - $22.50 OPT PUT EXP 29/03/2007	0.0%	Good	Seek Approval
WDCW1	WDC - $19.99 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
WDCWH	WDC - $19.99 PUT OPT EXP 20/12/07	0.0%	Good	Seek Approval
WDCWI	WDC - $21.00 PUT OPT EXP 24/05/07	0.0%	Good	Seek Approval
WDCWL	WDC - $21.50 PUT OPT EXP 24/05/07	0.0%	Good	Seek Approval
WDCWM	WDC - $22.00 PUT OPT EXP 24/05/07	0.0%	Good	Seek Approval
WDCWO	WDC - $21.00 PUT OPT EXP 28-6-07	0.0%	Good	Seek Approval
WDCWS	WDC - $22.00 PUT OPT EXP 28-6-07	0.0%	Good	Seek Approval
WDCWW	WDC - $18.99 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
WDCX3	WDC - $19.99 PUT OPT EXP 25-OCT-07	0.0%	Good	Seek Approval
WDCY5	WDC - $20.99 PUT OPT EXP 24/01/08	0.0%	Good	Seek Approval
WDCYN	WDC - $20.99 PUT OPT EXP 20/12/07	0.0%	Good	Seek Approval
WDCYX	WDC - $20.49 PUT OPT EXP 24-JAN-08	0.0%	Good	Seek Approval
WDCYY	WESTFIELD GROUP LIMITED PLACEMENT	0.0%	Good	Seek Approval
WDCZH	WDC - $21.99 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
WDIV	SPDR S & P GLOBAL DIVIDEND	75.0%	Good	Seek Approval
WDM	WESTERN DIAMOND CORPORATION LTD	0.0%	Reserve	Seek Approval
WDMF	ISHARES EDGE MSCI WORLD MULTIFACTOR ETF	75.0%	Good	Seek Approval
WDPF2	AUST UNITY DIVERSIFIED PROPERTY FND	0.0%	Good	Seek Approval
WDR	WESTERN DESERT RESOURCES LIMITED	0.0%	Good	Seek Approval
WDRYY	WESTERN DESERT CONDITIONAL PLACEMENT	0.0%	Good	Seek Approval
WDS	WOODSIDE ENERGY GROUP LIMITED	75.0%	Good	Seek Approval
WDSJO	WOODSIDE ENERGY LTD CITIWARRANTS	0.0%	Good	Seek Approval
WEACC	AMP CAP CORP BOND IDX FD CL A	75.0%	Good	Seek Approval
WEAFF	ADV AUST FIXED INTEREST MULTI-BLEND (WA)	75.0%	Good	Seek Approval
WEAG	WESTFIELD AMERICA - 8.01% CAP NT 30/6/03	0.0%	Reserve	Seek Approval
WEAIF	ADV INT'L FIXED INTEREST MULTI-BLEND FND	75.0%	Good	Seek Approval
WEB	WEBJET LIMITED	40.0%	Good	Seek Approval
WEB2	WEBJET LIMITED	0.0%	Good	Seek Approval
WEBAS	BT ASIAN SHARE FUND	65.0%	Good	Seek Approval
WEBAU	BT AUSTRALIAN SHARE FUND	75.0%	Good	Seek Approval
WEBEG	BT EUROPEAN SHARE FUND	75.0%	Good	Seek Approval
WEBFG	BT FUTURE GOALS FUND	75.0%	Good	Seek Approval
WEBGA	BT WE -BLACKROCK GLOBAL ALLOCATION	0.0%	Good	Seek Approval
WEBIM	BT IMPUTATION FUND	75.0%	Good	Seek Approval
WEBIP	BT INCOME PLUS FUND	75.0%	Good	Seek Approval
WEBIS	BT INTERNATIONAL FUND	75.0%	Good	Seek Approval
WEBMG	BT MULTI-MANAGER GROWTH	75.0%	Good	Seek Approval
WEBPS	BT PROPERTY SECURITIES FUND	70.0%	Good	Seek Approval
WEBTM	BT MULTI-MANAGER HIGH GROWTH	75.0%	Good	Seek Approval
WEBTS	BT SMALLER COMPANIES FUND	65.0%	Good	Seek Approval
WEC	WHITE ENERGY COMPANY LIMITED	0.0%	Good	Seek Approval
WECEY	BT PM CAPITAL ENHANCED YIELD FUND	0.0%	Good	Seek Approval
WECFI	CFS FC INV HIGH GROWTH FUND	75.0%	Good	Seek Approval
WECGI	CHALLENGER GIF 7.10C PA 30JUN2013 MV$1	0.0%	Good	Seek Approval
WECHD	CHARTER HALL DIRECT INDUSTRIAL FUND	0.0%	Good	Seek Approval
WECHM	HOWARD MORTGAGE FUND	0.0%	Good	Seek Approval
WECPP	CROMWELL PHOENIX PROPERTY SEC FND	0.0%	Good	Seek Approval
WEDGF	DDH GLOB FXD INTEREST ALPHA FUND	0.0%	Good	Seek Approval
WEEPQ	PIMCO EQT W/S DIV FIXED INTEREST FUND	75.0%	Good	Seek Approval
WEFAE	FIDELITY AUSTRALIAN EQUITIES	75.0%	Good	Seek Approval
WEFB4	RUSSELL IV PORTFOLIO - CLASS B	75.0%	Good	Seek Approval
WEFB6	RUSSELL V PORTFOLIO - CLASS B UNITS	75.0%	Good	Seek Approval
WEFEP	FAIRVIEW EQUITY PARTNERS EMERGING CO FND	65.0%	Good	Seek Approval
WEFSI	BT COLONIAL FIRST STATE INCOME FUND	0.0%	Reserve	Seek Approval
WEG1	GEORGE WESTON FOODS LIMITED	0.0%	Good	Seek Approval
WEGEG	GRANT SAMUEL EPOCH GBL EQUITY HDG (WA)	75.0%	Good	Seek Approval
WEGRI	BT GLOBAL RETURN INVESTMENT FUND	0.0%	Good	Seek Approval
WEGSP	GOLDMAN SACHS PREMIER AUST EQUITIES FD	70.0%	Good	Seek Approval
WEL	WINCHESTER ENERGY LTD	0.0%	Reserve	Seek Approval
WEMAN	MAN OM-IP AHL 2010 LTD	0.0%	Good	Seek Approval
WEMDF	MACQUARIE DIVERSIFIED FIXED INTEREST	75.0%	Good	Seek Approval
WEMG	SPDR S&P EMERGING MARKETS FUND	65.0%	Good	Seek Approval
WEMMI	BLACKROCK MONTHLY INCOME FUND	0.0%	Good	Seek Approval
WEOCE	OC CONCENTRATED EQUITY FUND	55.0%	Good	Seek Approval
WEPLI	PLATINUM INTERNATIONAL FUND	70.0%	Good	Seek Approval
WEPVS	PERENNIAL VALUE SMALLER COMPANIES TRUST	65.0%	Good	Seek Approval
WERAS	REALINDEX RAFI AUSTRALIAN SHARE-CLASS A	75.0%	Good	Seek Approval
WES	WESFARMERS LIMITED	75.0%	Good	Seek Approval
WES2	WESFARMERS LIMITED	0.0%	Good	Seek Approval
WESDB	WESFARMERS DEF	0.0%	Reserve	Seek Approval
WESEH	WESEH8 $34.00 CALL OPT EXP 24-MAR-2011	70.0%	Reserve	Seek Approval
WESG6	WESG67 $30.50 CALL OPT EXP 27-SEP-2012	70.0%	Good	Seek Approval
WESGA	SCHRODER GLOBAL VALUE FUND	75.0%	Good	Seek Approval
WESKB	WESKB9 $31.00 CALL OPT EXP 29-SEP-2011	70.0%	Reserve	Seek Approval
WESKW	RBS PLC 40.6713 WES MINI SHORT EXPIRING	0.0%	Good	Seek Approval
WESN2	WESFARMERS LIMITED PARTIALLY PROTECTED	0.0%	Good	Seek Approval
WESNA	WESFARMERS LIMITED	0.0%	Good	Seek Approval
WESO	WESFARMERS OPTIONS EXPIRY 30/6/99	0.0%	Good	Seek Approval
WESPU	WESPU9 $30.50 CALL OPT EXP 27-OCT-2011	70.0%	Good	Seek Approval
WESQO	WESQO9 $33.50 CALL OPT EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
WESQS	CITIWARRANTS 38.4842 WES MINI SHORT	0.0%	Good	Seek Approval
WESRG	WESRG9 $33.01 CALL OPT EXP 25-AUG-2011	70.0%	Reserve	Seek Approval
WESSJ	WESFARMERS LTD CAPPED SFI EXP 29/6/18	0.0%	Good	Seek Approval
WESSK	WESSK9 $31.00 CALL OPT EXP 28-JUN-2012	70.0%	Reserve	Seek Approval
WESSV	WESFARMERS LIMITED RBS 17.7662	0.0%	Good	Seek Approval
WESTV	WESTV9 $34.00 CALL OPT EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
WESUS	WESUS9 $38.51 CALL OPT EXP 27-MAR-2013	70.0%	Reserve	Seek Approval
WESXF	WESXF8 $37.00 CALL OPT EXP 27-MAR-2013	70.0%	Good	Seek Approval
WESZ8	WESZB8 $34.01 CALL OPTION EXP 27-JUN-201	0.0%	Reserve	Seek Approval
WET	WET DREAMS LIMITED	0.0%	Good	Seek Approval
WETOA	WET DREAMS LIMITED - OPT EXP 31/1/05	0.0%	Reserve	Seek Approval
WEUAS	BT INTEGRITY AUSTRALIAN SHARE	0.0%	Good	Seek Approval
WEWPI	EQT SGH WSALE PROPERTY INCOME FUND	60.0%	Good	Seek Approval
WEZ	WESTONIA MINES LIMITED	0.0%	Reserve	Seek Approval
WEZAE	ZURICH INVESTMENTS EQUITY INCOME	0.0%	Good	Seek Approval
WEZMG	ZURICH MANAGED GROWTH RETAIL FUND	0.0%	Good	Seek Approval
WEZO	WESTONIA MINES OPTION EXP 30-JUN-2010	0.0%	Reserve	Seek Approval
WEZPR	ZURICH INV AUST PROP SEC RETAIL FUND	0.0%	Good	Seek Approval
WEZR	WESTONIA MINES LTD-RGTS APP CLS 21/06/05	0.0%	Good	Seek Approval
WEZRA	WESTONIA MINES RIGHTS -APP CLOSE 12/7/07	0.0%	Good	Seek Approval
WFAAE	WEALTHFOCUS INVEST AD AUSBIL AUS EL	70.0%	Good	Seek Approval
WFACA	WESTFIELD AMERICA STAPLED P/PAID	0.0%	Good	Seek Approval
WFACB	WESTFIELDS AMERICA TRUST - PARTLY PAID	0.0%	Good	Seek Approval
WFAEL	AUSBIL AUSTRALIAN EMERGING LEADERS	70.0%	Good	Seek Approval
WFAN	WESTFIELD AMERICA TRUST - NEW UNITS	0.0%	Good	Seek Approval
WFANA	WESTFIELD AMERICA TRUST NEW UNITS	0.0%	Good	Seek Approval
WFANB	WESTFIELDS AMERICA - NEW UNITS	0.0%	Good	Seek Approval
WFANC	WESTFIELD AMERICA TRUST- NEW UNITS	0.0%	Good	Seek Approval
WFANE	WESTFIELDS AMERICA FULLY PAID NEW UNITS	0.0%	Good	Seek Approval
WFANG	WESTFIELD AMERICA TRUST FULLY PD DEC 01	0.0%	Good	Seek Approval
WFAPN	PERPETUAL WFI APN PROPERTY FOR INCOME FU	0.0%	Good	Seek Approval
WFAVP	PERPETUAL WFI ADV VANGUARD PROPERTY SEC	70.0%	Good	Seek Approval
WFEDF	PERPETUAL WFIA PERPETUAL ETHICAL SRI FND	75.0%	Good	Seek Approval
WFFPI	PERP WLTHFCS INV PERPETUAL GLOBAL SHARE	75.0%	Good	Seek Approval
WFIAD	WEALTHFOCUS INVEST AD PLAT INTER	70.0%	Good	Seek Approval
WFIAE	WF ADVANTAGE PERPETUAL'S ETHICAL SRI	75.0%	Good	Seek Approval
WFIAP	WEALTHFOCUS INVEST AD PERP IND SH	75.0%	Good	Seek Approval
WFISA	WFIA-IBBOTSON INT'L SHR ACTIVE UNHEDGED	0.0%	Good	Seek Approval
WFL	WELLFULLY LIMITED	0.0%	Reserve	Seek Approval
WFL1	WILLMOTT FORESTS LIMITED	0.0%	Good	Seek Approval
WFLPA	WILLMOTT FOREST LTD-RES CNV PREF PINES	0.0%	Good	Seek Approval
WFLR	WILMOTT - APPLICATIONS CLOSE 28-OCT-2009	0.0%	Reserve	Seek Approval
WFMIO	PERPETUAL WFIA-MACQ INCOME OPPORTUNITY	55.0%	Good	Seek Approval
WFPFI	PERPETUAL WFI FIDELITY AUST EQUITY FUND	75.0%	Good	Seek Approval
WFPGA	PERPETUAL WFI PERPETUAL'S GEARED AUST SH	40.0%	Good	Seek Approval
WFPIF	PERP WLTHFCS INV PERPETUAL GLOBAL SHARE	75.0%	Good	Seek Approval
WFPIS	PERPETUAL RETAIL INDUSTRIAL SHARE FUND	75.0%	Good	Seek Approval
WFPVS	PERENNIAL VALUE SHARES WHOLESALE TRUST	75.0%	Good	Seek Approval
WFPWE	PERPETUAL WHOLESALE ETHICAL SRI FUND	75.0%	Good	Seek Approval
WFSAE	SCHRODER WS AUST EQUITY FND	75.0%	Good	Seek Approval
WFSBF	WEALTHFOCUS SCHRODER BALANCED FUND	75.0%	Good	Seek Approval
WFTN	WESTFIELD TRUST - NEW UNITS	0.0%	Good	Seek Approval
WFTNA	WESTFEILD NEW	0.0%	Good	Seek Approval
WFTNB	NEW RANK 4/6 DIST OF DEC/96	0.0%	Good	Seek Approval
WFTNC	WFT NEW 4/6 DIST. DEC/95	0.0%	Good	Seek Approval
WFTND	WESTFIELD TRUST AMERICA NEW	0.0%	Good	Seek Approval
WFTNE	WESTFIELD AMERICA	0.0%	Good	Seek Approval
WFTNF	WESTFIELD TRUST NEW RANK 4/6 FOR DIST	0.0%	Reserve	Seek Approval
WFTNG	WESTFIELD TRUST - NEW UNITS	0.0%	Good	Seek Approval
WFTNH	WESTFIELD TRUST - NEW UNITS	0.0%	Good	Seek Approval
WFTNI	WESTFIELD TRUST - NEW	0.0%	Good	Seek Approval
WFWIT	PERPETUAL WFIA T. ROWE PRICE GLOBAL EQUI	75.0%	Good	Seek Approval
WGAF	WINTON GLOBAL ALPHA FUND	70.0%	Good	Seek Approval
WGAS	WINTON GLOBAL ALPHA FUND	70.0%	Good	Seek Approval
WGB	WAM GLOBAL LIMITED	0.0%	Good	Seek Approval
WGC	WELLS GOLD CORP ORDINARY	0.0%	Good	Seek Approval
WGCO	OPTION EXP 31/10/03	0.0%	Reserve	Seek Approval
WGL	WANGLE TECHNOLOGIES LIMITED	0.0%	Reserve	Seek Approval
WGN	WAGNERS HOLDING COMPANY LIMITED	0.0%	Good	Seek Approval
WGN1	WAGNERS HOLDING COMPANY LIMITED	0.0%	Good	Seek Approval
WGP	WESTRALIAN GAS & POWER ORD FULLY PAID	0.0%	Reserve	Seek Approval
WGPOA	WESTRALIAN GAS AND POWER OPT 01/10/2011	0.0%	Reserve	Seek Approval
WGR	WESTERN GOLD RESOURCES LIMITED	0.0%	Good	Seek Approval
WGRXX	PLACEMENT	0.0%	Good	Seek Approval
WGRYY	WESTGOLD RESOURCES LIMITED	0.0%	Good	Seek Approval
WGX	WESTGOLD RESOURCES LIMITED	45.0%	Good	Seek Approval
WHC	WHITEHAVEN COAL LIMITED	50.0%	Good	Seek Approval
WHCJ	WHITEHAVEN COAL LTD CITIWARRANTS	0.0%	Good	Seek Approval
WHCKO	WHITEHAVEN COAL LIMITED CITIWARRANTS	0.0%	Good	Seek Approval
WHCRE	WHITEHAVEN COAL LIMITED	0.0%	Good	Seek Approval
WHCRT	WHITEHAVEN COAL LTD RBS PLC 1.737 SELF F	0.0%	Good	Seek Approval
WHF	WHITEFIELD LIMITED	60.0%	Good	Seek Approval
WHF2	WHITEFIELD LIMITED	0.0%	Good	Seek Approval
WHFNA	WHITEFIELD LIMITED - NEW	0.0%	Good	Seek Approval
WHFPB	WHITEFIELD LTD CONVERTIBLE RESETTABLE PR	0.0%	Good	Seek Approval
WHFR	WHITEFIELD LTD - RIGHTS CLOSE 12/11/04	0.0%	Good	Seek Approval
WHG1	ORDINARY FULLY PAID	0.0%	Good	Seek Approval
WHGXX	WHK GROUP LIMITED PLACEMENT	0.0%	Good	Seek Approval
WHK	WHITEHAWK LIMITED	0.0%	Good	Seek Approval
WHLO	WILLHART LIMITED - OPT EXP 1/11/03	0.0%	Reserve	Seek Approval
WHS	WAREHOUSE GROUP LIMITED (THE)	0.0%	Reserve	Seek Approval
WIA	WIA GOLD LIMITED	0.0%	Good	Seek Approval
WIAAG	BT INVESTOR CHOICE WESTPAC ALL AUS GROW	75.0%	Good	Seek Approval
WIATN	BT INVESTOR CHOICE WESTP ALL AUS TAX EFF	75.0%	Good	Seek Approval
WICAA	WESTPAC INV CHOICE ALL AUS TAX EF SH NIL	75.0%	Good	Seek Approval
WICAB	WESTPAC INV CHOICE AUST BOND FD	75.0%	Good	Seek Approval
WICAP	WESTPAC AUST PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
WICMG	WESTPAC INV CHOICE MODERATE GROWTH FD	75.0%	Good	Seek Approval
WICOB	WESTOZ INVESTMENT CO LTD OPT EXP 31/8/17	0.0%	Reserve	Seek Approval
WICTE	WESTPAC INV CHOICE TAX EFF SHARE FD	75.0%	Good	Seek Approval
WIG1	WILSON HTM INVESTMENT GROUP	0.0%	Good	Seek Approval
WIG7	WILSON HTM INVESTMENT GROUP	0.0%	Good	Seek Approval
WIL	WILSON INVESTMENT FUND LIMITED	0.0%	Good	Seek Approval
WIL1	WILSON INVESTMENT FUND LIMITED	0.0%	Good	Seek Approval
WIN	WIDGIE NICKEL LIMITED	0.0%	Reserve	Seek Approval
WINGN	WINGSTOP INC COMMON STOCK	0.0%	Good	Seek Approval
WIPCF	WILSON HTM PRIORITY CORE FUND	0.0%	Good	Seek Approval
WIPGF	WILSON HTM PRIORITY GROWTH FUND	60.0%	Good	Seek Approval
WIRE	GLOBAL X COPPER MINERS ETF	0.0%	Good	Seek Approval
WITR	WILSON INV TAURINE FD LTD-RGTS 15/08/05	0.0%	Reserve	Seek Approval
WJM	JOE WHUTE MALTINGS LIMITED	0.0%	Good	Seek Approval
WKC1	WALKER CORP	0.0%	Good	Seek Approval
WKCHA	WALKER CORP - 8.75% UNSEC NOTE 30/6/02	0.0%	Good	Seek Approval
WKCO	WALKER CORP OPTIONS 31/12/2000	0.0%	Reserve	Seek Approval
WKCR	WALKER CORPORATION LIMITED RIGHTS	0.0%	Reserve	Seek Approval
WKL	WESTERN KINGFISH LIMITED	0.0%	Good	Seek Approval
WKR	WINDY KNOB RESOURCES LIMITED	0.0%	Reserve	Seek Approval
WKT	WALKABOUT RESOURCES LTD	0.0%	Good	Seek Approval
WLD	WELLARD LIMITED	0.0%	Good	Seek Approval
WLE	WAM LEADERS LIMITED	0.0%	Good	Seek Approval
WLEXX	WAM LEADERS LIMITED PLACEMENT	0.0%	Good	Seek Approval
WLFDA	ORDINARY FULLY PAID DEFERRED SETTLEMENT	0.0%	Good	Seek Approval
WLFO	WOLF MINERALS LIMITED OPTION EXPIRING 30	0.0%	Reserve	Seek Approval
WLH	WALMIN	0.0%	Good	Seek Approval
WLKO	WLK OPTION 30-JUN-96	0.0%	Reserve	Seek Approval
WLS1	WILSON LEADERS FUND	0.0%	Good	Seek Approval
WLSO	WILSON LEADERS LIMITED OPT EXP 17/06/05	0.0%	Good	Seek Approval
WMA	WAM ALTERNATIVE ASSETS LIMITED	0.0%	Good	Seek Approval
WMC	WILUNA MINING CORPORATION LIMITED	0.0%	Good	Seek Approval
WMC_C	WMC LIMITED	0.0%	Reserve	Seek Approval
WME	WEST AUSTRALIAN METALS LTD	0.0%	Good	Seek Approval
WMEO	WEST AUSTRALIAN METALS - OPT EXP 24/8/08	0.0%	Good	Seek Approval
WMFCF	WILSON HTM PRIORITY GROWTH FUND	0.0%	Good	Seek Approval
WMG	WESTERN MINES GROUP LTD	0.0%	Good	Seek Approval
WMI	WAM MICROCAP LIMITED	0.0%	Good	Seek Approval
WMIO	WESTERN MINERALS NL OPTION EXP 30/6/1999	0.0%	Reserve	Seek Approval
WMIZZ	WAM MICROCAP LIMITED IPO	0.0%	Good	Seek Approval
WML	WOOMERA MINING LIMITED	0.0%	Reserve	Seek Approval
WMLO	WESTCOAST MINING LTD - OPT EXP 30/10/06	0.0%	Reserve	Seek Approval
WMR	WMC RESOURCES LIMITED	0.0%	Good	Seek Approval
WMR_C	WMC RESOURCES LIMITED	0.0%	Good	Seek Approval
WMR2	WMC RESOURCES LIMITED	0.0%	Good	Seek Approval
WMT	WESTERN METALS LIMITED	0.0%	Good	Seek Approval
WMT1	WESTERN METALS LIMITED	0.0%	Reserve	Seek Approval
WMTN	WESTERN METALS LIMITED	0.0%	Reserve	Seek Approval
WMTPA	WESTERN METALS 8.5% NON-CUM.CONV.PF	0.0%	Good	Seek Approval
WMTR	WESTERN MINERALS - RIGHTS	0.0%	Reserve	Seek Approval
WNA	WILUNA MINES LIMITED	0.0%	Good	Seek Approval
WNA1	WILUNA MINES LTD 25 CENTS ORD FULLY PAID	0.0%	Good	Seek Approval
WNI	WAH NAM INTERNATIONAL HOLDINGS LIMITED	0.0%	Reserve	Seek Approval
WNR	WINGARA AG LTD	0.0%	Good	Seek Approval
WNX	WELLNEX LIFE LIMITED	0.0%	Good	Seek Approval
WOA	WIDE OPEN AGRICULTURE LTD	0.0%	Good	Seek Approval
WON1	WEST OIL NL	0.0%	Good	Seek Approval
WOR	WORLEY LIMITED	55.0%	Good	Seek Approval
WORM7	WOR $30.01 CALL OPT EXP 19/12/2013	0.0%	Reserve	Seek Approval
WOT	WESTPAC OFFICE TRUST	0.0%	Good	Seek Approval
WOW	WOOLWORTHS GROUP LIMITED	75.0%	Good	Seek Approval
WOW_C	WOOLWORTHS LIMITED	0.0%	Good	Seek Approval
WOW2	WOOLWORTHS LIMITED	0.0%	Good	Seek Approval
WOW3	WOOLWORTHS LIMITED	0.0%	Good	Seek Approval
WOWCK	WOWCK9 $26.50 CALL OPT EXP 29-MAR-2012	70.0%	Good	Seek Approval
WOWCZ	WOWCZ8 $30.21 CALL OPT EXP 21-FEB-2013	70.0%	Good	Seek Approval
WOWHB	WOOLWORTHS UNSECURED FLOAT RATE NOTE	0.0%	Good	Seek Approval
WOWKR	WOOLWORTHS LTD RBS PLC 32.6736 WOW MINI	0.0%	Good	Seek Approval
WOWSC	WOW SELF FUND INSTAL WARR 30-JUN-16	0.0%	Good	Seek Approval
WOWSD	WOW SELF FUND WARRANT 30-JUN-16	0.0%	Good	Seek Approval
WOWTT	WOWTT9 $27.50 CALL OPT EXP 27-SEP-2012	70.0%	Good	Seek Approval
WOWVP	WOWVP8 $28.00 CALL OPT EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
WOWZU	WOWZU8 $28.00 CALL OPT EXP 25-AUG-2011	70.0%	Good	Seek Approval
WOWZZ	WOOLWORTHS LTD BROKER FIRM OFFER	0.0%	Good	Seek Approval
WPAM	GANES VALUE GROWTH FUND	0.0%	Good	Seek Approval
WPAPF	WESTPAC AUST PROPERTY SECURITIES FUND	65.0%	Good	Seek Approval
WPASS	BT WS AUSTRALIAN SUSTAINABLE SHARE FUND	75.0%	Good	Seek Approval
WPBGF	BT INVESTOR CHOICE WESTPAC BALANCED GROW	75.0%	Good	Seek Approval
WPCMT	BT INVESTOR CHOICE WESTPAC CMT	100.0%	Good	Seek Approval
WPCPF	WRF PRIVATE CLIENT PROPERTY FUND	0.0%	Good	Seek Approval
WPDGF	BT INVESTOR CHOICE WESTPAC DYNAMIC GROWT	75.0%	Good	Seek Approval
WPEGF	BT INVESTOR CHOICE WESTPAC AUS GROWTH SH	75.0%	Good	Seek Approval
WPGF	SPECIALIST GLOBAL SHARES FUND	0.0%	Good	Seek Approval
WPIAT	BT INVESTOR CHOICE ALL AUSTRALIAN SHARE	75.0%	Good	Seek Approval
WPIIT	BT INVESTOR CHOICE WESTPAC INT SHARE	75.0%	Good	Seek Approval
WPIMP	BT INVESTOR CHOICE WESTPAC AUS TAX EFF	75.0%	Good	Seek Approval
WPIS1	PERPETUAL WFI-PERPETUAL INDUSTRIAL SHARE	0.0%	Good	Seek Approval
WPISF	PERPETUAL WFI-PERPETUAL INDUSTRIAL SHARE	75.0%	Good	Seek Approval
WPL2E	WPL $35.00 PUT OPT EXP 28-6-2007	0.0%	Good	Seek Approval
WPLDP	WPLDP8 $34.50 CALL OPT EXP 27-OCT-2011	70.0%	Reserve	Seek Approval
WPLFJ	WPLFJ8 $36.00 CALL OPT EXP 24-JAN-2013	70.0%	Reserve	Seek Approval
WPLIF	WPLIF7 $40.19 CALL OPT EXP 25-AUG-2011	70.0%	Reserve	Seek Approval
WPLJC	WOODSIDE PETROLEUM LTD CITIWARRANTS	0.0%	Good	Seek Approval
WPLJS	WPLJS8 $35.50 CALL OPT EXP 21-FEB-2013	70.0%	Reserve	Seek Approval
WPLL2	WPLL29 $43.50 CALL OPT EXP 24-MAR-2011	70.0%	Reserve	Seek Approval
WPLLF	WPLLF7 $43.17 CALL OPT EXP 25-AUG-2011	70.0%	Reserve	Seek Approval
WPLM6	WPLM67 $47.00 CALL OPT EXP 26-MAY-2011	70.0%	Reserve	Seek Approval
WPLO1	CTW 1700 WPL ROLLING INSTALMENT WARRANT	0.0%	Good	Seek Approval
WPLP2	WPLP27 $39.20 CALL OPT EXP 29-MAR-2012	70.0%	Reserve	Seek Approval
WPLSB	WBC $14.9043 WPL SELF FND INSTAL WARR 30	0.0%	Good	Seek Approval
WPLSC	WOODSIDE PETROLEUM LTD INSTAL WARR 30-JU	0.0%	Good	Seek Approval
WPLSD	WESTPAC 38.5282 WPL S/F INSTAL EXP 30-JU	0.0%	Good	Seek Approval
WPLSU	WPLSU7 $38.50 CALL OPT EXP 28-JUN-2012	70.0%	Reserve	Seek Approval
WPLTS	WPLTS9 $34.74 CALL OPT EXP 30-AUG-2012	70.0%	Reserve	Seek Approval
WPLVF	OFFICIUM AUSTRALIAN SHARES FUND	0.0%	Good	Seek Approval
WPLW7	WPLW79 $43.00 CALL OPT EXP 24-FEB-2011	70.0%	Good	Seek Approval
WPLWC	RBS PLC 36.00 WPL CALL WARRANT 27-MAR-13	0.0%	Good	Seek Approval
WPLY2	WPLY28 $36.01 CALL OPT EXP 21-FEB-2013	70.0%	Reserve	Seek Approval
WPMCF	WESTERN PAC MMC CONCENTRATED FD	75.0%	Good	Seek Approval
WPOO	OPTION EXPIRING 31/12/07	0.0%	Reserve	Seek Approval
WPPAB	PENDAL ACTIVE BALANCED FUND	75.0%	Good	Seek Approval
WPPF	OFFICIUM PROPERTY FUND	0.0%	Good	Seek Approval
WPPF1	OFFICIUM PROPERTY FUND	0.0%	Good	Seek Approval
WPR	WAYPOINT REIT	60.0%	Good	Seek Approval
WPTN	WESTPAC PROP TRUST NEW ORD DEF DELIVERY	0.0%	Good	Seek Approval
WPWSI	WPPS COLONIAL FS W/S IMPUTATION FND	75.0%	Good	Seek Approval
WQG	WCM GLOBAL GROWTH LIMITED	45.0%	Good	Seek Approval
WR1	WINSOME RESOURCES LIMITED	0.0%	Good	Seek Approval
WRDL7	WOR $26.01 CALL OPT EXP 27/03/2013	0.0%	Good	Seek Approval
WRF	WRF SECURITIES LIMITED	0.0%	Good	Seek Approval
WRK	WRKR LIMITED	0.0%	Good	Seek Approval
WRL	WASHINGTON RESOURCES LIMITED	0.0%	Good	Seek Approval
WRLD	BETASHARES MANAGED RISK GLOBAL SHARE FND	75.0%	Good	Seek Approval
WRLD2	BETASHARES MANAGED RISK GLOBAL SHARE FND	0.0%	Good	Seek Approval
WRLO	WASHINGTON RESOURCE EXPIRING 31/12/2013	0.0%	Good	Seek Approval
WRM	WHITE ROCK MINERALS LIMITED	0.0%	Good	Seek Approval
WRT	WESTFIELD RETAIL TRUST	0.0%	Good	Seek Approval
WRTXX	INSTITUTIONAL OFFER	0.0%	Good	Seek Approval
WSAAA	WPPS CASH SECURITY	70.0%	Good	Seek Approval
WSAGS	WPPS BT IC WESTPAC AUST GROWTH SHARE FND	75.0%	Good	Seek Approval
WSAKM	WESTERN AREAS NL MACQ 7.614 MINI SHORT	0.0%	Good	Seek Approval
WSATE	WPPS BT IC WESTPAC AUST TAX EFFECTIVE SH	75.0%	Good	Seek Approval
WSBGR	WPPS BT GLOBAL RETURN FUND	0.0%	Good	Seek Approval
WSDAF	WAVE STONE DYNAMIC AUSTRALIAN EQUITY FND	45.0%	Good	Seek Approval
WSF1	WESTFIELD HOLDINGS LIMITED	0.0%	Good	Seek Approval
WSF2	WESTFIELD HOLDINGS LIMITED	0.0%	Good	Seek Approval
WSGDD	WOLFSTRIKE RENTALS GROUP LTD DEF SETTS	0.0%	Good	Seek Approval
WSGE1	WALTER SCOTT GLOBAL EQUITY FUND (HEDGED)	0.0%	Good	Seek Approval
WSGEF	WALTER SCOTT GLOBAL EQUITY FUND (HEDGED)	75.0%	Good	Seek Approval
WSGF	MLC W/S GLOBAL SHARE FUND	75.0%	Good	Seek Approval
WSGIA	WALTER SCOTT GLOBAL EQUITY FUND	75.0%	Good	Seek Approval
WSGO	WESTEL GROUP LIMITED	0.0%	Reserve	Seek Approval
WSI	WESTSTAR INDUSTRIAL LIMITED	0.0%	Good	Seek Approval
WSM	WSM LIMITED FORMALLY WELCOME STRANGER MG	0.0%	Good	Seek Approval
WSMO	OPTION EXP 30/11/02 DEFERRED	0.0%	Good	Seek Approval
WSP	WHISPIR LIMITED	0.0%	Good	Seek Approval
WSPEB	PENDAL BALANCED RETURNS FUND	75.0%	Good	Seek Approval
WSR	WESTAR RESOURCES LIMITED	0.0%	Good	Seek Approval
WSR1	WHITESTAR RESOURCES LIMITED	0.0%	Reserve	Seek Approval
WSROA	WESTAR RESOURCES LTD OPT EXP 5/5/2025	0.0%	Reserve	Seek Approval
WSS	WORKING SYSTEMS SOLUTIONS ORD FULLY PAID	0.0%	Good	Seek Approval
WST	WESTRALIA PROPERTY TRUST	0.0%	Good	Seek Approval
WST2	WESTRALIA PROPERTY TRUST	0.0%	Good	Seek Approval
WSTN	WEST PHARMACEUTICAL SERVICES INC	0.0%	Good	Seek Approval
WSX	WORLDSCHOOL LIMITED	0.0%	Good	Seek Approval
WSY	WEBSPY LIMITED	0.0%	Reserve	Seek Approval
WTAHY	VANGUARD AUST SHARES HIGH YIELD FUND	75.0%	Good	Seek Approval
WTC	WISETECH GLOBAL LIMITED	45.0%	Good	Seek Approval
WTE	WEDGETAIL EXPLORATION NL	0.0%	Good	Seek Approval
WTEDA	WEDGETAIL EXPLORATION DEF SETT	0.0%	Good	Seek Approval
WTEIF	BT INVESTOR CHOICE WESTPAC MOD GROWTH	75.0%	Good	Seek Approval
WTEMS	WEALTHTRAC VANGUARD EMERGING MKTS SH IND	65.0%	Good	Seek Approval
WTF1	WOTIF.COM HOLDINGS LIMITED	0.0%	Good	Seek Approval
WTGFB	BENTHAM GLOBAL INCOME FUND	0.0%	Good	Seek Approval
WTL	WT FINANCIAL GROUP LIMITED	0.0%	Good	Seek Approval
WTM	WARATAH MINERALS LIMITED	0.0%	Good	Seek Approval
WTN	WESTERN URANIUM LIMITED	0.0%	Good	Seek Approval
WTNO	WESTERN URANIUM OPT EXP 30-JUN-2010	0.0%	Good	Seek Approval
WTP3	WATPAC LIMITED	0.0%	Good	Seek Approval
WTPN	WATPAC LIMITED	0.0%	Good	Seek Approval
WTPR	WATPAC LTD RIGHTS-APPS CLOSE 14/07/06	0.0%	Good	Seek Approval
WTVIS	WEALTHTRAC VANGUARD INTNL SHARES INDEX F	75.0%	Good	Seek Approval
WVI	WAIVCOM WORLDWIDE LIMITED	0.0%	Good	Seek Approval
WVL	WINDIMURRA VANADIUM LIMITED	0.0%	Good	Seek Approval
WVOL	ISHARES EDGE MSCI WORLD MIN VOLATILITY	75.0%	Good	Seek Approval
WWA	WRIDGWAYS AUSTRALIA LIMITED	0.0%	Good	Seek Approval
WWG	WISEWAY GROUP LIMITED	0.0%	Good	Seek Approval
WWH	WATER WHEEL HOLDINGS LIMITED	0.0%	Good	Seek Approval
WWI	WEST WITS MINING LIMITED	0.0%	Good	Seek Approval
WWUZZ	WORLD WATER TRUST GENERAL OFFER	0.0%	Good	Seek Approval
WWW	WHINNEN RESOURCES LIMITED ORDINARY	0.0%	Good	Seek Approval
WWWO	WHINNEN RES- OPTION EXP 31-JAN-2009 DEF	0.0%	Reserve	Seek Approval
WXHG	SPDR S&P WORLD EX AUST (HEDGED) FUND	70.0%	Good	Seek Approval
WXOZ	SPDR S&P WORLD EX AUST FUND CARBON CTRL	75.0%	Good	Seek Approval
WXOZ2	SPDR S&P WORLD EX AUST FUND CARBON CTRL	0.0%	Good	Seek Approval
WYL	WATTYL LIMITED	0.0%	Good	Seek Approval
WYL1	WATTYL LIMITED	0.0%	Good	Seek Approval
WYX	WESTERN YILGARN NL	0.0%	Good	Seek Approval
WZABF	BT INVESTOR CHOICE WESTPAC AUS BOND	75.0%	Good	Seek Approval
WZR	WISR LIMITED	0.0%	Good	Seek Approval
X2M	X2M CONNECT LIMITED	0.0%	Good	Seek Approval
X2MO	X2M CONNECT LTD OPTION EXP 31/8/2024	0.0%	Reserve	Seek Approval
X2MZZ	X2M CONNECT LIMITED IPO	0.0%	Good	Seek Approval
X64	TEN SIXTY FOUR LIMITED	0.0%	Good	Seek Approval
XAM	XANADU MINES LIMITED	0.0%	Good	Seek Approval
XAO	MACQ 2900 XAO INDEX PUT WARR 30/6/99	0.0%	Good	Seek Approval
XARO	ACTIVEX ARDEA REAL OUTCOME BOND FUND	0.0%	Good	Seek Approval
XBIN	SPDR S&P BIOTECH ETF	0.0%	Good	Seek Approval
XBL	XCEED CAPITAL LIMITED	0.0%	Good	Seek Approval
XCDXX	PLACEMENT	0.0%	Good	Seek Approval
XCO2	VANECK GLOBAL CARBON CREDITS ETF	0.0%	Good	Seek Approval
XEL	XCELL DIAGNOSTICS LIMITED	0.0%	Good	Seek Approval
XELOA	XCELL DIAGNOSTICS LTD - OPT EXP 30/9/04	0.0%	Reserve	Seek Approval
XEN	XENOLITH GOLD LIMITED	0.0%	Good	Seek Approval
XENO	XENOLITH GOLD OPTION EXP 30-JUN-2011	0.0%	Good	Seek Approval
XESN	SPDR SERIES TRUST S&P OIL & GAS EQUIP	0.0%	Good	Seek Approval
XF1	XREF LIMITED	0.0%	Good	Seek Approval
XJO00	S&P/ASX 200 CITIWARRANTS 4804 XJO	0.0%	Good	Seek Approval
XJO3L	XJO 54.00 PUT OPT EXP 18/12/08	0.0%	Good	Seek Approval
XJOC5	CITIWARRANTS 7854.5855 XJO MINI SHORT	0.0%	Good	Seek Approval
XJOK3	CITIWARRANTS 7849.6284 XJO MINI SHORT	0.0%	Good	Seek Approval
XJOKQ	ABN AMRO 6229.54 XJO FUTURES INDEX MINI	0.0%	Good	Seek Approval
XJOLG	S&P/ASX 200 CITIWARRANTS 5581.6571	0.0%	Good	Seek Approval
XJOME	XJO 53.00 PUT OPT EXP 18/12/2008	0.0%	Good	Seek Approval
XJOMX	S&P/ASX 200 CITIWARRANTS 8073.1715	0.0%	Good	Seek Approval
XJOOY	CITIWARRANTS 7964.6506 XJO FUTURES	0.0%	Good	Seek Approval
XJOZZ	RBS 5653.97 XJO FUTURES INDEX MINI SHORT	0.0%	Good	Seek Approval
XLEN	SELECT SECTOR SPDR TRUST ENERGY XLE	0.0%	Good	Seek Approval
XLFN	FINANCIAL SELECT SECTOR SPDR FUND ETF	0.0%	Good	Seek Approval
XLVN	SELECT SECTOR SPDR TRUST HEALTHCARE XLV	0.0%	Good	Seek Approval
XMET	BETASHARES ENERGY TRANSITIN METALS ETF	0.0%	Good	Seek Approval
XNT	XENOTECH FPO	0.0%	Good	Seek Approval
XNU	XANADU RESOURCES LIMITED	0.0%	Reserve	Seek Approval
XOMN	EXXON MOBIL CORP	0.0%	Good	Seek Approval
XOPN	SPDR SERIES TRUST S&P OIL & GAS EXPL	0.0%	Good	Seek Approval
XPN	XPON TECHNOLOGIES GRUP LIMITED	0.0%	Good	Seek Approval
XRF	XRF SCIENTIFIC LTD	0.0%	Good	Seek Approval
XRG	XREALITY GROUP LTD	0.0%	Good	Seek Approval
XRO	XERO LIMITED	50.0%	Good	Seek Approval
XROKC	XERO LIMITED PLACEMENT	0.0%	Good	Seek Approval
XST	XSTATE RESOURCES LIMITED	0.0%	Good	Seek Approval
XTC	XANTIPPE RESOURCES LIMITED	0.0%	Good	Seek Approval
XTCO	XANTIPPE RESOURCES LTD OPT EXP 30/9/24	0.0%	Reserve	Seek Approval
XTCOA	XANTIPPE RESOURCES OPT EXP 10/6/2024	0.0%	Reserve	Seek Approval
XX093	DO NOT USE	0.0%	Good	Seek Approval
XX159	DO NOT USE	0.0%	Good	Seek Approval
XX161	DO NOT USE	0.0%	Good	Seek Approval
XX162	MLC MKEY HORIZ 7 ACC GROTH - DO NOT USE	0.0%	Good	Seek Approval
YAACF	YARRA ABSOLUTE CREDIT FUND	0.0%	Good	Seek Approval
YAGRF	YARRA GROWTH FUND	75.0%	Good	Seek Approval
YAL	YANCOAL AUSTRALIA LIMITED	0.0%	Good	Seek Approval
YALN	CONTINGENT VALUE RIGHTS SHARES DEFERRED	0.0%	Good	Seek Approval
YAMOB	YAMARNA GOLDFIELDS LTD - OPT EXP 30/6/02	0.0%	Reserve	Seek Approval
YANK	BETASHARES STRONG U.S. DOLLAR FUND ETF	0.0%	Good	Seek Approval
YAR	YARI MINERALS LIMITED	0.0%	Good	Seek Approval
YATAS	TYNDALL AUSTRALIAN SHARE WHOLESALE FUND	75.0%	Good	Seek Approval
YATAW	TYNDALL AUSTRALIAN SHARE WHOLESALE FUND	75.0%	Good	Seek Approval
YATSI	TYNDALL AUSTRALIAN SHARE INCOME FUND	75.0%	Good	Seek Approval
YBR	YELLOW BRICK ROAD HOLDINGS LIMITED	0.0%	Good	Seek Approval
YGLO	YILGARN GOLD LIMITED OPTION EXP 31-12-08	0.0%	Good	Seek Approval
YLDZZ	CAP'L PROT'D YIELDS 22/07/10-BROKER FIRM	0.0%	Good	Seek Approval
YMAX	BETASHARES AUS TOP20 EQUITY YIELD MAX FU	75.0%	Good	Seek Approval
YML	YILGARN MINING LIMITED	0.0%	Good	Seek Approval
YMLO	YILGARN MINING LIMITED-OPT EXP 30/06/07	0.0%	Good	Seek Approval
YNX	YINNEX NL 20 CENTS ORD F/P	0.0%	Reserve	Seek Approval
YNXO	YINNEX NL OPTION EXP 31/12/99	0.0%	Reserve	Seek Approval
YOJ	YOJEE LIMITED	0.0%	Good	Seek Approval
YOW	YOWIE GROUP LTD	0.0%	Good	Seek Approval
YPB	YPB GROUP LTD	0.0%	Reserve	Seek Approval
YRL	YANDAL RESOURCES LIMITED	0.0%	Good	Seek Approval
YRRO	YELLOW ROCK: OPTION EXPIRING 30-11-09	0.0%	Reserve	Seek Approval
YSHSG	YANGZIJIANG SHIPBUILDING HOLDINGS LIMITE	0.0%	Reserve	Seek Approval
YTL	YATES LIMITED	0.0%	Reserve	Seek Approval
YTMDX	YTM THETA(ACBC) EXCH TRADED BOND UNITS	0.0%	Good	Seek Approval
YTMG	YTM THETA(ACBC) EXCJ TRADED BOND GPT	0.0%	Good	Seek Approval
Z.ND	ZILLOW GROUP INC. ( CLASS C)	0.0%	Good	Seek Approval
Z1PKO	CITIWARRANTS 2.7291 Z1P MININ LONG	0.0%	Good	Seek Approval
Z1POB	Z1P CO LIMITED WARRANT	0.0%	Good	Seek Approval
Z1PXX	ZIP CO LIMITED PLACEMENT	0.0%	Good	Seek Approval
Z1ZZ	FC WS INV FR WS TERM DEP 12MTH	0.0%	Good	Seek Approval
Z2U	ZOOM2U TECHNOLOGIES LIMITED	0.0%	Good	Seek Approval
ZAG	ZULEIKA GOLD LIMITED	0.0%	Good	Seek Approval
ZBB	ZBB ENERGY CORPORATION	0.0%	Good	Seek Approval
ZBBO	OPT EXP 15/12/07 US PROHIBITED	0.0%	Reserve	Seek Approval
ZBTYY	ZEBIT INC.	0.0%	Good	Seek Approval
ZCO	ZELOS RESOURCES NL	0.0%	Good	Seek Approval
ZCOO	ZCO OPT EXP 31/12/07	0.0%	Reserve	Seek Approval
ZDX	ORDINARY FULLY PAID	0.0%	Good	Seek Approval
ZENYY	ZENITH ENERGY LIMITED PLACEMENT	0.0%	Good	Seek Approval
ZEO	ZEOTECH LIMITED	0.0%	Good	Seek Approval
ZER	ZETA RESOURCES LIMITED	0.0%	Good	Seek Approval
ZEU	ZEUS RESOURCES LIMITED	0.0%	Good	Seek Approval
ZEX	ZANEX N.L.	0.0%	Reserve	Seek Approval
ZEXO	ZEX OPTION 31-MAR-98	0.0%	Reserve	Seek Approval
ZFX1	ORDINARY FULLY PAID	0.0%	Good	Seek Approval
ZFX41	ZFX - $12.50 PUT OPT EXP 28-FEB-08	0.0%	Good	Seek Approval
ZFX4S	ZFX - $11.50 PUT OPT EXP 28-FEB-08	0.0%	Good	Seek Approval
ZFX51	ZFX - 11.50 - PUT OPT EXP 27/03/08	0.0%	Good	Seek Approval
ZFX79	ZFX - 11.50 - CALL OPT EXP 29/05/08	0.0%	Good	Seek Approval
ZFX8A	ZFX - 11.50 - PUT OPT EXP 29/05/08	0.0%	Good	Seek Approval
ZFXBK	ZFX - $16.00 PUT OPT EXP 24/05/07	0.0%	Good	Seek Approval
ZFXCH	ZFX - 9.75 - PUT OPT EXP 27/11/08	0.0%	Good	Seek Approval
ZFXCQ	ZFX - $16.50 PUT OPT EXP 29-NOV-07	0.0%	Good	Seek Approval
ZFXCT	ZFX - $17.00 PUT OPT EXP 29-NOV-07	0.0%	Good	Seek Approval
ZFXES	ZFXES - $20.00 PUT OPT EXP 29/11/07	0.0%	Good	Seek Approval
ZFXGN	ZFX - $19.00 CALL OPT EXP 24/05/07	0.0%	Reserve	Seek Approval
ZFXK4	ZFX - $16.00 PUT OPT EXP 27/09/07	0.0%	Reserve	Seek Approval
ZFXMI	ZFX - $18.00 PUT OPT EXP 27/09/07	0.0%	Good	Seek Approval
ZFXP8	ZFX - $18.50 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
ZFXRT	ZFX - $20.50 PUT OPT EXP 30/08/07	0.0%	Good	Seek Approval
ZFXSK	ZFX - $20.00 PUT OPT EXP 25/10/07	0.0%	Good	Seek Approval
ZFXT3	ZFX - $17.50 PUT OPT EXP 25/10/07	0.0%	Reserve	Seek Approval
ZFXTX	ZFX - $16.00 PUT OPT EXP 25/10/07	0.0%	Good	Seek Approval
ZFXUB	ZFX $18.00 PUT OPT EXP 22-2-2007	0.0%	Good	Seek Approval
ZFXUM	ZFX - 9.50 - PUT OPT EXP 27/11/08	0.0%	Good	Seek Approval
ZFXXX	ZINIFEX LIMITED - INSTO OFFER	0.0%	Good	Seek Approval
ZG.ND	ZILLOW GROUP INC. (CLASS A)	0.0%	Good	Seek Approval
ZGCK	GOLD FUTURE MINI LONG CITIWARRANTS 31/12	0.0%	Good	Seek Approval
ZGCKD	COMEX GOLD FUTURES (CME) RBS 1285.1251 Z	0.0%	Good	Seek Approval
ZGCKR	COMEX GOLD FUTURESCOMMODITY QUANTO	0.0%	Good	Seek Approval
ZGCKZ	COMEX GOLD FUTURES (CME) RBS 815.5582	0.0%	Good	Seek Approval
ZGL	ZICOM GROUP LIMITED	0.0%	Good	Seek Approval
ZGLXX	ZICOM GROUP LTD - PLACEMENT	0.0%	Good	Seek Approval
ZHE	ZHENG HE GLOBAL CAPITAL LIMITED	0.0%	Reserve	Seek Approval
ZHIG1	ZURICH INV HEDGED GLOBAL THEMATIC SHARE	0.0%	Good	Seek Approval
ZIAPS	ZURICH INV AUST PROPERTY SEC FUND (WA)	65.0%	Good	Seek Approval
ZIEIF	ZURICH INVESTMENTS EQUITY INCOME FUND	0.0%	Good	Seek Approval
ZIEIR	ZURICH INVESTMENT EQUITY INCOME FUND(R)	0.0%	Good	Seek Approval
ZIGIA	ZURICH INVESTMENTS GLOBAL THEMATIC SHARE	75.0%	Good	Seek Approval
ZIHGT	ZURICH INV HEDGED GLOBAL THEMATIC SHARE	75.0%	Good	Seek Approval
ZIIHG	ZURICH INV HEDGED GLOBAL THEMATIC SHARE	75.0%	Good	Seek Approval
ZIISF	ZURICH INV GLOBAL THEMATIC SHARE FUND	75.0%	Good	Seek Approval
ZILL1	ZILLO GROUP INC - CLASS A	0.0%	Good	Seek Approval
ZILLC	ZILLOW GROUP INC - CLASS C	0.0%	Good	Seek Approval
ZILLO	ZILLO INC. (Z) NASDAQGS	0.0%	Good	Seek Approval
ZIM	ZIMPLATS HOLDINGS LIMITED	0.0%	Good	Seek Approval
ZIMG	ZURICH INVESTMENTS MANAGED GROWTH FUND	75.0%	Good	Seek Approval
ZIMGF	ZURICH MANAGED INV MANAGED GROWTH FUND	0.0%	Good	Seek Approval
ZIP	ZIP CO LIMITED	0.0%	Good	Seek Approval
ZIPS	ZURICH INV AUST PROPERTY SEC FUND (WA)	65.0%	Good	Seek Approval
ZIPXX	ZIPTEL LIMITED INSTITUTIONAL PLACEMENT	0.0%	Good	Seek Approval
ZISC	ZURICH INVESTMENTS SMALL COMPANIES	0.0%	Good	Seek Approval
ZISMG	ZURICH INVESTMENT MANAGED GROWTH FUND	75.0%	Good	Seek Approval
ZIUGT	ZURICH INV UNHEDGED GLOBAL THEMATIC SHR	75.0%	Good	Seek Approval
ZLD	ZELDA THERAPEUTICS LIMITED	0.0%	Good	Seek Approval
ZM.ND	ZOOM VIDEO COMMUNICATIONS INC	0.0%	Reserve	Seek Approval
ZMGXX	ZINGMOBILE GROUP LIMITED PLACEMENT	0.0%	Good	Seek Approval
ZMI	ZINC OF IRELAND NL	0.0%	Good	Seek Approval
ZMIPS	ZURICH INV AUST PROP SEC RETAIL FUND	0.0%	Good	Seek Approval
ZMM	ZIMI LIMITED	0.0%	Good	Seek Approval
ZNC	ZINC CO AUSTRALIA LIMITED	0.0%	Good	Seek Approval
ZNC1	ZINC CO AUSTRALIA LIMITED	0.0%	Reserve	Seek Approval
ZNO	ZOONO GROUP LIMITED	0.0%	Reserve	Seek Approval
ZOD	ZODIAC CAPITAL LIMITED	0.0%	Good	Seek Approval
ZPR1	ZEPHYR MINERALS NL	0.0%	Reserve	Seek Approval
ZR004	ZURICH MANAGED GROWTH FUND	0.0%	Good	Seek Approval
ZRLZZ	ZAMBEZI RESOURCES LIMITED BROKER OFFER	0.0%	Good	Seek Approval
ZSIKB	RBS 20.9693 ZSI FUTURES COMMODITY MINI L	0.0%	Good	Seek Approval
ZSIKN	COMEX SILVER CITIWARRANTS	0.0%	Good	Seek Approval
ZSIKR	COMEX SILVER FUTURES RBS PLC 19.0223	0.0%	Good	Seek Approval
ZTL	ZENYTH THERAPEUTICS LIMITED	0.0%	Good	Seek Approval
ZUEIF	ZURICH INVESTMENTS EQUITY INCOME FUND	0.0%	Good	Seek Approval
ZUGEI	ZURICH INVESTMENTS GLOBAL EQUITY INCOME	0.0%	Good	Seek Approval
ZUGGF	ZURICH GLOBAL GROWTH FUND	75.0%	Good	Seek Approval
ZUGGR	ZURICH GLOBAL GROWTH FUND (RETAIL)	0.0%	Good	Seek Approval
ZUGGU	ZURICH GLOBAL GROWTH FUND (UNHEDGED)	75.0%	Good	Seek Approval
ZUHIS	ZURICH INV UNHEDGED GLOBAL THEMATIC SHR	75.0%	Good	Seek Approval
ZURD1	DENNING PRYCE EQUITY INCOME	0.0%	Good	Seek Approval
ZWGTS	ZURICH INV GLOBAL THEMATIC SHARE FUND	75.0%	Good	Seek Approval
ZYAU	ETFS S&P/ASX 300 HIGH YIELD PLUS ETF	70.0%	Good	Seek Approval
ZYLOA	ZYLOTECH LIMITED OPTION EXP 30 SEP 2001	0.0%	Good	Seek Approval
ZYLOB	ZYLOTECH LIMITED - OPT. EXP. 31/3/05	0.0%	Reserve	Seek Approval
ZYUS	ETFS S&P 500 HIGH YIELD LOW VOLATILITY	75.0%	Good	Seek Approval
ZZZZ	BT WHOLESALE IMPUTATION FUND	75.0%	Good	Seek Approval
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